Comments on Request for Comment on Certain Information Providers Acting as Investment Advisers

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Date Received
Date Letter Type Commenter Name
Public Comment Glen Davis, Deputy Director, Council of Institutional Investors
Public Comment Josh Gottheimer and Bill Huizenga, Members of Congress
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a May 19, 2023 conference on Emerging Trends in Asset Management
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a May 22, 2023 meeting with representatives of State Street Global Advisors
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an April 5, 2023 meeting with representatives of the Index Industry Association
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a March 7, 2023 meeting with representatives of Morningstar, Inc.
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a March 1, 2023 meeting with BlackRock
Meeting with SEC Officials Memorandum from the Division of Investment Mangement regarding a March 1, 2023 meeting with representatives of S&P Dow Jones Indices LLC
Public Comment Alreisbrah, Enagic Affiliate
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a February 8, 2023 meeting with representatives of the Index Industry Association
Public Comment Ilya Podolyako
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a January 9, 2023 meeting with representatives of S&P Global
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 10, 2023 meeting with representatives from MSCI Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 5, 2023 meeting with representatives of S&P Global
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a December 15, 2022 meeting with representatives of MSCI Inc.
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 15, 2022 meeting with representatives of the American Institute of CPAs
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 2, 2022 meeting with representatives of the Index Industry Association
Public Comment Mike R. Pitman
Public Comment Joe Hernandez
Public Comment Jordan Liske
Public Comment Taj Reilly
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 25, 2022 meeting with representatives of MSCI
Public Comment Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia
Public Comment Alex Hanson-Michelson
Public Comment David Jaggard
Public Comment Matthew, Colachino
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an October 13, 2022 meeting with representatives of S&P Global
Public Comment Mauricio Gonzalez
Public Comment Ian Blance, Director, Bond Pricing Institute, Bond Dealers of America
Public Comment Bloomberg L.P.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-22
Release Number
IA-6050
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