Comments on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a January 23, 2025 meeting with Investment Company Institute
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a November 4, 2024 meeting with the American Investment Council
Public Comment Joshua Briscoe
Public Comment Andrew Park, Americans for Financial Reform Education Fund
Public Comment Anonymous
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Public Comment Bernard V. Canepa, Managing Director and Associate General Counsel, SIFMA, and Kevin Ehrlich Managing Director and Associate General Counsel, SIFMA AMG
Public Comment Claire McHenry, NASAA President and Deputy Director, Nebraska Bureau of Securities
Public Comment Emily Micale, Director, Federal Regulatory Affairs, Insured Retirement Institute, Inc.
Public Comment Gail C. Bernstein, General Counsel, and William A. Nelson, Associate General Counsel, Investment Adviser Association
Public Comment Ian Gary, Executive Director, Zorka Milin, Policy Director, and Erica Hanichak, Government Affairs Director, Financial Accountability and Corporate Transparency (FACT) Coalition
Public Comment Jade Miller, President, Alternative &Direct lnvestment Securities Association
Public Comment Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, MFA
Public Comment Kelly O'Donnell, Director, Operations and Transfer Agency, Investment Company Institute
Public Comment Major L. Clark, III, Deputy Chief Counsel, and Graham Owens, Assistant Chief Counsel, Office of Advocacy, U.S. Small Business Administration
Public Comment Rebekah Goshorn Jurata, General Counsel, American Investment Council
Public Comment Richard Trabosh, Student, Hofstra University School of Law, Class of 2026
Public Comment Michael McMaster, Senior Director, Chief Compliance Officer, ICE Data Pricing & Reference Data, LLC
Public Comment Iris
Public Comment Rivashnee Singh, Senior Supervisory Financial Planner & Tax Specialist
Public Comment Richart Ruddie, Compliance Software and Services
Public Comment Jim Mead
Public Comment Brooke Salvini, CPA, PFS, CFP, Chair, Association of International CPAs
Public Comment Matt Everson, Chief Commercial Officer, Global Sales, illuminote
Public Comment Will Bach, Certified Financial Planner, Enrolled Agent, Investment Advisor Representative
Public Comment Jonathan Bird, CEO, Farnam Financial
Public Comment Dr. David E McClean, Principal, DMA Consulting Group
Public Comment Lisa Fields
Public Comment Georgia Bruggeman, CFP

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-2024-02
Release Number
BSA-1
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