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Release Number	SEC Issue Date	File Number	Details
34-59769, IA-2866, IC-28697	April 15, 2009	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 17925)
34-59769, IA-2866, IC-28697	April 15, 2009	S7-09-07	Interagency Proposal for Model Privacy Form Under the Gramm-Leach-Bliley Act *Comments Due:* May 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 17925)
34-59748	April 10, 2009	S7-08-09	Amendments to Regulation SHO *Comments Due:* June 19, 2009 View Received Comments See Also - 2009 Federal Register version, Proposed Rule Release No. 34-60509 Federal Register version (74 FR 18041)
33-9005, 34-59350	Feb. 3, 2009	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* April 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 6359)
33-9005, 34-59350	Feb. 3, 2009	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* April 20, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (74 FR 6359)
34-59343	Feb. 2, 2009	S7-04-09	Re-Proposed Rules for Nationally Recognized Statistical Rating Organizations *Comments Due:* March 26, 2009 View Received Comments See Also - 2009 Federal Register version, 34-61050.pdf Federal Register version (74 FR 6485)
34-59150	Dec. 23, 2008	S7-33-08	Records Services, Fee Schedule *Comments Due:* January 30, 2009 View Received Comments See Also - 2009 Federal Register version Federal Register version (73 FR 80313)
33-8982, 34-58960	Nov. 14, 2008	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* February 19, 2009 View Received Comments See Also - Federal Register version Federal Register version (73 FR 70815)
33-8982, 34-58960	Nov. 14, 2008	S7-27-08	Roadmap for the Potential Use of Financial Statements Prepared in Accordance With International Financial Reporting Standards by U.S. Issuers *Comments Due:* February 19, 2009 View Received Comments See Also - Federal Register version Federal Register version (73 FR 70815)
33-8976, 34-58769	Oct. 10, 2008	S7-14-08	Indexed Annuities and Certain Other Insurance Contracts *Comments Due:* November 17, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8933 Federal Register version (73 FR 61753)
33-8976, 34-58769	Oct. 10, 2008	S7-14-08	Indexed Annuities and Certain Other Insurance Contracts *Comments Due:* November 17, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8933 Federal Register version (73 FR 61753)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
33-8949, IC-28346	July 31, 2008	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* August 29, 2008 View Received Comments See Also - 2008 Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (73 FR 45646)
34-58255	July 30, 2008	S7-21-08	Proposed Amendment to Municipal Securities Disclosure *Comments Due:* September 22, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 46137)
34-58255	July 30, 2008	S7-21-08	Proposed Amendment to Municipal Securities Disclosure *Comments Due:* September 22, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 46137)
34-58264, IC-28345, IA-2763	July 30, 2008	S7-22-08	Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices *Comments Due:* October 1, 2008 View Received Comments See Also - Federal Register version Federal Register version (73 FR 45646)
34-58264, IC-28345, IA-2763	July 30, 2008	S7-22-08	Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices *Comments Due:* October 1, 2008 View Received Comments See Also - Federal Register version Federal Register version (73 FR 45646)
34-58264, IC-28345, IA-2763	July 30, 2008	S7-22-08	Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices *Comments Due:* October 1, 2008 View Received Comments See Also - Federal Register version Federal Register version (73 FR 45646)
34-58264, IC-28345, IA-2763	July 30, 2008	S7-22-08	Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices *Comments Due:* October 1, 2008 View Received Comments See Also - Federal Register version Federal Register version (73 FR 45646)
34-58264, IC-28345, IA-2763	July 30, 2008	S7-22-08	Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices *Comments Due:* October 1, 2008 View Received Comments See Also - Federal Register version Federal Register version (73 FR 45646)
34-58264, IC-28345, IA-2763	July 30, 2008	S7-22-08	Commission Guidance Regarding the Duties and Responsibilities of Investment Company Boards of Directors With Respect to Investment Adviser Portfolio Trading Practices *Comments Due:* October 1, 2008 View Received Comments See Also - Federal Register version Federal Register version (73 FR 45646)
34-58107	July 7, 2008	S7-19-07	Amendment to Regulation SHO *Comments Due:* August 13, 2008 View Received Comments See Also - 2008 Federal Register version, 34-58775.pdf, and 34-56213 Federal Register version (73 FR 40201)
33-8940, 34-58071	July 1, 2008	S7-18-08	Security Ratings *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version, 33-9245.pdf Federal Register version (73 FR 40106)
33-8940, 34-58071	July 1, 2008	S7-18-08	Security Ratings *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version, 33-9245.pdf Federal Register version (73 FR 40106)
34-58070	July 1, 2008	S7-19-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 40087)
34-58070	July 1, 2008	S7-17-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 40087)
IC-28327, IA-2751	July 1, 2008	S7-19-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 40124)
IC-28327, IA-2751	July 1, 2008	S7-17-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 40124)
IC-28327, IA-2751	July 1, 2008	S7-19-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 40124)
IC-28327, IA-2751	July 1, 2008	S7-17-08	References to Ratings of Nationally Recognized Statistical Rating Organizations *Comments Due:* September 5, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 40124)
34-58047	June 27, 2008	S7-16-08	Exemption of Certain Foreign Brokers or Dealers *Comments Due:* September 8, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 39181)
33-8935, 34-58030	June 26, 2008	S7-15-08	Modernization of the Oil and Gas Reporting Requirements *Comments Due:* September 8, 2008 View Received Comments See Also - 2008 Federal Register version, 33-8995.pdf Federal Register version (73 FR 39525)
33-8935, 34-58030	June 26, 2008	S7-15-08	Modernization of the Oil and Gas Reporting Requirements *Comments Due:* September 8, 2008 View Received Comments See Also - 2008 Federal Register version, 33-8995.pdf Federal Register version (73 FR 39525)
33-8933, 34-58022	June 25, 2008	S7-14-08	Indexed Annuities and Certain Other Insurance Contracts *Comments Due:* September 10, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 37751)
33-8933, 34-58022	June 25, 2008	S7-14-08	Indexed Annuities and Certain Other Insurance Contracts *Comments Due:* September 10, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 37751)
34-57967	June 16, 2008	S7-13-08	Proposed Rules for Nationally Recognized Statistical Rating Organizations *Comments Due:* July 25, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 36211)
34-57967	June 16, 2008	S7-13-08	Proposed Rules for Nationally Recognized Statistical Rating Organizations *Comments Due:* July 25, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 36211)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8929, 34-57942, 39-2457, IC-28298	June 10, 2008	S7-12-08	Interactive Data for Mutual Fund Risk/Return Summary *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 35441)
33-8924	May 30, 2008	S7-11-08	Interactive Data To Improve Financial Reporting *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 32793)
33-8924	May 30, 2008	S7-11-08	Interactive Data To Improve Financial Reporting *Comments Due:* August 1, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 32793)
33-8917, 34-57781	May 6, 2008	S7-10-08	Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions *Comments Due:* June 23, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 26875)
33-8917, 34-57781	May 6, 2008	S7-10-08	Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions *Comments Due:* June 23, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 26875)
33-8917, 34-57781	May 6, 2008	S7-10-08	Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions *Comments Due:* June 23, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 26875)
33-8917, 34-57781	May 6, 2008	S7-10-08	Revisions to the Cross-Border Tender Offer, Exchange Offer, and Business Combination Rules and Beneficial Ownership Reporting Rules for Certain Foreign Institutions *Comments Due:* June 23, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 26875)
34-57511	March 17, 2008	S7-08-08	"Naked' Short Selling Anti-Fraud Rule *Comments Due:* May 20, 2008 View Received Comments See Also - 2008 Federal Register version, 34-58774.pdf Federal Register version (73 FR 15375)
33-8901, IC-28193	March 11, 2008	S7-07-08	Exchange-Traded Funds *Comments Due:* May 19, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 14617)
33-8901, IC-28193	March 11, 2008	S7-07-08	Exchange-Traded Funds *Comments Due:* May 19, 2008 View Received Comments See Also - 2008 Federal Register version Federal Register version (73 FR 14617)
34-57427, IC-28178, IA-2712	March 4, 2008	S7-06-08	Part 248-Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information *Comments Due:* May 12, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 13691)
34-57427, IC-28178, IA-2712	March 4, 2008	S7-06-08	Part 248-Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information *Comments Due:* May 12, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 13691)
34-57427, IC-28178, IA-2712	March 4, 2008	S7-06-08	Part 248-Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Personal Information *Comments Due:* May 12, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 13691)
IA-2711, 34-57419	March 3, 2008	S7-10-00	Amendments to Form ADV *Comments Due:* May 16, 2008 View Received Comments See Also - 2000 Comments received electronically are available, for this proposal. Federal Register version Federal Register version (73 FR 13957)
IA-2711, 34-57419	March 3, 2008	S7-10-00	Amendments to Form ADV *Comments Due:* May 16, 2008 View Received Comments See Also - 2000 Comments received electronically are available, for this proposal. Federal Register version Federal Register version (73 FR 13957)
IA-2711, 34-57419	March 3, 2008	S7-10-00	Amendments to Form ADV *Comments Due:* May 16, 2008 View Received Comments See Also - 2000 Comments received electronically are available, for this proposal. Federal Register version Federal Register version (73 FR 13957)
IA-2711, 34-57419	March 3, 2008	S7-10-00	Amendments to Form ADV *Comments Due:* May 16, 2008 View Received Comments See Also - 2000 Comments received electronically are available, for this proposal. Federal Register version Federal Register version (73 FR 13957)
IA-2711, 34-57419	March 3, 2008	S7-10-00	Amendments to Form ADV *Comments Due:* May 16, 2008 View Received Comments See Also - 2000 Comments received electronically are available, for this proposal. Federal Register version Federal Register version (73 FR 13957)
IA-2711, 34-57419	March 3, 2008	S7-10-00	Amendments to Form ADV *Comments Due:* May 16, 2008 View Received Comments See Also - 2000 Comments received electronically are available, for this proposal. Federal Register version Federal Register version (73 FR 13957)
33-8900, 34-57409, 33-8959 International Series Release No. 1308	Feb. 29, 2008	S7-05-08	Foreign Issuer Reporting Enhancements *Comments Due:* May 12, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 13403)
33-8900, 34-57409, 33-8959 International Series Release No. 1308	Feb. 29, 2008	S7-05-08	Foreign Issuer Reporting Enhancements *Comments Due:* May 12, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 13403)
33-8900, 34-57409, 33-8959 International Series Release No. 1308	Feb. 29, 2008	S7-05-08	Foreign Issuer Reporting Enhancements *Comments Due:* May 12, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 13403)
34-57350, 34-58465	Feb. 19, 2008	S7-04-08	Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers *Comments Due:* April 25, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 10101)
34-57350, 34-58465	Feb. 19, 2008	S7-04-08	Exemption From Registration Under Section 12(G) of the Securities Exchange Act of 1934 for Foreign Private Issuers *Comments Due:* April 25, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 10101)
34-57306, IC-28148, 34-57711	Feb. 11, 2008	S7-02-08	Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 *Comments Due:* March 17, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 8975)
34-57306, IC-28148, 34-57711	Feb. 11, 2008	S7-02-08	Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 *Comments Due:* March 17, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 8975)
34-57306, IC-28148, 34-57711	Feb. 11, 2008	S7-02-08	Disclosure of Divestment by Registered Investment Companies in Accordance With Sudan Accountability and Divestment Act of 2007 *Comments Due:* March 17, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 8975)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8889, 34-57258, 33-8934A	Feb. 1, 2008	S7-06-03	Internal Control Over Financial Reporting in Exchange Act Periodic Reports of Non-Accelerated Filers *Comments Due:* March 10, 2008 See Also - for this proposal. Federal Register version Federal Register version (73 FR 7449)
33-8871	Dec. 14, 2007	S7-30-07	Revisions to Form S-11 To Permit Historical Incorporation by Reference *Comments Due:* January 22, 2008 View Received Comments See Also - for this proposal. Federal Register version, 33-8909.pdf Federal Register version (72 FR 72274)
33-8861, IC-28064	Nov. 21, 2007	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* February 28, 2008 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (72 FR 67789)
33-8861, IC-28064	Nov. 21, 2007	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* February 28, 2008 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (72 FR 67789)
33-8861, IC-28064	Nov. 21, 2007	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* February 28, 2008 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (72 FR 67789)
33-8861, IC-28064	Nov. 21, 2007	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* February 28, 2008 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (72 FR 67789)
33-8861, IC-28064	Nov. 21, 2007	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* February 28, 2008 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (72 FR 67789)
33-8861, IC-28064	Nov. 21, 2007	S7-28-07	Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies *Comments Due:* February 28, 2008 View Received Comments See Also - for this proposal. Federal Register version, Proposed Rule Release No. 33-8861 Federal Register version (72 FR 67789)
33-8859, 34-56732, IC-28042	Nov. 1, 2007	S7-25-07	Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E *Comments Due:* December 14, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 63513)
33-8859, 34-56732, IC-28042	Nov. 1, 2007	S7-25-07	Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E *Comments Due:* December 14, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 63513)
33-8859, 34-56732, IC-28042	Nov. 1, 2007	S7-25-07	Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E *Comments Due:* December 14, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 63513)
33-8859, 34-56732, IC-28042	Nov. 1, 2007	S7-25-07	Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E *Comments Due:* December 14, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 63513)
33-8859, 34-56732, IC-28042	Nov. 1, 2007	S7-25-07	Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E *Comments Due:* December 14, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 63513)
33-8859, 34-56732, IC-28042	Nov. 1, 2007	S7-25-07	Rulemaking for EDGAR System; Mandatory Electronic Submission of Applications for Orders Under the Investment Company Act and Filings Made Pursuant to Regulation E *Comments Due:* December 14, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 63513)
IA-2652	Sept. 24, 2007	S7-22-07	Interpretive Rule Under the Advisers Act Affecting Broker-Dealers *Comments Due:* November 2, 2007 View Received Comments See Also - for this proposal. Federal Register version Federal Register version (72 FR 55126)
34-56213	Aug. 7, 2007	S7-19-07	Amendments to Regulation SHO *Comments Due:* September 13, 2007 View Received Comments See Also - 2007 Federal Register version, 34-58775.pdf, Proposed Rule Release Nos. 34-58107 Federal Register version (72 FR 45558)
33-8828, IC-27922	Aug. 3, 2007	S7-18-07	Revisions of Limited Offering Exemptions in Regulation D *Comments Due:* October 9, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 45115)
33-8828, IC-27922	Aug. 3, 2007	S7-18-07	Revisions of Limited Offering Exemptions in Regulation D *Comments Due:* October 9, 2007 View Received Comments See Also - 2007 Federal Register version Federal Register version (72 FR 45115)
34-56160, IC-27913	July 27, 2007	S7-16-07	Shareholder Proposals *Comments Due:* October 2, 2007 View Received Comments See Also - 2007 Federal Register version, 34-57172.pdf Federal Register version (72 FR 43465)