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Comments on Proposed Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF
[Release No. IA-3145; File No. S7-05-11]
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(Click here for meetings with SEC officials)
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| Oct. 27, 2011 | Private Equity Industry Data Provided by Preqin (Aug. 2011) |
| Oct. 24, 2011 | Kathryn Fulton |
| Oct. 6, 2011 | Gaurav S. Amin, Ph.D., Co Chair, The Open Protocol Enabling Risk Aggregation |
| Sep. 20, 2011 | Rep. Darrell E. Issa, Chairman, Committee on Oversight and Govermnent Reform, U.S. House of Representatives |
| Aug. 19, 2011 | Steve Judge, Vice President of Government Affairs, and Jason Mulvihill, General Counsel, Private Equity Growth Capital Council |
| Jul. 26, 2011 | Jiøí Król, Director of Government and Regulatory Affairs, Alternative Investment Management Association Limited |
| Jun. 8, 2011 | Jeremiah Chafkin, President and Andrew W. Lo, Chairman and Chief Investment Strategist, AlphaSimplex Group |
| Apr. 12, 2011 | Robert W. Cleveland, General Counsel, Hamilton Lane Advisors, LLC |
| Apr. 12, 2011 | Patricia A. Poglinco and Robert Van Grover, Seward & Kissel LLP, New York, New York |
| Apr. 12, 2011 | Christopher B. Chuff, Law Student, Villanova University School of Law, Bryn Mawr, Pennsylvania |
| Apr. 12, 2011 | Americans for Financial Reform |
| Apr. 12, 2011 | Timothy W. Cameron, Managing Director, Asset Management Group, Securities Industry and Financial Markets Association |
| Apr. 12, 2011 | Michael E. Cahill, General Counsel, and Linda Baker, Deputy General Counsel, The TCW Group, Inc. |
| Apr. 12, 2011 | Joanne Medero, Managing Director, BlackRock, Inc. |
| Apr. 12, 2011 | Lawrence P. Stadulis, Esq., Stradley Ronon Stevens & Young, LLP |
| Apr. 12, 2011 | Thomas G. Kilgore, Chief Risk Officer, ArcLight Capital Partners, LLC |
| Apr. 12, 2011 | Michael D. Thomson, General Counsel, Lone Star U.S. Acquisitions |
| Apr. 12, 2011 | Monique S. Botkin, Assistant General Counsel, Investment Adviser Association |
| Apr. 12, 2011 | Scott Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Company |
| Apr. 12, 2011 | Richard L. Trumka, AFL-CIO, Washington, District of Columbia |
| Apr. 12, 2011 | Jamie L. Nash, Kleinberg, Kaplan, Wolff & Cohen, P.C., New York, New York |
| Apr. 12, 2011 | Douglas Lowenstein, President, Private Equity Growth Capital Council, Washington, District of Columbia |
| Apr. 12, 2011 | Karrie McMillan, General Counsel, Investment Company Institute |
| Apr. 12, 2011 | R. Glenn Hubbard, Co-Chair, John L. Thornton, Co-Chair, and Hal S. Scott, Director, Committee on Capital Markets Regulation |
| Apr. 12, 2011 | Matthew Jones, Associate Director, The Alternative Investment Management Association Ltd, United Kingdom |
| Apr. 12, 2011 | David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Apr. 11, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York |
| Apr. 11, 2011 | Glenn H. Davis, Senior Research Associate, Council of Institutional Investors, Washington, District of Columbia |
| Apr. 8, 2011 | Richard H. Baker, President and CEO, Managed Funds Association |
| Apr. 1, 2011 | Robert S. Morris, Managing Partner, Olympus Partners, Stamford. Connecticut |
| Mar. 31, 2011 | James S. Chanos, Chairman, Coalition of Private Investment Companies, New York, New York |
| Mar. 24, 2011 | Stephen M. Renna, President, National Association of Real Estate Investment Managers |
| Mar. 23, 2011 | Georg Merkl, Binz, Switzerland |
| Mar. 9, 2011 | Andrew M. Bursky, Chairman, Atlas Holdings LLC |
| Feb. 28, 2011 | Peter J.Chepucavage, Executive Director, CFAW, General Counsel, Plexus Consulting LLC |
| Feb. 25, 2011 | Gregory Balitsos, General Counsel, Akina Limited, Zurich, Switzerland |
| Feb. 22, 2011 | Georg Merkl, Switzerland |
| Feb. 10, 2011 | Joel A. Adler |
| Feb. 1, 2011 | Private Equity Industry Data by Provided by Preqin (Dec. 2010) |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Oct. 20, 2011 | Memorandum from the Division of Investment Management regarding a Meeting with Representatives from the Office of Management and Budget |
| Oct. 20, 2011 | Memorandum from the Office of the Chairman regarding an October 18, 2011 Telephone Conversation with Representatives from BlackRock |
| Oct. 18, 2011 | Memorandum from the Division of Investment Management regarding a meeting with representatives of KPMG LLP |
| Sep. 23, 2011 | Memorandum from the Division of Investment Management regarding a September 23, 2011, conference call with representatives of GlobeOp Financial Services |
| Sep. 13, 2011 | Memorandum from the Division of Investment Management regarding a September 13, 2011, meeting with representatives of Albourne Partners Limited |
| Aug. 25, 2011 | Memorandum from the Division of Investment Management regarding an August 25, 2011, conference call with representatives of The TCW Group, Inc. |
| Aug. 24, 2011 | Memorandum from the Division of Investment Management regarding an August 24, 2011, meeting with representatives of KPMG LLP |
| Jun. 16, 2011 | Memorandum from the Division of Investment Management regarding a June 16, 2011, conference call with representatives of the Investment Adviser Association |
| Jun. 14, 2011 | Memorandum from the Division of Investment Management regarding a June 14, 2011, meeting with representatives of the Securities Industry and Financial Markets Association |
| Jun. 8, 2011 | Memorandum from the Division of Investment Management regarding a June 8, 2011, meeting with representatives of the Alternative Investment Management Association Limited |
| Jun. 3, 2011 | Memorandum from the Division of Investment Management regarding April 20 and May 9, 2011 conference calls with representatives of Autorité des Marchés Financiers de la
République Française |
| Jun. 2, 2011 | Memorandum from the Office of the Chairman regarding a May 26, 2011, meeting with representatives of the Equity Growth Capital Council |
| May 26, 2011 | Memorandum from the Office of Commissioner Casey regarding a May 26, 2011, meeting with representatives of Private Equity Growth Capital Council |
| May 23, 2011 | Memorandum from the Division of Investment Management regarding a May 23, 2011, conference call with representatives of the Managed Funds Association |
| May 19, 2011 | Memorandum from the Division of Investment Management regarding a May 19, 2011, meeting with representatives of the Investment Adviser Association |
| May 12, 2011 | Memorandum from the Division of Investment Management regarding a May 12, 2011, conference call with representatives of the Convexity Capital Management |
| May 9, 2011 | Memorandum from the Office of the Chairman regarding a May 5, 2011, meeting with representatives of PIMCO |
| Apr. 19, 2011 | Memorandum from the Division of Investment Management regarding an April 19, 2011, conference call with representatives of Eton Park Capital Management, L.P. and Highfields Capital Management LP |
| Apr. 18, 2011 | Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council |
| Apr. 18, 2011 | Memorandum from the Division of Investment Management regarding an April 12, 2011, meeting with representatives of the Managed Funds Association |
| Apr. 7, 2011 | Memorandum from the Division of Investment Management regarding an April 7, 2011, conference call with representatives of Woodbine Capital Advisors LP |
| Apr. 6, 2011 | Memorandum from the Division of Investment Management regarding an April 6, 2011, conference call with representatives of the Alternative Investment Management Association |
| Mar. 25, 2011 | Memorandum from the Division of Investment Management regarding a March 14, 2011, meeting with various private fund investment advisers and service providers |
| Mar. 24, 2011 | Memorandum from the Division of Investment Management regarding a March 24, 2011, meeting with representatives of Eton Park Capital Management, L.P. and Highfields Capital Management LP |
| Mar. 18, 2011 | Memorandum from the Division of Investment Management regarding a March 18, 2011, meeting with representatives of The TCW Group, Inc. |
| Mar. 3, 2011 | Memorandum from the Division of Investment Management regarding a March 1, 2011, meeting with representatives of Willowridge Partners, Venture Capital Fund of America, Private Equity Investors and Carter Ledyard & Milburn |
| Mar. 2, 2011 | Memorandum from the Division of Investment Management regarding a February 22, 2011, meeting with representatives of Atlas Holdings LLC and Willkie Farr & Gallagher LLP |
| Mar. 1, 2011 | Memorandum from the Office of Commissioner Casey regarding a March 1, 2011, meeting with representatives of Willowridge Partners, Venture Capital Fund of America, and PEI Funds |
| Feb. 24, 2011 | Memorandum from the Office of Commissioner Casey regarding a February 22, 2011, meeting with representatives of Atlas Holdings and Willkie Farr |
| Feb. 22, 2011 | Memorandum from the Office of Commissioner Paredes regarding a February 22, 2011, meeting with representatives of Willkie Farr & Gallagher LLP and Atlas Holdings LLC |
| Feb. 17, 2011 | Memorandum from the Division of Investment Management regarding a February 17, 2011, meeting with representatives of Managed Funds Association |
http://www.sec.gov/comments/s7-05-11/s70511.shtml
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