Comments on Proposed Rule: Reporting by Investment Advisers to Private Funds and Certain Commodity Pool Operators and Commodity Trading Advisors on Form PF

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Private Equity Industry Data Provided by Preqin (Aug. 2011)
Public Comment Kathryn Fulton
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a Meeting with Representatives from the Office of Management and Budget
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an October 18, 2011 Telephone Conversation with Representatives from BlackRock
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a meeting with representatives of KPMG LLP
Public Comment Gaurav S. Amin, Ph.D., Co Chair, The Open Protocol Enabling Risk Aggregation
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 23, 2011, conference call with representatives of GlobeOp Financial Services
Public Comment Rep. Darrell E. Issa, Chairman, Committee on Oversight and Govermnent Reform, U.S. House of Representatives
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 13, 2011, meeting with representatives of Albourne Partners Limited
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 25, 2011, conference call with representatives of The TCW Group, Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 24, 2011, meeting with representatives of KPMG LLP
Public Comment Steve Judge, Vice President of Government Affairs, and Jason Mulvihill, General Counsel, Private Equity Growth Capital Council
Public Comment Jiøí Król, Director of Government and Regulatory Affairs, Alternative Investment Management Association Limited
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 16, 2011, conference call with representatives of the Investment Adviser Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 14, 2011, meeting with representatives of the Securities Industry and Financial Markets Association
Public Comment Jeremiah Chafkin, President and Andrew W. Lo, Chairman and Chief Investment Strategist, AlphaSimplex Group
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a June 8, 2011, meeting with representatives of the Alternative Investment Management Association Limited
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding April 20 and May 9, 2011 conference calls with representatives of Autorité des Marchés Financiers de la République Française
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 26, 2011, meeting with representatives of the Equity Growth Capital Council
Meeting with SEC Officials Memorandum from the Office of Commissioner Casey regarding a May 26, 2011, meeting with representatives of Private Equity Growth Capital Council
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 23, 2011, conference call with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 19, 2011, meeting with representatives of the Investment Adviser Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 12, 2011, conference call with representatives of the Convexity Capital Management
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 5, 2011, meeting with representatives of PIMCO
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 19, 2011, conference call with representatives of Eton Park Capital Management, L.P. and Highfields Capital Management LP
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 12, 2011, meeting with representatives of the Managed Funds Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an April 15, 2011, meeting with representatives of the Private Equity Growth Company Council
Public Comment Americans for Financial Reform
Public Comment Christopher B. Chuff, Law Student, Villanova University School of Law, Bryn Mawr, Pennsylvania
Public Comment David T. Hirschmann, President and Chief Executive Officer, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-05-11
Release Number
IA-3145
How to submit comments