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Release Number	SEC Issue Date	File Number	Details
33-11295, 34-100647, IA-6644, IC-35290	Aug. 2, 2024	S7-2024-05	Financial Data Transparency Act Joint Data Standards *Comments Due:* October 21, 2024 View Received Comments See Also - Fact Sheet, Press Release Submit a Comment on S7-2024-05 Federal Register version
33-11295, 34-100647, IA-6644, IC-35290	Aug. 2, 2024	S7-2024-05	Financial Data Transparency Act Joint Data Standards *Comments Due:* October 21, 2024 View Received Comments See Also - Fact Sheet, Press Release Submit a Comment on S7-2024-05 Federal Register version
33-11295, 34-100647, IA-6644, IC-35290	Aug. 2, 2024	S7-2024-05	Financial Data Transparency Act Joint Data Standards *Comments Due:* October 21, 2024 View Received Comments See Also - Fact Sheet, Press Release Submit a Comment on S7-2024-05 Federal Register version
33-11295, 34-100647, IA-6644, IC-35290	Aug. 2, 2024	S7-2024-05	Financial Data Transparency Act Joint Data Standards *Comments Due:* October 21, 2024 View Received Comments See Also - Fact Sheet, Press Release Submit a Comment on S7-2024-05 Federal Register version
BSA-1	May 13, 2024	S7-2024-02	Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers *Comments Due:* July 22, 2024 View Received Comments See Also - Press Release, Fact Sheet Submit a Comment on S7-2024-02 Federal Register version
IC-35129	Feb. 14, 2024	S7-2024-01	Qualifying Venture Capital Funds Inflation Adjustment *Comments Due:* March 22, 2024 View Received Comments See Also - Press Release Federal Register version
34-98766	Oct. 18, 2023	S7-18-23	Volume-Based Exchange Transaction Pricing for NMS Stocks *Comments Due:* Comments should be received on or before January 5, 2024. View Received Comments See Also - Fact Sheet, Press Release Federal Register version (88 FR 76282)
33-11250 , 34-98624, IC-35028	Sept. 29, 2023	S7-16-23	Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities *Comments Due:* November 28, 2023 View Received Comments See Also - Fact Sheet, Investor Testing Report on Registered Index-Linked Annuities, Feedback Flyer, Press Release Federal Register version (88 FR 71088)
33-11250 , 34-98624, IC-35028	Sept. 29, 2023	S7-16-23	Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities *Comments Due:* November 28, 2023 View Received Comments See Also - Fact Sheet, Investor Testing Report on Registered Index-Linked Annuities, Feedback Flyer, Press Release Federal Register version (88 FR 71088)
33-11250 , 34-98624, IC-35028	Sept. 29, 2023	S7-16-23	Registration for Index-Linked Annuities; Amendments to Form N-4 for Index-Linked and Variable Annuities *Comments Due:* November 28, 2023 View Received Comments See Also - Fact Sheet, Investor Testing Report on Registered Index-Linked Annuities, Feedback Flyer, Press Release Federal Register version (88 FR 71088)
33-11232, 34-98368, 39-2551, IC-34996	Sept. 13, 2023	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - EDGAR Next, Press Release, 33-11232A Correction Federal Register version
33-11232, 34-98368, 39-2551, IC-34996	Sept. 13, 2023	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - EDGAR Next, Press Release, 33-11232A Correction Federal Register version
33-11232, 34-98368, 39-2551, IC-34996	Sept. 13, 2023	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - EDGAR Next, Press Release, 33-11232A Correction Federal Register version
33-11232, 34-98368, 39-2551, IC-34996	Sept. 13, 2023	S7-15-23	EDGAR Filer Access and Account Management View Received Comments See Also - EDGAR Next, Press Release, 33-11232A Correction Federal Register version
IA-6384	Aug. 23, 2023	S7-04-23	Safeguarding Advisory Client Assets; Reopening of Comment Period *Comments Due:* October 30, 2023 View Received Comments See Also - Fact Sheet Federal Register version
IA-6354	July 26, 2023	S7-13-23	Exemption for Certain Investment Advisers Operating Through the Internet View Received Comments See Also - Fact Sheet, Press Release 2023-141, IA-6354A Correction Federal Register version
34-97990	July 26, 2023	S7-12-23	Conflicts of Interest Associated with the Use of Predictive Data Analytics by Broker-Dealers and Investment Advisers *Comments Due:* October 10, 2023 View Received Comments See Also - Correction: 34-97990A , Fact Sheet, Press Release Federal Register version
34-97877	July 12, 2023	S7-11-23	Daily Computation of Customer and Broker-Dealer Reserve Requirements under the Broker-Dealer Customer Protection Rule View Received Comments See Also - Fact Sheet, Press Release 2023-130 Federal Register version (88 FR 45836)
34-97762	June 20, 2023	S7-32-10	Reopening of Comment Period for Position Reporting of Large Security-Based Swap Positions *Comments Due:* August 21, 2023 View Received Comments See Also - Press Release No. 2023-113, Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers, Proposed Rule, Memorandum from the Division of Economic and Risk Analysis Submit a Comment on S7-32-10 Federal Register version
34-97762	June 20, 2023	S7-32-10	Reopening of Comment Period for Position Reporting of Large Security-Based Swap Positions *Comments Due:* August 21, 2023 View Received Comments See Also - Press Release No. 2023-113, Prohibition Against Fraud, Manipulation, or Deception in Connection with Security-Based Swaps; Prohibition against Undue Influence over Chief Compliance Officers, Proposed Rule, Memorandum from the Division of Economic and Risk Analysis Federal Register version
34-97516	May 17, 2023	S7-10-23	Covered Clearing Agency Resilience and Recovery and Wind-Down Plans View Received Comments See Also - Press Release No. 2023-95, Fact Sheet: Covered Clearing Agency Resilience and Recovery and Wind-Down Plans Federal Register version (88 FR 34708)
33-11180	April 28, 2023	S7-06-22	Reopening of Comment Period for Modernization of Beneficial Ownership Reporting View Received Comments See Also - Memorandum from the Division of Economic and Risk Analysis, Press Release No. 2023-83, Fact Sheet Federal Register version (88 FR 28440)
34-97309	April 14, 2023	S7-02-22	Supplemental Information and Reopening of Comment Period for Amendments Regarding the Definition of “Exchange” View Received Comments Federal Register version
33-11176, 34-97182, IC-34864	March 22, 2023	S7-08-23	Electronic Submission of Certain Material Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report Other Rel. Nos.: 34-97182; IC-34864 *Comments Due:* 30 days after publication in the Federal Register or May 22, 2023, whichever is later View Received Comments See Also - Press Release No. 2023-58, Fact Sheet Federal Register version
33-11176, 34-97182, IC-34864	March 22, 2023	S7-08-23	Electronic Submission of Certain Material Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report Other Rel. Nos.: 34-97182; IC-34864 *Comments Due:* 30 days after publication in the Federal Register or May 22, 2023, whichever is later View Received Comments See Also - Press Release No. 2023-58, Fact Sheet Federal Register version
33-11176, 34-97182, IC-34864	March 22, 2023	S7-08-23	Electronic Submission of Certain Material Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report Other Rel. Nos.: 34-97182; IC-34864 *Comments Due:* 30 days after publication in the Federal Register or May 22, 2023, whichever is later View Received Comments See Also - Press Release No. 2023-58, Fact Sheet Federal Register version
34-97141, IA-6262, IC-34854	March 15, 2023	S7-05-23	Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - Press Release No. 2023-51, Fact Sheet Federal Register version (88 FR 20616)
34-97142	March 15, 2023	S7-06-23	Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - Press Release No. 2023-52, Fact Sheet Federal Register version
34-97143	March 15, 2023	S7-07-23	Regulation Systems Compliance and Integrity *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - Press Release No. 2023-53, Fact Sheet Federal Register version
34-97141, IA-6262, IC-34854	March 15, 2023	S7-05-23	Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - Press Release No. 2023-51, Fact Sheet Federal Register version (88 FR 20616)
34-97141, IA-6262, IC-34854	March 15, 2023	S7-05-23	Regulation S-P: Privacy of Consumer Financial Information and Safeguarding Customer Information *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - Press Release No. 2023-51, Fact Sheet Federal Register version (88 FR 20616)
33-11167	March 15, 2023	S7-04-22	Reopening of Comment Period for "Cybersecurity Risk Management for Investment Advisers, Registered Investment Companies, and Business Development Companies" *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - Press Release No. 2023-54, Fact Sheet
IA-6240	Feb. 15, 2023	S7-04-23	Safeguarding Advisory Client Assets *Comments Due:* May 8, 2023 View Received Comments See Also - Press Release No. 2023-30, Fact Sheet Federal Register version (88 FR 14672)
34-96906, PA-59	Feb. 14, 2023	S7-03-23	The Commission's Privacy Act Regulations *Comments Due:* Comments should be received 30 days after date of publication in the Federal Register or April 17, 2023 whichever is later View Received Comments See Also - Press Release No. 2023-28 Federal Register version (88 FR 10483)
34-96906, PA-59	Feb. 14, 2023	S7-03-23	The Commission's Privacy Act Regulations *Comments Due:* Comments should be received 30 days after date of publication in the Federal Register or April 17, 2023 whichever is later View Received Comments See Also - Press Release No. 2023-28 Federal Register version (88 FR 10483)
34-96768	Jan. 30, 2023	S7-02-23	Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission *Comments Due:* Comments should be received on or before March 31, 2023 View Received Comments See Also - Press Release No. 2023-19 Federal Register version (88 FR 7891)
33-11151	Jan. 25, 2023	S7-01-23	Prohibition Against Conflicts of Interest in Certain Securitizations *Comments Due:* March 27, 2023 View Received Comments See Also - Press Release No. 2023-17, Fact Sheet Federal Register version (88 FR 9678)
34-96493	Dec. 14, 2022	S7-29-22	Disclosure of Order Execution Information *Comments Due:* March 31, 2023, or 60 days after publication in the Federal Register, whichever is later View Received Comments See Also - Press Release No. 2022-223, Fact Sheet Federal Register version (88 FR 3786)
34-96494	Dec. 14, 2022	S7-30-22	Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders *Comments Due:* March 31, 2023, or 60 days after publication in the Federal Register, whichever is later View Received Comments See Also - Press Release No. 2022-224, Fact Sheet Federal Register version (87 FR 80266)
34-96495	Dec. 14, 2022	S7-31-22	Order Competition Rule *Comments Due:* March 31, 2023 View Received Comments See Also - Press Release No. 2022-225, Fact Sheet Federal Register version (88 FR 128)
34-96496	Dec. 14, 2022	S7-32-22	Regulation Best Execution *Comments Due:* March 31, 2023, or 60 days after publication in the Federal Register, whichever is later View Received Comments See Also - Press Release No. 2022-226, Fact Sheet Federal Register version (88 FR 5440)
34-96458, IC-34768	Dec. 7, 2022	S7-21-21	Reopening of Comment Period for Share Repurchase Disclosure Modernization *Comments Due:* January 11, 2023 View Received Comments See Also - Press Release No. 2022-216, Memorandum from the Division of Economic and Risk Analysis Federal Register version (87 FR 75975)
34-96458, IC-34768	Dec. 7, 2022	S7-21-21	Reopening of Comment Period for Share Repurchase Disclosure Modernization *Comments Due:* January 11, 2023 View Received Comments See Also - Press Release No. 2022-216, Memorandum from the Division of Economic and Risk Analysis Federal Register version (87 FR 75975)
33-11130	Nov. 2, 2022	S7-26-22	Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting *Comments Due:* February 14, 2023 View Received Comments See Also - Press Release No. 2022-199, Fact Sheet Federal Register version (87 FR 77172)
IA-6176	Oct. 26, 2022	S7-25-22	Outsourcing by Investment Advisers *Comments Due:* December 27, 2022 View Received Comments See Also - Press Release No. 2022-194, Fact Sheet Federal Register version (87 FR 68816)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Submit a Comment on S7-18-22 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Submit a Comment on S7-18-22 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Submit a Comment on S7-18-22 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Submit a Comment on S7-18-22 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-17-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-17-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-17-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-17-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-16-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-16-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-16-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-16-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-13-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-13-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-13-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-13-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-10-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-10-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-10-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-10-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-09-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-09-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-09-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-09-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-08-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-08-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-08-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-08-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-03-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-03-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-03-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-03-22	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-22-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-22-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-22-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-22-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-21-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-21-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-21-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-21-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-18-21	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-32-10	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-32-10	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-32-10	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
33-11117, 34-96005, IA-6162, IC-34724	Oct. 7, 2022	S7-32-10	Resubmission of Comments and Reopening of Comment Periods for Several Rulemaking Releases Due to a Technological Error in Receiving Certain Comments *Comments Due:* November 1, 2022 View Received Comments See Also - Press Release No. 2022-186 Federal Register version (87 FR 63016)
34-95763	Sept. 14, 2022	S7-23-22	Standards for Covered Clearing Agencies for U.S. Treasury Securities and Application of the Broker-Dealer Customer Protection Rule With Respect to U.S. Treasury Securities *Comments Due:* 60 days after publication in the Federal Register View Received Comments See Also - Press Release No. 2022-162, Fact Sheet Federal Register version (87 FR 64610)
IA-6083	Aug. 10, 2022	S7-22-22	Form PF; Reporting Requirements for All Filers and Large Hedge Fund Advisers *Comments Due:* October 11, 2022 View Received Comments See Also - Press Release No. 2022-141, Fact Sheet Federal Register version (87 FR 54641)
34-95431	Aug. 8, 2022	S7-21-22	Clearing Agency Governance and Conflicts of Interest *Comments Due:* October 7, 2022 View Received Comments See Also - Press Release No. 2022-138, Fact Sheet Federal Register version (87 FR 51812)
34-95388	July 29, 2022	S7-05-15	Exemption for Certain Exchange Members *Comments Due:* September 27, 2022 View Received Comments See Also - Press Release No. 2022-133, Fact Sheet Federal Register version (87 FR 49930)
34-95267, IC-34647	July 13, 2022	S7-20-22	Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals Under Exchange Act Rule 14a-8 *Comments Due:* September 12, 2022 View Received Comments See Also - Press Release No. 2022-121, Fact Sheet Federal Register version (87 FR 45052)
34-95267, IC-34647	July 13, 2022	S7-20-22	Substantial Implementation, Duplication, and Resubmission of Shareholder Proposals Under Exchange Act Rule 14a-8 *Comments Due:* September 12, 2022 View Received Comments See Also - Press Release No. 2022-121, Fact Sheet Federal Register version (87 FR 45052)
33-11071, 34-95057, IC-34610	June 8, 2022	S7-12-15	Reopening of Comment Period for Listing Standards for Recovery of Erroneously Awarded Compensation *Comments Due:* July 14, 2022 View Received Comments See Also - Press Release No. 2022-103, Memorandum from the Division of Economic and Risk Analysis, Fact Sheet, Proposed Rule Rel. No. 33-9861 Federal Register version (87 FR 35938)