Comments on Cybersecurity Risk Management Rule for Broker-Dealers, Clearing Agencies, Major Security-Based Swap Participants, the Municipal Securities Rulemaking Board, National Securities Associations, National Securities Exchanges, Security-Based Swap Data Repositories, Security-Based Swap Dealers, and Transfer Agents

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Date Received
Date Letter Type Commenter Name
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Public Comment Abdulhamid Ahmed
Public Comment Klei Dunn
Public Comment Pohyal Stori, CEO, Stori GmbH
Public Comment Eric J. Pan, President & CEO, and Susan Olson, General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 26, 2023 conference call with representatives of CCP12
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 14, 2023 meeting with representatives of DTCC
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 14, 2023 meeting with representatives of the DTCC
Public Comment Susan M. Olson, General Counsel, Investment Company Institute
Meeting with SEC Officials Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a May 30, 2023 meeting with representatives of the Securities Transfer Association ("STA")
Public Comment Brandon Becker, CAT NMS Plan Operating Committee Chair
Public Comment Nashira Spencer, Managing Director and Chief Security Officer, The Depository Trust & Clearing Corporation
Public Comment Alex Sharpe, Sharpe Management Consulting LLC
Public Comment Alexander Itkin, Chief Technology Officer, Optiver US LLC
Public Comment Ann Bowering, CEO US Issuer Services, Computershare
Public Comment Behnaz Kibria
Public Comment Bella Rozenberg, Head of Regulatory and Legal Practice Group ISDA
Public Comment CCP12 Members
Public Comment Chris Frascella, Law Fellow, Electronic Privacy Information Center and Alan Butler, Executive Director, Electronic Privacy Information Center
Public Comment Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Public Comment Denyette DePierro, US Financial Services Lead, AWS Public Policy
Public Comment Denyette DePierro, US Financial Services Lead, AWS Public Policy
Public Comment Denyette DePierro, US Financial Services Lead, AWS Public Policy
Public Comment Eversheds Sutherland LLP
Public Comment Hope M. Jarkowski, General Counsel, NYSE Group, Inc.
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Jonathan Marcus, Senior Managing Director and General Counsel, CME Group Inc.

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-06-23
Release Number
34-97142
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