SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Proposed amendments to Rule 17Ad-17; Transfer agents', brokers', and dealers' obligation to search for lost securityholders; paying agents' obligation to search for missing securityholders

[Release No. 34-64099; File No. S7-11-11]

May 26, 2011 Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York
May 23, 2011 Phoebe A. Papageorgiou, Senior Counsel, American Bankers Association
May 17, 2011 Anthony Thalman, Managing Director, BNY Mellon Shareowner Services, Jersey City, New Jersey
May 9, 2011 Thomas F. Price, Managing Director, SIFMA, New York, New York
May 9, 2011 Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
May 9, 2011 Prescott Lovern, President, R & L Associates Law LLC
May 9, 2011 Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors
May 9, 2011 Laura A. Stevenson, Computershare Canada, Toronto, Canada
May 9, 2011 Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia
May 5, 2011 Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
May 2, 2011 Chris Barnard, Germany
Apr. 7, 2011 B.J. Luis
Apr. 6, 2011 Kara Follis, Kaysville, Utah
Mar. 25, 2011 Mary Pitman, Author, The Little Book of Missing Money

Modified: 07/06/2011