SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


Comments on Security Ratings

[Release Nos. 33-9186, 34-63874; File No. S7-18-08]


Jul. 19, 2012 Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 9, 2012, meeting with representatives of the National Association of Real Estate Investment Trusts
Jul. 7, 2011 Memorandum from the Division of Investment Management regarding a July 6, 2011, meeting with representatives of Sutherland
May 23, 2011 Memorandum from the Division of Corporation Finance regarding a May 23, 2011, meeting with representatives of the National Association of Real Estate Investment Trusts, Goodwin Procter, and Boston Properties
May 11, 2011 Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers
May 10, 2011 Memorandum from the Office of Commissioner Aguilar regarding a March 31, 2011, teleconference with representatives of the Boeing Company and Boeing Capital Corporation
Apr. 29, 2011 Memorandum from the Division of Corporation Finance regarding an April 29, 2011, meeting with representatives of the Boeing Company
Apr. 29, 2011 Memorandum from the Office of Commissioner Paredes regarding an April 29, 2011, meeting with representatives of the Boeing Company
Apr. 5, 2011 Robert L. Goocher, Treasurer and VP, Investor Relations, Vectren Corporation
Apr. 1, 2011 Kenneth A. Bertsch, Society of Corporate Secretaries & Governance Professionals, New York, New York
Mar. 29, 2011 Kenneth G. Frassetto, Director, Shareholder Services and Treasury Management, Madison Gas and Electric Company, Madison, Wisconsin
Mar. 29, 2011 Debevoise & Plimpton LLP
Mar. 29, 2011 Mark D. Waltermire, Chief Financial Officer, The Laclede Group, Inc.
Mar. 28, 2011 John F. Woods, Vice Chairman and Chief Financial Officer, UnionBanCal
Mar. 28, 2011 Edward H. Comer, Vice President and General Counsel, Edison Electric Institute, Washington, District of Columbia
Mar. 28, 2011 Andrew J. Foley; Paul, Weiss, Rifkind, Wharton & Garrison LLP
Mar. 28, 2011 Evan P. Siegert, Managing Director, Senior Counsel, American Securitization Forum
Mar. 28, 2011 Gregory W. Smith, Chief Operating Officer and General Counsel, and Jennifer Paquette, Chief Investment Officer, Colorado Public Employees' Retirement Association
Mar. 28, 2011 William K. Jenkins, Partner, Fraser Milner Casgrain LLP
Mar. 28, 2011 Patrick B. Carey, Associate General Counsel and Assistant Corporate Secretary, DTE Energy Company, Detroit, Michigan
Mar. 28, 2011 Elisabeth Eden, Assistant Treasurer, PNM Resources, Inc.
Mar. 28, 2011 James T. Foran, Esquire, General Corporate Counsel, Public Service Enterprise Group Incorporated, Newark, New Jersey
Mar. 28, 2011 Osler, Hoskin & Harcourt LLP
Mar. 28, 2011 Elizabeth B. Higgins, Executive Vice President and Chief Financial Officer, Oglethorpe Power Corporation
Mar. 28, 2011 James H. Gallegos, Vice President and General Counsel, Alliant Energy Corporation
Mar. 28, 2011 Stephen E. Roth and Mary T. Payne, Sutherland Asbill & Brennan LLP
Mar. 28, 2011 James C. Fleming, Executive Vice President & General Counsel, Wisconsin Energy Corporation
Mar. 28, 2011 James P. Carney, Vice President and Assistant Treasurer, Dominion Resources, Inc.
Mar. 28, 2011 McGuireWoods LLP
Mar. 28, 2011 Davies Ward Philips & Vineberg LLP
Mar. 28, 2011 Melissa K. Caen, Assistant Secretary, The Southern Company, Atlanta, Georgia
Mar. 28, 2011 Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia
Mar. 28, 2011 Kirk J. Emge, Senior Vice President & General Counsel, Pepco Holdings, Inc.
Mar. 28, 2011 George L. Yungmann, CPA, Senior Vice President, Financial Standards, National Association of Real Estate Investment Trusts
Mar. 28, 2011 Deborah M. Alexander, Executive Vice-President, General Counsel and Secretary, The Bank of Nova Scotia, Toronto, Canada
Mar. 28, 2011 Mark R. Cannon, Risk Management Officer & Treasurer, SCANA Corporation
Mar. 28, 2011 Thomas G. Berkemeyer, Associate General Counsel , American Electric Power Company, Inc.
Mar. 28, 2011 Bruce G. Wilson, Senior Vice President, Deputy General Counsel, and Corporate Secretary, Exelon Corporation
Mar. 28, 2011 John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association
Mar. 28, 2011 Cleary Gottlieb Steen & Hamilton LLP
Mar. 28, 2011 Michael L. Murray, Deputy General Counsel, American Gas Association
Mar. 25, 2011 Michael J. Cave, President, Boeing Capital Corporation
Mar. 25, 2011 Davis Polk & Wardwell LLP
Mar. 21, 2011 Daniel T. Falstad, Associate General Counsel, Entergy Services, Inc., New Orleans, Louisiana
Mar. 18, 2011 Sean Davy, Securities Industry and Financial Markets Association
Mar. 16, 2011 Christopher M. Capone, Executive Vice President & Chief Financial Officer, CH Energy Group, Inc.
Mar. 6, 2011 Luke Daisies
Mar. 2, 2011 Dale C. Moore, Mosier, Oregon
Feb. 23, 2011 John W. Chang
Feb. 14, 2011 John Durbin, CPA, CFO of Paducah Bank, Paducah, Kentucky
Feb. 10, 2011 Mark F. Ferraris, Managing Principal, Orchard Street Partners LLC, Manhasset, New York
Feb. 10, 2011 Artemiy A. Berezikov, MDE, CEO Muros Ratings, Moscow, Russian Federation
Oct. 12, 2010 Mark Zingale, Senior Vice President & Associate General Counsel, The Clearing House Association L.L.C.

[Release Nos. 33-8940, 34-58071; File No. S7-18-08]


Jan. 21, 2011 Sutherland Asbill & Brennan LLP
Jan. 12, 2011 Richard S. Berg, CEO, Performance Trust Co., Chicago , Illinois
Jan. 5, 2011 Memorandum from the Division of Investment Management regarding December 21, 2010, and January 3, 2011 telephone conferences with representatives of Sutherland
Nov. 18, 2010 Memorandum from the Division of Investment Management regarding a November 12, 2010, telephone conference with representatives of Sutherland
Apr. 7, 2010 Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's
Mar. 26, 2010 Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's
Jan. 22, 2010 Memorandum from the Division of Corporation Finance regarding a January 21, 2010, meeting with representatives of Sutherland Asbill & Brennan LLP
Dec. 10, 2009 Peter Mixon, General Counsel, California Public Employees Retirement System
Dec. 8, 2009 Michael W. Rico, Assistant Treasurer, PNM Resources, Inc.
Dec. 8, 2009 Michael C. Connelly, Vice President and General Counsel, Xcel Energy Inc.
Dec. 8, 2009 Michael W. Rico, Assistant Treasurer, PNM Resources, Inc.
Dec. 8, 2009 Sutherland Asbill & Brennan LLP
Dec. 8, 2009 Deven Sharma, President, Standard and Poor's
Dec. 8, 2009 Sean C. Davy, Managing Director, Corporate Credit Markets Division, Securities Industry and Financial Markets Association
Dec. 8, 2009 Cadwalader, Wickersham & Taft LLP
Dec. 8, 2009 Arnold & Porter LLP
Dec. 8, 2009 Melissa K. Caen, Assistant Secretary, The Southern Company, Atlanta, Georgia
Dec. 8, 2009 Suzanne C. Hutchinson, Executive Vice President, Mortgage Insurance Companies of America
Dec. 8, 2009 Karrie McMillan, General Counsel, Investment Company Institute
Dec. 3, 2009 Richard F. McMahon, Jr., Executive Director, Finance and Energy Supply, Edison Electric Institute
Nov. 13, 2009 Mary Keogh, Managing Director, Regulatory Affairs, and Daniel Curry, President, DBRS, Inc.
Mar. 26, 2009 Kurt N. Schacht, Managing Director, CFA Institute Centre for Financial Market Integrity and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for Financial Market Integrity
Oct. 10, 2008 Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, ABA Section of Business Law
Sep. 24, 2008 Walter E. Skowronski, President, Boeing Capital Corporation
Sep. 24, 2008 Shearman & Sterling LLP
Sep. 12, 2008 Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, and Vicki O. Tucker, Chair, Committee on Securitization and Structured Finance, Business Law Section, American Bar Association
Sep. 10, 2008 Vincent L. Ammann, Jr., Vice President and Chief Financial Officer, WGL Holdings, Inc. and Washington Gas Light Company
Sep. 10, 2008 Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association
Sep. 8, 2008 Robert Dobilas, CEO and President, Realpoint LLC, Horsham, Pennsylvania
Sep. 8, 2008 Robert Dobilas, CEO and President, Realpoint LLC, Horsham, Pennsylvania
Sep. 8, 2008 Kent Wideman, Group Managing Director, Policy & Rating Committee, DBRS and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS
Sep. 5, 2008 Cleary Gottlieb Steen Hamilton LLP
Sep. 5, 2008 Vickie A. Tillman, Executive Vice President, Standard & Poor’s Ratings Services
Sep. 5, 2008 James P. Carney, Vice President and Assistant Treasurer, Dominion Resources, Inc.
Sep. 5, 2008 Joseph J. Novak, General Counsel, Incapital, LLC
Sep. 5, 2008 W. Paul Bowers, Executive Vice President and Chief Financial Officer, Southern Company
Sep. 5, 2008 Michael W. Rico, Assistant Treasurer, PNM Resources. Inc
Sep. 5, 2008 Sutherland Asbill & Brennan LLP
Sep. 5, 2008 James C. Fleming, Executive Vice President & General Counsel, Wisconsin Energy Corporation
Sep. 5, 2008 David K. Owens, Executive Vice President, Business Operations Group, Edison Electric Institute
Sep. 5, 2008 Michael P. DeGeorge, General Counsel, NAVA, Inc.
Sep. 5, 2008 Shirley Baum, Senior Attorney, Pinnacle West Capital Corporation
Sep. 5, 2008 Tony M. Edwards, Executive Vice President and General Counsel, National Association of Real Estate Investment Trusts
Sep. 5, 2008 Richard A. Lococo, Senior Vice President & Deputy General Counsel, Manulife Financial
Sep. 5, 2008 Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York, New York
Sep. 5, 2008 Jeffrey T. Brown, Senior Vice President, Charles Schwab Co., Inc., Washington, District of Columbia
Sep. 5, 2008 Dewey & Leboeuf LLP
Sep. 5, 2008 Michel Madelain, Chief Operating Officer, Moody’s Investors Service
Sep. 5, 2008 Jeremy Reifsnyder, President, TLD Partners LLC, Co-Chair, ASF Credit Rating Agency, Task Force and Richard Johns, Vice President, Capital One, Co-Chair, ASF Credit Rating Agency, Task Force
Sep. 5, 2008 John A. Courson, Chief Operating Officer, Mortgage Bankers Association
Sep. 5, 2008 Tom McNerney, Managing Director, Data and Analytics and Marcus Schuler, Managing Director, Regulatory Affairs, Markit
Sep. 4, 2008 Deborah A. Cunningham, Chief Investment Officer, Federated Investors and Boyce I. Greer, President; Fixed Income & Asset Allocation, Fidelity, Securities Industry and Financial Markets Association
Sep. 4, 2008 Davis Polk & Wardwell
Sep. 4, 2008 Thomas G. Berkemeyer, Associate General Counsel, American Electric Power Service Corporation
Sep. 4, 2008 Mayer Brown LLP
Sep. 3, 2008 Debevoise & Plimpton LLP
Sep. 2, 2008 Robert J. Ahrenholz, Esq., Partner, Kutak Rock LLP, Denver, Colorado
Aug. 28, 2008 Constance Curnow

 

http://www.sec.gov/comments/s7-18-08/s71808.shtml

Modified: 10/16/2014