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Comments on Proposed Rule: Purchases of Certain Equity Securities by the Issuer and Others
[Release No. 34-61414; File No. S7-04-10]
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(Click here for meetings with SEC officials)
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Mar. 18, 2020 | Farooq Hassan |
Mar. 7, 2011 | Howard Meyerson, General Counsel, Liquidnet, Inc. |
May 13, 2010 | Michael Mediano |
Apr. 9, 2010 | Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association |
Apr. 6, 2010 | Ed Schweitzer |
Mar. 16, 2010 | Neila B. Radin, Chair, Securities Law Committee, The Society of Corporate Secretaries & Governance Professionals |
Mar. 15, 2010 | Sullivan & Cromwell LLP |
Mar. 15, 2010 | Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York |
Mar. 8, 2010 | Robert N. Schleckser, Assistant Treasurer, Exxon Mobil Corporation |
Mar. 3, 2010 | Cleary Gottlieb Steen & Hamilton LLP |
Mar. 1, 2010 | Carol Ann Petren, Esquire, General Counsel, CIGNA Corporation, Philadelphia, Pennsylvania |
Mar. 1, 2010 | Janet M. Kissane, SVP - Legal & Corporate Secretary, Office of the General Counsel, NYSE Euronext |
Mar. 1, 2010 | Robert E. Buckholz, Jr., Committee on Securities Regulation,New York City Bar |
Mar. 1, 2010 | Ellenoff Grossman & Schole LLP |
Mar. 1, 2010 | P. Mats Goebels, Managing Director and General Counsel, Investment Technology Group, Inc. |
Feb. 12, 2010 | Josh Sheptow |
Feb. 9, 2010 | Howard Meyerson, General Counsel, Liquidnet, Inc., New York, New York |
Feb. 8, 2010 | Hugh Milmoe, Stifel, Nicolaus & Company, Baltimore, Maryland |
Sep. 2, 2009 | Ivory Lee |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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May 27, 2015 | Memorandum from the Division of Trading and Markets regarding a May 27, 2015, meeting with representatives of Liquidnet |
http://www.sec.gov/comments/s7-04-10/s70410.shtml
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