Comments have been received from individuals and entities using the following Letter Type
A: 8
|
| |
|
(Click here for meetings with SEC officials)
|
| Aug. 17, 2023 | Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute |
| Aug. 8, 2023 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jul. 31, 2023 | Eric J. Pan, President &CEO, and Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
| May. 22, 2023 | Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
Apr. 20, 2023 | Adriana Z. Robertson, Donald N. Pritzker Professor of Business Law, The Law School, The University of Chicago |
| Feb. 27, 2023 | Alreisbrah, Enagic Affiliate |
| Dec. 19, 2022 | Jessica Huang, Head of Sustainable Product Innovation, Nick Mizaur, Global Public Policy Group, and Aaron D. Wasserman, Deputy Chief Compliance Officer (U.S.), BlackRock, Inc. |
| Dec. 6, 2022 | Investment Company Institute |
| Dec. 2, 2022 | Steven Rothstein, Managing Director
Ceres Accelerator for Sustainable Capital Markets |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Nov. 1, 2022 | Benjamin Zycher, Senior Fellow, American Enterprise Institute |
| Nov. 1, 2022 | Laura Peterson, Corporate Analyst &Advocate, Union of Concerned Scientists |
| Oct. 30, 2022 | crypto lucy |
| Oct. 30, 2022 | Joe Hernandez |
| Oct. 26, 2022 | Robert H. Sitkoff |
| Oct. 26, 2022 | Taj Reilly |
| Oct. 24, 2022 | Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia |
| Oct. 19, 2022 | Lucas Schwarz |
| Oct. 18, 2022 | Alex Hanson-Michelson |
| Oct. 14, 2022 | Evergreen Action and Americans for Financial Reform |
| Oct. 13, 2022 | Andres Loubriel |
| Oct. 12, 2022 | Mauricio Gonzalez |
| Oct. 5, 2022 | Anthony Collichio |
| Sep. 27, 2022 | Sienna Kimble |
| Sep. 7, 2022 | Chris Wheeler |
| Aug. 30, 2022 | Douglas K. Chia, President, Soundboard Governance LLC |
| Aug. 30, 2022 | Simpson Thacher and Bartlett LLP |
| Aug. 29, 2022 | Sarah Adams, Chief Sustainability Officer, Vert Asset Management |
| Aug. 22, 2022 | Paul P. Andrews, Managing Director, Research, Advocacy and Standards, CFA Institute |
| Aug. 18, 2022 | Stephanie Greene |
| Aug. 17, 2022 | Matt Grinnell, Linedata |
| Aug. 16, 2022 | The Committee of Annuity Insurers |
| Aug. 16, 2022 | Mirova US |
| Aug. 16, 2022 | Christopher A. Iacovella |
| Aug. 16, 2022 | Stephen W. Hall, Legal Director and Securities Specialist and Scott Farnin, Legal Counsel, Better Markets |
| Aug. 16, 2022 | Joseph F. Keefe, President, Impax Asset Management and Julie Fox Gorte, SVP for Sustainable Investing, Impax Asset Management |
| Aug. 16, 2022 | Action Center on Race and the Economy |
| Aug. 16, 2022 | U.S. Public Interest Research Group and 7,903 supporters |
| Aug. 16, 2022 | The Shareholder Commons |
| Aug. 16, 2022 | David P. Tenny, President and CEO, National Alliance of Forest Owners |
| Aug. 16, 2022 | Micheal S. Spangler, President and Chief Executive Officer, Nationwide Funds Group |
| Aug. 16, 2022 | Donald H. Rolfe, Senior Vice President and Senior Counsel, Capital Research and Management Company and Tim Moon, Counsel, Capital Research and Management Company |
| Aug. 16, 2022 | Dylan Bruce, Financial Services Counsel, Consumer Federation of America |
| Aug. 16, 2022 | Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management &Research Company LLC |
| Aug. 16, 2022 | Jeffrey Kupor, Head of Legal, Americas, Invesco Ltd. |
| Aug. 16, 2022 | Jeffrey S. Davis, Senior Vice President, Senior Deputy General Counsel, Nasdaq, Inc. |
| Aug. 16, 2022 | Stephen E. Roth, Esq., Partner, Eversheds Sutherland LLP and Ronald Coenen Jr., Esq., Partner, Eversheds Sutherland LLP |
| Aug. 16, 2022 | Emily C. Micale, Director, Federal Regulatory Affairs, Insured Retirement Institute |
| Aug. 16, 2022 | Heidi Hardin, Executive Vice President and General Counsel, Massachusetts Financial Services Company |
| Aug. 16, 2022 | Lisa Woll, CEO, US SIF: The Forum for Sustainable and Responsible Investment |
| Aug. 16, 2022 | David B. Smith, Jr., Executive Vice President &General Counsel, Mutual Fund Directors Forum |
| Aug. 16, 2022 | Kim Shafer, Senior Policy Advisor and Marieke Spence, Executive Director, Impact Capital Managers, Inc. |
| Aug. 16, 2022 | Dechert LLP |
| Aug. 16, 2022 | Calvert Research and Management |
| Aug. 16, 2022 | 198 Methods et al. |
| Aug. 16, 2022 | Lindsey Weber Keljo, Esq. Head – Asset Management Group, Securities Industry and Financial Markets Association |
| Aug. 16, 2022 | Ben Cushing, Sierra Club Campaign Manager, Fossil-Free Finance;
Jessye Waxman, Sierra Club Senior Campaign Representative, Fossil-Free Finance; and John Kostyack, Sierra Club Consultant |
| Aug. 16, 2022 | Center for American Progress |
| Aug. 16, 2022 | Americans for Financial Reform and Public Citizen |
| Aug. 16, 2022 | Ceres |
| Aug. 16, 2022 | Jack Lienke and Bridget Pals, Institute for Policy Integrity, NYU School of Law |
| Aug. 16, 2022 | Ivan Frishberg, Chief Sustainability Officer, and Cynthia Dalagelis, Senior Vice President, ESG Investing - Amalgamated Financial Corp. |
| Aug. 16, 2022 | David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation |
| Aug. 16, 2022 | Rachel Paulose, General Counsel, Strive Asset Management, LLC |
| Aug. 16, 2022 | Melanie Senter Lubin, NASAA President and Maryland Securities Commissioner |
| Aug. 16, 2022 | Betterment |
| Aug. 16, 2022 | T. Rowe Price |
| Aug. 16, 2022 | New Forests |
| Aug. 16, 2022 | Environmental Defense Fund |
| Aug. 16, 2022 | Corey Shapiro |
| Aug. 16, 2022 | Seward &Kissel LLP |
| Aug. 16, 2022 | Putnam Investments |
| Aug. 16, 2022 | Soundboard Governance LLC |
| Aug. 16, 2022 | XBRL US |
| Aug. 16, 2022 | Sean O’Malley of State Street Global Advisors |
| Aug. 16, 2022 | Investment Company Institute |
| Aug. 16, 2022 | TIAA |
| Aug. 16, 2022 | Principles for Responsible Investment |
| Aug. 16, 2022 | Independent Directors Council |
| Aug. 16, 2022 | Calamos Investments LLC |
| Aug. 16, 2022 | Wellington Management Company LLP |
| Aug. 16, 2022 | LTSE Services, Inc. |
| Aug. 16, 2022 | WisdomTree Asset Management, Inc. |
| Aug. 16, 2022 | Federated Hermes, Inc. |
| Aug. 16, 2022 | Nationwide Funds Group |
| Aug. 16, 2022 | U.S. Impact Investing Alliance |
| Aug. 16, 2022 | Ian Simmons and Liesel Pritzker Simmons, Co-Principals and Co-Founders of Blue Haven Initiative |
| Aug. 16, 2022 | Lisa Renstrom, Director Bonwood Social Investment |
| Aug. 16, 2022 | JP Morgan Asset Management |
| Aug. 16, 2022 | Dimensional Fund Advisors |
| Aug. 16, 2022 | Global Legal Entity Identifier Foundation |
| Aug. 16, 2022 | Julia Hammid |
| Aug. 16, 2022 | Institutional Shareholder Services Inc. |
| Aug. 16, 2022 | Stradley Ronon |
| Aug. 16, 2022 | Minerva |
| Aug. 16, 2022 | Cindy Bohlen, CFA, Chief Mindfulness Officer, Greg Wait, CEBS, Partner, and Adam Peck, CFA, Founder, Chief Investment Officer, Riverwater Partners, LLC |
| Aug. 15, 2022 | Evergreen Action |
| Aug. 15, 2022 | Competitive Enterprise Institute |
| Aug. 15, 2022 | Michael Edmiston, President, PIABA |
| Aug. 15, 2022 | Americans for Financial Reform Education Fund |
| Aug. 15, 2022 | Americans for Financial Reform Education Fund and 96 undersigned organizations |
| Aug. 15, 2022 | Deed, (Go Deed, Inc.) |
| Aug. 15, 2022 | Robert Rutkowski |
| Aug. 15, 2022 | Jack Kuehn |
| Aug. 15, 2022 | Kerry Fletcher-Garbisch |
| Aug. 15, 2022 | Andrew Behar, CEO, As You Sow |
| Aug. 15, 2022 | Judith Feinberg, MD, Professor of Behavioral Medicine and Psychiatry, West Virginia University School of Medicine |
| Aug. 15, 2022 | Stephanie Cohn Rupp, CEO, Veris Wealth Partners |
| Aug. 15, 2022 | Rachel Curley, Democracy Advocate, Public Citizen’s Congress Watch Division |
| Aug. 15, 2022 | C198 Methods et al. |
| Aug. 15, 2022 | Barbara Lowe, San Francisco |
| Aug. 15, 2022 | Steve Wardwood |
| Aug. 15, 2022 | Dorrit Lowsen, Co-CEO, Change Finance, PBC |
| Aug. 15, 2022 | Jim Metzinger |
| Aug. 15, 2022 | Rodney Smith |
| Aug. 15, 2022 | Peter Vandermark |
| Aug. 15, 2022 | Jed Sturman, Founder, Building A Sustainable Investment Community |
| Aug. 15, 2022 | John Rosenmiller |
| Aug. 15, 2022 | Delbert L. Coonce Jr. |
| Aug. 15, 2022 | Chad Horning, Chief Investment Officer, Everence Capital Management |
| Aug. 13, 2022 | James Kerler |
| Aug. 12, 2022 | Jennifer J. Schulp, Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives, Cato Institutep |
| Aug. 12, 2022 | Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Jul. 24, 2022 | Jake Freeman, Freeman Capital Management |
| Jun. 15, 2022 | Nate Regan |
| Jun. 10, 2022 | Sean Kelly |
| Jun. 8, 2022 | Nate Regan |
| Jun. 8, 2022 | Chris Barnard |
| Jun. 2, 2022 | Billy Dogwhistle |
| Jun. 1, 2022 | Curtis Robinson |
| Jun. 1, 2022 | The Delois Albert Brassell Estate and the Robert James Brassell Estate |
| May 26, 2022 | Brookes Ross |
| May 26, 2022 | Pamela Arena, Professional private investor |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Aug. 7, 2023 | Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners |
| Jun. 30, 2023 | Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with representatives of Better Markets, Inc.
|
| Jun. 15, 2023 | Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a June 13, 2023 meeting with representatives of US IF: The Sustainable Investment Forum |
| May. 22, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| May 2, 2023 | Memorandum from the Division of Investment Management regarding an April 18, 2023 teleconference with students and faculty from the Georgia State University College of Law |
| May 2, 2023 | Memorandum from the Division of Investment Management regarding a May 2, 2023 teleconference with representatives of BlackRock |
| Apr. 6, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a April 4, 2023 meeting with representatives of Ceres Accelerator for Sustainable Capital Markets |
| Mar. 17 2023 | Memorandum from the Office of the Chair regarding a March 17, 2023 meeting with representatives of the Investment Company Institute |
| Mar. 14, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 14, 2023 meeting with members of the ICI Executive Committee and ICI staff representatives |
| Mar. 2, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2023 meeting with representatives of the Aegon Group |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
| Feb. 14, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 14, 2023 meeting with representatives of the Investment Association |
| Feb. 7, 2023 | Memorandum from the Division of Investment Management regarding a February 7, 2023 teleconference with representatives of BlackRock, Inc. |
| Jan. 6, 2023 | Memorandum from the Division of Investment Management regarding a January 6, 2023 videoconference with representatives of T. Rowe Price |
| Dec. 27, 2022 | Memorandum from the Division of Investment Management regarding a November 30, 2022 meeting with representatives of Ceres |
| Dec. 22, 2022 | Memorandum from the Office of the Chair regarding a December 22, 2022 virtual meeting with representatives of the Advocates
|
| Dec. 20, 2022 | Memorandum from the Division of Investment Management regarding a December 16, 2022 teleconference with representatives of the Forum for Sustainable and Responsible Investment |
| Dec. 15, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 15, 2022 meeting with representatives of the Investment Company Institute |
| Dec 6. 22, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022 meeting with the U.S. Impact Investing Alliance |
| Dec. 6, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022
meeting with representatives of the U.S. Impact Investing Alliance |
| Dec. 5, 2022 | Memorandum from the Division of Investment Management regarding a November 29, 2022 teleconference with representatives of the Investment Company Institute |
| Nov. 30, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 25, 2022 meeting with representatives of Principles for Responsible Investment |
| Nov. 30, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 11, 2022 meeting with representatives of BP |
| Nov. 30, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 6, 2022 meeting with representatives of US SIF |
| Nov. 19, 2022 | Memorandum from the Division of Investment Management regarding a November 18, 2022 teleconference with representatives of UN Principles for Responsible Investment |
| Nov. 9, 2022 | Memorandum from the Office of the Chair regarding an October 20, 2022 meeting with the Investment Company Institute |
| Nov. 2, 2022 | Memorandum from the Division of Investment Management regarding an October 20, 2022 virtual meeting with representatives of Federated Hermes, Inc. |
| Nov. 1, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 1, 2022 meeting with Ceres Accelerator for Sustainable Capital Markets |
| Nov. 1, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 1, 2022
meeting with representatives of the Ceres Accelerator for Sustainable Capital Markets |
| Oct. 20, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 20, 2022 meeting with representatives of Federated Hermes, Inc. |
| Oct. 18, 2022 | Memorandum from the Division of Investment Management regarding an October 18, 2022 teleconference with representatives of the Americans for Financial Reform Education Fund, Center for American Progress, Ceres, Sierra Club, Public Citizen, Environmental Defense Fund, US Impact Investing Alliance, and UN Principles for Responsible Investment |
| Sep. 27, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 27, 2022 meeting with representatives of Strive |
| Sep. 27, 2022 | Memorandum from the Division of Investment Management regarding a September 27, 2022 meeting with representatives of T. Rowe Price |
| Sep. 13, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 13, 2022 meeting with representatives of CompliGlobe Ltd., et al. |
| Sep. 12, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 6, 2022 meeting with representatives of the Investment Company Institute |
| Sep. 6, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 6, 2022 meeting with representatives of the Investment Company Institute |
| Aug. 15, 2022 | Memorandum from the Division of Investment Management regarding an August 10, 2022 teleconference with representatives from the Amalgamated Bank, Americans for Financial Reform, Center for American Progress, Ceres, Partnership for Carbon Accounting Financials, Public Citizen, and Sierra Club |
| Aug. 10, 2022 | Memorandum from the Division of Investment Management regarding an August 9, 2022 teleconference with representatives from the Asset Management Group of the Securities Industry and Financial Markets Association |
| Aug. 9, 2022 | Memorandum from the Division of Investment Management regarding a July 21, 2022 teleconference with representatives of the Committee of Annuity Insurers |
| Aug. 3, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 3, 2022 meeting with representatives of the CFA Institute |
| Jul. 19, 2022 | Memorandum from the Office of the Chair regarding a July 19, 2022 meeting with representatives of the Investment Company Institute |
