SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Proposed Rule: Mutual Fund Distribution Fees; Confirmations

[Release No. 33-9128; File No. S7-15-10]


Comments have been received from individuals and entities using the following Letter Type A: 846
Comments have been received from individuals and entities using the following Letter Type B: 441
Feb. 25, 2012 Stanley Kuzak, Trafford, Pennsylvania
Aug. 24, 2011 John H. Robinson, Honolulu, Hawaii
May 10, 2011 Stephen B. Sawtelle, North Haven, Connecticut
May 5, 2011 Kirk M. McGowan, Bullard, Texas
Mar. 10, 2011 Frederick Van Den Abbeel
Mar. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a February 7, 2011 meeting with representatives of The Capital Research and Management Company
Mar. 4, 2011 Memorandum from the Office of Commissioner Aguilar regarding a January 18, 2011 meeting with representatives of LPL Financial
Jan. 31, 2011 Stephen J. Young, on behalf of Citibank, N.A. and Citicorp North America, Inc.
Jan. 28, 2011 Stan Kuzak
Jan. 3, 2011 Donald H. Pratt, Chairman, American Century Kansas City Funds
Dec. 13, 2010 Jennifer A. Cooper, CFA, Managing Director, Third Sigma Investment Advisors LLC, Wilmington, Delaware
Dec. 1, 2010 Karrie McMillan, Investment Company Institute, Washington, District of Columbia
Nov. 17, 2010 Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Nov. 17, 2010 David A. Beemer, Virginia Beach, Virginia
Nov. 11, 2010 Jim Startzell, Registered Representative FSC Securities, Langhorne, Pennsylvania
Nov. 9, 2010 Nina Schloesser McKenna, General Counsel, Cetera Financial Group, El Segundo, California
Nov. 9, 2010 Robert M. Hernandez, Chairman, BlackRock Equity Bond Funds
Nov. 9, 2010 John Lerew, CFP, JW Lerew & Co. Inc., Aurora, Colorado
Nov. 9, 2010 Jennifer Shepley, NAIFA, New Bedford , Massachusetts
Nov. 8, 2010 Kenneth J. Berman, Chair, Committee on Investment Management Regulation, The Association of the Bar of the City of New York
Nov. 8, 2010 Michael Mixon
Nov. 8, 2010 Kathryn L. Quirk, Executive Vice President and Chief Legal Officer, Prudential Investments LLC, Law Department
Nov. 8, 2010 Odell E. Stewart, Jr.
Nov. 8, 2010 Susan MacMichael John, CFP, Chair, NAPFA; Ellen Turf, CEO, NAPFA; and Ron A. Rhoades, JD, CFP, Chair, Industry Issues Committee
Nov. 7, 2010 Marilyn Buddenhagen
Nov. 6, 2010 Carolyn "Kay" Bruns, LUTCF, CFP
Nov. 6, 2010 Barry Willhoite
Nov. 5, 2010 Timothy McHale, Capital Research and Management Company, Los Angeles, California
Nov. 5, 2010 James D. Hohman, President, Allegheny Investments, Ltd., Pittsburgh, Pennsylvania
Nov. 5, 2010 Douglas J. Weber, Director of Research and Client Service, Broker Village and Stuart J. Speckman, CFA, CFP, Chairman, Broker Village
Nov. 5, 2010 Charles Kerns
Nov. 5, 2010 R. Sanders, Software Engineer and Individual Investor
Nov. 5, 2010 Clarence F. Abell, Jr, B.S. Economics Baker University
Nov. 5, 2010 Daniel F. Girard, Jr., LUTCF
Nov. 5, 2010 Laurie A. Adams, CFP, President, Illinois Chapter of National Association of Insurance Financial Advisors
Nov. 5, 2010 A. Heath Abshure, Arkansas Securities Commissioner, and Chair, NASAA Corporation Finance Section
Nov. 5, 2010 Tim White, Financial Advisor
Nov. 5, 2010 J. Nakashima, Investment Advisory Representative
Nov. 5, 2010 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
Nov. 5, 2010 David Hirschmann, PRESIDENT AND CHIEF EXECUTIVE OFFICER, U.S. Chamber of Commerce
Nov. 5, 2010 Ronald W. Forbes, Co-Chairman, BlackRock Equity Liquidity Funds and Rodney D. Johnson, Co-Chairman, BlackRock Equity Liquidity Funds
Nov. 5, 2010 Patrick H. McEvoy, President and Chief Executive Officer, Woodbury Financial Services, Inc.
Nov. 5, 2010 Blake Woodard, Woodard Insurance, LLP
Nov. 5, 2010 George C. W. Gatch, Chief Executive Officer, IM Americas, J.P. Morgan Asset Management
Nov. 5, 2010 James A. Yocum, Financial Associate, Thrivent Financial fo Lutherans
Nov. 5, 2010 Hugh McHaffie, President, U.S. Wealth Management, John Hancock Financial Services
Nov. 5, 2010 Jodi Jamison, Chief Legal Officer, BNY Mellon Distributors Inc. and subsidiaries
Nov. 5, 2010 Scott C. Goebel, Senior Vice President, General Counsel, Fidelity Investments
Nov. 5, 2010 Michael Theis, CLU ChFC
Nov. 5, 2010 Diana P. Herrmann, President and Chief Executive Officer, Aquila Investment Management LLC; Marie Aro, Co-President, Aquila Distributors, Inc.; and Paul OBrien, Co-President, Aquila Distributors, Inc.
Nov. 5, 2010 Lisa Roth, Association Past?Chairman, Chair, NAIBD Member Advocacy Committee
Nov. 5, 2010 Richard M. Whiting, General Counsel, Financial Services Roundtable
Nov. 5, 2010 Craig S. Tyle, Executive Vice President and General Counsel, Franklin Templeton Investments
Nov. 5, 2010 Robert A. Matson, CEO, CLU, ChFC
Nov. 5, 2010 David J. Reedy, National Association of Insurance and Financial Advisors
Nov. 5, 2010 John W. McGonigle, Executive Vice President and Chief Legal Officer, Federated Investors, Inc.
Nov. 5, 2010 E. Keith Wirtz, CFA President and Chief Investment Officer,Fifth Third Asset Management, Inc.
Nov. 5, 2010 John M. Zerr, Managing Director and General Counsel, Invesco Distributors, Inc.
Nov. 5, 2010 Gary B. Haibach, CLU ChFC
Nov. 5, 2010 Jeffrey J. Saline, President, Saline Financial Solutions
Nov. 5, 2010 Paul L. Matecki, Senior Vice President, General Counsel, Raymond James Financial, Inc.
Nov. 5, 2010 Ari Gabinet, Executive Vice President and General Counsel, Asset Management and Robert G. Zack, Executive Vice President and General Counsel, Corporate, OppenheimerFunds, Inc.
Nov. 5, 2010 Darrell N. J. Norling, Founder and Principal, Executive Financial Services, Inc.
Nov. 5, 2010 Jack E. Tosetti
Nov. 5, 2010 R. Scon Henderson, Deputy General Counsel, Global Wealth & Investment Mgmt., Bank of America Corporation
Nov. 5, 2010 Ray Bunnell, Career Agent, Farm Bureau Financial Services
Nov. 5, 2010 T. Hal Clarke, Deputy General Counsel, Wells Fargo & Company
Nov. 5, 2010 Mary Beth Rhoden, Secretary and Associate General Counsel, Russell Investments
Nov. 5, 2010 Ari Gabinet, Executive Vice President & General Counsel -Asset Management, OppenheimerFunds, Inc.
Nov. 5, 2010 Dechert LLP
Nov. 5, 2010 William A. Jacobson, Associate Clinical Professor of Law Director, Cornell Securities Law Clinic and Gabriel de Corral, Cornell Law School
Nov. 5, 2010 John W. (Jack) Hildebrand, Registered Representative, Phoenix Financial, Incorporated
Nov. 5, 2010 Kevin R. Keller, CAE Chief Executive Officer, Certified Financial Planner Board of Standards, Inc.
Nov. 5, 2010 David Kosters, Individual Investor
Nov. 5, 2010 Dorothy A. Berry, Chair, IDC Governing Council, Independent Directors Council
Nov. 5, 2010 Bruce E. Siennick, CFS, CLTC, NAIFA
Nov. 5, 2010 Hugh A. Simpson, Executive Vice President, General Counsel, FirstCommand and Secretary and Adan D. Araujo, Senior Vice President , Chief Compliance Officer, FirstCommand
Nov. 5, 2010 Brendan Daly, Legal and Compliance Counsel, Commonwealth Financial Network
Nov. 5, 2010 David B. Smith, Jr., Executive Vice President and General Counsel, Mutual Fund Directors Forum
Nov. 5, 2010 Sutherland Asbill & Brennan & LLP on behalf of our client, the Committee of Annuity Insurers
Nov. 5, 2010 Blaine F. Aikin, CEO and Kristina A. Fausti, Director of Legal and Regulatory Affairs, Fiduciary 360
Nov. 5, 2010 David Oestriecher, Chief Legal Counsel; Darrell Braman, Managing Counsel; Laura Chasney, Managing Counsel; and Fran Pollack-Matz Senior Counsel; T. Rowe Price Investment Services, Inc.
Nov. 5, 2010 Ronald A. Holinsky, Deputy General Counsel, Janney Montgomery Scott LLC
Nov. 5, 2010 William A. Gribble, CLU, Registered Representative
Nov. 5, 2010 Jeffrey W. Rubin, Chair of the Committee on Federal Regulation of Securities, American Bar Association
Nov. 5, 2010 Robert M. Wright, Financial Services Representative, Asset Management Group, Inc.
Nov. 5, 2010 Karrie McMillan, General Counsel, Investment Company Institute
Nov. 5, 2010 Robert J. Hollander, LUTCF, National Association of Insurance and Financial Advisors
Nov. 5, 2010 Michelle R. Rosenberg, Vice President & Assistant General Counsel, Janus Capital Management LLC
Nov. 5, 2010 Shawn McLaughlin, Chairman of the Board, Virginia College Savings Plan and Mary G. Morris, Chief Executive Officer, Virginia College Savings Plan
Nov. 5, 2010 Vince E. Henzel
Nov. 5, 2010 Kenneth Dombart
Nov. 5, 2010 David J. Lekich, Vice President and Associate General Counsel, Charles Schwab & Co., Inc.
Nov. 5, 2010 Stephen G. Summerlin, CFP
Nov. 5, 2010 Mercer Bullard, Founder and President, Fund Democracy and Barbara Roper, Director of Investor Protection, Consumer Federation of America
Nov. 5, 2010 Glenn H. Williams
Nov. 5, 2010 Kristin H. Ives, Stradley Ronon Stevens & Young, LLP
Nov. 5, 2010 Michael D. Shumway
Nov. 5, 2010 David A. Cohen, Assistant Director-Government Relations, Financial Planning Association
Nov. 5, 2010 William M. Tartikoff, Senior Vice President and General Counsel, Calvert Group, Ltd. and Jane B. Maxwell, Assistant Vice President and Assistant General Counsel, Calvert Group, Ltd.
Nov. 5, 2010 Christian W. Thwaites, Chief Executive Officer, Sentinel Investments and John Birch Chief, Operating Officer, Sentinel Investments
Nov. 5, 2010 Barry Davis
Nov. 5, 2010 Charles M. Widenhouse, Widenhouse Insurance Services
Nov. 5, 2010 Dale E. Brown, CAE President & CEO, Financial Services Institute, Inc.
Nov. 5, 2010 Susan James
Nov. 5, 2010 Stephanie L. Brown, Managing Director, General Counsel, LPL Financial, Boston, Massachusetts
Nov. 5, 2010 Paul M. Hatch, Morgan Stanley Smith Barney LLC, Purchase, New York
Nov. 5, 2010 Gary Sanders, National Association of Insurance and Financial Advisors, Falls Church, Virginia
Nov. 5, 2010 John G. Thompson, Ramsey, New Jersey
Nov. 5, 2010 Stroock & Stroock & Lavan LLP
Nov. 5, 2010 Jeffrey LaRocco, CLU, Avondale Est, Georgia
Nov. 5, 2010 James D. Weddle, Managing Partner, Edward Jones
Nov. 5, 2010 Todd Jones, Centerville, Utah
Nov. 5, 2010 Terence L Nolan, Agent Northwestern Mutual , Kenosha, Wisconsin
Nov. 5, 2010 Rory Wold, Medford, Oregon
Nov. 5, 2010 Mark N. Polebaum, Executive Vice President - General Counsel, MFS Investment Management, Boston, Massachusetts
Nov. 5, 2010 Thomas R. Clark, CLU, ChFC, National Association of Insurance and Financial Advisors, West Des Moines, Iowa
Nov. 5, 2010 Jill H. Clark, Life Insurance Consultant, West Des Moines, Iowa
Nov. 5, 2010 Kevin M. Carroll, Managing Director and Associate General Counsel, Securities Industry and Financial Markets Association
Nov. 5, 2010 Danette Scott
Nov. 5, 2010 Jonathan R. Baum, Dreyfus Corporation
Nov. 5, 2010 Marco Giglio
Nov. 5, 2010 Aimee A. Toth, Allegheny Financial Group
Nov. 5, 2010 Robert H. Fitzsimmons
Nov. 5, 2010 Michael Ovshak
Nov. 5, 2010 Diana Johnston
Nov. 5, 2010 Timothy A. Sheehan
Nov. 5, 2010 Terrence J. Cullen, Pioneer Investment Management, Inc.
Nov. 5, 2010 Joseph Chalom
Nov. 5, 2010 Chaz Hart
Nov. 5, 2010 Paul Roa
Nov. 5, 2010 Steve Owings
Nov. 5, 2010 Larry E. Matson
Nov. 5, 2010 Susan Hays
Nov. 5, 2010 Mary Anne Reyes
Nov. 4, 2010 Gregory A. Watts
Nov. 4, 2010 Roscoe O. Orton
Nov. 4, 2010 Tom Nitti
Nov. 4, 2010 Laura M. Green, Green Financial Resources, LLC
Nov. 4, 2010 Larry Peterson, Investors Capital Corporation
Nov. 4, 2010 Mark E. Oboy
Nov. 4, 2010 Robert D. Jenkins
Nov. 4, 2010 Larry J. Winkelhake, Principal Financial Group
Nov. 4, 2010 Robert L. Avery
Nov. 4, 2010 Tim Black, DC Plan Investment Council
Nov. 4, 2010 Robert L. Avery
Nov. 4, 2010 Ed Sneed
Nov. 4, 2010 Claude Hackett
Nov. 4, 2010 Larry Taunt
Nov. 4, 2010 Roger McDowell
Nov. 4, 2010 Philip A. Feigan, Rothberger Johnson & Lyons LLP
Nov. 4, 2010 Edward Meinen
Nov. 4, 2010 Diane Smith
Nov. 4, 2010 Michael P. Doyle, Pershing LLC
Nov. 4, 2010 Thomas V. Lynch
Nov. 4, 2010 Dykema Gossett Pllc
Nov. 4, 2010 Robert M. Keith, AllianceBernstein Mutual Funds
Nov. 4, 2010 Craig Meylan
Nov. 4, 2010 Rick Strevey, Strevey Financial Services
Nov. 4, 2010 Dennis J. Kistner
Nov. 4, 2010 Gregory D. Bervig
Nov. 4, 2010 Larry R. Behnken
Nov. 4, 2010 David J. Myers, Upstreet Financial Advisors
Nov. 4, 2010 Ronald T. Cream, American General Life
Nov. 4, 2010 Herbert C. Schafer
Nov. 4, 2010 W. Edward Hege, Hege Financial Group
Nov. 4, 2010 Keith Lecky
Nov. 4, 2010 Todd A. Rose
Nov. 4, 2010 Mary Leneghan Skuhrovec
Nov. 4, 2010 Sullivan & Cromwell Llp
Nov. 4, 2010 Irvin Rosenzweig
Nov. 4, 2010 Donald Nau
Nov. 4, 2010 Michael Strohm
Nov. 4, 2010 Mark Olson
Nov. 4, 2010 Xenophon Papanikolaou
Nov. 4, 2010 Randy Gorsuch
Nov. 4, 2010 Jim Kugler
Nov. 4, 2010 James Browne
Nov. 4, 2010 Kramer Levin Naftalis and Frankel LLP
Nov. 4, 2010 Roger Seim
Nov. 4, 2010 Joshua Sirek
Nov. 4, 2010 Charles Nelson
Nov. 4, 2010 Michael Lydon
Nov. 4, 2010 David Koll
Nov. 4, 2010 Scott Kieper
Nov. 4, 2010 Roger Green
Nov. 4, 2010 George W. Walters, AIF, Owner, California Asset Management
Nov. 3, 2010 Roger Goren, CLU
Nov. 3, 2010 Joan Marshall, Chair, College Savings Plans Network and Peter Mazareas, Chairman, College Savings Foundation
Nov. 3, 2010 Dorletta "Dee" Stroh
Nov. 3, 2010 Matt D'arcy
Nov. 3, 2010 Richard J. Hestwood
Nov. 3, 2010 Gregg Schlaudecker
Nov. 3, 2010 Michael Dahlberg
Nov. 3, 2010 Gary T. Wolff
Nov. 3, 2010 Anthony V. Kulis
Nov. 3, 2010 Stephen Scott
Nov. 3, 2010 Beverly S. Kafkas
Nov. 3, 2010 Sean Fitts
Nov. 3, 2010 Roger Clark
Nov. 3, 2010 Angela Envick
Nov. 3, 2010 Neal Thomas
Nov. 3, 2010 Charles Beck
Nov. 3, 2010 Mark Mendenhall
Nov. 3, 2010 Aaron Katyl
Nov. 3, 2010 Chris Hunter
Nov. 3, 2010 Michael Sigmon
Nov. 3, 2010 Alexander Smith
Nov. 3, 2010 Charles Kenny
Nov. 3, 2010 Barry Cook
Nov. 3, 2010 Forrest Galyean
Nov. 3, 2010 Randall Kaufmann
Nov. 3, 2010 Roman Lopatynski
Nov. 3, 2010 Jesse Daniels
Nov. 3, 2010 Thomas Kokinda
Nov. 3, 2010 David Spellman
Nov. 3, 2010 Joanne Madar
Nov. 3, 2010 Arthur F. Grant, Cadaret, Grant & Co., Inc.
Nov. 3, 2010 Anonymous
Nov. 2, 2010 Kevin D. Frost, CLU, ChFC
Nov. 2, 2010 Brian H. Graff, ASPPA
Nov. 2, 2010 Brian Lahr
Nov. 2, 2010 Adam Sachs
Nov. 2, 2010 Stanley Britson
Nov. 2, 2010 Mel Applebaum
Nov. 2, 2010 Terry Headley
Nov. 2, 2010 John Mcmahon
Nov. 2, 2010 Michael Garvey
Nov. 2, 2010 J. Cornell Svaren
Nov. 2, 2010 Daniel J. May, CFP, President & CEO, AdvisorNet Financial
Nov. 2, 2010 Jason D. May, Financial Advisor
Nov. 2, 2010 Todd Swanson
Nov. 2, 2010 Roger Hubley
Nov. 2, 2010 Brian Boehm
Nov. 2, 2010 Paul Colasante
Nov. 2, 2010 William Beemer
Nov. 2, 2010 Larry H. Goldbrum, General Counsel, The SPARK Institute, Inc.
Nov. 2, 2010 Kay Freitag
Nov. 2, 2010 Anthony Bertasi
Nov. 2, 2010 Douglas Peete
Nov. 2, 2010 Walker Wellford
Nov. 2, 2010 Gregory Massey
Nov. 2, 2010 Brett Welch
Nov. 2, 2010 Jessica Schock
Nov. 2, 2010 Stephen Robey
Nov. 2, 2010 Gary Havir
Nov. 2, 2010 Karen Denton
Nov. 2, 2010 Thomas Hruby
Nov. 2, 2010 Robert O'Fallon
Nov. 2, 2010 David Dinn
Nov. 2, 2010 Nancy Onderko
Nov. 2, 2010 Robin Hirsch
Nov. 2, 2010 John Taylor
Nov. 2, 2010 Terry Attlesey
Nov. 2, 2010 Warren West
Nov. 2, 2010 William Singer
Nov. 2, 2010 Ruth Wassinger
Nov. 2, 2010 Rebecca Raeke
Nov. 2, 2010 Greg Sanchez
Nov. 2, 2010 Daniel Tuzson
Nov. 2, 2010 TBrent Thomson
Nov. 2, 2010 Steve Asche
Nov. 2, 2010 Jeremiah Downs
Nov. 2, 2010 Joseph McGinn Jr.
Nov. 2, 2010 Joel Brekken
Nov. 2, 2010 Steven Penn
Nov. 2, 2010 Bill Watson
Nov. 2, 2010 Michael Hoffman
Nov. 2, 2010 James Stitt
Nov. 2, 2010 Jan Christensen
Nov. 2, 2010 Patricia Lovelette
Nov. 2, 2010 Jeffrey Jarnes
Nov. 2, 2010 Gary Wolff
Nov. 2, 2010 Laura Riley
Nov. 2, 2010 Julie M. Hetland
Nov. 2, 2010 Lance D. Perkins
Nov. 2, 2010 Edward I. Smith
Nov. 2, 2010 David G. Walsh, Cornerstone Financial Group
Nov. 2, 2010 Russell Porter
Nov. 2, 2010 Bruce J. Pope
Nov. 2, 2010 David C. Janson
Nov. 2, 2010 Mark Isenberg
Nov. 2, 2010 Frank Kinter
Nov. 2, 2010 Joe Heisler
Nov. 2, 2010 Janna Lee Strauss
Nov. 2, 2010 Peter G. Bahner
Nov. 2, 2010 Stephen R. Mcneely, McNeely Financial Services, Inc.
Nov. 2, 2010 Jerome Brandt
Nov. 2, 2010 Craig Adamson, Adamson Financial Planning
Nov. 2, 2010 Laura Drake
Nov. 2, 2010 David Doozan
Nov. 2, 2010 Marvin J. Stallman
Nov. 2, 2010 Linda Robinson Rutz
Nov. 2, 2010 Wayne Landesman
Nov. 2, 2010 Gary Froeschle
Nov. 2, 2010 Roger I. Grumdahl
Nov. 2, 2010 Chad A. Horsham
Nov. 2, 2010 Jerry Downs
Nov. 2, 2010 Terri Landry
Nov. 2, 2010 Laura T. Mcfadden
Nov. 2, 2010 Bobby Yingling
Nov. 2, 2010 Gary Siddons
Nov. 2, 2010 W. Keith Bowie
Nov. 2, 2010 Pat Beard
Nov. 2, 2010 Kevin Michaels
Nov. 1, 2010 Raymond D. Kojetin
Nov. 1, 2010 John C. Magnuson, CPA
Nov. 1, 2010 Robert Farabaugh
Nov. 1, 2010 James M. Juengling
Nov. 1, 2010 Peter R. Magni, Wellesley Financial Groups
Nov. 1, 2010 Joe P. Nix, The Carpenters' Financial Group, Inc.
Nov. 1, 2010 Kevin A. Brown
Nov. 1, 2010 Barry Hunter
Nov. 1, 2010 Kimball R. Doxey, Oxford Financial Group, Inc.
Nov. 1, 2010 Harvey Brode
Nov. 1, 2010 Larry D. Burch
Nov. 1, 2010 C. Dennis Burd
Nov. 1, 2010 James L. Yost, Riverfront Financial Groups
Nov. 1, 2010 S. Paul Moehring
Nov. 1, 2010 Wesley G. Lentz
Nov. 1, 2010 Scott M. Thomas
Nov. 1, 2010 Regina Scott
Nov. 1, 2010 Amit R. Gandhi
Nov. 1, 2010 Darrell E. Westby
Nov. 1, 2010 Deana Hill
Nov. 1, 2010 Greg Anderson
Nov. 1, 2010 Angie Marshall
Nov. 1, 2010 Dornell Reese
Nov. 1, 2010 Ann Mcclure
Nov. 1, 2010 John Erskine
Nov. 1, 2010 Mark E. Miehe
Nov. 1, 2010 David Haymes
Nov. 1, 2010 Robert Miller
Nov. 1, 2010 Tallie Young
Nov. 1, 2010 Shirley Krenik
Nov. 1, 2010 Gregory Butler
Nov. 1, 2010 David Daniels
Nov. 1, 2010 Dario Saintus
Nov. 1, 2010 Kevin Vaughan
Nov. 1, 2010 Juli Mcneely
Nov. 1, 2010 Jeffrey Allison
Nov. 1, 2010 John Bailey
Nov. 1, 2010 Kyle Herman
Nov. 1, 2010 Barbara Novick, Vice Chairman, BlackRock, Inc.
Nov. 1, 2010 Donald Brown
Nov. 1, 2010 Boris Lokshin
Nov. 1, 2010 Adam Kilbourn
Nov. 1, 2010 Steven Summa
Nov. 1, 2010 Eric Nelson
Nov. 1, 2010 Nicholas Boylan
Nov. 1, 2010 David Sewell
Nov. 1, 2010 Adym Rygmyr
Nov. 1, 2010 Arthur Ogren
Nov. 1, 2010 James Baird
Nov. 1, 2010 Bret Andrus
Nov. 1, 2010 Linda Deason
Nov. 1, 2010 Edward Auble
Nov. 1, 2010 Ned Lautenbach
Nov. 1, 2010 Mark Staat
Nov. 1, 2010 Jon Flynn
Nov. 1, 2010 William Small
Nov. 1, 2010 Cheryl Botkin
Nov. 1, 2010 Paul Gillham
Nov. 1, 2010 Harold Shepard
Nov. 1, 2010 Tracy Lippel
Nov. 1, 2010 Kenneth Haselhorst
Nov. 1, 2010 Zipporah Groth
Nov. 1, 2010 Deena Dansby
Nov. 1, 2010 Eric Hess
Nov. 1, 2010 Michael Lynch
Oct. 31, 2010 Laura DeGolier
Oct. 31, 2010 M Paul DeFelice
Oct. 31, 2010 Roland Pfeiffer
Oct. 31, 2010 Elizabeth Wentling
Oct. 31, 2010 Michael Gottlieb
Oct. 31, 2010 Wayne D. Leboeuf, President, Money Concepts Financial Planning Centre
Oct. 30, 2010 Mark Sorenson
Oct. 30, 2010 David Rudert
Oct. 30, 2010 Michael Immel
Oct. 30, 2010 Nathaniel Sanders
Oct. 30, 2010 Randy Sauve
Oct. 30, 2010 David Belk
Oct. 30, 2010 John Earhart, II
Oct. 29, 2010 Donald Hedrick
Oct. 29, 2010 Brian Sandberg
Oct. 29, 2010 James Leggott
Oct. 29, 2010 John Lynch
Oct. 29, 2010 Steven Schildt
Oct. 29, 2010 Chander Sharma
Oct. 29, 2010 Linda Moore
Oct. 29, 2010 Rich Campbell
Oct. 29, 2010 Ricky Crabtree
Oct. 29, 2010 Cheryl Ceqdoes
Oct. 29, 2010 Joseph Dovi
Oct. 29, 2010 Ron Ota
Oct. 29, 2010 Michele Joyner, Director of Client Services, The Kelly Group
Oct. 29, 2010 Alan King, Branch Manager, Raymond James Financial Services
Oct. 29, 2010 Jim Kinyon, Triad Advisors
Oct. 29, 2010 William Gettings, Gettings Reed Financial Services
Oct. 29, 2010 Mark Wiegenstein, CFP, Registered Principal, Wiegenstein & Associates, LLC
Oct. 29, 2010 Charles Maxim, Financial Advisor, Shared Vision Advisors
Oct. 29, 2010 Iliza Bartels, Financial Advisor, Royal Alliance Associates
Oct. 29, 2010 Lois Anthonisen, CFP, Anthonisen Financial Corporation
Oct. 29, 2010 Larry Peterson, Investors Capital Corporation
Oct. 29, 2010 Sabino Ranaudo, CLU, Chartered Financial Consultant, Wienken & Associates
Oct. 29, 2010 Brian J. Troth, Branch Manager, Raymond James Financial Services Inc.
Oct. 29, 2010 Scott Leverenz, CRPC, Financial Resource Group
Oct. 29, 2010 Jim Fuller, LUTCF, Vice President - Individual Products & Sales
Oct. 29, 2010 Gregory J. Edgehouse, Senior Vice President & Managing Counsel, KeyBank National Association
Oct. 29, 2010 Jeremy Oliver
Oct. 29, 2010 Richard Allen, Farmers Insurance Group
Oct. 29, 2010 Richard Budelman, Financial Services Representative, New York Life Insurance Company
Oct. 29, 2010 Neal Engwall, Managing Partner, Mangrove Financial Group
Oct. 29, 2010 enry Greiner, President, Money Concepts Capital Corp
Oct. 29, 2010 Tim Barnette, Registered Principal, Barnette Financial Group
Oct. 29, 2010 Stan Spackeen, Financial Directions LLC
Oct. 28, 2010 Scott Leverenz, RPC, Financial Resource Group
Oct. 28, 2010 Jon Postyn
Oct. 28, 2010 Joseph F. OConnor, CPA, CLU, ChFC, Financial Representative
Oct. 28, 2010 John S. Tuttle, CLU, ChFC, Wealth Management Adviser
Oct. 28, 2010 Larry C. Klingensmith
Oct. 28, 2010 Jeff L. Holland, CLU, ChFC, HollandStivers & Associates, LLC
Oct. 28, 2010 John A. Williamson, Jr. CLU, ChFC, AEP
Oct. 28, 2010 David M. Edwards, LUTCF
Oct. 28, 2010 Douglas A. Darling
Oct. 28, 2010 Stephen Michaels, Financial Planner, Michaels and Tullio, LLC
Oct. 28, 2010 Harjeet Ghai
Oct. 28, 2010 David Peters
Oct. 28, 2010 James Mustard
Oct. 28, 2010 Robert Schroth
Oct. 28, 2010 Robert Rifkin
Oct. 28, 2010 Craig Forbes
Oct. 28, 2010 Kerri Kimball
Oct. 28, 2010 Thomas Baker
Oct. 28, 2010 Tony Pulley
Oct. 28, 2010 Robert Smith
Oct. 28, 2010 Z. Jane Riley
Oct. 28, 2010 Chiu Tsen Lu Coberly
Oct. 28, 2010 Greg Atkins
Oct. 28, 2010 Susan Spancers
Oct. 28, 2010 Long Tan
Oct. 28, 2010 Gerald Smith
Oct. 28, 2010 Jodie Galloway, President, Financial Plans Services, Inc.
Oct. 28, 2010 Ronald Simmons, NAIFA
Oct. 28, 2010 Subramanian Krishnan, Rep, Northwestern Mutual Life
Oct. 28, 2010 Joe Herkert, Financial Planner
Oct. 28, 2010 James Weston
Oct. 28, 2010 David Lerner
Oct. 28, 2010 Cheryl Gunsell
Oct. 28, 2010 Casey Eden
Oct. 28, 2010 Thacher Emory
Oct. 28, 2010 Richard Hunter , Financial Advisor
Oct. 28, 2010 Thomas Lynch, Financial Services Professional
Oct. 28, 2010 Sam Shada
Oct. 28, 2010 Thomas Baird
Oct. 28, 2010 Robert Smith
Oct. 28, 2010 Renita Dick, Registered Representatives
Oct. 28, 2010 Joe Altebaumer
Oct. 28, 2010 Joseph Carrico, NAIFA
Oct. 28, 2010 John Klich
Oct. 28, 2010 Janice Kaplan
Oct. 28, 2010 Hans Myklebust, NAIFA
Oct. 28, 2010 Sandra Gilliam, Financial Services Professional
Oct. 28, 2010 George Allen, Wealth Management Advisor
Oct. 28, 2010 Patrick Williams, Country Financial
Oct. 28, 2010 Jackson P. Calhoun
Oct. 28, 2010 Dwight Roark, Lincoln Investment Planning, Inc.
Oct. 28, 2010 Jason T. Beckendorf, Investment Adviser Representative
Oct. 28, 2010 David J. Mills, Mills Insurance Agency
Oct. 28, 2010 Nikki Doremus, The Hammond Agency, Inc
Oct. 28, 2010 Daniel N. Steinberg
Oct. 28, 2010 Aaron N. Pelchar
Oct. 28, 2010 Barry Johnson, Investment Advisor Representative
Oct. 28, 2010 Jeffrey M. Fritzke, Metlife Financial Group Of Upstate Ny
Oct. 27, 2010 Avshalom Gad, Eagle Strategies Llc,
Oct. 27, 2010 Luke Perry, North Star Consultants Of Texas
Oct. 27, 2010 John E. Dill
Oct. 27, 2010 Rick Bell, Pacific Advisors
Oct. 27, 2010 Jim Sheridan
Oct. 27, 2010 Mark Derby
Oct. 27, 2010 Nathan T. Mckay Sr., Nylife Securities Llc
Oct. 27, 2010 Wade L. Scott
Oct. 27, 2010 Lodie V. Biggs
Oct. 27, 2010 William J. Toay, Redbud Financial Group
Oct. 27, 2010 Thomas R. Schaffer, New York Life
Oct. 27, 2010 Andrew R. Gilbert, Semler Financial Group, Llc.
Oct. 27, 2010 Doug Richards, Insurance Designers
Oct. 27, 2010 Richard Geib
Oct. 27, 2010 Rick G. Wentz
Oct. 27, 2010 Don Schleicher, Schleicher Financial
Oct. 27, 2010 Randy Carlson
Oct. 27, 2010 Russell Engstrom
Oct. 27, 2010 Rick Rietmann, Standard Financial Services
Oct. 27, 2010 Mark R. Cordner
Oct. 27, 2010 Mark G. Derby
Oct. 27, 2010 Marc D. Siverson
Oct. 27, 2010 Lorne Hargis
Oct. 27, 2010 Bob Sukolsky
Oct. 27, 2010 Joel Field
Oct. 27, 2010 David F. Woods
Oct. 27, 2010 Matthew Vest
Oct. 27, 2010 Michael D. Farmer, Principal Financial Group
Oct. 27, 2010 Barry A. Mcbride, Sun Cornerstone Group, Inc.
Oct. 27, 2010 Jerry Schutte, CHFC
Oct. 27, 2010 Peter Smith
Oct. 27, 2010 Nancy Russell, LUTCF, Registered Representative
Oct. 27, 2010 Dianna Mercier, nylife securities
Oct. 27, 2010 Bradley Burr
Oct. 27, 2010 Thomas Mccaffrey, NAIFA
Oct. 27, 2010 James Browne, CFP, Allegheny Investments LTD
Oct. 27, 2010 Randall Melquist, MML Investors Services, Inc.
Oct. 27, 2010 Dennis Wells
Oct. 27, 2010 Daniel Chambers, NAIFA Kankakee Valley Association
Oct. 27, 2010 Robert Newman
Oct. 27, 2010 Peter Sullivan
Oct. 27, 2010 Abraham Fried
Oct. 27, 2010 John Howe
Oct. 27, 2010 Chris Hauter
Oct. 27, 2010 Thomas Gearhart
Oct. 27, 2010 Brian Urie
Oct. 27, 2010 Gordon Sato
Oct. 27, 2010 Jay Crowther
Oct. 27, 2010 Donald Martyn
Oct. 27, 2010 Judy Parris
Oct. 27, 2010 Paul Arvin
Oct. 27, 2010 William Robertson
Oct. 27, 2010 Peter Mccarty
Oct. 27, 2010 Robert Joki
Oct. 27, 2010 Jamie Imus
Oct. 27, 2010 Lee Defelice
Oct. 27, 2010 Herbert Flowers
Oct. 27, 2010 Ray White
Oct. 27, 2010 Giuseppe Bianco
Oct. 27, 2010 Tamie Myers
Oct. 27, 2010 Martin Mcguire
Oct. 27, 2010 William Daines
Oct. 27, 2010 Edna Dimataga-Fernandez
Oct. 27, 2010 John Holdorf
Oct. 27, 2010 Candice E. Montie
Oct. 27, 2010 Dan H. Tripp
Oct. 27, 2010 Michael Garrity, The Garrity Group
Oct. 27, 2010 Dan Madigan
Oct. 27, 2010 Robert L. Vinson
Oct. 27, 2010 Bradley Olschlager
Oct. 27, 2010 Michael Miller
Oct. 27, 2010 Terry D. Hollar
Oct. 27, 2010 Rondol L. Davidson
Oct. 27, 2010 Debbie Foster
Oct. 27, 2010 Neal A. Thomas
Oct. 27, 2010 Bradley E. Bashem
Oct. 27, 2010 Douglas Rowan
Oct. 27, 2010 Paul Foley
Oct. 27, 2010 Jeff Biggs
Oct. 27, 2010 Howard L. Barto, David White & Associates
Oct. 27, 2010 John Settembrino
Oct. 27, 2010 Theodore Malette
Oct. 27, 2010 Tim Grable
Oct. 27, 2010 Diane Stuart
Oct. 27, 2010 Kevin Mulqueen
Oct. 27, 2010 Edwin A. McKnight
Oct. 27, 2010 Leonard Mirabile
Oct. 27, 2010 John P. Steele
Oct. 27, 2010 Miles K. Moriyama
Oct. 27, 2010 Gerard Perkins
Oct. 27, 2010 Troy Kemelgor, Northwestern Mutual
Oct. 27, 2010 Matthew Echelmeier, NAIFA Greater Philadelphia
Oct. 27, 2010 Tim Elkins, The Elkins Agency
Oct. 27, 2010 Lawrence Shafier
Oct. 27, 2010 Michael Goldfeder
Oct. 27, 2010 Dustin Hughes
Oct. 27, 2010 Brandon Ten Brink
Oct. 27, 2010 Randall Teegardin, NAIFA
Oct. 27, 2010 Rick Peterson, National Committee Person NAIFA/ Arkansas
Oct. 27, 2010 Mark Surgener, MRCT Benefits Plus
Oct. 27, 2010 Van Land, NAIFA
Oct. 27, 2010 Evan Barrett, NAIFA
Oct. 27, 2010 Pat Saltsman
Oct. 27, 2010 Michael J. Ables
Oct. 27, 2010 Louis P. Pettinato
Oct. 27, 2010 Pamela Sith
Oct. 27, 2010 Dan Kalina
Oct. 27, 2010 John Chiodini
Oct. 27, 2010 Edward Van Hal, Van Hal Insurance Services
Oct. 27, 2010 Sam Firman
Oct. 27, 2010 David V. Leonard Jr.
Oct. 27, 2010 Johnathan West
Oct. 27, 2010 Sherri A. Mitchell
Oct. 27, 2010 Al Elliott, Elliott Retirement Planning, LLC
Oct. 27, 2010 Connie S. Mosley LUTCF, FSS
Oct. 27, 2010 Randy Schuster, Centra Financial Group
Oct. 27, 2010 Tina Sumner-Lane, LUTCF
Oct. 27, 2010 Donna C. Rettig, LUTCF
Oct. 27, 2010 Steven R. Hartman, CLU, ChFC
Oct. 27, 2010 Russell S. Andrews, CLU, ChFC, Member, National Assoc. of Ins. Financial Advisors, Syracuse, New York
Oct. 27, 2010 Robert H. Barnette, Vice President of The Life Division, Spartanburg, South Carolina
Oct. 27, 2010 David B. Bianchi, CLU, Reno, Nevada
Oct. 27, 2010 Gary Bolger, Financial Representative, Elgin, Illinois
Oct. 27, 2010 Matthew Collins, Oaklyn, New Jersey
Oct. 27, 2010 Anthony M. Crisci, Jr., Financial Services Professional, Newark, New York
Oct. 27, 2010 John Denecke, Financial Consultant, Thrivent Financial for Lutherans, Milwaukee, Wisconsin
Oct. 27, 2010 Richard A. Fitzer, Registered Representative, MML Investors Services, Inc., St. Louis, Missouri
Oct. 27, 2010 Howard W. Helms, Rock Hill, South Carolina
Oct. 27, 2010 Dennis T. Higuchi, CLU, ChFC, Registered Principal of Transamerica Financial Advisors, Honolulu, Hawaii
Oct. 27, 2010 Kurt V. Hopkin, Reg Rep EquiTrust, Cody, Wyoming
Oct. 27, 2010 Thomas J. Kanaley, JD, Financial Advisor, San Jose, California
Oct. 27, 2010 Tina S. Lane, Naifa- Va, Covington, Virginia
Oct. 27, 2010 Francisco Morales, National Association of Insurance and Financial Advisor, Waterford, Wisconsin
Oct. 27, 2010 Mirylis M. Morelan, CFO Morelan Associates, Inc., San Jose, California
Oct. 27, 2010 Thomas L. Newton, CLU ChFC CLTC LUTCF, NAIFA, Scotts Valley, California
Oct. 27, 2010 Jason Rucker, Gilbert, Arizona
Oct. 27, 2010 Darlene Tucker
Oct. 27, 2010 Michael Vince, Tucson, Arizona
Oct. 27, 2010 Craig M. Volk, Wealth Management Advisor, Minneapolis, Minnesota
Oct. 27, 2010 Peter Wolff, Past President, Naifa DE, Newark, Delaware
Oct. 27, 2010 Elwood Syverson, LUTCF
Oct. 27, 2010 Thomas P. McCarty
Oct. 27, 2010 Terry Fullmer CLU, ChFC
Oct. 27, 2010 Jennifer Fischer
Oct. 27, 2010 Davin J. Bell
Oct. 27, 2010 Adam Solano
Oct. 27, 2010 Glenn Goldman, Goldman Lancaster, Inc.
Oct. 27, 2010 Julie A. Veltus, LUTCF
Oct. 27, 2010 Anne Marie C. Albertine, MBA, CFP, Society of Financial Services Professionals, CFP Board, National Association of Insurance and Financial Advisors, Bethesda, Maryland
Oct. 27, 2010 Jesus Bustillos, El Paso, Texas
Oct. 27, 2010 Lewis D. Custode, Jr., Chartered Life Underwriter, Chartered Financial Consultant, Chartered Adviser for Senior Living
Oct. 27, 2010 Troy D. DeLair, North Ogden, Utah
Oct. 27, 2010 Thomas C. Guebert, Greenville, Illinois
Oct. 27, 2010 Jagdish R. Handa, Lake Success, New York
Oct. 27, 2010 Scott Herrrmann, Burlington, Wisconsin
Oct. 27, 2010 Hollis O. Inglett, Jr., National Association of Insurance and Financial Advisors, Daytona Beach, Florida
Oct. 27, 2010 David Ion, Los Osos, California
Oct. 27, 2010 Adam Keller, New Berlin, Wisconsin
Oct. 27, 2010 Robert T Lynch, Sr., Registered Representative, Thornwood, New York
Oct. 27, 2010 Roger S. McCulloufh, NAIFA, Fort Dodge, Iowa
Oct. 27, 2010 Dennis McDaniel, Personal Financial Representative, Albuquerque, New Mexico
Oct. 27, 2010 George Ronald Mercer, Registered Investment Advisor, Shreveport, Louisiana
Oct. 27, 2010 Dan E. Nicholas, Long Term Care Planner, Aptos, California
Oct. 27, 2010 Brian D. Smith
Oct. 27, 2010 Harriet A. Spear, MBA, LTCP, LUTCF, Agent and Financial Services Professional, New York Life and NYLIFE Securities, Franklin, Tennessee
Oct. 27, 2010 Michael D. Walker, PFR Allstate Financial Servives, Lynchburg, Virginia
Oct. 27, 2010 Houillon, Financial Representative, Aurora, Illinois
Oct. 27, 2010 Michael R. Farmer, CLU, ChFC, NAIFA, SFSP, Grand Rapids, Michigan
Oct. 27, 2010 Lowell Nelson
Oct. 27, 2010 Jim McPartland, CLU, ChFC
Oct. 27, 2010 John N. Gust, Park Ridge, Illinois
Oct. 27, 2010 Kenneth Grace, Farmington Hills, Michigan
Oct. 27, 2010 Ronald M. Goss, Sr., NAIFA-GA President Elect, Cartersville, Georgia
Oct. 27, 2010 William A. Hume, Registered Representative, State Farm VP Management Corp, Gurnee, Illinois
Oct. 27, 2010 Gwendolyn Tibbals, Financial Services Professional
Oct. 27, 2010 Larry R. Siegfried, Fort Collins, Colorado
Oct. 27, 2010 Douglas J. Lagerstrom, Registered Representative, Tarzana, California
Oct. 27, 2010 Brad Huber, NAIFA, Wilmington, Delaware
Oct. 27, 2010 Ronald Jaeger, Rumson, New Jersey
Oct. 27, 2010 Robert B. Frohman, CLU, ChFC
Oct. 27, 2010 Christopher Taggart
Oct. 27, 2010 Robert A. DiCola, Financial Advisor/Chartered Financial Consultant, Leechburg, Pennsylvania
Oct. 27, 2010 M. Albert Burke, Registered Investment Advisor, Statesboro, Georgia
Oct. 27, 2010 Trina Joyce
Oct. 27, 2010 David M. Staton, Billings, Montana
Oct. 27, 2010 Jeff Prentice
Oct. 27, 2010 Michael J. Clark, CLU, ChFC
Oct. 27, 2010 Michael T. Day, LUTCF
Oct. 27, 2010 Robert D. Davey, CFP, Financial Advisor, Northwestern Mutual, West Hartford, Connecticut
Oct. 27, 2010 Merra Lee Moffitt, Financial Planner/Advisor, Reading, Pennsylvania
Oct. 27, 2010 John N. Schaper, Libertyville, Illinois
Oct. 27, 2010 Daniel R. Brault, LUTCF
Oct. 27, 2010 William H. Diersen, NAIFA, Appleton, Wisconsin
Oct. 27, 2010 Jim Quandt, CFP, AIF, CLU, ChFC, CLTC
Oct. 27, 2010 Anne M. Rubeo, National Assoc. of Insurance and Financial Advisors, Elmsford, New York
Oct. 27, 2010 Keith J. Van Dell
Oct. 27, 2010 Michael D. Bennetti, L&W Insurance Inc., Dover Delaware
Oct. 27, 2010 Marty Berger, CLU, Berger Benefit Connections
Oct. 27, 2010 Georgianna G. Latino, NYLife Securities/Eagle Strategies, LLC, Metairie, Louisiana
Oct. 27, 2010 Rod L. Goeman, Farmers Financial Solutions Representative, Madison, South Dakota
Oct. 27, 2010 Dallas Bokop, National Association of Insurance and Financial Advisors, Delmarva, Delaware
Oct. 27, 2010 Kolleen Edwards, Pensacola, Florida
Oct. 27, 2010 George R. Sutphen, III, Ringoes, New Jersey
Oct. 27, 2010 Scott A. Vanderstraeten, LUTCF
Oct. 27, 2010 Joseph E. Wirth, Chartered Financial Consultant, Morton, Illinois
Oct. 27, 2010 Brian Richardson, CLTC, Denver, Colorado
Oct. 27, 2010 Norman E. McCarthy, CLU, ChFC , FSP, Grand Blanc, Michigan
Oct. 27, 2010 Allen J. Zutz, Thrivent Financial for Lutherans, Financial Associate, Bemidji, Minnesota
Oct. 27, 2010 David B. Manuel, Lafayette, Louisiana
Oct. 27, 2010 John A. Ungerman, CFP, Financial Planner, Pottstown, Pennsylvania
Oct. 27, 2010 Harvey Lazarus, Registered Representative, Boston, Massachusetts
Oct. 27, 2010 Richard Hartman, NAIFA, Rye Brook, New York
Oct. 27, 2010 Daniel G. Koller, CLU, CFP, Wealth Management Advisor
Oct. 27, 2010 Samuel T. Winward, Financial Services Professional, Agent, New York Life Insurance Company
Oct. 27, 2010 Terry A. Boulter, ChFC, President of NAIFA Utah, Salt Lake City, Utah
Oct. 27, 2010 George H. Moore Jr., CLU, ChFC, President, Chartwell Financial Group
Oct. 27, 2010 Doug Weisenberger
Oct. 27, 2010 Brian D. Counterman, National association of Insurance and Financial Advisors, Littleton, Colorado
Oct. 27, 2010 Mark E. Woody, Financial Advisor, Ameriprise Financial Advisors Inc, Norman, Oklahoma
Oct. 27, 2010 James H. Sedam, Jr., Wealth Management Advisor, Princeton, New Jersey
Oct. 27, 2010 Michael A. Callahan, CLU, ChFC, Financial Representative
Oct. 27, 2010 David M. Dinn
Oct. 27, 2010 Roger L. Owens, Elkton, Maryland
Oct. 27, 2010 Russell W. Crooks, Jr., CEO Retirement Benefits Group, Tampa, Florida
Oct. 27, 2010 Becky Shultz, LUTCF, Wadena, Maine
Oct. 27, 2010 Brad Jensen CLU, LUTCF, Managing Partner, Des Moines General Office
Oct. 27, 2010 Charles A. Casano, Westhampton Beach, New York
Oct. 27, 2010 Jonathan W. Ramsey, CLU, Northwestern Mutual Investment Services, Charlotte, North Carolina
Oct. 27, 2010 Clark F. Ulrich, Financial Advisor, Heritage Financial Advisors
Oct. 27, 2010 Clarence L. Turner, Jr., ChFC, CLU, LUTCf, Peoria, Illinois
Oct. 27, 2010 Linda Bartlett, CLu, Minneapolis, Minnesota
Oct. 27, 2010 Gary L. Eckelkamp, President, Eckelkamp Insurance Agency Inc.
Oct. 27, 2010 Maria M. Ochoa, CLU, ChFC, Financial and Insurance Services
Oct. 27, 2010 George M. Arnold, AALU member and Investment advisor for 40 years, Farmington Hills, Michigan
Oct. 27, 2010 Michael Stuart
Oct. 27, 2010 David Montemurro
Oct. 27, 2010 John L. Davis, President, JL Davis Properties, LLC, and JL Davis Financial Corporation, Greenwood Village, Colorado
Oct. 27, 2010 Mark A. Griffin, Burlington, North Carolina
Oct. 27, 2010 Sanford G. Seide, CLU, New York
Oct. 27, 2010 Todd C. Grove, CLTC, LTCP, Portland, Maine
Oct. 27, 2010 James D. Gardner, Mobile, Alabama
Oct. 27, 2010 Timothy M. Ellen, LaGrange, Georgia
Oct. 27, 2010 Michael Riffenburg
Oct. 27, 2010 Jim Hutchison, CLU, RHU, CLTC, LUTCF, Knoxville, Tennessee
Oct. 27, 2010 Jane McQuiggin-Hutson, Austin, Texas
Oct. 27, 2010 David Saltzman, CFP, CLU, ChFC, Certified Financial Planner, Medical Division Member, North Star Consultants of Texas
Oct. 27, 2010 George O. Eisenberg, Ed.D, CLU, ChFC, Wealth Management Advisor
Oct. 27, 2010 Amanda Brayfield
Oct. 27, 2010 Joan Schreier, Agent, Farm Bureau Financial Services
Oct. 27, 2010 Philip Reiter, Northwestern Mutual Financial Network
Oct. 27, 2010 Frank Kolovic
Oct. 27, 2010 Robert Cusick, President, Investment Insight, Ltd
Oct. 26, 2010 Tyson C. Richmond, retired, Tampa, Florida
Oct. 25, 2010 David Darner
Oct. 25, 2010 Peter Won Oh
Oct. 25, 2010 Joy Rockwood, Financial Consulant, Raymond James Financial Services
Oct. 25, 2010 Christopher Borden, Vice president, Canby Financial Advisors
Oct. 25, 2010 M. V., Cary, North Carolina
Oct. 25, 2010 Jacques Chartier, Chartier Insurance, Inc.
Oct. 25, 2010 Lisa Bleier, Vice President and Senior Counsel, Center for Securities, Trust and Investments, American Bankers Association, Washington, District of Columbia
Oct. 24, 2010 Tim Sallee
Oct. 24, 2010 Michael Marini
Oct. 24, 2010 Michael Marini, Financial Consultant, Kovack Securities
Oct. 23, 2010 Motley Taifo
Oct. 23, 2010 Renate Nebel, Multi-Financial Securities
Oct. 22, 2010 Dan Calabria
Oct. 22, 2010 Keith Condemi, CFA, Registered Representative, MULTIfinancial Securities Corp.
Oct. 22, 2010 Andrew B. Carson, Jr. Waynesboro, Virginia
Oct. 22, 2010 Michael F. Cooney, Pacifica, California
Oct. 22, 2010 Cregg Miyat, Financial Advisor, Multifinancial Securities
Oct. 22, 2010 Paul Gaschen, Financial Advisor, Gaschen, Johnston & Associates, LLC
Oct. 22, 2010 John M. Lynch, Financial Advisor, Fulton, Maryland
Oct. 22, 2010 Ramachandra Sattigeri, PhD, Research Scientist, Aerospace Engineering, Georgia
Oct. 22, 2010 John H. Robinson, Honolulu, Hawaii
Oct. 22, 2010 John P. Sanchez, Vacaville, California
Oct. 22, 2010 Carolyn Petersen, Naples, Florida
Oct. 22, 2010 Gary Gray, Registered Rep, Invest Financial
Oct. 22, 2010 William Reace
Oct. 22, 2010 Chris Barnard, Germany
Oct. 21, 2010 Christopher J. Parios, CFP, Principal, Parios Associates, Inc.
Oct. 21, 2010 Craig Meyer, Watermark Financial Services, Inc.
Oct. 21, 2010 Kenneth H. Scribner, Registered Principal, Trumbull, Connecticut
Oct. 21, 2010 Bruce Hosler, Hosler Wealth Management
Oct. 21, 2010 Jim E. Kay, Carmichael, California
Oct. 21, 2010 William B. Beery, IV, Winston-Salem, North Carolina
Oct. 21, 2010 Warren Ludford, CFP, LPL Financial, Minneapolis, Minnesota
Oct. 21, 2010 William Roberts
Oct. 21, 2010 Christopher J. Parios, CFP, Principal, Parios Associates, Inc.
Oct. 21, 2010 James Kinney, Financial Pathways, LLC
Oct. 21, 2010 Todd George
Oct. 21, 2010 Jeffrey Vogt, CFP
Oct. 21, 2010 James Startzell
Oct. 20, 2010 Jim Santangelo
Oct. 20, 2010 Michael Van Hoof
Oct. 20, 2010 Emmett Brady, Broker, Berthel Fisher & Co.
Oct. 20, 2010 Michael S. Nichols, Ph.D., Principal/Financial Advisor, Cutter Advisors Group, St. Louis, Missouri
Oct. 20, 2010 John Hance, CLU, Hance Financial
Oct. 20, 2010 Thomas G Coffey, PE, Naples, Florida
Oct. 20, 2010 Karen Dolan, CFA, Director of Fund Analysis, Morningstar, Inc.
Oct. 20, 2010 Drennen Williams, Registered Representative, Royal Alliance Assoc.
Oct. 20, 2010 Sobieslaw Wilkiewicz, San Antonio, Texas
Oct. 20, 2010 Jim Duncklee
Oct. 20, 2010 Robert Vorpahl, SagePoint Financial
Oct. 20, 2010 Steven Stremick, Owner, Select Financial Services, LTD
Oct. 20, 2010 Frederick Brown, Registered Investment Advisor
Oct. 20, 2010 Michael Fischer
Oct. 19, 2010 Gary Burr, President, Burr and Associates
Oct. 19, 2010 Kevin Gustafson, Principal, Sagepoint
Oct. 19, 2010 Dean Curtis, Dodd City, Texas
Oct. 19, 2010 Toni Cessna
Oct. 19, 2010 Karen Curry, Willamette Financial Group
Oct. 19, 2010 Mark Ambrose
Oct. 19, 2010 Kurt Whitesell, President, Whitesell Financial Group, LLP
Oct. 19, 2010 Andrea Ashbacher, Branch Manager, SagePoint Financial
Oct. 19, 2010 John Dondero
Oct. 19, 2010 Doug Hall
Oct. 19, 2010 Renee Burchard, Personal Independent Investor, Alexandria, Virginia
Oct. 19, 2010 Rick G. Fink, Torrance, California
Oct. 19, 2010 Kenneth Powell, Raleigh , North Carolina
Oct. 19, 2010 Anthony F. Darga, Sturtevant, Wisconsin
Oct. 19, 2010 Stephen B. Jones, Kansas City, Missouri
Oct. 19, 2010 Bruce E. Shearer, Mechanicsburg, Pennsylvania
Oct. 19, 2010 James Clarke, Aurora, Illinois
Oct. 19, 2010 Vladimir Rudy, Los Angeles, California
Oct. 19, 2010 David M. Jones, Springfield, Missouri
Oct. 18, 2010 Jack Levandowski
Oct. 18, 2010 Dwight A. Herrington, Sunnyvale, California
Oct. 18, 2010 Elaine Powers
Oct. 18, 2010 Raymond L. Knudsen, Bear Lake, Michigan
Oct. 18, 2010 Matthew Bettes, Financial Advisor, Chicago, Illinois
Oct. 18, 2010 Marika Somorjai
Oct. 18, 2010 George Somorjai
Oct. 18, 2010 John Russell
Oct. 18, 2010 Robert C. Barnes, Lander, Wyoming
Oct. 18, 2010 Larry Pence, V.P. & Partner, Tagge-Rutherford Financila Group, Inc.
Oct. 18, 2010 Bruce Beukema, Hayfield, Minnesota
Oct. 18, 2010 William Waldorf, White Plains, New York
Oct. 18, 2010 David R. Wilson, PhD of Chemistry, Midland, Michigan
Oct. 17, 2010 George W. Urwick, Jr.
Oct. 17, 2010 Robert Schultz, Plainsboro, New Jersey
Oct. 17, 2010 Michael A. Hoffmeier, Winter Park, Florida
Oct. 16, 2010 Edgar G. Marsh, Jr., Tucson, Arizona
Oct. 16, 2010 Louis M. Kerpan, Jr., Buena Park, California
Oct. 16, 2010 Shirley Hollomon, Dothan, Alabama
Oct. 16, 2010 Richard E. Johnson, Retired IT professional, Arcadia, California
Oct. 16, 2010 Stewart A. Levin, Centennial, Colorado
Oct. 16, 2010 Joseph H. Williamson, Buchanan, Tennessee
Oct. 16, 2010 Richard B. Reynolds, Retired, Waxhaw, North Carolina
Oct. 16, 2010 Thomas J. Collison, Arcadia, Iowa
Oct. 16, 2010 George Doulias, Bronx, New York
Oct. 15, 2010 Sumner W. Burnham, III, Henderson, Nebraska
Oct. 15, 2010 Thalbert E. McGinness, Conroe, Texas
Oct. 15, 2010 T. Davis Sydnor, Ph. D, Professor Urban Forestry Ohio State Univ, Columbus, Ohio
Oct. 15, 2010 Brice E. Greene, Spring Valley, Minnesota
Oct. 15, 2010 Oscar W. Thompson, III M.D., American Medical Association, Pikeville, Kentucky
Oct. 15, 2010 Graham Dunlap, Pomona, California
Oct. 15, 2010 Charles O. Bush, PE, Colorado Springs, Colorado
Oct. 15, 2010 Gordon K. Berst, Berst Co Investment Securities, Davenport, Iowa
Oct. 15, 2010 Louis J. Bonacci, Columbia, Connecticut
Oct. 15, 2010 Joseph B. Vitro, Rowlett, Texas
Oct. 15, 2010 Joseph Brocht
Oct. 15, 2010 Glen Viditz-Ward, President, Viditz-Ward Financial Services, Inc.
Oct. 15, 2010 Joseph E. Froehle, Vice President- Investments, Wells Fargo Advisors, Springfield, Missouri
Oct. 15, 2010 Christopher Bice, President, Bice Wealth Management
Oct. 15, 2010 Gerald H. Little, Weare, New Hampshire
Oct. 15, 2010 Thomas E. Peterson, Canton, Connecticut
Oct. 15, 2010 Chaitanya Diwadkar, Hayward, California
Oct. 15, 2010 Andrew Tupler
Oct. 15, 2010 Marie Dunn, Long Beach, California
Oct. 15, 2010 Josef Sanders, Professor of Talmud, Yeshiva Darchei Torah of Toronto, Thornhill, Canada
Oct. 15, 2010 James Harmon, Bethlehem, Pennsylvania
Oct. 15, 2010 William M. Foster, Auburn, New York
Oct. 15, 2010 Jeffrey A. Watts, Juneau, Alaska
Oct. 15, 2010 Charles Soby, Lansing , Kansas
Oct. 15, 2010 Allan MacDonald, Hilliard, Ohio
Oct. 15, 2010 Boyd R. Switzer, Ph.D., Associate Professor of Nutritional Biochemistry, Chapel Hill, North Carolina
Oct. 14, 2010 Richard Bertucco, Cannta-Bertucco & Associates
Oct. 14, 2010 Richard Fairbanks, Wealth Strategies Unlimited, Inc.
Oct. 14, 2010 Christina Leona Frey, Frey Financial
Oct. 14, 2010 Rebecca Deutscher, New Fairfield, Connecticut
Oct. 14, 2010 David W.M. Trammell, Beaumont, Texas
Oct. 14, 2010 Scott Walton, S. Andrew Walton Investment Planning
Oct. 14, 2010 Andy Schmitz
Oct. 14, 2010 Brad Foy, Bassett, Brosius & Dawson, Inc.
Oct. 14, 2010 Alfred Trulli, Connecticut
Oct. 14, 2010 Charles Rahm
Oct. 14, 2010 Ricardo Coroniti
Oct. 13, 2010 Charles Haddad
Oct. 13, 2010 David Cutshall
Oct. 13, 2010 Richard Hellmold
Oct. 13, 2010 Theresa P. Towe, Murfreesboro, Tennessee
Oct. 13, 2010 Ryan Propst
Oct. 13, 2010 Doug Lusk, Financial Advisor, Royal Alliance Associates
Oct. 13, 2010 Jack Baker
Oct. 13, 2010 Damian Petta, Harvestwealth Partners
Oct. 13, 2010 Carmen Noriega
Oct. 13, 2010 Mark Hahn, Orlando, Florida
Oct. 13, 2010 Roberta Nestor, Director Of Asset Management, TSM Financial
Oct. 13, 2010 David C. Johnson, Collierville, Tennessee
Oct. 13, 2010 Tracy Palmore
Oct. 13, 2010 Jamon Andreasen, Brookfield, Missouri
Oct. 13, 2010 Joseph Conway, President, Diversified Investment Services
Oct. 13, 2010 Andrew C. Karlinski, President, AK Financial Group
Oct. 13, 2010 Jason Loiselle, H. Beck Inc.
Oct. 13, 2010 Larry Brasel, President, Northbeam Financial, Inc.
Oct. 13, 2010 Robert Paul, CFP
Oct. 13, 2010 Donald Giguere
Oct. 13, 2010 Ben Zimmerman, Financial Representative, MWA Financial Services, Inc.
Oct. 13, 2010 Dan Markwell, Trademark Insurance & Investments
Oct. 13, 2010 Daniel Leveroni, CFP, Leveroni Financial Management Corp.
Oct. 13, 2010 Jim DeGaetano, Financial Advisor, First Command
Oct. 13, 2010 Nicholas Taverna
Oct. 13, 2010 Laurence Menna, President, Menna Capital Management, LLC
Oct. 13, 2010 Ken Cangilla, President, Forthright Financial Services, Inc.
Oct. 13, 2010 Michael Martin, Financial Advisor, Martin Financial Services
Oct. 13, 2010 Robert Young, Owner, Executive Investments LLC
Oct. 12, 2010 Frederick T. Greene
Oct. 12, 2010 John Rice, investor
Oct. 12, 2010 William R Harper, Jr., Managing Director-Investments Wells Fargo Advisors, Sewanee, Tennessee
Oct. 12, 2010 Carl Camillo, NAIFA SFSP FPA
Oct. 11, 2010 David Hensley, Principal, Asset Protection Network, Inc., Asheville, North Carolina
Oct. 11, 2010 Esther V. Houser, Houston, Texas
Oct. 11, 2010 Brent Sikes, Milestone Planning, Dallas, Texas
Oct. 11, 2010 Gail Sandlin, 401(k) Coordinator, Houston, Texas
Oct. 11, 2010 Marci G. Moss, Certified Financial Planner, Houston, Texas
Oct. 11, 2010 Tedd J. Hoyt, Financial Advisor, Plymouth, Minnesota
Oct. 10, 2010 Alison Humphrey, Houston, Texas
Oct. 10, 2010 Robin Humphrey, Houston, Texas
Oct. 10, 2010 Joseph Radzwill, CFP, Investment Advisor, Houston, Texas
Oct. 7, 2010 Kenneth Cusick
Oct. 7, 2010 Guy Cumbie, Fort Worth
Oct. 7, 2010 Timothy P. Shannon, Financial Advisor, Rockaway, New Jersey
Oct. 7, 2010 James D. Horn, CFP, Maryville, Tennessee
Oct. 6, 2010 Daniel Trivison, MBA, Orlando, Florida
Oct. 6, 2010 Teed J. Welch, Financial Advisor, Waccabuc, New York
Oct. 5, 2010 Howard E. Bane, III, Douglasville, Georgia
Oct. 5, 2010 James R Wisniewski, Elm Grove, Wisconsin
Oct. 5, 2010 Tim Souhrada
Oct. 3, 2010 Edward C. Hudson, Jr., Dispatcher, Mt. Olive Pickle, Co., Inc., Mt. Olive, North Carolina
Oct. 1, 2010 Memorandum from the Division of Investment Management regarding a September 30, 2010, meeting with representatives of the American Society of Pension Professionals and Actuaries
Sep. 30, 2010 Stephen J. Cambell, Campbell Financial Services
Sep. 30, 2010 Bob Tark
Sep. 30, 2010 Daniel R. Purcell, Jr.
Sep. 29, 2010 Nancy Laug-Sholin, Financial Consultant, Omaha, Nebraska
Sep. 28, 2010 John E. Jeannot, LUTCF, Mattawan, Michigan
Sep. 27, 2010 Robert J. Miller, Investment Advisor, New York, New York
Sep. 27, 2010 Damian P. Petta, Advisor, Harvestwealth Partners Commonwealth B/D, New Canaan, Connecticut
Sep. 27, 2010 Thomas A. Gray, MBA Triad Advisors, Inc., Redondo Beach, California
Sep. 27, 2010 Mark Boukather, Financial Advisor, Hawkins & Boukather, LLC, Simpsonville, South Carolina
Sep. 26, 2010 Stewart A. Levin
Sep. 26, 2010 William E. Bulmer, CFP, Melville, New York
Sep. 24, 2010 Joe Ghaffari, Ed.D., Vancouver, Washington
Sep. 24, 2010 Keith A Raia, Financial Consultant, Albuquerque, New Mexico
Sep. 24, 2010 Tedd J. Hoyt, Financial Advisor, Plymouth, Minnesota
Sep. 23, 2010 William S. Barker, CFA, Senior Analyst for Equity Research, Motley Fool Asset Management, Alexandria, Virginia
Sep. 22, 2010 Jack Reed, U.S. Senate
Sep. 22, 2010 Garry L. Stenzel, Retired Teacher, Clay Center, Kansas
Sep. 21, 2010 Michael J. Schaffer, Hays, Kansas
Sep. 21, 2010 Philip C. Fratto, Vineland, New Jersey
Sep. 21, 2010 William M. Smith
Sep. 21, 2010 Clay Chauviere, Louisiana
Sep. 20, 2010 Joel Adams
Sep. 19, 2010 Edward McCloud, Marshall, Missouri
Sep. 17, 2010 Samuel G. Carpenter, Johnstown, Pennsylvania
Sep. 17, 2010 David A. Madsen, Financial Advisor, Bank of America-Merrill Lynch, Salt Lake City, Utah
Sep. 17, 2010 Dominick Riolo, CFP, New City, New York
Sep. 17, 2010 Vivek Kaul, CFP
Sep. 16, 2010 William Magnusson, Series 7 Registered Rep, Greenwood Village, Colorado
Sep. 16, 2010 John M. Walborn, CFP, President, Walborn & Associates Inc., Mountain Home, Idaho
Sep. 16, 2010 Gerald Loftin, Proficient Wealth Counselors, LLC, Franklin, Massachusetts
Sep. 15, 2010 Howard A. Townsend, CFP, ChFC, CLU, FSI, FPA, Bonsall, California
Sep. 15, 2010 Glenn Seibel, Bemidji, Minnesota
Sep. 15, 2010 William Routh, Folsom, California
Sep. 15, 2010 Mel Hertz, Derand Capital Management Group, Kailua, Hawaii
Sep. 15, 2010 Kathleen Hansen, President, Financial Planning Dept., Inc., Long Beach, California
Sep. 15, 2010 Max Brann, Brann Financial Services, LLC, Tucson, Arizona
Sep. 15, 2010 John Grady, San Luis Obispo, California
Sep. 15, 2010 James Startzell, Legacy Financial Service Group, Yardley, Pennsylvania
Sep. 15, 2010 Brian Day-Lewis, Financial Advisor, Investors Capital Corp., Tyngsboro, Massachusetts
Sep. 15, 2010 Martin Clement, Lincoln Invesment Planning, Redondo Beach, California
Sep. 15, 2010 Rodney Spradlin, Fair Oaks, California
Sep. 15, 2010 Henry G. Moore, III, Martinsville, Virginia
Sep. 14, 2010 Dan Klein
Sep. 13, 2010 John R. Ducar
Sep. 13, 2010 James M. Daly, Ellensburg, Washington
Sep. 13, 2010 Frederick Wagner, Vice President, Morgan Stanley Smith Barney, Doylestown, Pennsylvania
Sep. 13, 2010 Fred P. Steinmark, Boca Raton, Florida
Sep. 13, 2010 Scott A Cracraft, Sr., Charleston, South Carolina
Sep. 12, 2010 Bradley Brooks, CFA, CFA, New York, New York
Sep. 12, 2010 Ron Zeitz, Marlton, New Jersey
Sep. 10, 2010 David G. Monkelien, CFP, Sioux Falls, South Dakota
Sep. 9, 2010 Ernie Zack, Ann Arbor, Michigan
Sep. 8, 2010 Nelson B. Trichler
Sep. 8, 2010 Eric Gunness, Independent Financial Advisor, Barrington, Rhode Island
Sep. 7, 2010 Patrick Elmore
Sep. 7, 2010 Gary M. Wolfe, ChFC, KIngston, Tennessee
Sep. 7, 2010 David W. Barrell, President, Barrell Investment Group, Inc, Quechee, Vermont
Sep. 7, 2010 Charles Minnich, CFA
Sep. 3, 2010 Richard G. Roberts, Maryland Heights, Missouri
Sep. 2, 2010 Candy J. Lee, President and CEO, Financial Services International Corp., Seattle, Washington
Sep. 1, 2010 Clint Pogemiller, Marketing Supervisor, MWA Financial Services Inc., Rock Island, Illinois
Sep. 1, 2010 Dave Spencer, Financial Advisor, Pinnacle Financial Advisors, Stockton, California
Sep. 1, 2010 Michael Long, Sebastopol, California
Sep. 1, 2010 Hunter Bailey, Citrus Heights, California
Sep. 1, 2010 T.J. Samuelson, San Diego, California
Sep. 1, 2010 Bill M. Smith
Aug. 31, 2010 Anonymous
Aug. 31, 2010 Roscoe B. Clark, III, CFP, Chesterfield, Missouri
Aug. 31, 2010 Christopher W. Schulenburg, Chesterfield, Missouri
Aug. 31, 2010 Nathan Harvell
Aug. 31, 2010 Mary M. Schulenberg, Jr.
Aug. 31, 2010 Sandra J. Reutter, Chesterfield, Missouri
Aug. 31, 2010 Patricia C Roberts
Aug. 31, 2010 Susan Brauner, V.P., The Brauner Company
Aug. 31, 2010 Paul L. Nelson, Association of Financial Professionals (AFP), Minnetonka, Minnesota
Aug. 31, 2010 Gary T. Crisci, Naples, Florida
Aug. 31, 2010 Patrick Allaire
Aug. 30, 2010 Thomas Dillon, Branch Manager, Dillon Financial Services, LLC
Aug. 30, 2010 Michael K. Nakahira, Branch Manager, First Allied Securities Inc., Sacramento, California
Aug. 30, 2010 Paul Eberz
Aug. 30, 2010 Richard Anderson
Aug. 29, 2010 Paul Marrella, CFP, Reading, Pennsylvania
Aug. 29, 2010 Stephen W. Mack, President, Mack Investment Securities, Inc., Glenview, Illinois
Aug. 29, 2010 Nicholas Trifiro
Aug. 29, 2010 Robert Blanchard, Lago Vista, Texas
Aug. 27, 2010 Robert W. Brimmer, CFP, President, Brimmer Financial Group, Inc., Orleans, Massachusetts
Aug. 27, 2010 Delores Martini, President, D. Martini and Associates, Inc.
Aug. 27, 2010 Greg Keil, Washington, District of Columbia
Aug. 27, 2010 Edward J. Mallon, CLU, CFP, President, Secure Planning Inc., Portsmouth, New Hampshire
Aug. 26, 2010 Ed Fredericks
Aug. 26, 2010 William M. Smith
Aug. 25, 2010 Mark E. Rauguth, CFP, Precision Financial Services, Mesa, Arizona
Aug. 25, 2010 Barbara Stonnell
Aug. 25, 2010 Thomas Thompson
Aug. 25, 2010 Terry Feuchtinger
Aug. 25, 2010 Michael McCuistion
Aug. 25, 2010 Randy Blasdell, President, Sanctuary Financial Group LLC
Aug. 24, 2010 Patricia M. Lampert, Allegheny Investments, Ltd., McMurray, Pennsylvania
Aug. 24, 2010 James D. Coker, President, Coker & Palmer, Inc., Jackson, Mississippi
Aug. 24, 2010 William A. Greulich, Certified Financial Planner, Modesto, California
Aug. 24, 2010 Brad Foy, CFP, Financial Planner, Wilmington, Delaware
Aug. 23, 2010 Richard Bryant, Raleigh North Carolina
Aug. 23, 2010 Curt Weil, CFP, President, Lasecke Weil Wealth Advisory Group, LLC, Palo Alto, California
Aug. 23, 2010 Brad Windell, Branch Manager, Evansville Indiana
Aug. 23, 2010 Margaret Sheldon, Huntington Beach, California
Aug. 23, 2010 Brian E Mell, CFP, Milford, Michigan
Aug. 23, 2010 Paul Petkus, Financial Advisor, Ryamond James Financial Sevices, La Grange Park IL
Aug. 21, 2010 Greg Keil, Washington, District of Columbia
Aug. 20, 2010 Keith Shadrick, President, Axia Advisory Corporation, Indianapolis, Indiana
Aug. 20, 2010 Anthony Czarzasty
Aug. 20, 2010 Michele Perrault
Aug. 20, 2010 Donald E. Romeo, Jr., Southbury, Connecticut
Aug. 20, 2010 Stephen M. Rice, Registered Representative
Aug. 20, 2010 Theodore M. Riehle , III, Managing Partner, Silverlake Wealth Management, So.Burrlington, Vermont
Aug. 20, 2010 Mark Hugo, Windsor Locks, Connecticut
Aug. 20, 2010 Lisa Mullins
Aug. 20, 2010 Cherril L. Brown, Financial Advisor and CFP, Rapid City, South Dakota
Aug. 19, 2010 John E. Hill, CTS, RFP, The PlanSource, L.P.
Aug. 19, 2010 Mark D. Brost, CFP, Registered Investment Advisor, Registered Representative, Bruce, Wisconsin
Aug. 19, 2010 Graham Parsons, Owner, LPL Financial
Aug. 19, 2010 Joe Woods, Branch Manager, RJFS
Aug. 19, 2010 Mitzi Pasch, Wildwood, Missouri
Aug. 19, 2010 Joseph Towson
Aug. 19, 2010 Clem Wilkes
Aug. 19, 2010 Brandon Butler, Vice President, Watermark Financial Services, Inc.
Aug. 19, 2010 Roberta Nestor, Director of Asset Management, TSM Financial
Aug. 19, 2010 Anthony Nori
Aug. 19, 2010 Stuart Weier, Certified Financial Planner, Weier Financial
Aug. 19, 2010 Terry R. Altman, Certified Financial Planner, Altman Financial LLC
Aug. 19, 2010 Gary Orler
Aug. 19, 2010 Joseph Pheifer, President, Summit Financial Consultants Inc.
Aug. 19, 2010 Jack Oujo
Aug. 19, 2010 Brett Bayer
Aug. 19, 2010 David Darner, Cambridge Investment Research
Aug. 19, 2010 Rich Grable, Owner, Grable Investment Services
Aug. 18, 2010 Niels Holch, Executive Director, Coalition of Mutual Fund Investors
Aug. 17, 2010 Mark A. Carruthers, CFP, Genworth Financial Securities, Garnerville, New York
Aug. 17, 2010 Jonathan Pearson, IV, Financial Consultant, RBC Wealth Management, Schenectady, New York
Aug. 17, 2010 Alan Hearn, CFP, Livingston, Montana
Aug. 16, 2010 R. Bertram Williams, III, financial advisor associated with Wells Fargo Advisors, Wilmington, North Carolina
Aug. 16, 2010 James S. Rankin, Greeley, Colorado
Aug. 15, 2010 Lynn Appelman, CFP, ChFC, Bloomsburg, Pennsylvania
Aug. 13, 2010 Jeffrey D. Ball, CFP, Financial Consultant, RBC Wealth Management, Red Bank, New Jersey
Aug. 13, 2010 Steven M. Elefson, Financial Advisor, Jackson, Missouri
Aug. 12, 2010 Bonnie Zeller, Carson, North Dakota
Aug. 12, 2010 Dom Ernandez, Financial Advisor
Aug. 12, 2010 Brian Rayfield
Aug. 12, 2010 Joseph C. Scherer, MBA, CFP, Raymond James Financial Services, Inc., S. Barrington, Illinois
Aug. 12, 2010 Donald Zeller, Carson, North Dakota
Aug. 11, 2010 Jennifer J. Feldhaus, Branch Manager, Shelbyville, Tennessee
Aug. 11, 2010 Jim Christiansen
Aug. 11, 2010 Thomas E. Quirk, CFP, President Retirement & Investment Group, LLC, Catonsville, Maryland
Aug. 11, 2010 Troy Zeller, Pel Rap, Minnesota
Aug. 11, 2010 Oren Peretz, FINRA Arbitrator, Branch Manager, First Allied Securities Inc., Encino, California
Aug. 11, 2010 Larry Andreano
Aug. 10, 2010 Brian Mailey, Financial Advisor, Blue Bell, Pennsylvania
Aug. 10, 2010 Kenneth R. Wink, Registered Representative, Sigma Financial Corporation, Clinton Township, Michigan
Aug. 9, 2010 Jennifer J. Feldhaus, Branch Manager, Shelbyville, Tennessee
Aug. 9, 2010 Doug Palfrey
Aug. 9, 2010 Joseph M. Hamo, First Vice President, Wells Fargo Advisors, Flint, Michigan
Aug. 9, 2010 Thomas (Tom) A. Morrison, CPA, CFP, Principal, Finra BD Morrison Investments, Inc., Wheaton, Illinois
Aug. 9, 2010 Joseph R. Hamo, CFP, Managing Director-Investments Wells Fargo Advisors, Flint, Michigan
Aug. 9, 2010 Karen L. DeRose, CFP CRPC, Deerfield, Illinois
Aug. 9, 2010 Troy Lindberg
Aug. 6, 2010 Martavius D. Jones, Registered Representative and Investment Adviser Representative, Memphis, Tennessee
Aug. 6, 2010 Richar A. Raff, CFP, ChFC, CLU, Bedford, New Hampshire
Aug. 6, 2010 Christopher M. Ratineri, Old Saybrook, Connecticut
Aug. 5, 2010 Austin S. Heady, CFP
Aug. 5, 2010 S. Smith, FA, San Bernardino, California
Aug. 5, 2010 Marc Tomberg, Registered Branch Manager, Florida
Aug. 5, 2010 Nathan Krampe, St. Paul, Minnesota
Aug. 4, 2010 David Young
Aug. 4, 2010 Joel M. Budd, Financial Consultant, LPL Financial Services, St. Paul, Minnesota
Aug. 4, 2010 Jack Thomas
Aug. 4, 2010 Penney L. Garbe, Menasha, Wisconsin
Aug. 4, 2010 Richard F. Dehner, CLU, Olney, Illinois
Aug. 4, 2010 George Smith, Tallahassee, Florida
Aug. 4, 2010 Gary Frank, Appleton, Wisconsin
Aug. 3, 2010 John L. Terry, III, High Street Securities, Inc., Russellivlle, Arkansas
Aug. 3, 2010 Randall Wilbanks, Vice President Wilbanks Securities
Aug. 3, 2010 Brian Fischer, Annadale, New Jersey
Aug. 2, 2010 William D. Davis, Jr., Financial Advisor, Merrill Lynch, Annapolis, Maryland
Aug. 2, 2010 Mike P. Kennedy, OSJ, Cedar Rapids, Iowa
Aug. 2, 2010 Wade C. Meeks, III, Financial Advisor, MSSB, Little Rock, Arkansas
Aug. 2, 2010 Cynthia Shively, CFP, partner, Shively Associates, Cortland, Ohio
Aug. 2, 2010 Edward McFarlane, Financial Advisor, Jenkintown, Pennsylvania
Aug. 1, 2010 Lawrence F. Eppolito, Chelmsford, Massachusetts
Aug. 1, 2010 Dorothy Moses
Jul. 30, 2010 Jean Breider, Edina, Minnesota
Jul. 30, 2010 Monda Hanna
Jul. 30, 2010 Darlene Tucker, Scotts Hill, Tennessee
Jul. 30, 2010 Ronald J, Duswalt, CFP, ChFC, CLU, MSFS, CFEd, Uniondale, New York
Jul. 30, 2010 Robert Norton, Registered Securities Principal
Jul. 30, 2010 Tom Barton
Jul. 30, 2010 Sarah E. Stratton, CFP, CIMA, Bratenahl, Ohio
Jul. 30, 2010 Kenneth Nelson, Irvington, New York
Jul. 30, 2010 Christopher Dunfey, Rochester, New York
Jul. 29, 2010 Brant Spesshardt, CFP, FSC Securities, Raleigh, North Carolina
Jul. 28, 2010 Eric E. Haas, Chief Investing Officer, Altruist Financial Advisors LLC, Holland, Michigan
Jul. 28, 2010 Jeffrey D. Anton, CPA, General Securities Principal, California Society of CPA's, Belmont, California
Jul. 28, 2010 Stan Smith, Financial Advisor, San Bernardino, California
Jul. 28, 2010 James Kinney, CFP, Hillsborough, New Jersey
Jul. 28, 2010 Kevin Foster, Phoenix, Arizona
Jul. 28, 2010 Kris Beaulieu, Registered Representative, Fort Worth, Texas
Jul. 28, 2010 Patty Keys, Registered Sales Associate
Jul. 28, 2010 Neal E Nakagiri, Esq., President, CEO, CCO, NPB Financial Group, LLC, Burbank, California
Jul. 28, 2010 Rusty Aborne, Esq., Boston, Massachusetts
Jul. 28, 2010 Martin A. Britton, Financial Advisor, Scottsdale, Arizona
Jul. 28, 2010 John W. Searles, Jr., VP Coventry Credit Union, Coventry, Rhode Island
Jul. 28, 2010 Shawn M. Agan, Bettendorf, Iowa
Jul. 28, 2010 Aaron B. Wilbanks, President and CEO, Wilbanks Securities, Inc., Oklahoma City, Oklahoma
Jul. 27, 2010 William T. George, Institutional Broker / Investment Research Consultant, Encino, California
Jul. 27, 2010 James Hergenroeder, First Vice President, Wells Fargo Advisors, Greensburg, Pennsylvania
Jul. 27, 2010 James B. Wiggins, Associate Professor of Finance, Michigan State University, East Lansing, Michigan
Jul. 26, 2010 Alexander MacKenzie
Jul. 26, 2010 Rick Stateis
Jul. 26, 2010 Andrew R. Gay, Jr, Financial Advisor, West Point, Georgia
Jul. 26, 2010 Warren Kennett, Financial Advisor, Atlanta, Georgia
Jul. 26, 2010 Charlotte A. Gist, CFP, Leawood, Kansas
Jul. 26, 2010 William W. Gist, III, Kansas City, Missouri
Jul. 26, 2010 Mark A. Walter, Vice President Investments, Atlanta, Georgia
Jul. 26, 2010 Brian L. Wade, Financial Advisor / Registered Representative, Tampa, Florida
Jul. 26, 2010 Anthony W. Welch, Sr., Sarasota, Florida
Jul. 26, 2010 Robert Keenan, CEO, St Bernard Financial Services, Inc., Russellville, Arkansas
Jul. 24, 2010 Davinder Gupta, Milpitas, California
Jul. 24, 2010 Michael David
Jul. 23, 2010 Amie J. Hughes, Pelham, New York
Jul. 23, 2010 Kevin J. McCarthy, C.F.M., Partner, Investment Advisory Firm, Los Angeles, California
Jul. 23, 2010 Hunter W. Bailey, Advisor, Sacramento, California
Jul. 23, 2010 Thomas Thomas
Jul. 23, 2010 Gary Duell, ChFC, Clackamas, Oregon
Jul. 23, 2010 Amber Eduvigen
Jul. 22, 2010 Douglas Oakeson, Hastings, Nebraska
Jul. 22, 2010 David Babs, Pennsylvania
Jul. 22, 2010 Beau Wolinsky, RIA, Kansas City, Missouri
Jul. 22, 2010 Paul J. Styve, Decorah, Iowa
Jul. 21, 2010 Kevin Kleinfelter, CLU, ChFC, Financial Professional, Lebanon, Pennsylvania
Jul. 21, 2010 Shane Hertel, Director Of Operations Sigdestad Financial, San Diego, California

 

http://www.sec.gov/comments/s7-15-10/s71510.shtml

Modified: 02/27/2012