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Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934

[Release No. 34-64352; File No. S7-15-11]

Jan. 24, 2014 Sean C. Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association
Oct. 4, 2013 Rep. Sean P. Duffy, Member of Congress
Dec. 20, 2011 Kurt N. Schacht, Managing Director, Standards and Financial Market Integrity, and Linda L. Rittenhouse, Director, Capital Markets Policy, CFA Institute
Sep. 23, 2011 Richard A. Dorfman, Managing Director, Head of Securitization, and Christopher B. Killian, Vice President, Securitization Group, Securities Industry and Financial Markets Association
Jul. 5, 2011 Sullivan & Cromwell LLP
Jul. 5, 2011 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Jul. 5, 2011 Kenneth E. Bentsen, Jr. Executive Vice President, Public Policy and Advocacy, Securities Industry and Financial Markets Association
Jul. 5, 2011 Mike Nicholas, Chief Executive Officer, Bond Dealers of America
Jul. 5, 2011 Davis Polk & Wardwell LLP
Jul. 5, 2011 Suzanne Rothwell, Managing Member, Rothwell Consulting LLC, Oakton, Virginia
Jul. 4, 2011 William Michael Cunningham, Creative Investment Research, Inc., Washington, District of Columbia
Jun. 6, 2011 Chris Barnard, Germany

Modified: 01/27/2014