Proposed Rule: Elimination of Flash Order Exception From Rule 602 of Regulation NMS

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a December 8, 2010, meeting with representatives of GETCO, LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a December 8, 2010, meeting with representatives of GETCO, LLC
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a December 8, 2010, meeting with representatives of GETCO, LLC
Public Comment William J. Brodsky, Chairman and Chief Executive Officer, CBOE, Chicago, Illinois
Public Comment John C. Nagel, Managing Director and Deputy General Counsel, Head of Global Compliance, Citadel Investment Group, L.L.C.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 9, 2010, meeting with representatives of IMC Financial
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 9, 2010, meeting with representatives of the Chicago Board Options Exchange
Public Comment Janet L. Kissane, SVP, Legal and Corporate Secretary, NYSE Euronext
Public Comment Chris Barnard, Germany
Public Comment John McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 7, 2010, meeting with representatives of the Chicago Board Options Exchange
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a September 7, 2010, meeting with representatives of the Chicago Board Options Exchange
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding an August 27, 2010, meeting with representatives of NASDAQ OMX PHLX
Public Comment Jerry O'Connell, Chief Compliance Officer, Susquehanna International Group, LLP, Bala Cynwyd, Pennsylvania
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding an August 23, 2010, meeting with representatives of GETCO LLC and NYSE Euronext
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding an August 23, 2010, meeting with representatives of GETCO
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding an August 16, 2010, meeting with representatives of Nasdaq OMX
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding an August 19, 2010, meeting with representatives of NASDAQ OMX
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding an August 16, 2010, meeting with representatives of NASDAQ OMX Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding an August 16, 2010, meeting with representatives of Nasdaq
Public Comment Steve Jackson, Media, Pennsylvania
Public Comment Steven M. Vannelli, Investment Advisor, San Francisco, California
Public Comment Thomas H. Brasso, Jr., Owasso, Oklahoma
Public Comment John A. McCarthy, General Counsel, Global Electronic Trading Company, Chicago, Illinois
Public Comment Thomas F. Price, Managing Director, Operations,Technology & BCP, Securities Industry and Financial Markets Association
Public Comment Christopher Nagy, Managing Director Order Strategy, TD AMERITRADE, Inc.
Public Comment Janet McGinness Kissane, SVP & Corporate Secretary, Legal & Government Affairs, NYSE Euronext
Public Comment Joan C. Conley, Senior VP and Corporate Secretary, The NASDAQ OMX Group, Rockville, Maryland
Public Comment William J. Brodsky, Chairman and CEO, Chicago Board Options Exchange, Chicago, Illinois
Public Comment John C. Nagel, Managing Director and Deputy General Counsel, Head of Global Compliance, Citadel Investment Group, L.L.C.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-21-09
Release Number
34-60684
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