Comments on Proposed Rule Investment Company Advertising: Target Date Retirement Fund Names and Marketing

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Date Received
Date Letter Type Release Number Commenter Name
Public Comment 33-9309,34-66720,IC-30026 Karl T. Muth
Public Comment 33-9309,34-66720,IC-30026 Glenn Dial, Managing Director, Head of Retirement Strategy, and Mark Hathaway, CFA, Director, Senior Product Specialist, Target Date Funds, Allianz Global Investors U.S. LLC
Public Comment 33-9309,34-66720,IC-30026 Jeffrey Wayne-Lynn, Boca Raton, Florida
Meeting with SEC Officials 33-9309,34-66720,IC-30026 Memorandum from the Division of Investment Management regarding a July 25, 2014, meeting with representatives of Allianz of America Corporation
Public Comment 33-9309,34-66720,IC-30026 Daniel R. Hayes, President, Lincoln Investment Advisors, Radnor, Pennsylvania
Public Comment 33-9309,34-66720,IC-30026 Amy B.R. Lancellotta, Managing Director, Independent Directors Council
Public Comment 33-9309,34-66720,IC-30026 Barbara Novick, Vice Chairman, Head of Government Relations, BlackRock, Inc. and Public Policy and Chip Castille, Managing Director, Head of U.S. Retirement Group, BlackRock, Inc.
Public Comment 33-9309,34-66720,IC-30026 Brian H. Graff, Esq., Executive Director, et al., National Association of Plan Advisors
Public Comment 33-9309,34-66720,IC-30026 Chris D. McIsaac, Managing Director, Institutional Investor Group, Vanguard
Public Comment 33-9309,34-66720,IC-30026 Danielle Nichoson Smith, Legal Counsel, et al., T. Rowe Price
Public Comment 33-9309,34-66720,IC-30026 David Certner, Legislative Counsel and Legislative Policy Director, Government Affairs, AARP
Public Comment 33-9309,34-66720,IC-30026 Dorothy Donohue, Acting General Counsel, Investment Company Institute
Public Comment 33-9309,34-66720,IC-30026 Fredrik Axsater, Senior Managing Director, Global Head of Defined Contribution, State Street Global Advisors
Public Comment 33-9309,34-66720,IC-30026 James Szostek, Vice President, Taxes & Retirement Security, American Council of Life Insurers
Public Comment 33-9309,34-66720,IC-30026 Jeffrey S. Coons, President, Co-Director of Research, Manning & Napier
Public Comment 33-9309,34-66720,IC-30026 Joe Monk, Senior Vice President, State Farm Investment Management Corp.
Public Comment 33-9309,34-66720,IC-30026 Karin S. Feldman, Benefits and Social Insurance Policy Specialist, AFL-CIO
Public Comment 33-9309,34-66720,IC-30026 Micah Hauptman Financial Services Counsel, Consumer Federation of America
Public Comment 33-9309,34-66720,IC-30026 Michael J. Downer and James B. Lovelace, Capital Research and Management Company
Public Comment 33-9309,34-66720,IC-30026 Michael J. Hogan, President & Chief Executive Officer, FOLIOfn Investments, Inc.
Public Comment 33-9309,34-66720,IC-30026 Russ Ivinjack, Senior Partner, and Kevin Vandolder, Partner, Hewitt EnnisKnupp, Inc., an Aon Company
Public Comment 33-9309,34-66720,IC-30026 Andrea Seidt, President, North American Securities Administrators Association (NASAA) and Ohio Securities Commissioner , Washington, District of Columbia
Public Comment 33-9309,34-66720,IC-30026 Danny Lambert, Washington, District of Columbia
Public Comment 33-9309,34-66720,IC-30026 Richard C. Dunne, President & CEO, and Dorann J. Cafaro, Director of Marketing, Bdellium, Inc., Honolulu, Hawaii
Public Comment 33-9309,34-66720,IC-30026 Scott C. Goebel, Senior Vice President and General Counsel, Fidelity Management & Research Co.
Public Comment 33-9309,34-66720,IC-30026 Louis Harvey, Presdient and CEO, DALBAR, Inc., and Joseph Nagengast, Managing Partner, Target Date Analytics LLC
Public Comment 33-9309,34-66720,IC-30026 Lisa Walsh, New Frontier Advisors, LLC
Public Comment 33-9309,34-66720,IC-30026 Anup K. Basu, Ph.D., Senior Lecturer of Finance, Queensland University of Technology, Brisbane, Australia
Public Comment 33-9309,34-66720,IC-30026 Daniel James, Ellis Grove, Illinois
Public Comment 33-9309,34-66720,IC-30026 Jordan Olejniczak

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-12-10
Release Number
33-9309
34-66720
IC-30026
33-9126
34-62300
IC-29301
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