Comments on Electronic Submission of Certain Materials Under the Securities Exchange Act of 1934; Amendments Regarding the FOCUS Report

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 6

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Date Received
Date Letter Type Commenter Name
Public Comment Justine Tobin, Executive Representative and Founder, Tobin & Company Securities LLC
Public Comment Kyle Brandon, Managing Director, Head of Derivatives Policy, SIFMA
Public Comment Kyle Brandon, Managing Director, Head of Derivatives Policy, Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a August 17, 2023 meeting with representatives of Financial Industry Regulatory Authority ("FINRA")
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 27, 2023 meeting with representatives of the Securities Industry and Financial Markets Association ("SIFMA")
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a September 8, 2023 meeting with representatives of the Securities Industry and Financial Markets Association ("SIFMA")
Public Comment Megan Malone Cohen, General Counsel and Corporate Secretary, The Options Clearing Corporation
Public Comment Michael Wichkoski
Public Comment Campbell Pryde, President and CEO, XBRL US
Public Comment Greg Medcraft, Former Chairman of Australian Securities and Investments Commission
Public Comment Howard Spindel, Senior Managing Director, Integrated Solutions
Public Comment Kyle Brandon, Managing Director, Head of Derivatives Policy, Securities Industry and Financial Markets Association
Public Comment Megan Malone Cohen, General Counsel and Corporate Secretary, Options Clearing Corporation
Public Comment Stephan Wolf, CEO GLEIF
Public Comment William Michael Cunningham, Creative Investment Research
Public Comment Anonymous
Public Comment Nicolas Umbs
Public Comment Paul Pathiakis
Public Comment Anonymous
Public Comment Ben Passlow
Public Comment Daniel Kulodzik
Public Comment Donald Thibeault
Public Comment John Sage, Retired, Household Investor
Public Comment Kevin Till
Public Comment Anonymous
Public Comment Brad Burns
Public Comment Cory Nordschow
Public Comment Deok Park, University of Superstonk
Public Comment Lars Wohlfahrt
Public Comment Mack M.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-08-23
Release Number
33-11176
34-97182
IC-34864
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