Regulation NMS: Minimum Pricing Increments, Access Fees, and Transparency of Better Priced Orders

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
(S7-30-22 form letter F; S7-32-22 form letter D): 1,703
A: 22
B: 26
C: 5
D: 256
E: 14
H: 854
I: 22
J: 15
K: 22
L: 4

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 11, 2024 meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 28, 2024 meeting with representatives of SIFMA
Public Comment J.W. Verret, Associate Professor, George Mason Law School
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 20, 2024 meeting with Investor Advocates
Public Comment Ellen Greene, Managing Director, Equity and Options Market Structure, SIFMA
Public Comment Ellen Greene, Managing Director, Equity and Options Market Structure, Joseph Corcoran, Managing Director and Associate General Counsel, SIFMA, and William C. Thum, Managing Director and Associate General Counsel, SIFMA AMG
Public Comment Dane Dixon, Associate General Counsel, Nasdaq, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 5, 2024 meeting with representatives of New York Stock Exchange
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 25, 2024 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 25, 2024 meeting with representatives of Citadel
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 25, 2024 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 25, 2024, meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 25, 2024, meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 25, 2024 meeting with Citadel
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 24, 2024, meeting with representatives of the NYSE
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 23, 2024 meeting with BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 23, 2024 meeting with representatives of NYSE Group, Inc. (NYSE)
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 17, 2024 meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 10, 2024 meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 9, 2024 meeting with Virtu
Public Comment U.S. House of Representatives Michael V. Lawler
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 1, 2024 meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a June 25, 2024 meeting with Nasdaq
Public Comment Dan Meuser, Member of Congress; Ann Wagner, Chairman, Subcommittee on Capital Markets; Frank Lucas, Member of Congress; Pete Sessions, Member of Congress; Bill Huizenga, Member of Congress; Franch Hill, Member of Congress; Andrew R. Garbarino, Member of Congress; Young Kim, Member of Congress; Byron Donalds, Member of Congress; Michael V. Lawler, Member of Congress; Zach Nunn, Member of Congress
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 27, 2024 meeting with NYSE
Public Comment U.S. House of Representatives French Hill, Zach Nunn, Pete Sessions, Frank D. Lucas, Tom Emmer, Erin Houchin, Michael V. Lawler, Andrew R. Garbarino, Ann Wagner, Bryan Steil, Bill Huizenga, and Dan Meuser
Public Comment Tom Merritt, Deputy General Counsel, Virtu Financial, Inc.
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 18, 2024 meeting with Charles Schwab
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a May 10, 2024 meeting with New York Stock Exchange (NYSE)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an April 9, 2024 meeting with New York Stock Exchange (NYSE)

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-30-22
Release Number
34-96494
Related Materials
How to submit comments