Reopening of Comment Periods for Certain Rulemaking Releases and Policy Statement Applicable to Security-Based Swaps Proposed Pursuant to the Securities Exchange Act of 1934 and the Dodd-Frank Wall Street Reform and Consumer Protection Act

Comments on Proposed Rule: Regulation SBSR - Reporting and Dissemination of Security-Based Swap Information

Filter comments

Date Received
Date Letter Type Release Number Commenter Name
Meeting with SEC Officials 34-69490, 34-74834, 34-69491, 34-69491, 34-69491 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a June 18, 2015, meeting with representatives of Goldman Sachs
Meeting with SEC Officials 34-69491 Memorandum from the Office of Commissioner Kara Stein regarding a December 8, 2014, teleconference with a representative of ICE
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a January 8, 2015, telephone call with representatives of the International Swaps and Derivatives Association
Meeting with SEC Officials 34-69491 Memorandum from the Office of Commissioner Kara Stein regarding a December 22, 2014, telephone call with representatives of Better Markets
Meeting with SEC Officials 34-69491 Memorandum from the Office of Commissioner Kara Stein regarding a December 9, 2014, telephone call with representatives of Better Markets
Public Comment 34-69491 Larry E. Thompson, Managing Director and General Counsel, The Depository Trust & Clearing Corporation
Meeting with SEC Officials 34-69491 Memorandum from the Office of Commissioner Kara Stein regarding a December 8, 2014, teleconference with representatives of Sloan School of Management and Americans for Financial Reform
Meeting with SEC Officials 34-69491 Memorandum from the Office of Commissioner Michael S. Piwowar regarding a December 3, 2014, meeting with representatives of DTCC
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a July 22, 2014, meeting with representatives of ICE Trade Vault
Public Comment 34-69490, 34-69491 Karel Engelen, Senior Director, Head of Data, Reporting & FpML, International Swaps and Derivatives Association, Inc.
Public Comment 34-69491 Marisol Collazo, CEO, DTCC Data Repository (U.S.) LLC (DDR)
Staff Study 34-69491 Memorandum from the Division of Trading and Markets and Division of Economic and Risk Analysis regarding inventory risk management by dealers in the single-name credit default swap market
Staff Study 34-69491 Memorandum from the Division of Trading and Markets and Division of Economic and Risk Analysis regarding the analysis of post-trade transparency under the CFTC regime
Public Comment 34-71958, 34-69491, 34-69491, 34-69491, 34-69491 Angie Karna, Managing Director, Legal, Nomura Global Financial Products Inc., New York, New York
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a September 5, 2014, telephone call with representatives of the International Swaps and Derivatives Association (ISDA)
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an August 22, 2014, meeting with representatives of CME and ICE
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an August 7, 2014, meeting with representatives of Markit
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a July 10, 2014, phone meeting with representatives of ISDA
Public Comment 34-71958, 34-69491 Senator Carl Levin, Chairman, Permanent Subcommittee on Investigations, U.S. Senate
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a June 17, 2014, phone meeting with representatives of ISDA
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an April 7, 2014, phone meeting with representatives of Morgan Stanley
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an April 15, 2014, phone meeting with representatives of CME
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding an April 15, 2014, phone meeting with representatives of ICE Trade Vault
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a March 21, 2014, phone meeting with representatives of DTCC Data Repository
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a March 25, 2014, phone meeting with representatives of Citigroup Global Markets
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a March 25, 2014, phone meeting with representatives of CME
Meeting with SEC Officials 34-69491 Memorandum from the Division of Trading and Markets regarding a March 27, 2014, phone meeting with representatives of ISDA
Public Comment 34-69491 Christopher Young, Director, U.S. Public Policy, International Swaps and Derivatives Association, Inc. (ISDA)
Public Comment 34-69491 Marisol Collazo, CEO, DDR US LLC, DTCC, New York City, New York
Public Comment 34-69491 Marisol Collazo, CEO, DDR US LLC, DTCC, New York City, New York

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-34-10
Release Number
34-69491
34-63346
Related Materials
How to submit comments