Temporary Registration of Municipal Advisors

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 19, 2010, meeting with representatives from the National Association of Energy Service Companies, Chevron Energy Solutions, Bingham McCutchen LLP, and the Municipal Securities Rulemaking Board
Public Comment Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Public Comment Amy Natterson Kroll and W. Hardy Callcott, Bingham McCutchen LLP, on behalf of the National Association of Energy Services Companies
Public Comment Carolyn Walsh, Vice President and Senior Counsel Center for Securities, Trust and Investments, American Bankers Association, and Deputy General Counsel, ABA Securities Association
Public Comment Steve Apfelbacher, President, National Association of Independent Public Finance Advisors
Public Comment Joy A. Howard, WM Financial Strategies, St. Louis, Missouri
Public Comment John J. Wagner, Kutak Rock LLP
Meeting with SEC Officials Memorandum from the Office of Commissioner Elisse B. Walter regarding a September 15, 2010, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a September 14, 2010 Meeting with Representatives of the National Association of Independent Public Finance Advisors (NAIPFA)
Public Comment Brad R. Jacobsen, South Jordan, Utah

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-19-10
Release Number
34-62824
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