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Comments on Security Ratings
[Release Nos. 33-9186, 34-63874; File No. S7-18-08]
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| Jul. 19, 2012 | Memorandum from the Office of Commissioner Luis A. Aguilar regarding a May 9, 2012, meeting with representatives of the National Association of Real Estate Investment Trusts |
| Jul. 7, 2011 | Memorandum from the Division of Investment Management regarding a July 6, 2011, meeting with representatives of Sutherland |
| May 23, 2011 | Memorandum from the Division of Corporation Finance regarding a May 23, 2011, meeting with representatives of the National Association of Real Estate Investment Trusts, Goodwin Procter, and Boston Properties |
| May 11, 2011 | Carl B. Wilkerson, Vice President & Chief Counsel, Securities & Litigation, American Council of Life Insurers |
| May 10, 2011 | Memorandum from the Office of Commissioner Aguilar regarding a March 31, 2011, teleconference with representatives of the Boeing Company and Boeing Capital Corporation |
| Apr. 29, 2011 | Memorandum from the Division of Corporation Finance regarding an April 29, 2011, meeting with representatives of the Boeing Company |
| Apr. 29, 2011 | Memorandum from the Office of Commissioner Paredes regarding an April 29, 2011, meeting with representatives of the Boeing Company |
| Apr. 5, 2011 | Robert L. Goocher, Treasurer and VP, Investor Relations, Vectren Corporation |
| Apr. 1, 2011 | Kenneth A. Bertsch, Society of Corporate Secretaries & Governance Professionals, New York, New York |
| Mar. 29, 2011 | Kenneth G. Frassetto, Director, Shareholder Services and Treasury Management, Madison Gas and Electric Company, Madison, Wisconsin |
| Mar. 29, 2011 | Debevoise & Plimpton LLP |
| Mar. 29, 2011 | Mark D. Waltermire, Chief Financial Officer, The Laclede Group, Inc. |
| Mar. 28, 2011 | John F. Woods, Vice Chairman and Chief Financial Officer, UnionBanCal |
| Mar. 28, 2011 | Edward H. Comer, Vice President and General Counsel, Edison Electric Institute, Washington, District of Columbia |
| Mar. 28, 2011 | Andrew J. Foley; Paul, Weiss, Rifkind, Wharton & Garrison LLP |
| Mar. 28, 2011 | Evan P. Siegert, Managing Director, Senior Counsel, American Securitization Forum |
| Mar. 28, 2011 | Gregory W. Smith, Chief Operating Officer and General Counsel, and Jennifer Paquette, Chief Investment Officer, Colorado Public Employees' Retirement Association |
| Mar. 28, 2011 | William K. Jenkins, Partner, Fraser Milner Casgrain LLP |
| Mar. 28, 2011 | Patrick B. Carey, Associate General Counsel and Assistant Corporate Secretary, DTE Energy Company, Detroit, Michigan |
| Mar. 28, 2011 | Elisabeth Eden, Assistant Treasurer, PNM Resources, Inc. |
| Mar. 28, 2011 | James T. Foran, Esquire, General Corporate Counsel, Public Service Enterprise Group Incorporated, Newark, New Jersey |
| Mar. 28, 2011 | Osler, Hoskin & Harcourt LLP |
| Mar. 28, 2011 | Elizabeth B. Higgins, Executive Vice President and Chief Financial Officer, Oglethorpe Power Corporation |
| Mar. 28, 2011 | James H. Gallegos, Vice President and General Counsel, Alliant Energy Corporation |
| Mar. 28, 2011 | Stephen E. Roth and Mary T. Payne, Sutherland Asbill & Brennan LLP |
| Mar. 28, 2011 | James C. Fleming, Executive Vice President & General Counsel, Wisconsin Energy Corporation |
| Mar. 28, 2011 | James P. Carney, Vice President and Assistant Treasurer, Dominion Resources, Inc. |
| Mar. 28, 2011 | McGuireWoods LLP |
| Mar. 28, 2011 | Davies Ward Philips & Vineberg LLP |
| Mar. 28, 2011 | Melissa K. Caen, Assistant Secretary, The Southern Company, Atlanta, Georgia |
| Mar. 28, 2011 | Richard M. Whiting, Executive Director and General Counsel, The Financial Services Roundtable, Washington, District of Columbia |
| Mar. 28, 2011 | Kirk J. Emge, Senior Vice President & General Counsel, Pepco Holdings, Inc. |
| Mar. 28, 2011 | George L. Yungmann, CPA, Senior Vice President, Financial Standards, National Association of Real Estate Investment Trusts |
| Mar. 28, 2011 | Deborah M. Alexander, Executive Vice-President, General Counsel and Secretary, The Bank of Nova Scotia, Toronto, Canada |
| Mar. 28, 2011 | Mark R. Cannon, Risk Management Officer & Treasurer, SCANA Corporation |
| Mar. 28, 2011 | Thomas G. Berkemeyer, Associate General Counsel , American Electric Power Company, Inc. |
| Mar. 28, 2011 | Bruce G. Wilson, Senior Vice President, Deputy General Counsel, and Corporate Secretary, Exelon Corporation |
| Mar. 28, 2011 | John A. Courson, President and Chief Executive Officer, Mortgage Bankers Association |
| Mar. 28, 2011 | Cleary Gottlieb Steen & Hamilton LLP |
| Mar. 28, 2011 | Michael L. Murray, Deputy General Counsel, American Gas Association |
| Mar. 25, 2011 | Michael J. Cave, President, Boeing Capital Corporation |
| Mar. 25, 2011 | Davis Polk & Wardwell LLP |
| Mar. 21, 2011 | Daniel T. Falstad, Associate General Counsel, Entergy Services, Inc., New Orleans, Louisiana |
| Mar. 18, 2011 | Sean Davy, Securities Industry and Financial Markets Association |
| Mar. 16, 2011 | Christopher M. Capone, Executive Vice President & Chief Financial Officer, CH Energy Group, Inc. |
| Mar. 6, 2011 | Luke Daisies |
| Mar. 2, 2011 | Dale C. Moore, Mosier, Oregon |
| Feb. 23, 2011 | John W. Chang |
| Feb. 14, 2011 | John Durbin, CPA, CFO of Paducah Bank, Paducah, Kentucky |
| Feb. 10, 2011 | Mark F. Ferraris, Managing Principal, Orchard Street Partners LLC, Manhasset, New York |
| Feb. 10, 2011 | Artemiy A. Berezikov, MDE, CEO Muros Ratings, Moscow, Russian Federation |
| Oct. 12, 2010 | Mark Zingale, Senior Vice President & Associate General Counsel, The Clearing House Association L.L.C. |
[Release Nos. 33-8940, 34-58071; File No. S7-18-08]
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| Jan. 21, 2011 | Sutherland Asbill & Brennan LLP |
| Jan. 12, 2011 | Richard S. Berg, CEO, Performance Trust Co., Chicago , Illinois |
| Jan. 5, 2011 | Memorandum from the Division of Investment Management
regarding December 21, 2010, and January 3, 2011 telephone conferences with representatives of Sutherland |
| Nov. 18, 2010 | Memorandum from the Division of Investment Management
regarding a November 12, 2010, telephone conference with representatives of Sutherland |
| Apr. 7, 2010 | Memorandum from the Office of Commissioner Aguilar regarding a March 25, 2010 Meeting with Representatives of Standard & Poor's |
| Mar. 26, 2010 | Memorandum from the Office of Commissioner Paredes regarding a March 25, 2010 meeting with representatives of Standard and Poor's |
| Jan. 22, 2010 | Memorandum from the Division of Corporation Finance
regarding a January 21, 2010, meeting with representatives of Sutherland Asbill & Brennan LLP |
| Dec. 10, 2009 | Peter Mixon, General Counsel, California Public Employees Retirement System |
| Dec. 8, 2009 | Michael W. Rico, Assistant Treasurer, PNM Resources, Inc. |
| Dec. 8, 2009 | Michael C. Connelly, Vice President and General Counsel, Xcel Energy Inc. |
| Dec. 8, 2009 | Michael W. Rico, Assistant Treasurer, PNM Resources, Inc. |
| Dec. 8, 2009 | Sutherland Asbill & Brennan LLP |
| Dec. 8, 2009 | Deven Sharma, President, Standard and Poor's |
| Dec. 8, 2009 | Sean C. Davy, Managing Director, Corporate Credit Markets
Division, Securities Industry and Financial Markets Association |
| Dec. 8, 2009 | Cadwalader, Wickersham & Taft LLP |
| Dec. 8, 2009 | Arnold & Porter LLP |
| Dec. 8, 2009 | Melissa K. Caen, Assistant Secretary, The Southern Company, Atlanta, Georgia |
| Dec. 8, 2009 | Suzanne C. Hutchinson, Executive Vice President, Mortgage Insurance Companies of America |
| Dec. 8, 2009 | Karrie McMillan, General Counsel, Investment Company Institute |
| Dec. 3, 2009 | Richard F. McMahon, Jr., Executive Director, Finance and Energy Supply, Edison Electric Institute |
| Nov. 13, 2009 | Mary Keogh, Managing Director, Regulatory Affairs, and Daniel Curry, President, DBRS, Inc. |
| Mar. 26, 2009 | Kurt N. Schacht, Managing Director, CFA Institute Centre for Financial Market Integrity and Linda L. Rittenhouse, Senior Policy Analyst, CFA Institute Centre for Financial Market Integrity |
| Oct. 10, 2008 | Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, ABA Section of Business Law |
| Sep. 24, 2008 | Walter E. Skowronski, President, Boeing Capital Corporation |
| Sep. 24, 2008 | Shearman & Sterling LLP |
| Sep. 12, 2008 | Keith F. Higgins, Chair, Committee on Federal Regulation of Securities, and Vicki O. Tucker, Chair, Committee on Securitization and Structured Finance, Business Law Section, American Bar Association |
| Sep. 10, 2008 | Vincent L. Ammann, Jr., Vice President and Chief Financial Officer, WGL Holdings, Inc. and Washington Gas Light Company |
| Sep. 10, 2008 | Dottie Cunningham, Chief Executive Officer, Commercial Mortgage Securities Association |
| Sep. 8, 2008 | Robert Dobilas, CEO and President, Realpoint LLC, Horsham, Pennsylvania |
| Sep. 8, 2008 | Robert Dobilas, CEO and President, Realpoint LLC, Horsham, Pennsylvania |
| Sep. 8, 2008 | Kent Wideman,
Group Managing Director, Policy & Rating Committee, DBRS and Mary Keogh, Managing Director, Policy & Regulatory Affairs, DBRS |
| Sep. 5, 2008 | Cleary Gottlieb Steen Hamilton LLP |
| Sep. 5, 2008 | Vickie A. Tillman,
Executive Vice President, Standard & Poor’s Ratings Services |
| Sep. 5, 2008 | James P. Carney, Vice President and Assistant Treasurer, Dominion Resources, Inc. |
| Sep. 5, 2008 | Joseph J. Novak,
General Counsel, Incapital, LLC |
| Sep. 5, 2008 | W. Paul Bowers,
Executive Vice President and Chief Financial Officer, Southern Company |
| Sep. 5, 2008 | Michael W. Rico, Assistant Treasurer, PNM Resources. Inc |
| Sep. 5, 2008 | Sutherland Asbill & Brennan LLP |
| Sep. 5, 2008 | James C. Fleming,
Executive Vice President & General Counsel, Wisconsin Energy Corporation |
| Sep. 5, 2008 | David K. Owens,
Executive Vice President, Business Operations Group, Edison Electric Institute |
| Sep. 5, 2008 | Michael P. DeGeorge, General Counsel, NAVA, Inc. |
| Sep. 5, 2008 | Shirley Baum,
Senior Attorney, Pinnacle West Capital Corporation |
| Sep. 5, 2008 | Tony M. Edwards,
Executive Vice President and General Counsel, National Association of Real Estate Investment Trusts |
| Sep. 5, 2008 | Richard A. Lococo,
Senior Vice President & Deputy General Counsel, Manulife Financial |
| Sep. 5, 2008 | Lawrence J. White, Professor of Economics, Stern School of Business, New York University, New York, New York |
| Sep. 5, 2008 | Jeffrey T. Brown, Senior Vice President, Charles Schwab Co., Inc., Washington, District of Columbia |
| Sep. 5, 2008 | Dewey & Leboeuf LLP |
| Sep. 5, 2008 | Michel Madelain, Chief Operating Officer, Moody’s Investors Service |
| Sep. 5, 2008 | Jeremy Reifsnyder, President, TLD Partners LLC, Co-Chair, ASF Credit Rating Agency, Task Force and Richard Johns, Vice President, Capital One, Co-Chair, ASF Credit Rating Agency, Task Force |
| Sep. 5, 2008 | John A. Courson, Chief Operating Officer, Mortgage Bankers Association |
| Sep. 5, 2008 | Tom McNerney, Managing Director, Data and Analytics and Marcus Schuler, Managing Director, Regulatory Affairs, Markit
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| Sep. 4, 2008 | Deborah A. Cunningham, Chief Investment Officer, Federated Investors and Boyce I. Greer, President; Fixed Income & Asset Allocation, Fidelity, Securities Industry and Financial Markets Association |
| Sep. 4, 2008 | Davis Polk & Wardwell |
| Sep. 4, 2008 | Thomas G. Berkemeyer, Associate General Counsel, American Electric Power Service Corporation |
| Sep. 4, 2008 | Mayer Brown LLP |
| Sep. 3, 2008 | Debevoise & Plimpton LLP |
| Sep. 2, 2008 | Robert J. Ahrenholz, Esq., Partner, Kutak Rock LLP, Denver, Colorado |
| Aug. 28, 2008 | Constance Curnow |
http://www.sec.gov/comments/s7-18-08/s71808.shtml
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