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Comments on Proposed Rule: Purchases of Certain Equity Securities by the Issuer and Others

[Release No. 34-61414; File No. S7-04-10]

Submitted Comments

(Click here for meetings with SEC officials)
Mar. 18, 2020 Farooq Hassan
Mar. 7, 2011 Howard Meyerson, General Counsel, Liquidnet, Inc.
May 13, 2010 Michael Mediano
Apr. 9, 2010 Ann Vlcek, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Apr. 6, 2010 Ed Schweitzer
Mar. 16, 2010 Neila B. Radin, Chair, Securities Law Committee, The Society of Corporate Secretaries & Governance Professionals
Mar. 15, 2010 Sullivan & Cromwell LLP
Mar. 15, 2010 Jeffrey W. Rubin, Chair, Committee on Federal Regulation of Securities, Section of Business Law, American Bar Association, New York, New York
Mar. 8, 2010 Robert N. Schleckser, Assistant Treasurer, Exxon Mobil Corporation
Mar. 3, 2010 Cleary Gottlieb Steen & Hamilton LLP
Mar. 1, 2010 Carol Ann Petren, Esquire, General Counsel, CIGNA Corporation, Philadelphia, Pennsylvania
Mar. 1, 2010 Janet M. Kissane, SVP - Legal & Corporate Secretary, Office of the General Counsel, NYSE Euronext
Mar. 1, 2010 Robert E. Buckholz, Jr., Committee on Securities Regulation,New York City Bar
Mar. 1, 2010 Ellenoff Grossman & Schole LLP
Mar. 1, 2010 P. Mats Goebels, Managing Director and General Counsel, Investment Technology Group, Inc.
Feb. 12, 2010 Josh Sheptow
Feb. 9, 2010 Howard Meyerson, General Counsel, Liquidnet, Inc., New York, New York
Feb. 8, 2010 Hugh Milmoe, Stifel, Nicolaus & Company, Baltimore, Maryland
Sep. 2, 2009 Ivory Lee

Meetings with SEC Officials

(Click here for submitted comments from the public)
May 27, 2015 Memorandum from the Division of Trading and Markets regarding a May 27, 2015, meeting with representatives of Liquidnet

Modified: 04/03/2020