Comments on Proposed Rule: Incentive-Based Compensation Arrangements

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 2,669
B: 2,790
C: 2,662
D: 2,467

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 25, 2016, meeting with representatives of Capital Group
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding an April 19, 2016, meeting with representatives of the Boston Asset Management Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 12, 2016, meeting with representatives of The Clearing House
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 17, 2016, meeting with representatives of Americans for Financial Reform
Public Comment Kenneth E. Bentsen, Jr., President & CEO, Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 9, 2015, meeting with representatives of Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a November 2, 2015, meeting with representatives of Public Citizen
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 16, 2015, meeting with representatives of The Clearing House Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a September 15, 2015, meeting with representatives of Public Citizen
Meeting with SEC Officials Memorandum from the Office of General Counsel regarding a July 2, 2015, meeting with representatives of Americans for Financial Reform, AFL-CIO, Public Citizen, and Columbia Law School
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 17, 2015, meeting with representatives of Public Citizen
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a June 4, 2015, call with a representative of Better Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a June 1, 2015, call with a representative of Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a May 27, 2015, meeting with representatives of the AFL-CIO
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an April 30, 2015, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 20, 2015, meeting with representatives of Private Equity Growth Capital Council
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a March 27, 2015, meeting with representatives of Public Citizen
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a February 27, 2015, phone call with Prof. Robert Jackson of Columbia Law School
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a February 9, 2015, meeting with a representative of the Americans for Financial Reform coalition
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a December 18, 2014, meeting with representatives of Americans for Financial Reform
Public Comment Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding a November 7, 2014, meeting with representatives of Public Citizen
Meeting with SEC Officials Memorandum from the Office of Commissioner Kara Stein regarding an October 30, 2014, meeting with representatives of Americans for Financial Reform
Public Comment Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a January 29, 2013, meeting with representatives of Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 25, 2012 meeting with a representative of the MIT Sloan School of Management
Public Comment Senator Sherrod Brown, U.S. Senate
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 4, 2012 meeting with representatives of Americans for Financial Reform, Public Citizen, and the International Brotherhood of Teamsters
Meeting with SEC Officials Memorandum from the Office of Commissioner Luis A. Aguilar regarding a March 7, 2012, meeting with representatives of Americans for Financial Reform
Meeting with SEC Officials Memorandum from the Office of Commissioner Troy A. Paredes regarding a January 26, 2012, meeting with representatives of AFL-CIO Office of Investment, Congress Watch/Public Citizen, Americans for Financial Reform, AFSCME Capital Strategies, and The Forum for Sustainable and Responsible Investment

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-12-11
Release Number
34-64140
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