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Proposed amendments to Rule 17Ad-17; Transfer agents', brokers', and dealers' obligation to search for lost securityholders; paying agents' obligation to search for missing securityholders
[Release No. 34-64099; File No. S7-11-11]
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| May 26, 2011 | Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York |
| May 23, 2011 | Phoebe A. Papageorgiou, Senior Counsel, American Bankers Association |
| May 17, 2011 | Anthony Thalman, Managing Director, BNY Mellon Shareowner Services, Jersey City, New Jersey |
| May 9, 2011 | Thomas F. Price, Managing Director, SIFMA, New York, New York |
| May 9, 2011 | Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers |
| May 9, 2011 | Prescott Lovern, President, R & L Associates Law LLC |
| May 9, 2011 | Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors |
| May 9, 2011 | Laura A. Stevenson, Computershare Canada, Toronto, Canada |
| May 9, 2011 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia |
| May 5, 2011 | Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey |
| May 2, 2011 | Chris Barnard, Germany |
| Apr. 7, 2011 | B.J. Luis |
| Apr. 6, 2011 | Kara Follis, Kaysville, Utah |
| Mar. 25, 2011 | Mary Pitman, Author, The Little Book of Missing Money |
http://www.sec.gov/comments/s7-11-11/s71111.shtml
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