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Click here for meetings with SEC officials)
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| Aug. 20, 2024 | Joshua Briscoe |
| Jul. 22, 2024 | Kelly O’Donnell, Director, Operations and Transfer Agency, Investment Company Institute |
| Jul. 22, 2024 | Emily Micale, Director, Federal Regulatory Affairs, Insured Retirement Institute, Inc. |
| Jul. 22, 2024 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jul. 22, 2024 | Bernard V. Canepa, Managing Director and Associate General Counsel, SIFMA, and Kevin Ehrlich Managing Director and Associate General Counsel, SIFMA AMG |
| Jul. 22, 2024 | Ian Gary, Executive Director, Zorka Milin, Policy Director, and Erica Hanichak, Government Affairs Director, Financial Accountability and Corporate Transparency
(FACT) Coalition |
| Jul. 22, 2024 | Major L. Clark, III, Deputy Chief Counsel, and Graham Owens, Assistant Chief Counsel, Office of Advocacy, U.S. Small Business Administration |
| Jul. 22, 2024 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, MFA |
| Jul. 22, 2024 | Anonymous |
| Jul. 22, 2024 | Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc. |
| Jul. 22, 2024 | Claire McHenry, NASAA President and Deputy Director, Nebraska Bureau of Securities |
| Jul. 22, 2024 | Andrew Park, Americans for Financial Reform Education Fund |
| Jul. 22, 2024 | Jade Miller, President, Alternative &Direct lnvestment Securities Association |
| Jul. 22, 2024 | Gail C. Bernstein, General Counsel, and William A. Nelson, Associate General Counsel, Investment Adviser Association |
| Jul. 19, 2024 | Richard Trabosh, Student, Hofstra University School of Law, Class of 2026 |
| Jul. 12, 2024 | Michael McMaster, Senior Director, Chief Compliance Officer, ICE Data Pricing & Reference Data, LLC |
| Jul. 10, 2024 | Iris |
| Jul. 9, 2024 | Rivashnee Singh, Senior Supervisory Financial Planner & Tax Specialist |
| Jul. 7, 2024 | Richart Ruddie, Compliance Software and Services |
| Jul. 5, 2024 | Jim Mead |
| Jul. 1, 2024 | Brooke Salvini, CPA, PFS, CFP, Chair, Association of International CPAs |
| Jun. 6, 2024 | Matt Everson, Chief Commercial Officer, Global Sales, illuminote |
| May 23, 2024 | Will Bach, Certified Financial Planner, Enrolled Agent, Investment Advisor Representative |
| May 21, 2024 | Jonathan Bird, CEO, Farnam Financial |
| May 20, 2024 | Dr. David E McClean, Principal, DMA Consulting Group |
| May 14, 2024 | Lisa Fields |
| May 13, 2024 | Georgia Bruggeman, CFP |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Jan. 24, 2025 | Memorandum from the Division of Investment Management regarding a January 23, 2025 meeting with Investment Company Institute |
| Nov. 4, 2024 | Memorandum from the Division of Investment Management regarding a November 4, 2024 meeting with the American Investment Council |
