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Comments on Proposed Rule: Listing Standards for Compensation Committees

[Release No. 33-9199; File No. S7-13-11]

Submitted Comments

(Click here for meetings with SEC officials)
Jul. 5, 2011 Richard Thalheimer
Jun. 29, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York
Jun. 8, 2011 Jean Stillmock, Omaha, Nebraska
Jun. 2, 2011 Michael Junge, Executive Vice President and General Counsel, SAP AG
May 26, 2011 Neila B. Radin, Chair, Securities Law Committee, Society of Corporate Secretaries & Governance Professionals, New York, New York
May 20, 2011 Ashbel C. Williams, Executive Director & CIO, State Board of Administration of Florida
May 19, 2011 Steven C. Root, Managing Director, Steven Hall & Partners, LLC
May 19, 2011 Robert J. Jackson, Jr., Associate Professor of Law, Columbia Law School
May 19, 2011 Frank Curtiss, Head of Corporate Governance, Railpen Investments
May 19, 2011 Timothy J. Bartl, Senior Vice President and General Counsel, Center On Executive Compensation
May 19, 2011 Donald G. Kalfen, Michael Powers, and Jim Wolf, Meridian Compensation Partners, LLC
May 19, 2011 Daniel Pedrotty, Director, Office of Investment, AFL-CIO, Washington, District of Columbia
May 19, 2011 Sullivan & Cromwell LLP
May 19, 2011 Dr. Daniel Summerfield, Co-Head of Responsible Investment, Universities Superannuation Scheme
May 18, 2011 Marc Hodak, Managing Director, Hodak Value Advisors, and Professor at New York University Leonard N. Stern School of Business, New York, New York
May 18, 2011 Vinson & Elkins L.L.P.
May 18, 2011 Kurt Schacht, CFA, Managing Director, and Matthew M. Orsagh, CFA, CIPM, Director, Capital Markets Policy, CFA Institute
May 16, 2011 Anne Sheehan, Director of Corporate Governance, California State Teachers'Retirement System, West Sacramento, California
May 16, 2011 Ian Greenwood, Chair, Local Authority Pension Fund Forum, United Kingdom
May 12, 2011 Matthew Lepore, Vice President and Corporate Secretary, Pfizer Inc., New York, New York
May 4, 2011 Chris Barnard, Germany
May 3, 2011 Debevoise & Plimpton LLP
May 3, 2011 William H. Ferguson, Senior Partner, Global Segment Leader for Rewards, Mercer, Los Angeles, California
Apr. 29, 2011 David N. Swinford, President and CEO, Pearl Meyer and Partners, New York, New York
Apr. 29, 2011 Anne Simpson, Senior Portfolio Manager, Global Equity, California Public Employees' Retirement System
Apr. 29, 2011 Brent Longnecker, Longnecker & Associates
Apr. 29, 2011 Dennis M. Kelleher, President & CEO, and Stephen W. Hall, Securities Specialist, Better Markets, Inc.
Apr. 29, 2011 Gerald McEntee, President, American Federation of State, County and Municipal Employees (AFSCME)
Apr. 29, 2011 Douglas Friske, Managing Director, Global Practice Leader, and Steve Seelig, Executive Compensation Counsel, Center for Research and Innovation, Towers Watson, Chicago, Illinois
Apr. 29, 2011 Barbara H. Franklin, Chairman, and Kenneth Daly, President and CEO, National Association of Corporate Directors
Apr. 29, 2011 Gregory W. Smith, General Counsel/Chief Operationg Officer, Colorado Public Employees Retirement Association
Apr. 29, 2011 C. Corwin Bromley, General Counsel, MarkWest Energy Partners, L.P.
Apr. 29, 2011 Janet L. McGinness, Senior Vice President and Corporate Secretary, NYSE Euronext
Apr. 29, 2011 Robert M. Fields
Apr. 29, 2011 Carol Nolan Drake, Chief External Affairs Officer, Ohio Public Employees Retirement System
Apr. 29, 2011 David E. Gordon, Managing Director, Frederic W. Cook Co., Inc., Los Angeles, California
Apr. 28, 2011 McGuireWoods LLP
Apr. 28, 2011 Dorothy M. Donohue, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia
Apr. 28, 2011 Theodore R. Buyinski, Senior Vice President, Radford; Brian Dunn, CEO, Global Compensation, Todd McGovern, Principal, and David M. Sugar, Principal, Aon Hewitt
Apr. 28, 2011 Douglas Lowenstein, President, Private Equity Growth Capital Council
Apr. 28, 2011 Davis Polk & Wardwell LLP
Apr. 28, 2011 David Hirschmann, U.S. Chamber of Commerce, Washington, District of Columbia
Apr. 28, 2011 Manuel Isaza, Hermes Equity Ownership Services
Apr. 27, 2011 Meredith Miller, Chief Corporate Governance Officer, UAW Retiree Medical Benefits Trust
Apr. 26, 2011 Prof. Sanjai Bhagat, University of Colorado; Prof. Charles Elson and Prof. Roger Coffin, University of Delaware
Apr. 25, 2011 Robin A. Ferracone, Executive Chair, Farient Advisors LLC
Apr. 20, 2011 Justin Levis, Senior Research Associate, Council of Institutional Investors
Apr. 18, 2011 Tom Quaadman, Vice President, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce, Washington, District of Columbia
Apr. 11, 2011 Paul R. Frank, Fairfield, Iowa
Apr. 6, 2011 Eric Snyder, Minneapolis, Minnesota
Apr. 6, 2011 Marty B. O'Malley, Mayor, Forest Hills Borough, Pennsylvania
Apr. 6, 2011 Robert M. Fields, New York, New York
Apr. 6, 2011 Micah Bloomfield, New York, New York
Apr. 6, 2011 Keith W. Smith, Bulan, Kentucky
Apr. 4, 2011 Carl Struby
Apr. 4, 2011 Michael J. Kruse, Madison, Wisconsin
Apr. 1, 2011 Georg Merkl, Binz, Switzerland
Mar. 31, 2011 John K. Lundberg, former CEO, Crum & Forster, Mendham, New Jersey

Meetings with SEC Officials

Click here for submitted comments from the public)
May 8, 2012 Memorandum from the Division of Corporation Finance regarding an April 18, 2012 to April 19, 2012, email exchange with a representative of NYSE Euronext and an April 12, 2012 to April 25, 2012, email exchange with a representative of Nasdaq OMX.
Dec. 16, 2011 Memorandum from the Division of Investment Management regarding a December 14, 2011, telephone call with a representative of the Investment Company Institute

Modified: 05/14/2012