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Proposed amendments to Rule 17Ad-17; Transfer agents', brokers', and dealers' obligation to search for lost securityholders; paying agents' obligation to search for missing securityholders

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Date Sort descending	Letter Type	Commenter Name
May 26, 2011	Public Comment	Jeffrey W. Rubin, Chair, Federal Regulation of Securities Committee, Business Law Section, American Bar Association, New York, New York
May 23, 2011	Public Comment	Phoebe A. Papageorgiou, Senior Counsel, American Bankers Association
May 17, 2011	Public Comment	Anthony Thalman, Managing Director, BNY Mellon Shareowner Services, Jersey City, New Jersey
May 9, 2011	Public Comment	Laura A. Stevenson, Computershare Canada, Toronto, Canada
May 9, 2011	Public Comment	Prescott Lovern, President, R & L Associates Law LLC
May 9, 2011	Public Comment	Ronald C. Long, Director of Regulatory Affairs, Wells Fargo Advisors
May 9, 2011	Public Comment	Sutherland Asbill & Brennan LLP, on behalf of the Committee of Annuity Insurers
May 9, 2011	Public Comment	Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute, Washington, District of Columbia
May 9, 2011	Public Comment	Thomas F. Price, Managing Director, SIFMA, New York, New York
May 5, 2011	Public Comment	Charles V. Rossi, President, The Securities Transfer Association, Inc., Hazlet, New Jersey
May 2, 2011	Public Comment	Chris Barnard, Germany
April 7, 2011	Public Comment	B.J. Luis
April 6, 2011	Public Comment	Kara Follis, Kaysville, Utah
March 25, 2011	Public Comment	Mary Pitman, Author, The Little Book of Missing Money

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-11-11

Release Number

34-64099

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