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Comments on Proposed Rule: Registration of Municipal Advisors
[Release No. 34-63576; File No. S7-45-10]
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| Comments have been received from individuals and entities using the following Letter Type A: 170 |
| Comments have been received from individuals and entities using the following Letter Type B: 7 |
| Comments have been received from individuals and entities using the following Letter Type C: 10 |
| Comments have been received from individuals and entities using the following Letter Type D: 36 |
| Comments have been received from individuals and entities using the following Letter Type E: 5 |
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(Click here for meetings with SEC officials)
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| Jan. 10, 2014 | Cristeena Naser, Vice President and Senior Counsel, American Bankers Association |
| Jan. 9, 2014 | Leslie M. Norwood, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association (SIFMA) |
| Jan. 2, 2014 | Karen L. Barr and Laura L. Grossman, Investment Adviser Association; Timothy W. Cameron, Esq. and Matthew J. Nevins, Esq., Securities Industry and Financial Markets Association (SIFMA) |
| Nov. 8, 2013 | Mike Nicholas, Chief Executive Officer, Bond
Dealers of America |
| Sep. 19, 2013 | Richard Li, Public Debt Specialist, City of Milwaukee, Milwaukee, Wisconsin |
| Sep. 13, 2013 | Steve Stivers and Gwen Moore, Members of Congress |
| Jan. 24, 2013 | Michael Nicholas, Chief Executive Officer, Bond Dealers of America |
| Nov. 21, 2012 | Clifford E. Kirsch, Michael B. Koffler, and Susan S. Krawczyk, Sutherland Asbill & Brennan, on behalf of the Committee of Annuity Insurers |
| Sep. 5, 2012 | Elizabeth (Beth) J. Stroble, Ph.D., President, Webster University, St. Louis, Missouri |
| Jul. 23, 2012 | Cristeena Naser, Senior Counsel, Center for Securities, Trust & Investment, American Bankers Association |
| Jul. 9, 2012 | Frances S. Taylor, Chair, Board of Directors, and Michael M. Knetter, President and CEO, University of Wisconsin Foundation |
| Jul. 9, 2012 | Beverly Daniel Tatum, Ph.D., President, Spelman College |
| Jul. 9, 2012 | G. Lee Griffin, President and CEO, LSU Foundation |
| Jul. 8, 2012 | Eric Persons, Associate Vice President, Syracuse University |
| Jun. 29, 2012 | Charles R. Middleton, Roosevelt University |
| Jun. 28, 2012 | Christopher R. Gibson, Board Chair, and R. Barbara Gitenstein, President, The College of New Jersey |
| Jun. 28, 2012 | Dr. Richard J. Sherry, Executive Assistant to the President, Bethel University, St. Paul, Minnesota |
| Jun. 25, 2012 | Conrad W. Hewitt |
| Jun. 22, 2012 | Thomas A. Dunne, Senior Vice President, Administration, Fordham University |
| Jun. 21, 2012 | Walter Harrison, President, University of Harford |
| Jun. 21, 2012 | Thomas A. Conniff, Cullen and Dykman LLP, on behalf of The College of New
Rochelle |
| Jun. 21, 2012 | Michael B. McCall, Ed.D., President, Kentucky Community and Technical College System |
| Jun. 21, 2012 | James R. Parks |
| Jun. 18, 2012 | Mike Rush, Executive Director, Idaho State Board of Education |
| Jun. 18, 2012 | Rock Jones, Ph.D., President, Ohio Wesleyan University |
| Jun. 12, 2012 | Geoffrey Bannister, Ph.D., President, Hawaii Pacific University |
| Jun. 12, 2012 | Harrison F. Trammell, President & CEO, Clemson University Foundation |
| Jun. 12, 2012 | Dr. R. Barbara Gitenstein, President, The College of New Jersey |
| Jun. 12, 2012 | Peyton R. Helm, President, and Richard F. Brueckner, Chairman of the Board, Muhlenberg College, Allentown, Pennsylvania |
| Jun. 11, 2012 | Todd S. Hutton, President, Utica College |
| Jun. 11, 2012 | Rep. Richard L. Hanna, Member of Congress |
| Jun. 8, 2012 | James E. Lyons, Ph.D, President, Dillard University |
| Jun. 8, 2012 | Michael E. Engh, S.J., President, Santa Clara University |
| Jun. 7, 2012 | Lyn Chynoweth, Chair, Board of Trustees, and Christopher M. Thomforde, President, Moravian College, Bethlehem, Pennsylvania |
| Jun. 7, 2012 | Cynthia A. Zane, President, Hilbert College |
| Jun. 7, 2012 | Stan Carpenter, Chancellor, Nebraska State College System |
| Jun. 6, 2012 | Walter M. Kimbrough, Immediate past president, Philander Smith College, Incoming president, Dillard University |
| Jun. 6, 2012 | Dr. Tori Haring-Smith, President, Washington & Jefferson College, Washington, Pennsylvania |
| Jun. 6, 2012 | Stephen Gehret, V.P./Chief Financial Officer, Tusculum College, Greeneville, Tennessee |
| Jun. 6, 2012 | Cristina Pianezzola |
| Jun. 5, 2012 | Brother Ronald Gallagher, FSC, President, Saint Mary's College of California |
| Jun. 5, 2012 | Robert N. Duelks, Chairman, Gettysburg College, Board of Trustees |
| Jun. 5, 2012 | David G. Ellis, VP, Secretary and General Counsel, Lewis & Clark College |
| Jun. 5, 2012 | Marianne E. Inman, Ph.D., President, Central Methodist University, Fayette, Missouri |
| Jun. 5, 2012 | Lex O. McMillan III, President, Albright College, Reading, Pennsylvania |
| Apr. 27, 2012 | Daniel R. Porterfield, Ph.D., President, and Lawrence I. Bonchek, M.D., Chair, Board of Trustees, Franklin & Marshall College |
| Mar. 13, 2012 | Joel Seligman, President, University of Rochester |
| Mar. 8, 2012 | Richard D. Legon, President, Association of Governing Boards of Universities and Colleges |
| Jan. 6, 2012 | Gary W. Higgins, President, Registered Municipal Accountants Association of New Jersey |
| Dec. 20, 2011 | Robert K. Dalton, Vice Chairman, George K. Baum & Company |
| Dec. 20, 2011 | Robert W. Allison, CPA, Chairman, Governmental Accounting and Auditing Interest Group, New Jersey Society of Certified Public Accountants |
| Nov. 30, 2011 | Colette J. Irwin-Knott, CIPFA, President, National Association of Independent Public Finance Advisors |
| Nov. 9, 2011 | Alan Polsky, Chair, Municipal Securities Rulemaking Board |
| Nov. 9, 2011 | Katherine Gensler Director, Regulatory Affairs, and Emily J. Duncan, Policy Specialist, Solar Energy Industries Association |
| Nov. 8, 2011 | F. John White, Chief Executive Officer, The PFM Group |
| Sep. 26, 2011 | Terry E. Singer, National Association of Energy Service Companies |
| Sep. 20, 2011 | Clifford E. Kirsch, Michael B. Koffler, and Susan S. Krawczyk, Sutherland Asbill & Brennan, on behalf of the Committee of Annuity Insurers |
| Sep. 11, 2011 | Diane M. Witt, Wasilla, Alaska |
| Aug. 12, 2011 | William J. Caraway, President, Chancellor Financial Associates |
| Aug. 8, 2011 | Sherri D. Way, Vice President, Krendl Krendl Sachnoff & Way, P.C. |
| Aug. 2, 2011 | Douglas E. Hill, Executive Director, County Commissioners Association of Pennsylvania |
| Aug. 1, 2011 | L. Harold Blattie, Executive Director, Montana Association of Counties |
| Jul. 29, 2011 | Paul McIntosh, Executive Director, California State Association of Counties |
| Jul. 22, 2011 | Anitra D. Lanczi, Partner, Shutts & Bowen LLP |
| Jul. 18, 2011 | Anthony Burke, President and CEO, AHA Solutions, Inc. |
| Jul. 14, 2011 | Steven R. Michaud, President, Maine Hospital Association |
| Jul. 8, 2011 | Robert Hay, Jr., Manager, Public Policy, ASAE Center for Association Leadership |
| Jul. 1, 2011 | Christopher J. Burnham, President, Summit County Port Authority |
| Jun. 30, 2011 | Senator Max Baucus, U.S. Senate |
| Jun. 24, 2011 | Jeff Spartz, Executive Director, Association of Minnesota Counties |
| Jun. 23, 2011 | Bruce R. Williams, Mayor, City of Takoma Park, Maryland |
| Jun. 22, 2011 | James D. Campbell, Executive Director, Virginia Association of Counties |
| Jun. 22, 2011 | Senators Mary Landrieu, Jeff Bingaman and Chris Coons, U.S. Senate |
| Jun. 20, 2011 | Kenneth B. Prince, City Planner, City of Mishawaka, Indiana |
| Jun. 15, 2011 | Ethan E. Kra, FSA, FCA, MAAA, EA, Vice President, Pension Practice Council and William R. Hallmark, ASA, FCA, MAAA, EA, Chair, Public Plans Subcommittee, American Academy of Actuaries1 Pension Practice Council and Public Plans Subcommittee |
| Jun. 14, 2011 | Reps. Jeff Fortenberry, Lee Terry and Adrian Smith, U.S. House of Representatives |
| Jun. 13, 2011 | Gary A. Sanders, Vice President, Securities and Government Relations, National Association of Insurance and Financial Advisors |
| Jun. 10, 2011 | Patrice P. DeCorrevont, Head, Government & Not-For-Profit & Healthcare Banking, Chase Commercial Bank |
| Jun. 9, 2011 | Sen. Tim Johnson, U.S. Senate |
| Jun. 8, 2011 | American Bankers Association |
| Jun. 7, 2011 | Sen. John Kerry and Sen. Scott Brown, U.S. Senate, and Rep. Barney Frank, U.S. House of Representatives |
| May 27, 2011 | Sen. Dan Coats, U.S. Senate, and Reps. Larry Buschon, Todd Young, Dan Burton, and Todd Rokita, U.S. House of Representatives |
| May 24, 2011 | John Walsh, Acting Comptroller of the Currency, Office of the Comptroller of the Currency |
| May 23, 2011 | Amy Natterson Cole and Hardy Callcott, Bingham McCutchen LLP, on behalf of Chevron Energy Solutions and Honeywell Building Solutions See also: Attachment A,
Attachment B,
Attachment C |
| May 19, 2011 | James D. Hall, President, Caddo Bossier Parishes Port Commission |
| May 12, 2011 | Sen. Sherrod Brown, U.S. Senate |
| Apr. 28, 2011 | Dale E. Brown, CAE, President & CEO, Financial Services Institute |
| Apr. 25, 2011 | Rep. Kristi Noem and Rep. Lynn Jenkins, U.S. House of Representatives |
| Apr. 19, 2011 | Rep. Bill Posey, Member of Congress |
| Apr. 18, 2011 | Sen. Claire McCaskill, U.S. Senate |
| Apr. 18, 2011 | Allan Weegar, City Manager, Hurst, Texas |
| Apr. 15, 2011 | Brian H. Graff, Esq., Craig P. Hoffman, Esq., Ilene H. Ferenczy, Esq., Judy A. Miller, Mark Dunbar, and James Paul, American Society of Pension Professionals & Actuaries and the National Tax Sheltered Accounts Association |
| Apr. 11, 2011 | Amy Worth, Chair, Southwest Area Transportation Committee, Contra Costa County, California |
| Apr. 10, 2011 | Andrew S. Rose, Attorney at Law |
| Apr. 7, 2011 | Rep. Todd Russell Platts, Member of Congress |
| Apr. 5, 2011 | Rep. Peter Welch, Rep. Bill Shuster, and Rep. Thomas Petri, U.S. House of Representatives |
| Mar. 28, 2011 | John B. Payne, Managing Director, Bradley Payne LLC |
| Mar. 25, 2011 | Patrice Douglas, Mayor, City of Edmond, Oklahoma |
| Mar. 25, 2011 | Stephen Schaus, Treasurer, City of Edmond, Oklahoma |
| Mar. 23, 2011 | Steve Tate, Mayor, City of Morgan Hill, California |
| Mar. 21, 2011 | Keith E. Hughes, CEBS, Executive Secretary, Missouri Local Government Employees Retirement System |
| Mar. 21, 2011 | John Sullivan, CFA |
| Mar. 18, 2011 | Brad Winges, Head of Fixed Income Sales and Trading,
Piper Jaffray & Co. and Rebecca S. Lawrence, Assistant General Counsel, Principal, Piper Jaffray & Co. |
| Mar. 16, 2011 | Stephen Repasch, Executive Director, Bethlehem Authority, Bethlehem, Pennsylvania |
| Mar. 15, 2011 | John D. Bell, General Counsel, Corpus Christi, Texas |
| Mar. 15, 2011 | Rex A. Staples, General Counsel, North American Securities Administrators Association, Inc. |
| Mar. 14, 2011 | Candice Allphin, Chair, Board of Directors, Boise State University Foundation, Inc., and Jeffry L. Stoddard, Chairman, Board of Directors, University of Idaho Foundation, Inc. |
| Mar. 11, 2011 | Rep. Kenny Marchant, Member of Congress |
| Mar. 11, 2011 | Brian Sledge, Lloyd Gosselink Attorneys at Law, on behalf of the North Texas Groundwater Conservation District, the Prairielands Groundwater Conservation District, and the Upper Trinity Groundwater Conservation District |
| Mar. 7, 2011 | Ernest Broussard, AICP/CEcD, Executive Director, Office of Planning & Development, Cameron Parish |
| Mar. 3, 2011 | Steven J. Baumgardt, Finance Director, City of Tolleson, Arizona |
| Mar. 3, 2011 | Kirk Avila, Treasurer, Orange County Transportation Authority |
| Mar. 2, 2011 | David C. Olsen, City Treasurer, Deputy Finance Director, City of Warwick |
| Mar. 2, 2011 | Michael E. Bailey, Finance Director, City of Redmond
Washington |
| Mar. 2, 2011 | David J. Tudor, President and CEO, ACES Power Marketing LLC |
| Mar. 1, 2011 | Richard A. Schnuer, Finance Director, City of
Champaign |
| Mar. 1, 2011 | Robert Doty, AGFS |
| Mar. 1, 2011 | Jeffrey W. Rubin, Chair of the Committee on Federal
Regulation of Securities, American Bar Association |
| Mar. 1, 2011 | Julius Suchy, Vassar, Michigan |
| Feb. 28, 2011 | Jon Dorsey, Chair, Housing Finance Authority of Broward County, Florida |
| Feb. 28, 2011 | Daryl Strickler, Chairman, Board of Directors, Port Authority of Van Wert County, Ohio |
| Feb. 28, 2011 | David Wheaton, Vice President for Administration and Finance, Macalester College |
| Feb. 28, 2011 | Martin A. Dietrich, President and Chief Executive Officer, NBT Bancorp Inc. |
| Feb. 28, 2011 | Robin R. Lott, Executive Director, Michigan Education Trust |
| Feb. 28, 2011 | Mary G. Dankowski, CPA, Deputy Village Manager/Treasurer/Finance Director, Village of Park Forest, Illinois |
| Feb. 28, 2011 | William Dalton |
| Feb. 28, 2011 | Scott Buckles, Jackson County Bank |
| Feb. 28, 2011 | Mary Ann McClure, Treasurer, City of Athens Ohio |
| Feb. 28, 2011 | Stephen Gilligan, Treasurer Collector Of Taxes |
| Feb. 28, 2011 | Richard K. Matta, State Board of Administration of Florida |
| Feb. 28, 2011 | Daniel Bronfman, Growth Capital Associates, Inc., |
| Feb. 25, 2011 | Peter Gomez, Chairman, Board of Finance, Town of Ridgefield, Connecticut |
| Feb. 25, 2011 | Debra P. Wilson, National Association of Independent Schools |
| Feb. 25, 2011 | Leslie M. Norwood, Securities Industry and Financial Markets Association |
| Feb. 25, 2011 | Susan S. Coffey, American Institute of Certified Public Accountants |
| Feb. 25, 2011 | John M. McNally, National Association of Bond Lawyers |
| Feb. 25, 2011 | William C. Daroff, Jewish Federations of North America |
| Feb. 25, 2011 | B. Keith Johnson, CEO, First Federal Savings Bank |
| Feb. 24, 2011 | Anonymous |
| Feb. 24, 2011 | Joseph G. Costello, Executive Director, Regional Transportation Authority, Chicago, Illinois |
| Feb. 24, 2011 | Steve Stivers, U.S. House of Representatives |
| Feb. 23, 2011 | Shawn Lanser, Finance Director, City of Glendale |
| Feb. 23, 2011 | David H. Wright, City of Riverside |
| Feb. 23, 2011 | Spencer Bachus, United States House of Representatives |
| Feb. 22, 2011 | Clark G. Case, President, North Carolina Local Government Investment Association |
| Feb. 22, 2011 | McNichol, Byrne & Matlawski, P.C. |
| Feb. 22, 2011 | Aurel M. Arndt, General Manager, Lehigh County Authority |
| Feb. 22, 2011 | Sheila M. St. Germain, Executive Director, New Hampshire Municipal Bond Bank |
| Feb. 22, 2011 | Jenni Newell, Executive Director Business & Finance, Blue Valley School District |
| Feb. 22, 2011 | Anne Mariucci, Chair, Arizona Board of Regents |
| Feb. 22, 2011 | Joanne Handy, President and CEO, Aging Services of California |
| Feb. 22, 2011 | William P. Hayes, President and CEO, Kishacoquillas Valley National Bank |
| Feb. 22, 2011 | Soyla Reyna, Secretary of the Board, Nampa Development Corporation |
| Feb. 22, 2011 | Jerry Patterson, Commissioner, Texas General Land Office |
| Feb. 22, 2011 | Elizabeth A. Ryan, Esq., President and CEO, New Jersey Hospital Association |
| Feb. 22, 2011 | Peter B. King, Executive Director, American Public Works Association |
| Feb. 22, 2011 | John W. Prosser, Jr., Executive Vice President, Finance and Administration, Jacobs Engineering Group Inc. |
| Feb. 22, 2011 | Robert J. Stracks, Counsel, BMO Capital Markets GXST Inc. |
| Feb. 22, 2011 | Gary Kimball, President, Specialized Public Finance, Inc. |
| Feb. 22, 2011 | Mary Beth Braitman, Terry A.M. Mumford, Sarah K. Funke, ICE MILLER LLP |
| Feb. 22, 2011 | William 1. Donovan, Venable LLP |
| Feb. 22, 2011 | Michael G. Herring, City of Chesterfield, Missouri |
| Feb. 22, 2011 | Kenneth Peterson, Texas Water Development Board |
| Feb. 22, 2011 | James D. Supance, SSTPA |
| Feb. 22, 2011 | Jack Kohl, Portage County Port Authority Board of Direotors |
| Feb. 22, 2011 | Ross Robb, Arizona Capital Facilities Finance Corporation |
| Feb. 22, 2011 | Brian Sandoval, Governor, State of Nevada and |
| Feb. 22, 2011 | Michael Trailor, Arizona Housing Finance Authority |
| Feb. 22, 2011 | Astrid Clements, The East Baton Rouge Home Mortgage Authority. |
| Feb. 22, 2011 | Raymond J. Dorado, Bank of New York Mellon Corporation |
| Feb. 22, 2011 | Nick Butcher, Macquarie Capital Advisors |
| Feb. 22, 2011 | Larry Kidwell, President, Kidwell & Company Inc. |
| Feb. 22, 2011 | Scott Jordan, Executive Office for Administration and Finance |
| Feb. 22, 2011 | Albert R. Zimmerli, Intermountain Health Care, Inc. |
| Feb. 22, 2011 | John Dotson, Chevron U.S.A. Inc. |
| Feb. 22, 2011 | Michael B. Koffler, Massachusetts Life Insurance Company |
| Feb. 22, 2011 | Tim Kenny, Nebraska Investment Finance Authority |
| Feb. 22, 2011 | Breton K. Lobner, General Counsel, San Diego County Regional Airport Authority |
| Feb. 22, 2011 | Patrick Jones, Executive Director & CEO, International Bridge, Tunnel and Turnpike Association |
| Feb. 22, 2011 | Amy Natterson Kroll and W. Hardy Calcott, Bingham McCutchen |
| Feb. 22, 2011 | Noreen Roche-Carter, Chair, Tax & Finance Task Force, Large Public Power Council |
| Feb. 22, 2011 | Clifford E. Kirsch, Michael B. Koffler, and Susan S. Krawczyk, Committee of Annuity Insurers |
| Feb. 22, 2011 | Nicholas Davidson, President, LeighFisher |
| Feb. 22, 2011 | Karrie McMillan, General Counsel, Investment Company Institute |
| Feb. 22, 2011 | Ted Wheeler, Treasurer, State of Oregon |
| Feb. 22, 2011 | Joyce Dillard |
| Feb. 22, 2011 | Duncan P. Gallagher, EVP, Chief Financial Officer, AIIina Health System |
| Feb. 22, 2011 | Robert Estrada, Estrada Hinojosa Co., Inc. |
| Feb. 22, 2011 | Joe Gendron, Director of Government Relations, Louisiana Bankers Association |
| Feb. 22, 2011 | Daniel G. Weiss, EVPIDeputy General Counsel, Rabobank, N.A. |
| Feb. 22, 2011 | Stuart Odell, San Jose Federated Employees Retirement Board |
| Feb. 22, 2011 | Barbara J. Thompson, Executive Director, National Council of State Housing Agencies |
| Feb. 22, 2011 | Steven L. Philpott, EVP/General Counsel, Umpqua Bank |
| Feb. 22, 2011 | Albert R. Zimmerli, Senior Vice President and CFO, Intermountain Health Care, Inc., |
| Feb. 22, 2011 | Tomas L. Stafford, General Counsel, University of Wisconsin System |
| Feb. 22, 2011 | Lewis Ledford, Chair, NRPA Public Policy Committee, National Recreation and Park Association |
| Feb. 22, 2011 | Robb Van Der Volgen, Chief Counsel, Los Angeles County Employees Retirement Association |
| Feb. 22, 2011 | Lisa Tate, Vice President, Litigation & Associate General Counsel, American Council of Life Insurers |
| Feb. 22, 2011 | Linda W. Navarro, President & CEO, Oregon Ban kers Association & Independent Community Banks of Oregon |
| Feb. 22, 2011 | Michael J. Cavanaugh, Associate General Counsel, MWH |
| Feb. 22, 2011 | John E. Fenton, Chief Executive Officer, Southern California Regional Rail Authority |
| Feb. 22, 2011 | Susan Combs, Texas Comptroller of Public Accounts |
| Feb. 22, 2011 | Thomas DeMars, Managing Principal, Fieldman, Rolapp & Associates |
| Feb. 22, 2011 | Terry Matsumoto, Chief Financial Services Officer & Treasurer, LA County Metro Transportation Authority |
| Feb. 22, 2011 | Gregory O. Principato, President, ACI-NA |
| Feb. 22, 2011 | Christopher Halvorson, Investment Officer, Boise, Idaho |
| Feb. 22, 2011 | Acting Governor Earl Ray Tomblin, Chairman
of the Board; Glen B. Gainer, Auditor of the State of West Virginia; and Roger Hunter, Chairman of the Investment Committee; and Guy Bucci, Chairman of the Legal Committee, West Virginia Investment Management Board |
| Feb. 22, 2011 | Gregory W. Smith, General Counsel/Chief Operating Officer, Colorado Public Employees' Retirement Association |
| Feb. 22, 2011 | Scott L. Hendrie, Director - Treasury Services, The Carle Foundation |
| Feb. 22, 2011 | KPMG LLP |
| Feb. 22, 2011 | Nick Costanzo, Vice President Strategic, Financial,
and Management Services, City of El Paso, Texas |
| Feb. 22, 2011 | Dennis E. Nixon, President and Chairman, International Bank of Commerce |
| Feb. 22, 2011 | Joe M. Gurecky, Mayor, City of Rosenberg and Jack Hamlett, City Manager, City of Rosenberg |
| Feb. 22, 2011 | Max Cook, President and CEO, Missouri Bankers Association |
| Feb. 22, 2011 | Anthony A. Kuznik, Honeywell International Inc. |
| Feb. 22, 2011 | James S. Keller, PNC Financial Services Group, Inc, |
| Feb. 22, 2011 | Robert Doty, AGFS |
| Feb. 22, 2011 | Greg Abbott, State of Texas |
| Feb. 22, 2011 | Karen Neeley, Independent Bankers Association of Texas |
| Feb. 22, 2011 | Leslie M. Norwood, Managing Director and
Associate General Counsel, Securities Industry and Financial Markets Association |
| Feb. 22, 2011 | Michael G. Bartolott, Municipal Securities Rulemaking Board |
| Feb. 22, 2011 | Richard M. Whiting, Executive Director and General Counsel, Financial Services Roundtable |
| Feb. 22, 2011 | Sue McMillin, Texas Guaranteed Student Loan Corporation |
| Feb. 22, 2011 | Stuart J. Kaswell, Managed Funds Association |
| Feb. 22, 2011 | Ignacio Alvarez, Popular, Inc. |
| Feb. 22, 2011 | Edward J. Tauer, Mayor of the City of Aurora, Colorado |
| Feb. 22, 2011 | Chapman and Cutler LLP |
| Feb. 22, 2011 | David Leininger, Dallas Area Rapid Transit |
| Feb. 22, 2011 | Jonathan W. Needle |
| Feb. 22, 2011 | Jack Kegel, Minnesota Municipal Utilities Association |
| Feb. 22, 2011 | M. Buffington, Chairman, Endowment Fund Investment Board |
| Feb. 22, 2011 | C.L. "Butch" Otter, Ben T. Ysursa, and Donna Jones, Idaho College Savings Program Board |
| Feb. 22, 2011 | Teresa Murphy, Chair, BART Investment Plan Committee |
| Feb. 22, 2011 | Karen Dean, Shorewood, WI |
| Feb. 22, 2011 | Harold Wilson |
| Feb. 22, 2011 | Christopher B. Meister, Executive Director, Illinois Finance Authority |
| Feb. 22, 2011 | Melanie L. Fein |
| Feb. 22, 2011 | Stanley A. Lybarger, BOK Financial Corporation |
| Feb. 22, 2011 | Shawn E. Draney |
| Feb. 22, 2011 | Michael Bennet, U.S. Senator |
| Feb. 22, 2011 | Michael B. Koffler and James K. Hasson, Universities |
| Feb. 22, 2011 | Lynn Hampton, Metropolitan Washington Airports Authority |
| Feb. 22, 2011 | Paul, Weiss, Rifkind, Wharton & Garrison LLP |
| Feb. 22, 2011 | James F. Lynch, University of Alaska |
| Feb. 22, 2011 | Thomas W. Curtis, Deputy Executive Director, American Water Works Association |
| Feb. 22, 2011 | Thomas P. DiNapoli, Comptroller of the State ofNew York |
| Feb. 22, 2011 | Gregory A. Baer, Managing Director, General Counsel-
Corporate and Global Regulatory, JPMorgan Chase & Co. |
| Feb. 22, 2011 | Stradley, Ronon, Stevens & Young, LLP on behalf of the Philadelphia Authority for Industrial Development |
| Feb. 22, 2011 | Donald Ray, Adams County Housing Authority |
| Feb. 22, 2011 | Scott Hall, Lower Neches Valley Authority |
| Feb. 22, 2011 | Peter H. Mixon, California Public Employees' Retirement System |
| Feb. 22, 2011 | Rodney Wendt, Washington Economic Development Finance Authority |
| Feb. 22, 2011 | Stevan Gorcester, Association of Washington Cities |
| Feb. 22, 2011 | Wayne A. Abernathy, American Bankers Association |
| Feb. 22, 2011 | Ruben Mendez Benabe, Government Development Bank for Puerto Rico |
| Feb. 22, 2011 | John P. Stoecker, California Municipal Finance Authority |
| Feb. 22, 2011 | Mary G. Morris, CEO, Virginia College Savings Plan |
| Feb. 22, 2011 | Amadeo Saenz, Texas Department of Transportation |
| Feb. 22, 2011 | George R. Barr, Fulton Financial Corporation |
| Feb. 22, 2011 | Annise D. Parker, Mayor, City of Houston, Texas |
| Feb. 22, 2011 | Connie Green, Killeen, Texas |
| Feb. 22, 2011 | Michael Hairston, EFRC |
| Feb. 22, 2011 | Bryan Traubert, President, Chicago Park District Board |
| Feb. 22, 2011 | Catherine R. McClellan, SunTrust Banks, Inc. |
| Feb. 22, 2011 | Anne Marie Johnson, Deputy Attorney General, Delaware |
| Feb. 22, 2011 | Jeffrey J. Newton, Orange County |
| Feb. 22, 2011 | Thomas Welch, EIERA |
| Feb. 22, 2011 | Michael Gracz, Village of Oregon, Wisconsin |
| Feb. 22, 2011 | Luther Strange, Attorney General, State of Alabama |
| Feb. 22, 2011 | Dean J. Niedospial, Executive Director |
| Feb. 22, 2011 | Stephen Maclsaac, County Attorney for Arlington County |
| Feb. 22, 2011 | Robert J. Dieter, General Counsel, Cedar Falls Utilities |
| Feb. 22, 2011 | John M. Hairston, CEO and COO, Hancock Bank |
| Feb. 22, 2011 | Paul McElroy, Chief Financial Officer, JEA |
| Feb. 22, 2011 | Alexandra M. MacLennan, Chair, Disclosure Group and D. Bruce Gabriel, Practice Group Leader, Public and Infrastructure Finance Group, Squire, Sanders & Dempsey LLP |
| Feb. 22, 2011 | Abraham M. Schwartz, General Counsel and Ian N. Berger, Senior Counsel, City of Baltimore |
| Feb. 22, 2011 | Pamela K. Akin, City of Clearwater, Florida |
| Feb. 22, 2011 | Thomas R. Gleason, Massachusetts Housing Finance Agency |
| Feb. 22, 2011 | Michael Robinson, Kenton County Airport Board |
| Feb. 22, 2011 | Robert V. Newman, Utah Retirement Systems |
| Feb. 22, 2011 | Kendra York, State of Indiana |
| Feb. 22, 2011 | Thomas E. Powers, III, Assistant City Attorney, City of Charlotte |
| Feb. 22, 2011 | Mark Page, Director of Management and Budget, The City of New York |
| Feb. 22, 2011 | Richard Doherty, President, AICUM, Inc. |
| Feb. 22, 2011 | Matthew Loesch, Chair, Board of Administration of the Federated City Employees Retirement System |
| Feb. 22, 2011 | Russell U. Crosby, Secretary, Police & Fire Department Retirement Plan |
| Feb. 22, 2011 | John J. Burns, Attorney General, State of Alaska |
| Feb. 22, 2011 | UFS Bancorp |
| Feb. 22, 2011 | Tim Frederick, Steuben Lakes Regional Waste District |
| Feb. 22, 2011 | Gilmore & Bell P.C. |
| Feb. 22, 2011 | Goebel. Scott, Fidelity Investments |
| Feb. 22, 2011 | Thomas Snyder, Ivy Tech Community College of Indiana |
| Feb. 22, 2011 | Allen Owen, Mayor, City of Missouri City |
| Feb. 22, 2011 | Maria Sarli, Towers Watson |
| Feb. 22, 2011 | Kim M. Whelan, Co-President, Acacia Financial Group, Inc. |
| Feb. 22, 2011 | Tracey C. Easton, Housing Finance and Development Authority |
| Feb. 22, 2011 | Hank Kim, NCPERS |
| Feb. 22, 2011 | Philip C. Dotts, President, Public FA, Inc. |
| Feb. 22, 2011 | Jerome Cochrane, University of Pittsburgh |
| Feb. 22, 2011 | Gary Higgins, Registered Municipal Accountants Association |
| Feb. 22, 2011 | David Modisette, California Municipal Utilities Association |
| Feb. 22, 2011 | Michael W. Cottrell, Hospital Sisters Health System |
| Feb. 22, 2011 | Jeff Davidson, Calaveras County Water District, |
| Feb. 22, 2011 | Ismael Guerrero, Housing Authority of the City and County of Denver |
| Feb. 22, 2011 | William Sirakos, Frost National Bank |
| Feb. 22, 2011 | Governor Gary R. Herbert, National Governor's Association |
| Feb. 22, 2011 | Sherman & Howard L.L.C. |
| Feb. 22, 2011 | Holland and Knight LLP |
| Feb. 22, 2011 | Susan Gaffney, Government Finance Officers Association |
| Feb. 22, 2011 | Robert F. MacDonald, Pikes Peak Rural Transportation Authority |
| Feb. 22, 2011 | David Sanko, PSATS |
| Feb. 22, 2011 | David E. Floreen, Massachusetts Bankers Association |
| Feb. 22, 2011 | Greg Gornish, Pennsylvania Public School Employees' Retirement Board |
| Feb. 22, 2011 | Jean Marie Buckley, President, Tamalpais Advisors, Inc. |
| Feb. 22, 2011 | William T. Miller, American Public Gas Association |
| Feb. 22, 2011 | Mark Ulfers, Dakota County Community Development Agency, |
| Feb. 22, 2011 | Laura King, Minnesota State Colleges and Universities |
| Feb. 22, 2011 | Russell L. Richeda, AC Transit Employees Retirement Plan |
| Feb. 22, 2011 | James A. Hernandez, Andrews Kurth LLP |
| Feb. 22, 2011 | John D. McCuskey, Executive Director, E-470 Public Highway Authority |
| Feb. 22, 2011 | Mark M. Moody, New Orleans Board of Liquidation |
| Feb. 22, 2011 | Steven A. Schulman, Phoenix Urban Renewal Agency |
| Feb. 22, 2011 | Mike Nicholas, CEO, Bond Dealers of America |
| Feb. 22, 2011 | Kurt Hollar, Charlotte Firefighters' Retirement System |
| Feb. 22, 2011 | Kathleen Murphy, CEO, Maryland Bankers Association |
| Feb. 22, 2011 | Jennifer Schafer, Federal Performance Contracting Coalition |
| Feb. 22, 2011 | Heidi Stam, Managing Director and General Counsel, Vanguard |
| Feb. 22, 2011 | Charles V. Motil, Capital One Financial Corporation |
| Feb. 22, 2011 | Samuel Yun, Pennsylvania State Employees' Retirement System |
| Feb. 22, 2011 | Robert Blount, Chair, Lone Star Investment Pool |
| Feb. 22, 2011 | Molly Corbett Broad, President, American Council on Education |
| Feb. 22, 2011 | Susan Edwards, Fort Bend County Levee Improvement District |
| Feb. 22, 2011 | Robert G. Horr, Thousand Islands Bridge Authority |
| Feb. 22, 2011 | Liz Turner, Randolph Savings Bank |
| Feb. 22, 2011 | Richard Woodland, Mayor, Rexburg, Idaho |
| Feb. 22, 2011 | Don Hall, Mayor of Twin Falls, Idaho |
| Feb. 22, 2011 | Denise Nappier, Treasurer of the State of Connecticut |
| Feb. 22, 2011 | Wayne Hunt, Jackson County Commissioner Precinct 1 |
| Feb. 22, 2011 | Phil Kushlan, Capital City Development Corporation |
| Feb. 22, 2011 | Wesley Jones, Partner, Sage Capital LLC |
| Feb. 22, 2011 | Jeff Huffman, Mayor, Covington, Tennessee |
| Feb. 22, 2011 | Michael Wooldridge, Assistant to the Mayor - City of Ladue, Missouri |
| Feb. 22, 2011 | R. John Taylor, President, CropUSA msurance Agency |
| Feb. 22, 2011 | Douglas F. Gansler, Attorney General, State of Maryland |
| Feb. 22, 2011 | George Beattie, President and CEO, Nebraska Bankers Association |
| Feb. 22, 2011 | Dennis De Cuir, Law Office of Dennis W. De Cuir |
| Feb. 22, 2011 | Renee Wasmund, Chief Deputy Executive Director, San Diego Association of Governments |
| Feb. 22, 2011 | Cole Bradford, Government Finance Officers' Association, American Institute of Certified Public Accountants |
| Feb. 22, 2011 | Bill Lockyer, Treasurer, State of California |
| Feb. 22, 2011 | Lloyd C. hillard, Jr., President & CEO and C. Douglas Carpenter, EVP, CFO and Secretary, Farmers Capilal Bank Corporation |
| Feb. 22, 2011 | Jared D. Fuhriman, Mayor, City of Idaho Falls |
| Feb. 22, 2011 | Angela I. Carmon, City Attorney on behalf of
North Carolina Municipal Leasing Corporation |
| Feb. 22, 2011 | Ronald H. Paydo, President, Medina County Port Authority |
| Feb. 22, 2011 | Thomas Grundhoefer, General Counsel, League of Minnesota Cities |
| Feb. 22, 2011 | Angela I. Carmon, City Attorney on behalf of
Risk Management Acceptance Corporation |
| Feb. 22, 2011 | Monique S. Botkin, Assistant General Counsel, Investment Adviser Association |
| Feb. 22, 2011 | Carrol Robertson Ray, Chair, Board of Regents, University Of Houston System Board Of Regents |
| Feb. 22, 2011 | Edward G. Henifin, General Manager and Steven G. deMik, Director of Finance, Hampton Roads Sanitation District |
| Feb. 22, 2011 | Gerald G. Malone, UMBAUGH |
| Feb. 22, 2011 | William H. Pugh, Senior Vice President, CFO and Treasurer, PinnacleHealth |
| Feb. 22, 2011 | Don Ford, Shorewood, Wisconsin, Member - Community Development Authority |
| Feb. 22, 2011 | Barry Moline, Executive Director, Florida Municipal Electric Association |
| Feb. 22, 2011 | Adym W. Rygmyr, Associate General Counsel,
TIAA-CREF Individual & Institutional Services, LLC |
| Feb. 22, 2011 | Douglas C. Carpenter, Director, Trust & Investments, Alerus Financial, N.A. |
| Feb. 22, 2011 | Jeffrey A. Asher, Executive Director, Connecticut Health and Educational Facilities Authority |
| Feb. 22, 2011 | Portage County Port Authority Board of Directors |
| Feb. 22, 2011 | Lindley Kirkpatrick, AICP, City Manager, McCall Redevelopment Agency |
| Feb. 22, 2011 | Warren Schott, Executive Director, Fire and Police Pension Fund, San Antonio |
| Feb. 22, 2011 | Danielle Kenealey, Chief Deputy City Attorney, City of San Jose |
| Feb. 22, 2011 | Louis F. Jambois, President, Saint Paul Port Authority |
| Feb. 22, 2011 | Gerard P. Conley, Sr., Chairman, Maine Turnpike Authority |
| Feb. 22, 2011 | Roland McElrath, Finance Director, City of Memphis |
| Feb. 22, 2011 | Deloitte LLP |
| Feb. 22, 2011 | Saul N. Ramirez, Jr., Chief Executive Officer, National Association of Housing and Redevelopment Officials |
| Feb. 22, 2011 | Latham & Watkins LLP |
| Feb. 22, 2011 | Jeffrey B. Jones, AICP, Executive Director, Moscow Urban Renewal Agency |
| Feb. 22, 2011 | Colette Irwin-Knott, CIPFA, President, National Association of Independent Public Finance Advisors |
| Feb. 22, 2011 | John J. Gallagher Jr., Executive Director, Policemen's Annuity and Benefit Fund of Chicago |
| Feb. 22, 2011 | Granger Vinall, Chairman of the Board of Directors and Kevin J. Burns, Chief Executive Officer, UA Healthcare, Inc. |
| Feb. 22, 2011 | Ramon Ricondo, President, Ricondo & Associates, Inc. |
| Feb. 22, 2011 | Nicholas W. Baxter, Senior Vice President, First National of Nebraska |
| Feb. 22, 2011 | Fred Perry, Chairman; John Smaligo, County Commissioner; and Karen Keith, County Commissioner, Board of County Commissioners, Tulsa County, Tulsa, Oklahoma |
| Feb. 22, 2011 | Keith Bozarth, Executive Director, State of Wisconsin Investment Board |
| Feb. 22, 2011 | Ron Williams, Executive Director/Secretary, Southeast Texas Housing Finance Corporation |
| Feb. 22, 2011 | Donald J. Borut, Executive Director, National League of Cities |
| Feb. 22, 2011 | Gary Parsons, General Manager, Texas Municipal Power Agency |
| Feb. 22, 2011 | Harry D. Sewell, Executive Director, District of Columbia Housing Finance Agency |
| Feb. 22, 2011 | Monica E. Conyngham, General Counsel and Arthur D. Shea, Chief Financial Officer, Massachusetts Department of Transportation |
| Feb. 22, 2011 | Jacqueline Rivera, Chief Executive Officer, Clearwater Housing Authority |
| Feb. 22, 2011 | Stacie Simunek |
| Feb. 22, 2011 | Jeffrey Feldman, President, United Nations Development Corporation |
| Feb. 22, 2011 | Andres Barboza, Board Chairman, Corpus Christi Firefighters' Retirement System |
| Feb. 22, 2011 | J. Freeman Paylor, Chairman, Greenville Utilities Commission |
| Feb. 22, 2011 | Maria Cates, Executive Director, Talent Urban Renewal Agency |
| Feb. 22, 2011 | Robert Palmer, Executive Director, California State Association of County Retirement Systems |
| Feb. 22, 2011 | Paul A. Yarossi, President, HNTB Holdings Ltd |
| Feb. 22, 2011 | Brian H. Moeck, General Manager, Platte River Power Authority |
| Feb. 22, 2011 | John D. Clark, III, Executive Director/CEO,
Indianapolis Airport Authority |
| Feb. 22, 2011 | Daniel Landon, Senior Vice President of Governmental Relations, Missouri Hospital Association |
| Feb. 22, 2011 | Illinois Municipal Treasurers Association |
| Feb. 22, 2011 | Patricia A. Phillips, Director of Finance, City of Virginia Beach |
| Feb. 22, 2011 | Ronnie G. Jung, Executive Director, Teacher Retirement System of Texas |
| Feb. 22, 2011 | Nathan R. Howard, Esq., Municipal Advisor, WM Financial Strategies |
| Feb. 22, 2011 | Susan N. Kelly, Senior Vice President of Policy
Analysis and General Counsel and Diane Moody, Director, Statistical Analysis, American Public Power Association |
| Feb. 22, 2011 | Stephanie L. Hamlett, Executive Director, Virginia Resources Authority |
| Feb. 22, 2011 | David S. Mackey, Chief Legal Counsel, Massachusetts Port Authority |
| Feb. 22, 2011 | Randy E. Hayman, Esq., General Counsel, District of Columbia Water and Sewer Authority |
| Feb. 22, 2011 | Bruce T. Whitehurst, President and Chief Executive Officer, Virginia Bankers Association |
| Feb. 22, 2011 | Janet Cowell, State Treasurer, State of North Carolina |
| Feb. 22, 2011 | Lee A. McCormick, President, Community Development Associates |
| Feb. 22, 2011 | Fred W. Heldenfels, Texas Higher Education Coordinating Board |
| Feb. 22, 2011 | Deron S. Kintner, Executive Director of The
Indianapolis Local Public Improvement Bond
Bank |
| Feb. 22, 2011 | James E. Potvin, Chair and Robert W. Giroux, Executive Director, Vermont Educational and Health Buildings
Financing Agency |
| Feb. 22, 2011 | Kenneth L. Petersen, General Counsel, Texas Water Development Board |
| Feb. 22, 2011 | Eric Orbock, President, UGA Real Estate Foundation, mc. |
| Feb. 22, 2011 | Michael G. Diskin, Legislative Committee Chairman, National Assn. of County Collectors, Treasurers and Finance Officers |
| Feb. 22, 2011 | Larry Ramey, Hancock Bank & Trust Company |
| Feb. 21, 2011 | Anthony R. Berns, Executive Director, Coeur d’Alene Urban Renewal Agency dba Lake City Development Corporation |
| Feb. 21, 2011 | Tom Cox, Deputy City Manager, City of Grand Prairie |
| Feb. 21, 2011 | Collette |
| Feb. 21, 2011 | Mark A. Casso, Esq., President, Construction Industry Round Table |
| Feb. 21, 2011 | Christopher B. Meister, Executive Director, Illinois Finance Authority |
| Feb. 21, 2011 | Gary N. Oradat, Executive Director, Coastal Water Authority |
| Feb. 21, 2011 | J. Scott Davison, CLU, ChFC, Chief Financial Officer, Indiana Bond Bank |
| Feb. 21, 2011 | William J. Wagner, President, Chief Executive Officer and Guida R. Sajdak, Senior Vice President, Chief Financial Officer & Treasurer, Chicopee Savings Bank |
| Feb. 21, 2011 | Dr. Barbara Prindville, President and Cary Tessmann, Chief Financial Officer, Waukesha County Technical College |
| Feb. 21, 2011 | David R. Anderson, President, St. Olaf College |
| Feb. 21, 2011 | Frank B. Wilson, President/CEO, Wilson & Muir Bank & Trust Co. |
| Feb. 21, 2011 | Michael Shepherd, President, Board of Trustees of the Galesburg Firefighters' Pension Fund |
| Feb. 21, 2011 | Mike Beebe, Governor, State of Arkansas |
| Feb. 21, 2011 | Cynthia L. Collins, General Counsel, Board of Pension Trustees, Delaware Public Employees Retirement System |
| Feb. 21, 2011 | David Boren, President, University of Oklahoma |
| Feb. 21, 2011 | Jeff Asher, CRCM, Senior Vice President, FirstBank |
| Feb. 21, 2011 | Gavin M. Gee, Director, Idaho Department of Finance, Board Member, Idaho Endowment Fund Investment Board |
| Feb. 21, 2011 | Deborah B. Sullivan, Moscow Urban Renewal Agency |
| Feb. 21, 2011 | William G. Foster, Chair, City of Fairfax Planning Commission |
| Feb. 21, 2011 | Michael A. McRobbie, President, Indiana University |
| Feb. 21, 2011 | George "Butch" Henderson, President, Red River Groundwater Conservation District |
| Feb. 21, 2011 | James Humphrey, Counsel to the Elected Board of Directors of the District, Lee Memorial Health System |
| Feb. 21, 2011 | Joe Brannen, President and CEO, Georgia Bankers Association |
| Feb. 21, 2011 | Jeffrey Smith, President, TALHFA Board of Directors,
Executive Director, Houston Housing Finance Corporation |
| Feb. 21, 2011 | Jerry Romero, Texa Association of Local Housing Finance Agencies, Board Member, Local Paso Housing Finance Corporation, Board Member and Treasurer |
| Feb. 21, 2011 | Walter A. Ketcham Jr., Chair; Michael Snyder, P.E., Executive Director; and Joseph L. Passiatore, Esquire, General Counsel, Orlando-Orange County Expressway Authority |
| Feb. 21, 2011 | Allen Bogard, City Manager, City of Sugar Land |
| Feb. 21, 2011 | Kate Williams |
| Feb. 21, 2011 | BayCare Health Systcm, Inc. |
| Feb. 21, 2011 | Dean J. Christon, Executive Director, New Hampshire Housing Finance Authority |
| Feb. 21, 2011 | David A. Clark, Finance Director, Village of Glencoe |
| Feb. 21, 2011 | Guy Johnson, President, Shorewood, WI, Village Board |
| Feb. 21, 2011 | Mary K. Zervigon, Chair, Board of Liquidation, City Debt, City of New Orleans |
| Feb. 21, 2011 | George Pernsteiner, Chancellor, Oregon University System |
| Feb. 21, 2011 | Joe B. Allen |
| Feb. 21, 2011 | James L. Mcintire, State Treasurer, State of Washington |
| Feb. 21, 2011 | Kenneth L. Sutter |
| Feb. 21, 2011 | The Godfrey Firm, PLC |
| Feb. 21, 2011 | Jay Doegey, City Attorney for City of Arlington, Texas |
| Feb. 21, 2011 | Wm. Raymond Manning, President, CEO, Manning Architect |
| Feb. 21, 2011 | John P. McCabe, Chairman, Moscow Urban Renewal Agencey |
| Feb. 21, 2011 | Mark Newton, President & CEO, Swedish Covenant Hospital |
| Feb. 21, 2011 | Fred Salzinger, Creighton University, |
| Feb. 21, 2011 | Robert W. Trippe, Senior Vice President and
Chief Financial Officer, American Municipal Power, Inc. |
| Feb. 21, 2011 | Alan C. Arnold, City ofNew Orleans |
| Feb. 21, 2011 | Joy Howard, WM Financial Strategies, St. Louis, Missouri |
| Feb. 21, 2011 | Elaine L. Young, Memorial Health System |
| Feb. 21, 2011 | Daniel Wintz, Fraser Stryker PC LLO |
| Feb. 21, 2011 | Barbara Prindiville, President, Wisconsin Technical College System |
| Feb. 21, 2011 | John J. Wagner, Kutak Rock LLP |
| Feb. 21, 2011 | Jeff H. Gulbas, McCall, Parkhurs & Horton |
| Feb. 21, 2011 | Leslie Longacre, Exceutive Director, South Lake Hospital, Inc |
| Feb. 21, 2011 | Lisa Cottingham, Executive Director, Indiana Bond Bank, |
| Feb. 21, 2011 | Gary N. Oradat, P.E., Executive Director, Coastal Water Authority |
| Feb. 21, 2011 | Baker Pattillo, President, Stephen F. Austin State University |
| Feb. 21, 2011 | Lisa M. Huson, General Counsel, Illinois State University; Vickie A. Gillio, Acting General Counsel, Northern Illinois University; Thomas R. Bearrows, University Counsel, University Of Illinois; and Bruce J. Biagini, Counsel to the Board, Western Illinois University |
| Feb. 21, 2011 | William Bierschenk, Lakeland Regional Health Systems |
| Feb. 21, 2011 | Mary Jo Poole |
| Feb. 21, 2011 | Kurt R. Bauer, President/CEO, Wisconsin Bankers Association |
| Feb. 21, 2011 | Curt Everson, President, South Dakota Bankers Association |
| Feb. 21, 2011 | Frank T. Brogan, Chancellor, State University System of Florida |
| Feb. 21, 2011 | Eddy W. Daniel, President, North Texas Groundwater Conservation District |
| Feb. 21, 2011 | Lonnie Carter, President and Chief Executive Officer, Santee Cooper |
| Feb. 21, 2011 | Jimmy Barnard |
| Feb. 21, 2011 | Janine Sarti, General Counsel for Palomar Pomerado Health |
| Feb. 21, 2011 | Joel L. Lennen, Eckert Seamans |
| Feb. 21, 2011 | Chad Jacobs, General Counsel, League of Oregon Cities |
| Feb. 21, 2011 | Ronald F. Bradshaw, Vinson & Elkins L.L.P. |
| Feb. 21, 2011 | Jack W. Strother Jr., President/CEO, The Commercial Bank of Grayson |
| Feb. 21, 2011 | Michael D. Nosler, General Counsel and Assistant Attorney General, Colorado State University System |
| Feb. 21, 2011 | Charles Cary, Chief Investment Officer, Division of Investment Services, Teachers Retirement System |
| Feb. 21, 2011 | William Laird, Vice President for Finance, CFO and Treasurer, Loyola University of Chicago |
| Feb. 21, 2011 | Glen S. Pond, President, Rexburg Redevelopment Agency |
| Feb. 21, 2011 | Harlan Spiroff, Village Attorney, Spiroff & Gosselar, Ltd. |
| Feb. 21, 2011 | Jean Hale, Chairman, Kentucky Economic Developmeot Finance Authority |
| Feb. 21, 2011 | Glenda Chambers, Executive Director, National Association of State Retirement Administrators and Jim Mosman, Executive Director, National Council on Teacher Retirement |
| Feb. 21, 2011 | Stephen M. Norton, THE BANK - Oldham County |
| Feb. 21, 2011 | Celeste Embrey, Assistant General Counsel, Texas Bankers Association |
| Feb. 21, 2011 | Andrea H . Roschke, Village of Shorewood |
| Feb. 21, 2011 | Matt Robenalt |
| Feb. 21, 2011 | The Directors of the Board of the Rio Nuevo Multipurpose Facilities District |
| Feb. 21, 2011 | Fiscal Advisors and Marketing, Inc. |
| Feb. 21, 2011 | Shelley Sahling-Zart, Vice President & Assistant Counsel, Lincoln Electric System |
| Feb. 21, 2011 | Justin Scott-Coe, Board Member, Riverside Board of Public Utilities |
| Feb. 21, 2011 | Richard L. Clarke, DHA, FHFMA President and CEO, Healthcare Financial Management Association |
| Feb. 21, 2011 | Robert Hartwig, Legal Counsel, Iowa Bankers Association |
| Feb. 21, 2011 | Robert Petrie, Shorewood, Wisconsin Community |
| Feb. 21, 2011 | Robert Galloway, Sr. V.P. Finance, Health First, Inc. |
| Feb. 21, 2011 | Eljay Waite, Board Chairman, Urban Renewal Agency of the City of Caldwell |
| Feb. 21, 2011 | Joseph G. Greenberg, Chairman, YES Prep Public Schools |
| Feb. 21, 2011 | Kim Ellen Peters |
| Feb. 20, 2011 | John H. Blackburn, President & CEO, Family Bank FSB |
| Feb. 20, 2011 | Kenneth Koop |
| Feb. 19, 2011 | Mike Myers |
| Feb. 19, 2011 | Colette Lange |
| Feb. 19, 2011 | Louis J. Wade, Esq., Commission Chair; Kim Galbraith, Commission Vice-Chair; Cindy McAlister, Commission Secretary; Brendan O’Grady, Commissioner; Colleen Browne, Commissioner; Rufus Nye, Commissioner; and Don Stebbins, Commissioner, Blue Valley Recreation Commission |
| Feb. 19, 2011 | Pamela J. Beaumont, Chair, Garden City Urban Renewal Agency |
| Feb. 19, 2011 | Carl Lomastro, Mundelein Firefighter's Pension Fund |
| Feb. 18, 2011 | John W. Hickenlooper, Governor of Colorado |
| Feb. 18, 2011 | Robert M. Ball, A. A. E., Executive Director, Lee County Port Authority |
| Feb. 18, 2011 | Gail R. Schubert, Chair, Alaska Retirement Management Board |
| Feb. 18, 2011 | Paul McIntosh, Executive Director, California State Association of Counties |
| Feb. 18, 2011 | Robert M. Ball, A.A.E., Executive Director, Lee County Port Authority |
| Feb. 18, 2011 | Arnold E. Holtberg, Eugene McDermott Headmaster, St. Mark's School of Texas |
| Feb. 18, 2011 | Jack Reed, United States Senate |
| Feb. 18, 2011 | Orrin Hatch, United States Senate |
| Feb. 18, 2011 | Mtumishi St Julien, The Finance Authority of New Orleans |
| Feb. 18, 2011 | M. Laird Koldyke |
| Feb. 18, 2011 | Bob Pickens, Chicago Park District |
| Feb. 18, 2011 | William A. Ray, Jr., Interim Executive Director, Jefferson Parkway Public Highway Authority |
| Feb. 18, 2011 | Martin R. Hopper, General Manager, M-S-R Public Power Agency |
| Feb. 18, 2011 | Bob Crump, Riggins Mayor |
| Feb. 18, 2011 | Gilford & Joann Roberson |
| Feb. 18, 2011 | Berneta Titus, Board Member, Riverside Public Utilities |
| Feb. 18, 2011 | Marjorie Schmidt, Jerome Urban Renewal Board Chair |
| Feb. 18, 2011 | Jake Rettberg, Commissioner, Otter Lake Water Commission |
| Feb. 18, 2011 | Steve Dial, Deputy Executive Director, San Joaquin Council of Governments |
| Feb. 18, 2011 | Todd Sargent |
| Feb. 18, 2011 | Elizabeth Grob |
| Feb. 18, 2011 | Lynne N. Ward, Executive Director, Utah Educational Savings Plan |
| Feb. 18, 2011 | Jonathan Roberts, Principal, Roberts Consulting, LLC |
| Feb. 18, 2011 | Mtumishi St. Julien, Executive Director, Finance Authority of New Orleans |
| Feb. 18, 2011 | Robert W. Barnes, Idaho Falls Redevelopment Agency |
| Feb. 18, 2011 | Peter J. Taylor, Executive Vice President -Chief Financial Officer, The Regents of the University of California |
| Feb. 18, 2011 | Gerald Mcentee, International President, American Federation of State, County and Municipal Employees |
| Feb. 18, 2011 | Joann Bourne, Senior Executive Vice President, Global Treasury Management, Union Bank, N.A. |
| Feb. 18, 2011 | Roshan P. Parikh, Director, PeaceHealth |
| Feb. 18, 2011 | Barry B. Cline, BOYLE, PECHARICH, CLINE, WHITTINGTON & STALLINGS, P.L.L.C. |
| Feb. 18, 2011 | Anthony B. Ross, Chairperson and Stephen C. Edmonds, Executive Director, City of Austin Employees Retirement System |
| Feb. 18, 2011 | George Hernandez, President/Chief Executive Office and Peggy Deming, Executive Vice President/Chief Financial Officer, University Health System |
| Feb. 18, 2011 | Robert W. Scott, Director of Finance/Treasurer, City of Brookfield |
| Feb. 18, 2011 | Rossi Ralenkotter, President/CEO, Las Vegas Convention and Visitors Authority |
| Feb. 18, 2011 | Robert Puente, President/Chief Executive Officer; Doug Evanson, Senior Vice President/Chief Financial Officer; and William R. Crow, jr., Interim General Counsel, San Antonio Water System |
| Feb. 18, 2011 | Ben Gorzell, Chief Financial Officer and Michael D. Bernard, City Attorney, City of San Antonio |
| Feb. 18, 2011 | John Cooper, Appointed Member, St. Clair County Parks Recreation Commission |
| Feb. 18, 2011 | Theresa Whitmarsh, Executive Director, Washington State Investment Board |
| Feb. 18, 2011 | Lisa Palumbo, Parsons Brinckerhoff Inc. |
| Feb. 18, 2011 | Patrick Jones, Executive Director and CEO, International Bridge, Tunnel and Turnpike Association |
| Feb. 18, 2011 | Juan Salgado, Executive Director, Industrial Development Authority |
| Feb. 18, 2011 | Ann Fuelberg, Executive Director, Employees Retirement System of Texas |
| Feb. 18, 2011 | Gene Saffold, Chief Financial Officer, City of Chicago |
| Feb. 18, 2011 | Gregory J. Allen, General Attorney, New York State Insurance Fund |
| Feb. 18, 2011 | Adella M. Heard, Senior Vice President and Assistant General Counsel, First Tennessee Bank National Association |
| Feb. 18, 2011 | W. Mark Griffith, Chief Legal & Ethics Officer, ElectriCities of North Carolina, Inc. |
| Feb. 18, 2011 | Hill A. Feinberg, Chairman and Chief Executive Officer, First Southwest Company |
| Feb. 18, 2011 | John Hartung, Iowa Higher Education Loan Authority |
| Feb. 18, 2011 | Angel Escobar, City of Corpus Christi |
| Feb. 18, 2011 | John R. Topczewski, Johnson Financial Group, Inc. |
| Feb. 18, 2011 | Christopher Cole, Independent Community Bankers of America |
| Feb. 18, 2011 | Debra Bautista, Bonita Springs Utilities, Inc. |
| Feb. 18, 2011 | Lawrence Furnstahl, Oregon Health Science University |
| Feb. 18, 2011 | James S. Poole, NJEFA |
| Feb. 18, 2011 | Wayne Schneider, New York State Teachers' Retirement System |
| Feb. 18, 2011 | Neil Milner, CSBS |
| Feb. 18, 2011 | Keith Dagen, City of Richardson |
| Feb. 18, 2011 | Darrell Buchbinder, The Port Authority of New York and New Jersey |
| Feb. 18, 2011 | Meredith J. Jones, NYCEDC |
| Feb. 18, 2011 | Earl W. Schouweiler, Peoples State Bank |
| Feb. 18, 2011 | Neil Milner, CSBS |
| Feb. 18, 2011 | Michael E. Clark, NPCC |
| Feb. 18, 2011 | Margaret H. Mahery, tennessee municipal league |
| Feb. 18, 2011 | Michael V. Calderazzo, El Paso Firemen |
| Feb. 18, 2011 | Frank G. Mccartney, Delaware River Joint Toll Bridge Commission |
| Feb. 18, 2011 | Stacy Fisher, First Financial Bank |
| Feb. 18, 2011 | Joan Marshall, College Savings Plans Network |
| Feb. 18, 2011 | Paula Gold-Williams, CPs Energy |
| Feb. 18, 2011 | Corinne Johnson, Colorado Health Facilities Authority |
| Feb. 18, 2011 | John S. Bruciak, Brownsville Public Utilities Board |
| Feb. 18, 2011 | Greg Schwab, Northland Financial |
| Feb. 18, 2011 | Harold Remme, Minnesota School District Liquid Asset Board |
| Feb. 18, 2011 | Bill Wyatt, Port of Portland |
| Feb. 18, 2011 | Michael E. Kohloff, city of Wilsonville, Oregon |
| Feb. 18, 2011 | Brad Harris, City of Athens |
| Feb. 18, 2011 | John V Foley, The Metropolitan Water District |
| Feb. 18, 2011 | Dan Boyce, Water and Light Department |
| Feb. 18, 2011 | David A. Raymond, ACEC |
| Feb. 18, 2011 | Joseph E. Connarton, Public Employee Retirement |
| Feb. 18, 2011 | Sandra K-H Werner, First National Bank & Trust |
| Feb. 18, 2011 | Ken Neth R. Heffley, Dallas County Utility and |
| Feb. 18, 2011 | Dana Treadgold, The First State Bank |
| Feb. 18, 2011 | Paul S. Gibson, City of Palm Desert |
| Feb. 18, 2011 | James M. Hagerty, Rhode Island Clean Water Finance Agency |
| Feb. 18, 2011 | Michael P. Smith, New York Bankers Association |
| Feb. 18, 2011 | Doug Robinson |
| Feb. 18, 2011 | Brian Schweitzer, Governor of Montana |
| Feb. 18, 2011 | Samme Gee |
| Feb. 18, 2011 | Charles E. Vinson |
| Feb. 18, 2011 | Chris Dibbern, NMPP Energy |
| Feb. 18, 2011 | Kurt J. Nagle, American Association of Port Authorities |
| Feb. 18, 2011 | Mark Ramthun |
| Feb. 18, 2011 | Robert Donovan, Rhode Island Health |
| Feb. 18, 2011 | Norman S. Seppala, President and CEO, Granite Savings Bank |
| Feb. 18, 2011 | Anthony J. Worden, Vice President, Greenfield Co-operative Bank |
| Feb. 18, 2011 | Steven Grossman, Treasurer and Receiver General, Commonwealth of Massachusetts |
| Feb. 18, 2011 | David G. Ahearn, Vice President, Greenfield Co-operative Bank |
| Feb. 18, 2011 | Tim Simon, City of Elk River |
| Feb. 18, 2011 | James Sproat, Chairman of the New York State Bridge Authority |
| Feb. 18, 2011 | Jeff DeWitt, Finance Director, City of Phoenix, Arizona |
| Feb. 18, 2011 | Paul Goldstein, Vice President of Finance, Treasury/Accounting, Orlando Health, Inc |
| Feb. 18, 2011 | Michael Bray, Vice President, El Paso Housing Finance Corporation, El Paso, Texas |
| Feb. 18, 2011 | Parsons Brinckerhoff Inc. |
| Feb. 18, 2011 | James Henly, General Counsel, Metropolitan Transportation Authority |
| Feb. 18, 2011 | Ronald F. Christian, Chairman, Fairfax County Redevelopment and Housing Authority |
| Feb. 18, 2011 | Thomas N. Long, Long Reimer Winegar Beppler LLP |
| Feb. 18, 2011 | Brad T. Foltman, Chairman, Board of Commissioners, Boise City/Ada County Housing Authority |
| Feb. 15, 2011 | Donna A. Fincke, Executive Director, Washington Health Care Facilities |
| Feb. 18, 2011 | David Coulter, President, Cedar Valley Bank and Trust |
| Feb. 18, 2011 | Stephanie Cull, Laketran |
| Feb. 18, 2011 | Kimberly J. Xuchstetter, Finance Director/Treasurer, Village of New Lenox |
| Feb. 18, 2011 | Charles R. Noll, President, Pennsylvania Local Government Investment Trust |
| Feb. 18, 2011 | Fran Windschitl, Chair, MAGIC Fund |
| Feb. 18, 2011 | Christopher W. Skaggs, Deputy Director, Northeast Maryland Waste Disposal Authority |
| Feb. 18, 2011 | Christine L. Cohen, Auditor-Controller, County Auditor's Office |
| Feb. 18, 2011 | Charles J. Bangert, Vice President, Director of Finance, ViewPoint Bank |
| Feb. 18, 2011 | Elizabeth Smith Mao, Chairman, Board of Finance, Town of Darien, CT |
| Feb. 18, 2011 | Timothy J. Schaefer, Principal Owner, Magis Advisors |
| Feb. 18, 2011 | Denise Pizzini, Chief Legal Counsel, Montana Teachers' Retirement System |
| Feb. 17, 2011 | Joel T. Chaisson, Executive Director, Port of South Louisiana |
| Feb. 17, 2011 | Clemente Cuevas, Chairman, Orange County Housing Finance Authority |
| Feb. 17, 2011 | Ron Jombock, Commissioner, Otter Lake Water Commission |
| Feb. 17, 2011 | Mitch H. Melfi, Esq., Senior Vice President, Legal Services and General Counsel, Catholic Health Initiatives |
| Feb. 17, 2011 | Doreen McGookey, General Counsel, Fort Worth Employees' Retirement Fund, Fort Worth, Texas |
| Feb. 17, 2011 | Gilbert Garcia, Chairman, Board of Directors, Harris County METRO, Houston, Texas |
| Feb. 17, 2011 | Con Mims, Executive Director, Nueces River Authority, Uvalde, Texas |
| Feb. 17, 2011 | Dan M. Slack, Chief Executive Officer, Fire Police Pension Association of Colorado, Greenwood Village, Colorado |
| Feb. 17, 2011 | Curtis W. Campbell, General Manager, Red River Authority of Texas |
| Feb. 17, 2011 | Rene C. Lesieutre, President, The Industrial Development Authority of the County of Pinal, Apache Junction, Arizona |
| Feb. 17, 2011 | Nancy Zastrow, Milton, Wisconsin |
| Feb. 17, 2011 | Doug E. Bilheimer, Executive Director, PA Municipal Authorities Association, Wormleysburg, Pennsylvania |
| Feb. 17, 2011 | Katherine P. Craven, Executive Director, Massachusetts School Building Authority |
| Feb. 17, 2011 | Marios Demetriou, Chairperson, Michigan Liquid Asset Fund |
| Feb. 17, 2011 | Kelley Sanders, Sr. Deposits Officer, SpiritBank |
| Feb. 17, 2011 | R. Dean Kenderdine, Executive Director and Secretary to the Board, Maryland State Retirement and Pension System |
| Feb. 17, 2011 | Kasey Kesselring, President, South Lake County Hospital District |
| Feb. 17, 2011 | Lorelei Lein, Deputy General Counsel, Alabama League of Municipalities |
| Feb. 17, 2011 | Kenneth E. Raske, President, Greater New York Hospital Association |
| Feb. 17, 2011 | Elaine Roberts, AAE, CEO, Columbus Regional Airport Authority, Columbus, Ohio |
| Feb. 17, 2011 | Gary Herbert, Governor, State of Utah, Salt Lake City, Utah |
| Feb. 17, 2011 | Eric A. Marsh, SVP, Treasurer & CFO, Greenfield Co-operative Bank |
| Feb. 17, 2011 | Hon. Kelly L. Schmidt, President, National Association of State Treasurers and North Dakota State Treasurer |
| Feb. 17, 2011 | Sharon Goldsworthy, Mayor, Mayor, City of Germantown, Tennessee |
| Feb. 17, 2011 | Brian Potter, Senior VP, Wisconsin Hospital Association, Madison, Wisconsin |
| Feb. 17, 2011 | Stanley S. Taylor, III, Partner, Nossaman LLP, San Francisco, California |
| Feb. 17, 2011 | Paul L. Toth, Jr., President & Chief Executiv Officer, Toledo-Lucas County Port Authority, Toledo, Ohio |
| Feb. 17, 2011 | Stephen P. Schneider, General Manager, Saint Paul Regional Water Services |
| Feb. 17, 2011 | LaRee DeFreece, Vice President, Business Director, Global Sustainability Consulting Services |
| Feb. 17, 2011 | Margaret Lineberry, Executive Director, Missouri Housing Development Commission |
| Feb. 17, 2011 | Michael Chin, Program Manager, California Statewide Communities Development Authority, Walnut Creek, California |
| Feb. 17, 2011 | Shawn Nydegger, Executive Director, Idaho Bond Bank Authority, Idaho |
| Feb. 17, 2011 | Chris Chronis, CFO, Sedgwick County Kansas, Wichita, Kansas |
| Feb. 17, 2011 | Sheila Campbell, Appointed Supplemental Retirement Board Member, City of Portsmouth, VA, Portsmouth, Virginia |
| Feb. 17, 2011 | Dr. Brian McCall, Chancellor of the Texas State University System |
| Feb. 17, 2011 | Henry M. Reed III, Esquire, Bond Counsel, Louisville, Kentucky |
| Feb. 17, 2011 | Rick Farrell, Executive Director, Council of Infrastructure Financing Authorities |
| Feb. 17, 2011 | Alan L. Richards, Mayor, Saint Francis, Wisconsin |
| Feb. 17, 2011 | James F. Hamill, Program Manager, Public Finance Authority, Madison, Wisconsin |
| Feb. 17, 2011 | Brian D. McCoubrey, President and Chief Executive Officer, The Savings Bank |
| Feb. 17, 2011 | Cynthia Marek, V.P. Financial Affairs Higher Education, Winona, Minnesota |
| Feb. 17, 2011 | Charles A. Samuels, Mintz Levin Cohn Ferris Glovsky & Popeo, P.C, on behalf of the National Association of Health & Educational Facilities Finance Authorities |
| Feb. 17, 2011 | John J. Haas, President, Ranson Financial Consultants, LLC |
| Feb. 17, 2011 | Marcus Jahns, City Manager, City of League City, Texas |
| Feb. 17, 2011 | Susan K. Durso, General Counsel of the
Texas Public Finance Authority on behalf of the Texas Public Finance Authority Charter School Finance Corporation |
| Feb. 17, 2011 | Paul Cliby, City of Fresno Fire and Police Retirement Board |
| Feb. 17, 2011 | Lawrence J. Furnstahl, OHSU |
| Feb. 17, 2011 | Howard A. Mckenna, The Industrial Development Authority |
| Feb. 17, 2011 | Randall J. Landes, City of Kansas City |
| Feb. 17, 2011 | Paul T. Williams, dassny |
| Feb. 17, 2011 | Janet Cowell, state of NC |
| Feb. 17, 2011 | George W. Hermann, President/CEO, The First National Bank of Suffield |
| Feb. 17, 2011 | Gwendolyn Griffith, Executive Director, Oregon Finance Authority |
| Feb. 17, 2011 | William Hess, Missouri Securities Investmen Program |
| Feb. 17, 2011 | Juan Sandoval, Chairman, City Employees Pension Fund of El Paso |
| Feb. 17, 2011 | Thomas W. Anderson, General Counsel, Metropolitan Airports Commission |
| Feb. 17, 2011 | Paul T. Williams, President, Dormitory Authority, State of New York |
| Feb. 17, 2011 | Philip K. Stoddard, Mayor, City of South Miami |
| Feb. 17, 2011 | Ken Moore, Mayor and Eric Stuckey, City Administrator, City of Franklin, Tennessee |
| Feb. 17, 2011 | Melinda Garret, Chief Financial Officer, Houston Independent School District |
| Feb. 17, 2011 | Joel T. Chaisson, Executive Director, Port of South Louisiana |
| Feb. 17, 2011 | Nils P. Mauritz, Director, Lavaca Navidad River Authority |
| Feb. 17, 2011 | Keith Clark, Assistant Superintendent, Aldine Independent School District's Public Facility Corporation |
| Feb. 17, 2011 | RobertJ. Sweeney, P.E., Executive Secretary, Mackinac Bridge Authority |
| Feb. 17, 2011 | James D. Wagner Jr., Executive Director, Miami-Dade County Industrial Development Authority |
| Feb. 17, 2011 | Steven Grossman, Treasurer and Receiver General, Commonwealth of Massachusetts |
| Feb. 16, 2011 | Lauren W. Wismer, Gilmore & Bell, on behalf of the Nebraska Liquid Assets Fund |
| Feb. 16, 2011 | David King, President, Virginia/DC/Maryland Chapter, American Public Works Association |
| Feb. 16, 2011 | Mark Heberer, Water Infrastructure Finance Authority of Arizona |
| Feb. 16, 2011 | Brian P. White, Chief Executive Officer, San Diego County Employees Retirement Association |
| Feb. 16, 2011 | Mike Beatty, Executive Director, Georgia Housing and Finance Authority |
| Feb. 16, 2011 | Sandra L. Sutton, Interim Executive Director, Water Infrastructure Finance Authority of Arizona |
| Feb. 16, 2011 | Larry E. Naake, Executive Director, National Association of Counties, Washington, District of Columbia |
| Feb. 16, 2011 | Reid Sharp, President/CEO, First National Bank of Bastrop, Texas, Bastrop, Texas |
| Feb. 16, 2011 | Kay Frels, Edna, Texas |
| Feb. 16, 2011 | Wayne Meuleman, Executive Director, Idaho State Building Authority, Boise, Idaho |
| Feb. 16, 2011 | Jerry Chapman, General Manager, Greater Texoma Utility Authority |
| Feb. 16, 2011 | Thomas M. Tierney, Seattle Housing Authority, Seattle, Washington |
| Feb. 16, 2011 | Don Drum, Executive Director, Public Employee Retirement System of Idaho, Boise, Idaho |
| Feb. 16, 2011 | John Farello, Assistant Controller, Winthrop University Hospital |
| Feb. 16, 2011 | Tom Manos, Executive Director, and Gary N. Sundberg, President, The Industrial Development Authority of the County of Maricopa, Phoenix, Arizona |
| Feb. 16, 2011 | Brett E. Lief, President, National Council of Higher Education Loan Programs |
| Feb. 16, 2011 | Jack F. Chiovatero, Mayor, City of New Berlin,, Wisconsin |
| Feb. 16, 2011 | Jo Anne Bernal, County Attorney, El Paso County, Texas |
| Feb. 16, 2011 | Mike Loftin, Assistant City Manager, City of League City |
| Feb. 16, 2011 | Laurie D. Grabow, Executive Vice President/CFO, Old Point National Bank |
| Feb. 16, 2011 | Gay Lynn Bath, President, National Association of Government Defined Contribution Administrators |
| Feb. 16, 2011 | Steven P. Juetten, City of Plymouth, Minnesota |
| Feb. 16, 2011 | Rick Pollack, Executive Vice President, American Hospital Association, Washington, District of Columbia |
| Feb. 16, 2011 | Donald Dicklich, County Auditor-Treasurer, Duluth, Minnesota |
| Feb. 16, 2011 | Vince Sampson, President, Education Finance Council, Washington, District of Columbia |
| Feb. 16, 2011 | Dianne S. Robertson, Thiensville Village Administrator, Thiensville, Wisconsin |
| Feb. 16, 2011 | Wyatt Parno, CPA, Finance Manager, City of Gresham, Oregon |
| Feb. 16, 2011 | Grant S. Whitaker, President & CEO, Utah Housing Corporation |
| Feb. 16, 2011 | Hawkins Delafield & Wood LLP |
| Feb. 16, 2011 | Shane M. Kuehl, Board Member, Truman High School, Truman, Minnesota |
| Feb. 16, 2011 | Brad J. Roos, Marshall, Minnesota |
| Feb. 16, 2011 | John Zanmiller, Mayor, City of West St. Paul, Minnesota |
| Feb. 16, 2011 | Darrell G. Kirch, M.D., Association of American Medical Colleges |
| Feb. 16, 2011 | Michael W. Brod, Executive Director, Colorado Water Resources Power Development Authority, Denver, Colorado |
| Feb. 16, 2011 | Gary Findlay, Executive Director, Missouri State Employees Retirement System, Jefferson City, Missouri |
| Feb. 16, 2011 | Patrick T. Maguire, Tampa-Hillsborough Express Authority |
| Feb. 16, 2011 | Sue Ellen Wagner, Healthcare Trustees of New York State |
| Feb. 16, 2011 | Linda Beaver, Nebraska Educational Finance Authority |
| Feb. 16, 2011 | E. Walter Barletta, Housing Finance Authority of Lee County, Florida |
| Feb. 16, 2011 | David King, APWA-VA/DC/MD |
| Feb. 16, 2011 | Michael Brod, Executive Director, Colorado Water Resources and Power Development Aut |
| Feb. 16, 2011 | Michael E. Vance, President & CEO, Citizens National Bank |
| Feb. 16, 2011 | Elaine Roberts, President & CEO, Columbus Regional Airport Authority |
| Feb. 16, 2011 | Michael J. Nehf, Executive Director; Christopner M. DeRose, Chief Executive Officer; and Lisa J. Morris, Executive Director, State Teachers Retirement System of Ohio |
| Feb. 15, 2011 | Lindsey R. Pinkham, Sr. Vice President & Secretary, Connecticut Bankers Association |
| Feb. 15, 2011 | Rebecca L. Peace, Chief Counsel, Pennsylvania Housing Finance Agency; Jayne B. Blake, Chief Counsel, Pennsylvania Infrastructure Investment Authority; Stephen M. Drizos, Executive Director, Pennsylvania Economic Development Financing Authority; and Carol A. Longwell, Deputy Chief Counsel, Pennsylvania Economic Development Financing Authority; and Doreen A. McCall, Chief Counsel, Pennsylvania Turnpike Commission |
| Feb. 15, 2011 | Harry S. Heges, Chairman, Housing Finance Authority of Hillsborough County |
| Feb. 15, 2011 | Elwood G. "Woody" Farber, President, New Mexico Educational Assistance Foundation |
| Feb. 15, 2011 | Jill Miller, Executive Director, Odessa Housing Finance Corporation |
| Feb. 15, 2011 | John Halikowski, Director, Arizona Department of Transportation and William Feldmeier, Chairman, Arizona Transportation Board |
| Feb. 15, 2011 | David W. Harris, EVP for Administration, COO & CFO, UNM |
| Feb. 15, 2011 | Committee on Non-Profit Organizations of the Association of the Bar of the City of New York |
| Feb. 15, 2011 | Richard D. Legon, President, Association of Governing Boards of Universities and Colleges |
| Feb. 15, 2011 | Susan K. Durso, General Counsel, Texas Public Finance Authority, Austin, Texas |
| Feb. 15, 2011 | Caren S. Franzini, CEO, New Jersey Economic Development Authority |
| Feb. 15, 2011 | Scott J. Kluver, Administrator, City of Washburn, Wisconsin |
| Feb. 15, 2011 | Jane Bevill, CPA, AICPA, TSCPA, GFOA, Finance Director, Town of Collierville, Collierville, Tennessee |
| Feb. 15, 2011 | Dennis Ross, General Manager, Otter Lake Water Commission |
| Feb. 15, 2011 | Kari Roberts, President/CCO, ACB Bank, Cherokee |
| Feb. 15, 2011 | John W. Rubottom, General Counsel, Lower Colorado River Authority |
| Feb. 15, 2011 | Kenneth Shalik, Director of Finance and Administration, Tacoma, Washington |
| Feb. 15, 2011 | Chris S. Johnson, CFO |
| Feb. 15, 2011 | Thomas S. Hamilton, Director of Finance, City of Norwalk, Norwalk, Connecticut |
| Feb. 15, 2011 | Duane Strom, CPA, Finance Manager, Tacoma Housing Authority, Tacoma, Washington |
| Feb. 15, 2011 | David L. Buhrmann, McMahon Surovik Suttle, PC, on behalf of the West Central Texas Municipal Water District |
| Feb. 15, 2011 | Mary M. Datka, CPA, CPM, Director Of Finance Managerial Services, Menomonee Falls, Wisconsin |
| Feb. 15, 2011 | Deborah H. White, CPA, Director of Finance, Augusta County Service Authority, Verona, Virginia |
| Feb. 15, 2011 | Eileen Bradley, Ardmore, Pennsylvania |
| Feb. 15, 2011 | Jeffrey W. States, State Investment Officer, Nebraska Investment Council |
| Feb. 15, 2011 | Bruce DeJong, Finance Director, City of Shorewood, Shorewood, Minnesota |
| Feb. 15, 2011 | Lucy Billingsley, Billingsley Company |
| Feb. 14, 2011 | R. E. L. Breedlove, Executive Director, Natchitoches Parish Port |
| Feb. 14, 2011 | Patricia Branya, Director, Miami-Dade County |
| Feb. 14, 2011 | Larry D. Groth, P.E., City Manager, City of Waco |
| Feb. 14, 2011 | Felix Lasarte, Chair; Jorge Vigil, Esq., Treasurer; Javier Rodriquez, P.E., Executive Director; and Pamela S. Leslie, General Counsel, Miami-Dade Expressway Authority |
| Feb. 14, 2011 | Michael D. McKinney, Chancellor, The Texas A&M University System and Kent Hance, Chancellor, Texas Tech University System |
| Feb. 14, 2011 | Joe Pizzillo, Vice Mayor, City of Goodyear, Arizona |
| Feb. 14, 2011 | Patrick J. Dufresne, Executive Director/CEO, South Tangipahoa Parish Port Commission |
| Feb. 14, 2011 | Dominic Sokolosky, President, First Bank of Owasso |
| Feb. 14, 2011 | Elvin Franklin, Chairman ofthe Board ofDirectors, Greater Greenspoint Redevelopment Authority |
| Feb. 14, 2011 | Martin Russell, Warren County Port Authority (State of Ohio) , Lebanon, Ohio |
| Feb. 14, 2011 | Angela I. Carmon, City Attorney, City of Winston-Salem, North Carolina |
| Feb. 14, 2011 | Carol B. O'Keeffe, General Counsel, Washington Metropolitan Area Transit Authority, Washington, District of Columbia |
| Feb. 14, 2011 | James F. Heekin, Counsel, Citrus County Hospital Board, Southeast Volusia Hospital District, West Orange Healthcare District |
| Feb. 14, 2011 | Mike Willatt, Willatt & Flickinger, Austin, Texas |
| Feb. 14, 2011 | David J. Kincaid, City Manager, City of Safford, Arizona |
| Feb. 14, 2011 | Emily Neuberger, Senior Vice President &
General Counsel, Wayne County Airport Authority, Michigan |
| Feb. 14, 2011 | Mary Hinske, City of Elkhorn, Wisconsin |
| Feb. 14, 2011 | Elizabeth Frueh, City of Prescott, Wisconsin |
| Feb. 12, 2011 | William A. Sederburg, Ph.D., Commissioner of Higher Education, and David J. Jordon, Chair State Board of Regents, Salt Lake City, Utah |
| Feb. 12, 2011 | Jay I. Moyes, Esq., Moyes Sellers Ltd., Phoenix, Arizona |
| Feb. 11, 2011 | Robin C. Riley, Houston Ship Channel Security District |
| Feb. 11, 2011 | James F. Zay, Chairman, Du Page Water Commission |
| Feb. 11, 2011 | Bob A. Newmark, Housing Finance Authority |
| Feb. 11, 2011 | Gottlieb Fisher PLLC, on behalf of the Boards of Trustees for King County Rural Library District, Fort Vancouver Intercounty Rural Library District, Pierce County Rural Library District LaConner Rural Partial-County Library District, Sno-Isle Intercounty Rural Library District, Spokane County Rural Library District, Walla Walla County Rural Library District, and Whitman County Rural Library District |
| Feb. 11, 2011 | Linda D. Timmerman, Ed.D., President, Board of Directors, Trinity River Authority |
| Feb. 11, 2011 | Jeffrey S. Bromme, Senior Vice President and Chief Legal Officer, and C. Robert Foltz, Associate Chief Legal Officer, Adventist Health System Sunbelt Healthcare
Corporation |
| Feb. 11, 2011 | Patrick Brsozowski, General Manager, Lavaca-Navidad River Authority |
| Feb. 11, 2011 | Gary Baumgartner |
| Feb. 11, 2011 | James P. Joyce, Chairman, and Steven J. Grossman, Executive Director, Ohio Water Development Authority |
| Feb. 11, 2011 | Richard D. Michael, President, Pennsylvania Association of Bond Lawyers, Harrisburg, Pennsylvania |
| Feb. 11, 2011 | Gina Raimondo, General Treasurer, State of Rhode Island and Providence Plantations |
| Feb. 11, 2011 | Victor Vandergriff, Chairman, North Texas Tollway Authority |
| Feb. 10, 2011 | George Gaulrapp, Mayor, City of Freeport |
| Feb. 10, 2011 | Marty Margolis, President, PFM Asset Management LLC |
| Feb. 10, 2011 | Lynn E. Hohensee, Port Director, West Calcasieu Port, Louisiana |
| Feb. 10, 2011 | Randy Hall, Greenville, Texas |
| Feb. 10, 2011 | Steve Rochelle |
| Feb. 10, 2011 | Sheryl A. Sweeney, Ryley Carlock & Applewhite, Phoenix, Arizona |
| Feb. 10, 2011 | Joe Accardo, Jr., Executive Director, Ports Association of Louisiana |
| Feb. 10, 2011 | Bill Calderon, Managing Partner, Hawes Hill Calderon LLP |
| Feb. 10, 2011 | Oklahoma Municipal Power Authority |
| Feb. 10, 2011 | Charles H. Weiss, Richmond, Texas |
| Feb. 10, 2011 | Raymond E. Schafer, President, Port of Greater Cincinnati Development Authority, Cincinnati, Ohio |
| Feb. 9, 2011 | Kevin Mercer, President, Upper Trinity Regional Water District Board of Directors |
| Feb. 9, 2011 | Albert H. Blevins, Jr., Director/President, Port of West St. Mary's |
| Feb. 9, 2011 | J. Randy Young, PE, Executive Director, Arkansas Natural Resources Commission, Little Rock, Arkansas |
| Feb. 9, 2011 | Rino Cassinelli, President, CK Big Bend Partnership LLC, general partner, Big Bend Partnership Ltd., Board Member of the Spring Branch Management District |
| Feb. 9, 2011 | Kathy Hubbard |
| Feb. 9, 2011 | Craig A. Ritchie, RPh, JD, City Attorney of Sequim Washington, Sequim, Washington |
| Feb. 9, 2011 | James S. Lochhead, CEO/Manager, Denver Water, Denver, Colorado |
| Feb. 9, 2011 | David R. Fine, City Attorney, Denver |
| Feb. 9, 2011 | Craig A. Maraschky, Executive Director, Housing Authority of the City of Aurora, Colorado |
| Feb. 9, 2011 | Walter S. Goff, Director of Sales & Marketing, G-Tel Enterprises Inc. |
| Feb. 9, 2011 | George O. Nwanguma |
| Feb. 8, 2011 | Rachel L. Saxon, President and Senior Trust Officer, Horizon Bank, N.A. dba Horizon Trust & Investment Management |
| Feb. 8, 2011 | Jan Hawn, CPFO, Finance Director, City of Bellevue, Washington |
| Feb. 8, 2011 | Mark Iverson, General Manager, Bowling Green Municipal Utilities |
| Feb. 8, 2011 | Jeffrey W. Letwin, Esq., Partner, Schnader Harrison Segal Lewis LLP, Pittsburgh, Pennsylvania |
| Feb. 8, 2011 | Nancy K. Kopp, State Treasurer and Board Chair, College Savings Plans of Maryland |
| Feb. 8, 2011 | Karen Schaffner, City of Dallas Housing Finance Corporation, Manager, Office of Economic Development |
| Feb. 8, 2011 | Kathleen Durham, Chairman, South Broward Hospital District |
| Feb. 8, 2011 | Phillip N. Brown, A.A.E., Executive Director, Greater Orlando Aviation Authority |
| Feb. 7, 2011 | Richard E. Mourdock, Indiana State Treasurer |
| Feb. 7, 2011 | Hays Caldwell Public Utility
Agency |
| Feb. 7, 2011 | F. John White, Chief Executive Officer, Public Financial Management |
| Feb. 7, 2011 | Francisco G. Cigarroa, M.D., Chancellor, The University of Texas System |
| Feb. 7, 2011 | Ken Miller, Oklahoma State Treasurer |
| Feb. 7, 2011 | Robert Beach, Chairman, Blanchard Valley Port Authority |
| Feb. 7, 2011 | Stan Multhauf, Chairman, Regional Port Authority of
Northwest Ohio |
| Feb. 4, 2011 | Joseph W. Lopano, Hillsborough County Aviation Authority |
| Feb. 4, 2011 | A.M. Dominguez Jr., Chairperson, Colorado Local Government Liquid Asset Trust Board of Directors |
| Feb. 4, 2011 | Tracy V. Drake, Chairman, Ohio Council of Port Authorities and CEO, Columbiana County Port Authority |
| Feb. 4, 2011 | Robert O. Lenna, Executive Director, Maine Municipal Bond Bank, Maine Health and Higher Educational Facilities Authority and Maine Governmental Facilities Authority |
| Feb. 3, 2011 | Daniel Silverthorn, Chairman, Peoria Civic Center |
| Feb. 3, 2011 | William F. Murphy, Mayor, Village of Woodridge |
| Feb. 3, 2011 | JoAnn E. Levin, Chief Solicitor, City of Baltimore |
| Feb. 3, 2011 | Mark R. Hayes, Esquire, General Counsel, Arkansas Municipal League, North Little Rock, Arkansas |
| Feb. 3, 2011 | Larry Nines, Executive Director, Wisconsin Health & Educational Facilities Authority |
| Feb. 3, 2011 | Monty D. Shank, General Manager, Upper Neches River Municipal Water Authority |
| Feb. 3, 2011 | Christopher J. Burnham, President, Summit County Port Authority, Akron, Ohio |
| Feb. 2, 2011 | Steven J. Williams, Chairman, Board of Directors, Cleveland-Cuyahoga County Port Authority |
| Feb. 2, 2011 | William J. Sims III, LaSota & Peters LLC, on behalf of the Regional Public Transportation Authority of Maricopa County, Arizona |
| Feb. 2, 2011 | Margaret L. Cox, President, Board of Directors, Central Harris County Regional Water Authority |
| Feb. 2, 2011 | John J. Coffey, Chairman, Orange County (Florida) Health Facilities Authority, Orlando, Florida |
| Feb. 2, 2011 | Brian Mayhew, CFO Bay Area Toll Authority (BATA), Oakland, California |
| Feb. 1, 2011 | The Directors ofthe Board of the Arizona Health Facilities Authority |
| Feb. 1, 2011 | The Directors ofthe Board ofthe Arizona Health Facilities Authority |
| Feb. 1, 2011 | Jim Ardis, Mayor, City of Peoria, Illinois |
| Feb. 1, 2011 | Connie J. Green, City Manager, City of Killeen, Texas |
| Feb. 1, 2011 | Bob Gregory, City Manager, City of Longview, Washington |
| Feb. 1, 2011 | Matt Garrett, Chairman, Capital Improvement Advisory Committee, City of Carrollton, Texas |
| Feb. 1, 2011 | Alejandro J. Valella, Esquire, Vice President and Deputy Counsel, New York State Homes and Community Renewal, New York, New York |
| Feb. 1, 2011 | Jean C. Ryan, Executive Director, Columbus-Franklin County Finance Authority, Columbus, Ohio |
| Feb. 1, 2011 | Robert Strickland, Executive Director, Alabama Housing Finance Authority |
| Jan. 31, 2011 | James M. Parks, Executive Director/General Manager, North Texas Municipal Water District |
| Jan. 31, 2011 | Rick Platt, President and CEO, Heath-Newark-Licking County Port Authority, Heath, Ohio |
| Jan. 30, 2011 | Bill Longley, Texas Municipal League, Austin, Texas |
| Jan. 28, 2011 | Stephen Walsh, California Municipal Finance Authority, Oakland, California |
| Jan. 28, 2011 | Kim Herman, Washington State Housing Finance Commission, Seattle, Washington |
| Jan. 28, 2011 | Michael A. Swift, Shelby County, Tennessee Government, Memphis, Tennessee |
| Jan. 27, 2011 | John Murphy, Executive Director, National Association of Local Housing Finance Agencies |
| Jan. 27, 2011 | William G. Dressel, Jr., Executive Director, New Jersey League of Municipalities |
| Jan. 26, 2011 | John "Chip" Taylor, Executive Director, Colorado Counties Inc.; Sam Mamet, Executive Director, Colorado Municipal League; and Ann Terry, Executive Director, Special District Association of Colorado |
| Jan. 26, 2011 | Ted Wheeler, Oregon State Treasurer |
| Jan. 26, 2011 | Brad L. Bettenhausen, District Clerk, Kimberly Heights Sanitary District |
| Jan. 25, 2011 | Paul M. Ziehler, City Administrator, West Allis, Wisconsin |
| Jan. 24, 2011 | Michael J. Stanard, Executive Director, Missouri Health and Educational Facilities Authority, Chesterfield, Missouri |
| Jan. 24, 2011 | Walt Sears, Jr., General Manager, Northeast Texas Municipal Water District |
| Jan. 24, 2011 | Bond Dealers of America; Council of Development Finance Agencies; National Association of State Auditors, Comptrollers, and Treasurers; National League of Cities |
| Jan. 24, 2011 | Dan A. Gray, President, Industrial Development Authority, City of Yuma, Arizona |
| Jan. 24, 2011 | Richard R. Vosburg, Chartered Financial Analyst, Germantown, Tennessee |
| Jan. 22, 2011 | Reed Eichelberger, General Manager, San Jacinto River Authority |
| Jan. 21, 2011 | Daniel F. Mantzaris, City Attorney for City of St. Cloud, Florida |
| Jan. 20, 2011 | Judith Hetherly, Mayor, City of Lampasas, Texas |
| Jan. 19, 2011 | Scott Serafin, Chairman, Jewett Economic Development Corporation, Jewett, Texas |
| Jan. 19, 2011 | Jacqueline M. Kovilaritch, Assistant City Attorney, City of St. Petersburg, Florida |
| Jan. 18, 2011 | Cynthia M. Davenport, Attorney at Law, Flynn & Davenport, LLC, Troy, Missouri |
| Jan. 17, 2011 | Philip G. Burke, Board President, Garland Housing Finance Agency, Garland, Texas |
| Jan. 14, 2011 | Corinne Gentilesco, Assistant Counsel, Rhode Island Housing |
| Jan. 14, 2011 | Jeffery P. Fegan, Chief Executive Officer, Dallas/Fort Worth International Airport |
| Jan. 13, 2011 | Igor Minin, Solutions Architect, FINRA (Market Regulation Technology) |
| Jan. 13, 2011 | Jim D. Dunaway, City Manager, City of Taylor, Texas, Taylor, Texas |
| Jan. 12, 2011 | George N. Demas, General Counsel, Vermont Housing Finance Agency |
| Jan. 10, 2011 | Steve Ritter, Assistant Finance Director, City of Huntsville, Texas |
| Jan. 7, 2011 | Calvin J. Anthony, Chairman, Oklahoma State University/Agricultural and Mechanical Colleges Board of Regents |
| Jan. 1, 2011 | Alex G. Brown |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Sep. 24, 2013 | Memorandum from the Office of Municipal Securities regarding an August 29, 2013, meeting with representatives of Americans for Financial Reform, et al. |
| Sep. 16, 2013 | Memorandum from the Office of Commissioner Kara Stein regarding a September 16, 2013, meeting with representatives of SIFMA |
| Sep. 12, 2013 | Memorandum from the Office of Commissioner Kara Stein regarding a September 12, 2013, meeting with representatives of the American Bankers Association |
| Jun. 19, 2013 | Memorandum from the Office of Municipal Securities regarding a June 18, 2013, meeting with representatives of the National Association of Energy Service Companies (NAESCO) |
| Jun. 19, 2013 | Memorandum from the Office of Municipal Securities regarding a June 6, 2013, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
| Apr. 5, 2013 | Memorandum from the Office of Municipal Securities regarding an April 1, 2013, meeting with representatives of the Investment Adviser Association |
| Mar. 25, 2013 | Memorandum from the Office of Municipal Securities regarding a March 22, 2013, meeting with representatives of SIFMA |
| Mar. 7, 2013 | Memorandum from the Office of Municipal Securities regarding a March 5, 2013, meeting with representatives of SIFMA |
| Mar. 7, 2013 | Memorandum from the Office of Municipal Securities regarding a March 4, 2013, telephone call with representatives of Americans for Financial Reform |
| Jan. 29, 2013 | Memorandum from the Office of Municipal Securities regarding a January 28, 2013, meeting with representatives of the Houston Firefighters’ Relief and Retirement Fund |
| Dec. 14, 2012 | Memorandum from the Office of Municipal Securities regarding a December 3, 2012, meeting with representatives of Wells Fargo Advisors |
| Dec. 14, 2012 | Memorandum from the Office of Municipal Securities regarding a November 15, 2012, meeting with representatives of the Securities Industry and Financial Markets Association (SIFMA) |
| Dec. 7, 2012 | Memorandum from the Division of Trading and Markets regarding a December 5, 2012, meeting with representatives of the American Bankers Association |
| Oct. 19, 2012 | Memorandum from the Division of Trading and Markets regarding an October 19, 2012, meeting with representatives of Americans for Financial Reform (AFR), American Federation of State, County and Municipal Employees (AFSCME), Consumer Federation of America (CFA), the American Federation of Labor and Congress of Industrial Organizations (AFL-CIO), Public Citizen, and Service Employees International Union (SEIU) |
| Oct. 11, 2012 | Memorandum from the Office of the Chairman regarding a September 13, 2012, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) and the Government Finance Officers Association (GFOA) |
| Sep. 13, 2012 | Memorandum from the Division of Trading and Markets regarding an October 10, 2012, meeting with representatives of the Committee of Annuity Insurers and the law firm Sutherland |
| May 31, 2012 | Memorandum from the Division of Trading and Markets regarding a May 31, 2012, meeting with representatives from the National Association of Independent Public Finance Advisors ("NAIPFA") |
| May 15, 2012 | Memorandum from the Office of Commissioner Aguilar regarding a May 9, 2012, meeting with representatives of the Bond Dealers of America |
| Feb. 21, 2012 | Memorandum from the Office of the Chairman regarding a February 21, 2012, meeting with representatives of the Securities Industry and Financial Markets Association |
| Jan. 31, 2012 | Memorandum from the Division of Trading and Markets regarding a January 31, 2012, meeting with a representative of the Association of Governing Boards of Universities and Colleges |
| Jan. 27, 2012 | Memorandum from the Division of Trading and Markets regarding a January 19, 2012, meeting with representatives of the Securities Industry and Financial Markets Association |
| Jan. 17, 2012 | Memorandum from the Division of Trading and Markets regarding a January 17, 2012, meeting with representatives of the Bond Dealers of America |
| Dec. 13, 2011 | Memorandum from the Office of Commissioner Walter regarding a December 12, 2011, meeting with a representative of the Association of Governing Boards of Universities and Colleges |
| Dec. 12, 2011 | Memorandum from the Office of the Chairman regarding a December 12, 2011, telephone call with a representative of the American Bankers Association |
| Dec. 2, 2011 | Memorandum from the Division of Trading and Markets regarding a December 1, 2011, meeting with National Association of Energy Service
Companies (NAESCO) |
| Dec. 1, 2011 | Memorandum from the Office of the Chairman regarding a December 1, 2011, meeting with National Association of Energy Service Companies (NAESCO) |
| Nov. 23, 2011 | Memorandum from the Division of Trading and Markets regarding a November 16, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
| Nov. 9, 2011 | Memorandum from the Office of the Chairman regarding a November 9, 2011, meeting with representatives of First Southwest |
| Nov. 4, 2011 | Memorandum from the Division of Trading and Markets regarding a November 2, 2011, meeting with representatives of Public Financial Management, Inc. |
| Oct. 20, 2011 | Memorandum from the Division of Trading and Markets regarding an October 19, 2011, meeting with representatives of the Government Finance Officers Association and the Securities Industry and Financial Markets Association |
| Sep. 23, 2011 | Memorandum from the Division of Trading and Markets regarding a September 21, 2011, meeting with representatives of the Securities Industry and Financial Markets Association |
| Aug. 3, 2011 | Memorandum from the Division of Trading and Markets regarding a July 26, 2011, telephonic meeting with representatives of the California State Association of Counties and the National Association of Counties |
| Aug. 1, 2011 | Memorandum from the Division of Trading and Markets regarding a July 27, 2011, telephonic meeting with representatives of Krendl Krendl Sachnoff & Way, P.C. |
| Jul. 6, 2011 | Memorandum from the Office of Commissioner Walter regarding a June 2, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
| Jul. 6, 2011 | Memorandum from the Office of Commissioner Walter regarding a July 6, 2011, meeting and conference call with representatives of the Securities Industry and Financial Markets Associations (SIFMA) |
| Jun. 28, 2011 | Memorandum from the Division of Trading and Markets regarding a June 27, 2011, meeting with representatives of the New York City Economic Development Corporation |
| Jun. 15, 2011 | Memorandum from the Office of the Chairman regarding a June 15, 2011, meeting with the Board of Directors of the Bond Dealers of America |
| Jun. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a June 8, 2011, meeting with representatives of SIFMA |
| Jun. 9, 2011 | Memorandum from the Division of Trading and Markets regarding a June 9, 2011, meeting with representatives of the Solar Energy Industries Association |
| Jun. 2, 2011 | Memorandum from the Division of Trading and Markets regarding a June 2, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors |
| May 27, 2011 | Memorandum from the Office of Commissioner Paredes regarding a May 18, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
| May 26, 2011 | Memorandum from the Office of Commissioner Paredes regarding an April 7, 2011, meeting with representatives of Chevron Corporation, Honeywell International, Inc. and Bingham McCutchen See also: Attachment A,
Attachment B,
Attachment C
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| May 16, 2011 | Memorandum from the Division of Trading and Markets regarding a May 13, 2011, meeting with representatives of Nationwide, MetLife, TIAA-CREF, MassMutual, Prudential Financial, and Sutherland |
| May 13, 2011 | Memorandum from the Division of Trading and Markets regarding a May 12, 2011, meeting with representatives of Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation and the Federal Reserve Board |
| Apr. 11, 2011 | Memorandum from the Division of Trading and Markets regarding an April 11, 2011, meeting with representatives of the American Council of Engineering Companies, Parsons Brinckerhoff, Jacobs Engineering Group, Leigh Fisher and CH2M Hill |
| Apr. 8, 2011 | Memorandum from the Office of the Chairman regarding an April 7, 2011, meeting with representatives of Chevron, Honeywell, and Bingham |
| Apr. 7, 2011 | Memorandum from the Office of Commissioner Aguilar regarding an April 6, 2011, meeting with representatives of Chevron Energy Solutions, Honeywell International, Inc., and Bingham McCutchen LLP |
| Mar. 16, 2011 | Memorandum from the Office of the Chairman regarding a meeting with representatives of the American Bankers Association |
| Feb. 28, 2011 | Memorandum from James Burns, Counsel, Securities and Exchange Commission, regarding a February 8, 2011, meeting with a representative of Duke University |
| Feb. 24, 2011 | Memorandum from the Division of Trading and Markets regarding a February 24, 2011, meeting with a representative of the Education Finance Council |
| Feb. 11, 2011 | Memorandum from the Office of the Chairman regarding a January 28, 2011, meeting with representatives of the Council of Institutional Investors |
| Feb. 8, 2011 | Memorandum from the Division of Trading and Markets regarding a meeting with representatives of the Association of Governing Bodies of Universities and Colleges |
| Jan. 20, 2011 | Memorandum from the Division of Trading and Markets regarding a January 19, 2011, meeting with representatives of the Illinois Financial Authority (IFA), et al. |
| Jan. 14, 2011 | Memorandum from the Division of Trading and Markets regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
| Jan. 13, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a January 13, 2011, meeting with representatives of the National Association of Independent Public Finance Advisors (NAIPFA) |
http://www.sec.gov/comments/s7-45-10/s74510.shtml
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