Comments on Proposed Rule: Mutual Fund Distribution Fees; Confirmations

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 846
B: 441

Filter comments

Date Received
Date Letter Type Commenter Name
Public Comment Stanley Kuzak, Trafford, Pennsylvania
Public Comment John H. Robinson, Honolulu, Hawaii
Public Comment Stephen B. Sawtelle, North Haven, Connecticut
Public Comment Kirk M. McGowan, Bullard, Texas
Public Comment Frederick Van Den Abbeel
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a February 7, 2011 meeting with representatives of The Capital Research and Management Company
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of LPL Financial
Public Comment Stephen J. Young, on behalf of Citibank, N.A. and Citicorp North America, Inc.
Public Comment Stan Kuzak
Public Comment Donald H. Pratt, Chairman, American Century Kansas City Funds
Public Comment Jennifer A. Cooper, CFA, Managing Director, Third Sigma Investment Advisors LLC, Wilmington, Delaware
Public Comment Karrie McMillan, Investment Company Institute, Washington, District of Columbia
Public Comment David A. Beemer, Virginia Beach, Virginia
Public Comment Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Public Comment Jim Startzell, Registered Representative FSC Securities, Langhorne, Pennsylvania
Public Comment Jennifer Shepley, NAIFA, New Bedford , Massachusetts
Public Comment John Lerew, CFP, JW Lerew & Co. Inc., Aurora, Colorado
Public Comment Nina Schloesser McKenna, General Counsel, Cetera Financial Group, El Segundo, California
Public Comment Robert M. Hernandez, Chairman, BlackRock Equity Bond Funds
Public Comment Kathryn L. Quirk, Executive Vice President and Chief Legal Officer, Prudential Investments LLC, Law Department
Public Comment Kenneth J. Berman, Chair, Committee on Investment Management Regulation, The Association of the Bar of the City of New York
Public Comment Michael Mixon
Public Comment Odell E. Stewart, Jr.
Public Comment Susan MacMichael John, CFP, Chair, NAPFA; Ellen Turf, CEO, NAPFA; and Ron A. Rhoades, JD, CFP, Chair, Industry Issues Committee
Public Comment Marilyn Buddenhagen
Public Comment Barry Willhoite
Public Comment Carolyn "Kay" Bruns, LUTCF, CFP
Public Comment A. Heath Abshure, Arkansas Securities Commissioner, and Chair, NASAA Corporation Finance Section
Public Comment Aimee A. Toth, Allegheny Financial Group
Public Comment Ari Gabinet, Executive Vice President & General Counsel -Asset Management, OppenheimerFunds, Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-15-10
Release Number
33-9128
How to submit comments