Comments on Proposed Rules for Nationally Recognized Statistical Rating Organizations

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 29, 2010 Conference Call with representatives of Moody's Corporation
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 11, 2010 meeting with representatives of the Financial Professions; Prudential International Insurance; Tiffany & Co.; AFP; Purdue University; and Health Management Associates
Public Comment Larry G. Mayewski, Executive Vice President, A.M. Best Company
Public Comment Deven Sharma, President, Standard and Poor's, New York, New York
Public Comment Rex A. Staples, General Counsel, North American Securities Administrators Association, Washington, District of Columbia
Public Comment Michel Madelain, Chief Operating Officer, Moody's Investors Service
Public Comment Charles D. Brown, General Counsel, Fitch, Inc.
Public Comment Deven Sharma, President, Standard and Poor's, New York, New York
Public Comment Hidetaka Tanaka, Senior Executive Managing Director, Rating and Investment Information, Inc., Tokyo, Japan
Public Comment J. Douglas Adamson, Executive Vice President, American Bankers Association
Public Comment James F. Cotter and Grant W. Forstall, Lexington, Massachusetts
Public Comment Karrie McMillan, General Counsel, Investment Company Institute
Public Comment Laurel N. Leitner, Senior Analyst, Council of Institutional Investors, Washington, District of Columbia
Public Comment Mary Keogh, Managing Director, Regulatory Affairs, DBRS, Inc. and Daniel Curry, President, DBRS, Inc.
Public Comment John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association
Public Comment Eric Kolchinsky
Public Comment Diane L. Ritter
Public Comment Matt K., Dallas, Texas

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-28-09
Release Number
34-61051
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