Comments on Proposed Rule on Consolidated Audit Trail

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding an October 3, 2013 meeting with representatives of Tradeworx, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Michael S. Piwowar regarding a September 26, 2013, meeting with representatives of the National Stock Exchange, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a May 14, 2013, meeting with representatives of Direct Edge
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a May 7, 2013, meeting with representatives of the Security Traders Association (STA) and the Financial Information Forum (FIF)
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a February 1, 2012 meeting with representatives of Direct Edge
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a February 29, 2012 meeting with representatives of Security Traders Association and the Financial Information Forum
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding January 23, 2012 and February 29, 2012 telephone conferences with representatives of FINRA
Public Comment Dr. Gil Van Bokkelen Chairman & CEO, Athersys, Inc.
Public Comment Jennifer Setzenfand, Chairman, and James A. Toes, President and CEO, Security Traders Association, New York, New York
Public Comment Manisha Kimmel, Executive Director, Financial Information Forum
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 29, 2012, meeting with representatives of the Financial Information Forum
Public Comment John M. Damgard, President, Futures Industry Association, Washington, District of Columbia
Public Comment James T. McHale, Managing Director and Associate General Counsel, SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Aguilar regarding a February 1, 2012, meeting with representatives of Direct Edge
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a February 1, 2012, meeting with representatives of Direct Edge
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a January 20, 2012, meeting with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a January 12, 2012, meeting with representatives of the Chicago Board Options Exchange
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a telephone conference with a representative of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a November 7, 2011, telephone conference with a representative of FINRA
Public Comment Geraldine M. Lettieri, New York, New York
Public Comment Joan C. Conley, Senior Vice President, The NASDAQ OMX Group, Inc., Rockville, Maryland
Meeting with SEC Officials Memorandum from the Office of Commissioner Walter regarding a November 16, 2011, meeting and conference call with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Risk, Strategy and Financial Innovation regarding a November 1, 2011, meeting with representatives of the Securities Industry and Financial Markets Association and JP Morgan Chase & Co.
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a November 1, 2011, meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 20, 2011, telephone conference with representatives of FINRA
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding an August 1, 2011, meeting with representatives of FINRA
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a July 12, 2011, telephonic meeting with representatives of SIFMA
Meeting with SEC Officials Memorandum from the Office of Commissioner Paredes regarding a June 30, 2011, telephonic meeting with representatives of FINRA
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 3, 2011, meeting with representatives of FINRA
Public Comment Charles Schumer, United States Senator

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-11-10
Release Number
34-62174
How to submit comments