(Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type:
A: 12
B: 21
C: 3
D: 5
E: 652 (S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F)
F: 37
G: 46
H: 8
I: 8
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| Feb. 14, 2024 | Howard Meyerson, Managing Director, Financial Information Forum |
| Dec. 12, 2023 | Xing Huang, Philippe Jorion, and Christopher Schwarz |
| Dec. 5, 2023 | Stephen John Berger, Managing Director, Global Head of Government and
Regulatory Policy, Citadel Securities |
| Nov. 29, 2023 | Chester Spatt, The Pamela R. and Kenneth B. Dunn Professor of Finance, Tepper School, Carnegie Mellon University and former Chief Economist, U.S. Securities and Exchange Commission (2004—2007); Thomas Ernst Assistant Professor of Finance, Smith School of Business, University of Maryland; Andrey Malenko Professor of Finance, Carroll School of Management, Boston College; and Jian Sun Assistant Professor of Finance, Lee Kong Chian School of Business, Singapore Management University
|
| Oct. 31, 2023 | Stephen W. Hall, Legal Director, Securities Specialist, Better Markets |
| Oct. 13, 2023 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| Sep. 28, 2023 | Jason Clague, Managing Director, Head of Operations, The Charles Schwab Corporation |
| Sep. 26, 2023 | Members of the U.S. House of Representatives, Patrick McHenry, Frank Lucas, French Hill, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga, Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, William Timmons, Ralph Norman, Dan Meuser, Scott Fitzgerald, Andrew R. Garbarino, Young Kim, Byron Donalds, Mike Flood, Michael V. Lawler, Zach Nunn, Monica De La Cruz, Erin Houchin, Andy Ogles |
| Sep. 26, 2023 | U.S. House of Representatives Bill Foster, French Hill, Henry Cuellar, Bill Huizenga, Wiley Nickel, Andy Barr, Ritchie Torres, Ann Wagner, Brittany Pettersen, Dan Meuser, Josh Gottheimer, Mike Flood, Vicente Gonzalez, Byron Donalds, Mike Quigley, Michael V. Lawler
David Scott, Andrew R. Garbarino, Gregory W. Meeks, Monica De La Cruz, Sean Casten, Scott Fitzgerald, Bradley S. Schneider, Erin Houchin, Jim Himes, Young Kim, Steven Horsford, Ralph Norman, Gwen S. Moore, Tom Emmer, Marc Veasey, and Zach Nunn |
| Aug. 23, 2023 | Patrick Sexton, EVP, General Counsel, Corporate Secretary, Cboe Global Markets |
| Aug. 8, 2023 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jun. 22, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Jun. 1, 2023 | Barbara Comstock, Executive Director, American Consumer and Investor Institute |
| May 4, 2023 | Anna Kurzrok, Managing Director, Head of Market Structure and Jatin Suryawanshi, Managing Director, Head of Global Quantitative Strategies, Jefferies LLC |
| Apr. 18, 2023 | J.B. Heaton, J.D., M.B.A., Ph.D., Managing Member, One Hat Research LLC |
| Apr. 13, 2023 | William O'Brien, Former CEO, Direct Edge |
| Apr. 12, 2023 | Kelvin To, Founder & President, Data Boiler Technologies, LLC |
| Apr. 11, 2023 | Jonathan Kanter, Assistant Attorney General, Antitrust Division, U.S. Department of Justice |
| Apr. 6, 2023 | Ritchie Torres, Member of Congress |
| Apr. 6, 2023 | United States Senators, Thom Tillis, Bill Hagerty, Mike Crapo, Cynthia Lummis, and Kevin Cramer |
| Apr. 5, 2023 | Jonathan Siegel, Vice President and Managing Legal Counsel, T.RowePrice |
| Apr. 3, 2023 | Derrick Chan, Head of Equities, Fidelity Capital Markets |
| Apr. 3, 2023 | James Toes, President & CEO, STA |
| Apr. 1, 2023 | Mary Buckley |
| Apr. 1, 2023 | Andrei Litz |
| Apr. 1, 2023 | Clarissa West |
| Apr. 1, 2023 | Luis Gomez |
| Apr. 1, 2023 | Stathes Kaloutsidis |
| Apr. 1, 2023 | Tehmoi Richards |
| Apr. 1, 2023 | Richard Chapman |
| Apr. 1, 2023 | Chris Miller |
| Apr. 1, 2023 | Amanda Kappes |
| Apr. 1, 2023 | Riley Hume |
| Apr. 1, 2023 | Ian Rohel |
| Apr. 1, 2023 | Patrick Schlegel |
| Apr. 1, 2023 | Baskin Jones |
| Apr. 1, 2023 | Matt Kelleher |
| Apr. 1, 2023 | Trevor Panhorst |
| Apr. 1, 2023 | Trevor Panhorst |
| Apr. 1, 2023 | Anonymous |
| Apr. 1, 2023 | Charles S., Scientist |
| Apr. 1, 2023 | Anonymous |
| Mar. 31, 2023 | Stephen John Berger, Managing Director,
Global Head of Government & Regulatory Policy, Citadel Securities |
| Mar. 31, 2023 | Hubert De Jesus, Managing Director, Global Head of Market Structure and Electronic Trading, and Samantha DeZur, Managing Director, Global Public Policy Group, BlackRock |
| Mar. 31, 2023 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Mar. 31, 2023 | Michael Markunas, Deputy General Counsel CCO, B. Riley Securities, Inc. |
| Mar. 31, 2023 | Nicholas Gingerella |
| Mar. 31, 2023 | Ari Rubenstein, CEO, GTS Securities, LLC |
| Mar. 31, 2023 | Wendy Campbell |
| Mar. 31, 2023 | Conor Stratton |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Berna Royale |
| Mar. 31, 2023 | Christopher N/A |
| Mar. 31, 2023 | Bruno Gazzola |
| Mar. 31, 2023 | Ryan McCormack |
| Mar. 31, 2023 | Eric Hazelbaker, Household Investor |
| Mar. 31, 2023 | norman clark |
| Mar. 31, 2023 | Nicolas Morgan, Founder and President, ICAN |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Andrew M. Saperstein, Co-President, Morgan Stanley |
| Mar. 31, 2023 | Juan Corpus |
| Mar. 31, 2023 | Catherine Wells |
| Mar. 31, 2023 | Farris Y. Nawas |
| Mar. 31, 2023 | Daniel Gorski |
| Mar. 31, 2023 | William Capuzzi, Chief Executive Officer, APEX Fintech Solutions |
| Mar. 31, 2023 | Naureen Hassan, President, UBS |
| Mar. 31, 2023 | Zach Woodward |
| Mar. 31, 2023 | Steve Quirk, Chief Brokerage Officer, Robinhood Markets |
| Mar. 31, 2023 | Jack Fitzgerald, Fitzgerald Joseph LLP |
| Mar. 31, 2023 | Gerard O'Reilly, Co-CEO and Chief Investment Officer, Dimensional |
| Mar. 31, 2023 | Michael Reed |
| Mar. 31, 2023 | William Crum |
| Mar. 31, 2023 | Ken Kilgour |
| Mar. 31, 2023 | Michal Dudek |
| Mar. 31, 2023 | Eric Olsen |
| Mar. 31, 2023 | Kunuunnguaq Iversen |
| Mar. 31, 2023 | Michael J. Masone, Director & Head of North America Market Structure, Citigroup Global Markets Inc. |
| Mar. 31, 2023 | Yiannis Philippou |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Trevor Lewandowski |
| Mar. 31, 2023 | David Snell |
| Mar. 31, 2023 | Colton Romero |
| Mar. 31, 2023 | Eric Hull |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Johannes Plolta |
| Mar. 31, 2023 | Samantha DeZur, Managing Director, Global Public Policy Group, BlackRock, Inc. |
| Mar. 31, 2023 | Alexander Kolliopoulos |
| Mar. 31, 2023 | Kelvin To, Founder & President, Data Boiler Technologies, LLC |
| Mar. 31, 2023 | Jason Clague, Managing Director, Head of Operations, Charles Schwab |
| Mar. 31, 2023 | Tyler Denchuk, Collector |
| Mar. 31, 2023 | Steven Pasika |
| Mar. 31, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Mar. 31, 2023 | Adam Bell |
| Mar. 31, 2023 | Jeremy B. Beddo, Investor |
| Mar. 31, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. |
| Mar. 31, 2023 | Peter D Stutsman, The Capital Group Companies, Inc. |
| Mar. 31, 2023 | Stanislav Dolgopolov, Chief Regulatory Officer, Decimus Capital Markets, LLC |
| Mar. 31, 2023 | Michelle Bryan Oroschakoff, Managing Director Chief, Legal Officer, LPL Financial |
| Mar. 31, 2023 | Mehmet Kinak, Vice President and Global Head of Equity Trading, T. Rowe Price |
| Mar. 31, 2023 | Ellen Greene, Managing Director, Equity & Options Market Structure, SIFMA |
| Mar. 31, 2023 | Barbara Rindi and Giuliano Graziani, Professor of Economics and PhD Candidate, Bocconi University |
| Mar. 31, 2023 | JPMorgan Chase & Co. |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Christopher A Iacovella, President & Chief Executive Officer, American Securities Assocaiation |
| Mar. 31, 2023 | Austin Konkel |
| Mar. 31, 2023 | Patrick Healy, Founder and CEO, Issuer Network |
| Mar. 31, 2023 | Joseph Cruz, Retail Investor |
| Mar. 31, 2023 | Andrew |
| Mar. 31, 2023 | Tim Quast, President and Founder, ModernIR |
| Mar. 31, 2023 | ETF Opportunities Trust and World Funds Trust, Independent Trustees |
| Mar. 31, 2023 | Gregory Davis, Managing Director and Chief Investment Officer, The Vanguard Group, Inc. and Matthew Benchener, Managing Director, Personal Investor, The Vanguard Group, Inc. |
| Mar. 31, 2023 | Derrick Chan, Head of Equities, Fidelity Capital Markets |
| Mar. 31, 2023 | Adam Nunes, Hudson River Trading |
| Mar. 31, 2023 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Mar. 31, 2023 | Patrick Sexton, EVP, General Counsel, Cboe Global Markets |
| Mar. 31, 2023 | Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Mar. 31, 2023 | Invesco Ltd. |
| Mar. 31, 2023 | Stanislav Dolgopolov, Chief Regulatory Officer, Decimus Capital Markets, LLC |
| Mar. 31, 2023 | Hal S. Scott, President, Committee on Capital Markets Regulation |
| Mar. 31, 2023 | William C. Thum, Managing Director and Assistant General Counsel, SIFMA AMG |
| Mar. 31, 2023 | North American Securities Administrators Association |
| Mar. 31, 2023 | Peter D. Stutsman, Global Head of Equity Trading, and Timothy J. Stark, Head of Equity Markets and Transaction Research, The Capital Group Companies, Inc. |
| Mar. 31, 2023 | Invesco Ltd. |
| Mar. 31, 2023 | Peter D. Stutsman, Global Head of Equity Trading, and Timothy J. Stark, Head of Equity Markets and Transaction Research, The Capital Group Companies, Inc. |
| Mar. 31, 2023 | Seth A. Miller, President Advocacy & Administration, Cambridge Investment Research, Inc. |
| Mar. 31, 2023 | Tyler Gellasch, President & CEO, Healthy Markets Association |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | James J. Angel, Georgetown University |
| Mar. 31, 2023 | Erik Janson |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Chris Keturakis |
| Mar. 31, 2023 | Matt Sporton |
| Mar. 31, 2023 | CJ Walton |
| Mar. 31, 2023 | Alex F. |
| Mar. 31, 2023 | Tyler Johnston |
| Mar. 31, 2023 | Avyatar |
| Mar. 31, 2023 | Melisa Virginillo |
| Mar. 31, 2023 | Trevor Hook |
| Mar. 31, 2023 | Shane Schoepke |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Will Pennstrom |
| Mar. 31, 2023 | Linda Berlakovich |
| Mar. 31, 2023 | Fred VR |
| Mar. 31, 2023 | Timothy McDermott |
| Mar. 31, 2023 | Juan Martinez |
| Mar. 31, 2023 | Matt Waterman |
| Mar. 31, 2023 | Alan Quezada |
| Mar. 31, 2023 | Timothy Daniel Esposito |
| Mar. 31, 2023 | Toby Smith |
| Mar. 31, 2023 | Michael Montalban |
| Mar. 31, 2023 | Till Firlus |
| Mar. 31, 2023 | Trevor Capestany |
| Mar. 31, 2023 | William Headrick |
| Mar. 31, 2023 | Marco Daeblitz |
| Mar. 31, 2023 | Christian Stevens |
| Mar. 31, 2023 | John Zhuang |
| Mar. 31, 2023 | Andy Schutt |
| Mar. 31, 2023 | Lazaro Sacerio |
| Mar. 31, 2023 | Thomas Pereyra |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Vinh Ngo |
| Mar. 31, 2023 | Nikas Bilinskas |
| Mar. 31, 2023 | Tatiana V. Steinburg |
| Mar. 31, 2023 | Shaun Ardiente |
| Mar. 31, 2023 | D. H. |
| Mar. 31, 2023 | Haldanus V. W. |
| Mar. 31, 2023 | John Watza |
| Mar. 31, 2023 | Cole Blocher |
| Mar. 31, 2023 | April Woods |
| Mar. 31, 2023 | Konstantin Kobanenko |
| Mar. 31, 2023 | Jannatul Zaman |
| Mar. 31, 2023 | Casey Wilson |
| Mar. 31, 2023 | Armando Martinez |
| Mar. 31, 2023 | Dalton Hess |
| Mar. 31, 2023 | Kevin Silvester |
| Mar. 31, 2023 | Matthew Shaw |
| Mar. 31, 2023 | Austin Peck |
| Mar. 31, 2023 | David Daumas |
| Mar. 31, 2023 | Walt Gaylor |
| Mar. 31, 2023 | Tony M. |
| Mar. 31, 2023 | Jeekoos |
| Mar. 31, 2023 | Gekkostate |
| Mar. 31, 2023 | John J. |
| Mar. 31, 2023 | Lorenzo Franzese |
| Mar. 31, 2023 | Erik Spillman |
| Mar. 31, 2023 | Sam Magliarisi |
| Mar. 31, 2023 | Nathan Novak |
| Mar. 31, 2023 | Jean-Christophe Moran |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Chris Ban |
| Mar. 31, 2023 | Richard Arriviello |
| Mar. 31, 2023 | Pat Vatterott |
| Mar. 31, 2023 | Mike Bodner |
| Mar. 31, 2023 | Karen Nemes |
| Mar. 31, 2023 | Tucker Futrell |
| Mar. 31, 2023 | Andrew Buck |
| Mar. 31, 2023 | Logan Rausch |
| Mar. 31, 2023 | Chris McBride |
| Mar. 31, 2023 | Jared Moreno |
| Mar. 31, 2023 | Greg Kopanski |
| Mar. 31, 2023 | Erik Booker |
| Mar. 31, 2023 | Matt Pearce |
| Mar. 31, 2023 | Robert Pursley |
| Mar. 31, 2023 | Kevin Cano |
| Mar. 31, 2023 | Dalton Zerlan |
| Mar. 31, 2023 | Ryan Wynne |
| Mar. 31, 2023 | Matthew Austin |
| Mar. 31, 2023 | Daniel Powell |
| Mar. 31, 2023 | Jordan Manntz |
| Mar. 31, 2023 | Jason A. Karkiewicz |
| Mar. 31, 2023 | Brian Dozier |
| Mar. 31, 2023 | Chris Sheehan |
| Mar. 31, 2023 | Erik Schwartz |
| Mar. 31, 2023 | Lori Bowman |
| Mar. 31, 2023 | Patrick Turley |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Lou Shogry |
| Mar. 31, 2023 | Sam F. |
| Mar. 31, 2023 | Bryan Salinas |
| Mar. 31, 2023 | Ryan Dell |
| Mar. 31, 2023 | Taylor Myers |
| Mar. 31, 2023 | John Hinzey, Hearing Instrument Specialist |
| Mar. 31, 2023 | Brian, Individual Investor |
| Mar. 31, 2023 | Arun Rajendran |
| Mar. 31, 2023 | Eamon Murphy |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Higinio Jr. Sustaita |
| Mar. 31, 2023 | P. Traversa, Retail Investor |
| Mar. 31, 2023 | Anonymous |
| Mar. 31, 2023 | Galant Duckworth, Software engineer |
| Mar. 31, 2023 | Trevor Salt |
| Mar. 31, 2023 | Nicholas Smith, Laboratory Technologist |
| Mar. 31, 2023 | Ben C |
| Mar. 31, 2023 | Owen L. |
| Mar. 31, 2023 | Christopher Nieto |
| Mar. 31, 2023 | Trent Kintz |
| Mar. 31, 2023 | Kory J. Nellist, GME Shareholder/Retail Investor |
| Mar. 30, 2023 | Will Weiskopf |
| Mar. 30, 2023 | Ashley King |
| Mar. 30, 2023 | Marco Biesemann |
| Mar. 30, 2023 | Raphael Verret |
| Mar. 30, 2023 | Ataw Bo |
| Mar. 30, 2023 | Kyle Thornton |
| Mar. 30, 2023 | Daniel Abad |
| Mar. 30, 2023 | Tristan Mayer Periard, Junior Developer |
| Mar. 30, 2023 | Taylor Sizemore |
| Mar. 30, 2023 | Eric J. Sanchez |
| Mar. 30, 2023 | Mauricio Gomez |
| Mar. 30, 2023 | Jack Skrainka |
| Mar. 30, 2023 | Mitchell Nye |
| Mar. 30, 2023 | Mark |
| Mar. 30, 2023 | Brian Brklacich |
| Mar. 30, 2023 | Michael Chang |
| Mar. 30, 2023 | Mark Rodgers |
| Mar. 30, 2023 | Zachary M.Bruner |
| Mar. 30, 2023 | Grant Medford |
| Mar. 30, 2023 | Mike Hammerbeck, Lamb Producer |
| Mar. 30, 2023 | Anonymous |
| Mar. 30, 2023 | Jeremy |
| Mar. 30, 2023 | Jennifer W. Han, Managed Funds Association |
| Mar. 30, 2023 | John A. Zecca, Executive Vice President, Global Chief Legal, Risk & Regulatory Officer, Nasdaq, Inc. |
| Mar. 30, 2023 | JJ Kinahan, President, Tastytrade, Inc. |
| Mar. 30, 2023 | Nathaniel N. Evarts, Managing Director, Head of Trading, Americas, State Street Global Advisors |
| Mar. 30, 2023 | Jeff Mahoney, General Counsel, Council of Institutional Investors |
| Mar. 30, 2023 | Adam Zamaryka |
| Mar. 30, 2023 | Steve M. Greenbaum, Senior Vice President, General Counsel, TradeStation Securities, Inc. |
| Mar. 30, 2023 | Joseph Manoharan |
| Mar. 30, 2023 | Albert Chan |
| Mar. 30, 2023 | Lewis Wood |
| Mar. 30, 2023 | Douglas A. Cifu, Chief Executive Officer, Virtu Financial, Inc. |
| Mar. 30, 2023 | J.B. Heaton |
| Mar. 30, 2023 | Laurence Jones, FIX Trading Community, Americas Director |
| Mar. 30, 2023 | Patrick Hammond |
| Mar. 30, 2023 | Brett Kitt, Nasdaq, Inc. |
| Mar. 29, 2023 | Dolemus Grey |
| Mar. 28, 2023 | Steven Tripari |
| Mar. 28, 2023 | Daron Robinson, Managing Director, Magnetomedia Ltd. |
| Mar. 28, 2023 | Jared Albert |
| Mar. 28, 2023 | Larry Douglas, American Investor |
| Mar. 27, 2023 | Johnnie Walker |
| Mar. 27, 2023 | Michael Shipe |
| Mar. 27, 2023 | Adam Simpson |
| Mar. 26, 2023 | Byron Acevedo |
| Mar. 26, 2023 | Scott Witte |
| Mar. 26, 2023 | Tuong Dinh |
| Mar. 26, 2023 | Thi Ho |
| Mar. 26, 2023 | Mr. Peterson |
| Mar. 26, 2023 | Adam Sise |
| Mar. 26, 2023 | Joseph Edwards |
| Mar. 26, 2023 | Spencer Neukam |
| Mar. 26, 2023 | John Steven |
| Mar. 26, 2023 | Jonathan Ross |
| Mar. 26, 2023 | James Hartless |
| Mar. 26, 2023 | StandAlone Nobody |
| Mar. 26, 2023 | Household Investor. |
| Mar. 26, 2023 | Dan Worms |
| Mar. 26, 2023 | William Suh |
| Mar. 26, 2023 | Tristan Henderson |
| Mar. 26, 2023 | Chris Shepherd |
| Mar. 26, 2023 | Karl Yip |
| Mar. 26, 2023 | Josef Emanuel Wagner |
| Mar. 25, 2023 | Andreas Scheffler |
| Mar. 25, 2023 | Anonymous |
| Mar. 25, 2023 | Amy Ran |
| Mar. 24, 2023 | Cboe Global Markets, State Street Global Advisors, State Street Global Advisors SPDR ETFs, T. Rowe Price, UBS Securities LLC, and Virtu Financial, Inc |
| Mar. 24, 2023 | Vivek Wilson |
| Mar. 24, 2023 | Christopher Morrow |
| Mar. 24, 2023 | Emily Vega |
| Mar. 24, 2023 | Kirsten Wegner, Chief Executive Officer, Modern Markets Initiative |
| Mar. 24, 2023 | Zaf Khan |
| Mar. 24, 2023 | Reis Hansen LICSW |
| Mar. 23, 2023 | Lars Wohlfahrt |
| Mar. 23, 2023 | Anonymous |
| Mar. 23, 2023 | Derek Lee, Typical American Wage Slave |
| Mar. 23, 2023 | Jason Clague, Managing Director, Head of Operations, Charles Schwab |
| Mar. 22, 2023 | Robert Schoenberger |
| Mar. 22, 2023 | Jesse Tutti |
| Mar. 22, 2023 | CristinaBeto Santoyo |
| Mar. 22, 2023 | Eric Weber |
| Mar. 21, 2023 | Simon Leprince |
| Mar. 21, 2023 | Max B |
| Mar. 20, 2023 | Conor Fleming |
| Mar. 20, 2023 | Matt McMahon |
| Mar. 20, 2023 | Bruno Boissenin |
| Mar. 20, 2023 | Boris Alukic |
| Mar. 20, 2023 | Anthony Lee |
| Mar. 19, 2023 | Ryan Park |
| Mar. 19, 2023 | Sony |
| Mar. 19, 2023 | Aaron Leonard |
| Mar. 19, 2023 | Lauren Graham |
| Mar. 19, 2023 | Hussain Shahabuddin |
| Mar. 19, 2023 | Some Dude |
| Mar. 19, 2023 | Cassie Wendland |
| Mar. 19, 2023 | Alvin Phanh |
| Mar. 19, 2023 | Rafael Maio |
| Mar. 19, 2023 | Dante Sapatinas |
| Mar. 19, 2023 | Roxanne Barrionuevo |
| Mar. 19, 2023 | Dylan McGrath |
| Mar. 19, 2023 | Anonymous |
| Mar. 19, 2023 | Roxanne Barrionuevo |
| Mar. 19, 2023 | Leonard Ford |
| Mar. 19, 2023 | Argu Arkan |
| Mar. 19, 2023 | cg S |
| Mar. 19, 2023 | Venessa Myers |
| Mar. 19, 2023 | Sascha Polzer |
| Mar. 19, 2023 | Wessel Jaegers |
| Mar. 19, 2023 | Lee Cunningham |
| Mar. 19, 2023 | Matthew Sanchez |
| Mar. 19, 2023 | Karen Dood |
| Mar. 19, 2023 | Mohammad Andarzig |
| Mar. 19, 2023 | Chris Eastvedt |
| Mar. 19, 2023 | Lawrence Payne |
| Mar. 19, 2023 | Chris Richards |
| Mar. 19, 2023 | Tan Tran |
| Mar. 19, 2023 | John Lawniczak |
| Mar. 19, 2023 | Beth Ashton |
| Mar. 19, 2023 | Katarzyna Wyroslak |
| Mar. 19, 2023 | Jason St. James |
| Mar. 19, 2023 | John Hunter |
| Mar. 19, 2023 | Joe Burgess |
| Mar. 19, 2023 | Erik Alvarenga |
| Mar. 19, 2023 | Justin West |
| Mar. 19, 2023 | Shiznak |
| Mar. 19, 2023 | Frank Drummond |
| Mar. 19, 2023 | Peter Parker |
| Mar. 19, 2023 | Diane Cairns |
| Mar. 19, 2023 | Robert Waelder |
| Mar. 19, 2023 | Nick, Software engineer |
| Mar. 19, 2023 | Anonymous |
| Mar. 19, 2023 | Peter Unum |
| Mar. 19, 2023 | Trity Ferou |
| Mar. 19, 2023 | christopher taddonio |
| Mar. 19, 2023 | Andrew A. |
| Mar. 19, 2023 | Jay Valdez, Household Investor |
| Mar. 19, 2023 | Ankit |
| Mar. 18, 2023 | Rachael Dawn |
| Mar. 18, 2023 | Jake Goliver, M.D., Emergency Physicians of Northwest Ohio |
| Mar. 18, 2023 | Alex Scharfe |
| Mar. 18, 2023 | Anonymous |
| Mar. 18, 2023 | Caleb C. |
| Mar. 18, 2023 | Allan Wrench |
| Mar. 17, 2023 | Anonymous, Household Investor |
| Mar. 16, 2023 | Diego Barcelo |
| Mar. 14, 2023 | Anonymous |
| Mar. 14, 2023 | Abraham |
| Mar. 13, 2023 | Hope M. Jarkowski, General Counsel, New York Stock Exchange |
| Mar. 9, 2023 | Shawn Akhavan |
| Mar. 9, 2023 | Henri |
| Mar. 9, 2023 | Tyler Davis |
| Mar. 9, 2023 | Marc Cantlin, Household Investor |
| Mar. 9, 2023 | Andrew, Individual Investor |
| Mar. 9, 2023 | James S., Accountant |
| Mar. 9, 2023 | Christian Koschil |
| Mar. 9, 2023 | Stephen Bebber |
| Mar. 8, 2023 | Anonymous |
| Mar. 8, 2023 | Jessica Giroux, General Counsel, American Securities Association |
| Mar. 8, 2023 | Michael Adair |
| Mar. 8, 2023 | Collins O., Retail Investor |
| Mar. 8, 2023 | Mikey Keomahavong |
| Mar. 7, 2023 | Matthew W. |
| Mar. 7, 2023 | Patrick McAteer |
| Mar. 7, 2023 | Michael Puleo |
| Mar. 7, 2023 | A. Davud |
| Mar. 7, 2023 | Simon Chapman |
| Mar. 7, 2023 | Daniel Townsend |
| Mar. 7, 2023 | Andrea Koury-Judkins |
| Mar. 7, 2023 | Justin Max |
| Mar. 7, 2023 | Zainnuril Ahda |
| Mar. 7, 2023 | Tobias Beesley |
| Mar. 7, 2023 | Karol C. |
| Mar. 7, 2023 | Brian Sayer |
| Mar. 7, 2023 | Cody Welch |
| Mar. 7, 2023 | Bill Gilbert |
| Mar. 7, 2023 | Matthew Gavyn Mutman, Universal Banker III |
| Mar. 7, 2023 | Mason Smith |
| Mar. 7, 2023 | Brian |
| Mar. 7, 2023 | Steve Coles |
| Mar. 7, 2023 | Jason Lankford, Finance Major at KSU |
| Mar. 7, 2023 | Anonymous |
| Mar. 7, 2023 | Florian Rhyn |
| Mar. 7, 2023 | Dan Liefwalker |
| Mar. 7, 2023 | Abdul Sami Samo |
| Mar. 7, 2023 | Eric Pizzeck |
| Mar. 7, 2023 | Stefan Bakken |
| Mar. 7, 2023 | Scott Forrest |
| Mar. 7, 2023 | Daniel Martinez |
| Mar. 7, 2023 | Anonymous |
| Mar. 7, 2023 | Anonymous |
| Mar. 7, 2023 | Aswin Joy, Retail, Individual Investor |
| Mar. 7, 2023 | Tom Landsiedel |
| Mar. 7, 2023 | Adam Dkhili |
| Mar. 7, 2023 | David Valenzuela |
| Mar. 7, 2023 | Anonymous |
| Mar. 7, 2023 | E. M. |
| Mar. 6, 2023 | Anonymous |
| Mar. 6, 2023 | Cristobal Keutmann |
| Mar. 6, 2023 | Josh Brade |
| Mar. 6, 2023 | Anonymous |
| Mar. 6, 2023 | Tyler |
| Mar. 6, 2023 | Anonymous |
| Mar. 6, 2023 | Emily Swan, Lead Pastor, Blue Ocean Church Ann Arbor |
| Mar. 6, 2023 | Ian Marshall |
| Mar. 6, 2023 | Anonymous |
| Mar. 6, 2023 | Anonymous |
| Mar. 6, 2023 | Nathan Fouts |
| Mar. 6, 2023 | M B |
| Mar. 6, 2023 | NYSE Group, Inc., Charles Schwab and Co., and Citadel Securities |
| Mar. 4, 2023 | Jerry Pang |
| Mar. 4, 2023 | Binh Tran, Senior Chemist |
| Mar. 3, 2023 | Subhra Mazumdar |
| Mar. 3, 2023 | Andrew Harmon |
| Mar. 3, 2023 | J. Knoblauch, Freelance Film Production |
| Mar. 3, 2023 | Abanes |
| Mar. 3, 2023 | Georgi Samuilov Kazinev |
| Mar. 3, 2023 | Chris Robinson |
| Mar. 2, 2023 | Timothy Nolan Pierson Jr |
| Mar. 2, 2023 | Tom |
| Mar. 1, 2023 | Patrick J. Bayer |
| Mar. 1, 2023 | Charlie Chen, Financial Advisor |
| Mar. 1, 2023 | Jonathan Dinkel |
| Mar. 1, 2023 | Nicolas Montiel, Interpreter |
| Mar. 1, 2023 | Trevor |
| Mar. 1, 2023 | Richard Russell |
| Mar. 1, 2023 | Adam Williams |
| Feb. 28, 2023 | Ronald C. Parker, NASP President & CEO |
| Feb. 28, 2023 | Creighton Bledsoe |
| Feb. 28, 2023 | Joe DallEra |
| Feb. 28, 2023 | Myles Adams |
| Feb. 28, 2023 | Daniel Schneider |
| Feb. 28, 2023 | Sebastian Stankiewicz |
| Feb. 28, 2023 | Sam |
| Feb. 28, 2023 | William Madison, Household Investor |
| Feb. 28, 2023 | Bob Clements, Founder of Extract Marketing |
| Feb. 28, 2023 | Kyle |
| Feb. 27, 2023 | Alreisbrah, Enagic Affiliate |
| Feb. 27, 2023 | Anonymous |
| Feb. 27, 2023 | Anonymous |
| Feb. 26, 2023 | Martin Dörr |
| Feb. 25, 2023 | Tim Alibozek |
| Feb. 25, 2023 | John Church, Retired Sole Proprietor |
| Feb. 25, 2023 | John Church, Retired |
| Feb. 24, 2023 | Thomas Merritt, Deputy General Counsel, Virtu |
| Feb. 24, 2023 | Nick Ahlers |
| Feb. 24, 2023 | Max Lucero, Imaging Informatics Specialist, Vega Imaging Informatics |
| Feb. 24, 2023 | Jimmy Devial |
| Feb. 24, 2023 | Anonymous |
| Feb. 24, 2023 | Paul Miller, Professional Man |
| Feb. 24, 2023 | Jacob Gillmore |
| Feb. 24, 2023 | Ryan Macarthur |
| Feb. 24, 2023 | Joseph Marra |
| Feb. 24, 2023 | Kevin M., CTO |
| Feb. 24, 2023 | George Yeg |
| Feb. 24, 2023 | Jonathan Halbur |
| Feb. 24, 2023 | Jason, Household Investor |
| Feb. 24, 2023 | Julio Cesar |
| Feb. 24, 2023 | William, Household Trader |
| Feb. 24, 2023 | Greg Brandano |
| Feb. 24, 2023 | Gregory Viers |
| Feb. 24, 2023 | Garrett Godfrey, 805 Group Inc. |
| Feb. 24, 2023 | Jonathan Halbur |
| Feb. 24, 2023 | Kyle P. |
| Feb. 24, 2023 | Jason Ross |
| Feb. 24, 2023 | Atul Sharma |
| Feb. 24, 2023 | David Genco, Jr |
| Feb. 24, 2023 | Jeremy |
| Feb. 23, 2023 | Venessa Myers |
| Feb. 23, 2023 | Michael Gilbert |
| Feb. 23, 2023 | Joseph Fassel |
| Feb. 23, 2023 | Anonymous |
| Feb. 23, 2023 | Jamil |
| Feb. 23, 2023 | Jonathan Patterson |
| Feb. 23, 2023 | Kyle Steele, Heavy Equipment Technician |
| Feb. 23, 2023 | Micah Vincent |
| Feb. 23, 2023 | Ben Passlow |
| Feb. 23, 2023 | Sarah P |
| Feb. 23, 2023 | Scott Pollan |
| Feb. 23, 2023 | Andrew Prout |
| Feb. 23, 2023 | Anonymous |
| Feb. 23, 2023 | Bray Win |
| Feb. 23, 2023 | Ryan Brady-Toomey |
| Feb. 15, 2023 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Feb. 15, 2023 | Suzanne Hamlet Shatto, Investor |
| Feb. 9, 2023 | Chris Barnard |
| Feb. 8, 2023 | Perry Richardson |
| Feb. 8, 2023 | Ellen Greene, Managing Director, Equity and Options Market Structure, SIFMA |
| Feb. 7, 2023 | Christopher Schwarz, Professor of Finance, University of California Irvine, Professor Brad Barber, University of California, Davis, Professor Xing Huang, Washington University in St. Louis, Professor Philippe Jorion, University of California, Irvine, Professor Terrance Odean, University of California, Berkeley |
| Feb. 5, 2023 | Danny Mulson |
| Feb. 2, 2023 | Linda |
| Jan. 31, 2023 | Chris Goldtrap |
| Jan. 31, 2023 | Emmanuel Campos |
| Jan. 31, 2023 | Ryan |
| Jan. 31, 2023 | Stacey Melton |
| Jan. 31, 2023 | Hector Mozzini |
| Jan. 30, 2023 | Josey Moore, Retail Finance Director |
| Jan. 30, 2023 | Scott Rinne |
| Jan. 19, 2023 | Jack Pieper |
| Jan. 17, 2023 | Franz Gatzke |
| Jan. 17, 2023 | G. S. |
| Jan. 15, 2023 | Brian B., Retail Investor |
| Jan. 13, 2023 | Calvin Satterfield |
| Jan. 13, 2023 | Annonymous |
| Jan. 13, 2023 | Anonymous |
| Jan. 13, 2023 | Matthias Sabel |
| Jan. 13, 2023 | Cornelius Martin, Nonprofit Manager |
| Jan. 12, 2023 | Daniel Penning |
| Jan. 12, 2023 | Adam Williams |
| Jan. 12, 2023 | Aldrin Azucena |
| Jan. 12, 2023 | Robert Rohm |
| Jan. 12, 2023 | Daniel K. |
| Jan. 12, 2023 | Daniel Song |
| Jan. 12, 2023 | Brian Hislaw |
| Jan. 12, 2023 | Luke Copeland, Programmer |
| Jan. 12, 2023 | Keith |
| Jan. 12, 2023 | Patrick Pleau |
| Jan. 12, 2023 | Winston |
| Jan. 12, 2023 | Greg Linder, Founder and CEO, SolarSCADA |
| Jan. 12, 2023 | Dalton brink |
| Jan. 12, 2023 | Bell |
| Jan. 12, 2023 | Cara Tunstall, IT ERP Administrator |
| Jan. 12, 2023 | Mark Guttman |
| Jan. 12, 2023 | Robert Graham Brunner |
| Jan. 12, 2023 | Scott Witte |
| Jan. 12, 2023 | Enrique Deaguila |
| Jan. 12, 2023 | Adam Lindsey, CEO LNK Lawn and Pest Maintenance |
| Jan. 12, 2023 | Anonymous |
| Jan. 12, 2023 | Jiban Laskar |
| Jan. 12, 2023 | Colin Castillo |
| Jan. 12, 2023 | Curtis |
| Jan. 12, 2023 | Ken Mayonaise |
| Jan. 12, 2023 | Keagan Donahue |
| Jan. 11, 2023 | Anonymous |
| Jan. 10, 2023 | Cory Siemon |
| Jan. 10, 2023 | Anonymous, Federal FTE |
| Jan. 10, 2023 | Sarabjit Singh |
| Jan. 10, 2023 | Kenneth De Mayo |
| Jan. 10, 2023 | Jesse Taylor |
| Jan. 10, 2023 | Matthew Reddoch |
| Jan. 8, 2023 | Anonymous |
| Jan. 8, 2023 | Jean Garcia-Gomez |
| Jan. 5, 2023 | Jed Bradell, Bio Serenity |
| Jan. 4, 2023 | David DeRosa |
| Jan. 2, 2023 | Erica Wasserman, Accountant |
| Jan. 2, 2023 | Ben Blackburn |
| Jan. 1, 2023 | Victor Arriaza, Data Engineer |
| Dec. 31, 2022 | Robert Howard |
| Dec. 31, 2022 | Anonymous |
| Dec. 30, 2022 | J. T. |
| Dec. 29, 2022 | Anonymous |
| Dec. 29, 2022 | Jose Martinez |
| Dec. 29, 2022 | Jeffrey Chamberlain |
| Dec. 29, 2022 | Andreas Scheffler |
| Dec. 29, 2022 | Adam B., Manager |
| Dec. 29, 2022 | Margaret Merrywheather |
| Dec. 29, 2022 | Xangpeng Wu |
| Dec. 29, 2022 | Shawn Backs |
| Dec. 29, 2022 | Aron Manuel Tstensen, PA Graduate in Commerce Management |
| Dec. 29, 2022 | Stephen, Olszewski |
| Dec. 29, 2022 | Tuong Dinh, Retail investor |
| Dec. 29, 2022 | Juan Lozano |
| Dec. 28, 2022 | Jared Ewert |
| Dec. 28, 2022 | Lee Hunter |
| Dec. 28, 2022 | Anonymous |
| Dec. 28, 2022 | Andrew Gatley, Civil Engineer |
| Dec. 28, 2022 | Franziskus Muschler |
| Dec. 28, 2022 | Robert, Electrician |
| Dec. 28, 2022 | Anonymous, Attorney |
| Dec. 28, 2022 | Kyle McDaniel, Retail Investor |
| Dec. 28, 2022 | Cory Elliott |
| Dec. 28, 2022 | Kyle Hansen, Automation Developer |
| Dec. 28, 2022 | Matthew Hough, Software Engineer |
| Dec. 28, 2022 | Brian |
| Dec. 28, 2022 | Makoto Kuribayashi, Military |
| Dec. 28, 2022 | Randy Dennis, Retail Investor |
| Dec. 27, 2022 | Marcus Kvarsell |
| Dec. 27, 2022 | Grant Duncan |
| Dec. 27, 2022 | Mark McKnight |
| Dec. 27, 2022 | Daniel Lambden |
| Dec. 27, 2022 | Mihai Dobre |
| Dec. 27, 2022 | Michael, Individual |
| Dec. 27, 2022 | Juan Pereiro |
| Dec. 27, 2022 | Colan Beare |
| Dec. 27, 2022 | Jordan |
| Dec. 27, 2022 | Anonymous |
| Dec. 27, 2022 | Dylan Hodges |
| Dec. 27, 2022 | Jack Wilson, Data Analyst |
| Dec. 27, 2022 | Commercial Glazing Services, LLC, Commercial Glazing Services, LLC |
| Dec. 27, 2022 | Jones |
| Dec. 27, 2022 | Dr. Paul Pritchard |
| Dec. 27, 2022 | Mary |
| Dec. 27, 2022 | Heath Cushman |
| Dec. 27, 2022 | Nate Fouts |
| Dec. 27, 2022 | Max Garrison |
| Dec. 27, 2022 | Chris Reilly, Engineering |
| Dec. 27, 2022 | Kyle Zundel, Retail Investor |
| Dec. 27, 2022 | Lukas Boller, Engineer, Retail Investor |
| Dec. 27, 2022 | Allen Browne |
| Dec. 27, 2022 | Sam Wood |
| Dec. 27, 2022 | Trent Miller |
| Dec. 27, 2022 | David Bornstein |
| Dec. 27, 2022 | Stefan Hazinakis, Radiation Therapist, Ohio State University Medical Center |
| Dec. 27, 2022 | Nuraj Bihari, Cybersecurity |
| Dec. 27, 2022 | DTB |
| Dec. 27, 2022 | Jared, Financial Analyst/Retail Investor |
| Dec. 27, 2022 | Ricardo T. |
| Dec. 27, 2022 | Myron |
| Dec. 27, 2022 | Amy |
| Dec. 27, 2022 | Mike, Sole Proprietor |
| Dec. 27, 2022 | Anonymous |
| Dec. 27, 2022 | Baraka Mbabu Gitari |
| Dec. 27, 2022 | Ryan Schwieterman, Individual Investor |
| Dec. 27, 2022 | Christopher Hewitt |
| Dec. 27, 2022 | Andrew Reese |
| Dec. 27, 2022 | Nader Salami, Individual Investor |
| Dec. 27, 2022 | Sam |
| Dec. 27, 2022 | Erik Tomasek |
| Dec. 27, 2022 | Kymatic |
| Dec. 27, 2022 | Daniel |
| Dec. 27, 2022 | Lukas Henriksson |
| Dec. 27, 2022 | Grant Duncan |
| Dec. 26, 2022 | Dana McWatters |
| Dec. 26, 2022 | Deok Park |
| Dec. 26, 2022 | Ryan Mullen, Medtronic Inc. |
| Dec. 26, 2022 | Jerry Agloro, Cable Construction |
| Dec. 26, 2022 | Greg Senger |
| Dec. 26, 2022 | Andrew |
| Dec. 26, 2022 | Drew Ferguson, Individual |
| Dec. 26, 2022 | Roody |
| Dec. 26, 2022 | Andres Loubriel |
| Dec. 26, 2022 | Nevin Varghese |
| Dec. 26, 2022 | Drew Lincoln |
| Dec. 26, 2022 | Adam Dkhili |
| Dec. 26, 2022 | Tyler Tetreault |
| Dec. 26, 2022 | Daniel McKey, Digital Marketer |
| Dec. 26, 2022 | Edward Murray |
| Dec. 26, 2022 | Anonymous |
| Dec. 26, 2022 | Diego Rivera, CEO |
| Dec. 26, 2022 | Rashad Newton |
| Dec. 26, 2022 | Colin Fausnaught |
| Dec. 26, 2022 | Michael |
| Dec. 26, 2022 | Austin Tingle |
| Dec. 26, 2022 | Anonymous |
| Dec. 26, 2022 | Taj Reilly, Retail Investor |
| Dec. 26, 2022 | Ian |
| Dec. 26, 2022 | Vance Meyring, Aerospace Machinist |
| Dec. 26, 2022 | Cory Petermann |
| Dec. 26, 2022 | Anonymous |
| Dec. 26, 2022 | Kam Muchi, Shareholder |
| Dec. 26, 2022 | Marc Bales |
| Dec. 26, 2022 | Anonymous |
| Dec. 26, 2022 | Trity Feroue |
| Dec. 26, 2022 | Art R. Medina |
| Dec. 26, 2022 | Tyler Nesbitt, Retail Investor |
| Dec. 26, 2022 | Anonymous |
| Dec. 26, 2022 | Stuart Griese |
| Dec. 26, 2022 | Brandon Smith, Postdoctoral Appointee at Sandia National Labs |
| Dec. 26, 2022 | Steve Bowers, Retail Manager |
| Dec. 26, 2022 | John |
| Dec. 23, 2022 | Jamin Townsley |
| Dec. 23, 2022 | Nick Zacher |
| Dec. 22, 2022 | Cara Tunstall, IT Professional |
| Dec. 22, 2022 | Michael Kyriacou, Investor |
| Dec. 20, 2022 | Vincent Marino, Retired Investor |
| Dec. 18, 2022 | Ryan |
| Dec. 17, 2022 | Bruce Glover |
| Dec. 16, 2022 | Kieran Daly |
| Dec. 16, 2022 | Terry Lambert |
| Dec. 14, 2022 | Anonymous |
| Dec. 14, 2022 | William E. Hicks, Jr., Registered Representative |
| Dec. 7, 2022 | Bill Huizenga, Member of Congress and Josh Gottheimer, Member of Congress |
| Nov. 28, 2022 | Ann Wagner, Member of Congress |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Feb. 13, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 13, 2024 meeting with representatives of Nasdaq |
| Feb. 5, 2024 | Memorandum from the Office of Public Engagement regarding a February 5, 2024 meeting with Fidelity |
| Jan. 30, 2024 | Memorandum from the Division of Economic and Risk Analysis regarding a January 30, 2024 meeting with representatives of the Financial Information Forum |
| Jan. 29, 2024 | Memorandum from the Office of Public Engagement regarding a January 29, 2024 meeting with Robinhood |
| Jan. 12, 2024 | Memorandum from the Division of Economic and Risk Analysis regarding a January 11, 2024 meeting with Virtu Financial
|
| Nov. 28, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 28, 2023 meeting with representatives of the Healthy Markets Association |
| Nov. 7, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 7, 2023 meeting with representatives of Charles Schwab |
| Nov. 3, 2023 | Memorandum from the Office of Public Engagement regarding a November 3, 2023 meeting with representatives of Citadel |
| Nov. 1, 2023 | Memorandum from the Office of Public Engagement regarding a November 1, 2023 meeting with representatives of Schwab |
| Oct. 30, 2023 | Memorandum from the Division of Trading and Markets regarding a October 30, 2023 meeting with representatives of Modern Markets Initiative |
| Oct. 23, 2023 | Memorandum from the Division of Trading and Markets regarding an October 23, 2023 meeting with The Vanguard Group, Inc. |
| Oct. 20, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 20, 2023 meeting with representatives of the Charles Schwab & Co. |
| Oct. 20, 2023 | Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Vanguard |
| Oct. 19, 2023 | Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Better Markets |
| Oct. 19, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a October 19, 2023 meeting with the the Board of Directors of the Insured Retirement Institute (IRI) |
| Oct. 17, 2023 |
Memorandum from the Office of Public Engagement regarding an October 17, 2023 meeting with Cboe
|
| Oct. 16, 2023 | Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with Members Exchange (MEMX)
|
| Oct. 16, 2023 | Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with New York Stock Exchange (NYSE) and Intercontinental Exchange (ICE) |
| Oct. 12, 2023 |
Memorandum from the Office of Public Engagement regarding an October 12, 2023 meeting with representatives of IEX |
| Oct. 12, 2023 | Memorandum from the Division of Trading and Markets regarding an October 12, 2023 meeting with New York Stock Exchange |
| Oct. 10, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw
regarding an October 10, 2023 meeting with representatives of the Charles Schwab & Co.
|
| Sep. 29, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 29, 2023 videoconference with representatives of Citigroup Inc. |
| Sep. 28, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 28, 2023 meeting with representatives of Cboe |
| Sep. 26, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding a September 21, 2023 meeting with Christopher Schwarz, Philippe Jorion, and Xing Huang |
| Sep. 18, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 18, 2023 meeting with representatives of Virtu Financial |
| Sep. 15, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 15, 2023 videoconference with representatives of Cboe |
| Sep. 15, 2023 |
Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 15, 2023, meeting with representatives of Cboe |
| Sep. 14, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 14, 2023 meeting with representatives of Urvin Finance |
| Sep. 13, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 13, 2023 meeting with representatives of SIFMA |
| Aug. 31, 2023 | Memorandum from the Office of Commissioner Jamie Lizárraga regarding a August 31, 2023 meeting with representatives of Virtu |
| Aug. 28, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a August 28, 2023 videoconference with representatives of SIFMA |
| Aug. 28, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 28, 2023, meeting with representatives of SIFMA |
| Aug. 22, 2023 | Memorandum from the Office of the Investor Advocate regarding a July 27, 2023 virtual meeting with representatives of the CATO Institute |
| Aug. 15, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an August 15, 2023 meeting with representatives of Citadel Securities LLC |
| Aug. 14, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding an August 3, 2023 meeting with Virtu Financial |
| Aug. 9, 2023 |
Memorandum from the Office of the Chair regarding a August 9, 2023 meeting with representatives of Nasdaq
|
| Aug. 7, 2023 |
Memorandum from the Office of the Chair regarding a August 7, 2023 meeting with representatives of NYSE
|
| Aug. 3, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 3, 2023 meeting with representatives of the IEX Group, Inc. |
| Aug. 2, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a August 2, 2023 meeting with representatives of Nasdaq |
| Jul. 27, 2023 | Memorandum from the Office Of Commissioner Hester M. Peirce regarding a July 25, 2023 meeting with representatives of the Futures Industry Association |
| Jul. 26, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 25, 2023 meeting with representatives of the FIA Principal Traders Group |
| Jul. 26, 2023 | Memorandum from the Office Of Public Engagement regarding a July 20, 2023 virtual meeting with representatives of the New York Stock Exchange |
| Jul. 25, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 24, 2023, meeting with representatives of Hudson River Trading, LLC |
| Jul. 20, 2023 | Memorandum from the Division of Trading and Markets regarding a July 20, 2023 meeting with representatives of Investment Company Institute |
| Jul. 20, 2023 | Memorandum from the Division of Trading and Markets regarding a July 20, 2023 meeting with the Charles Schwab & Co., Inc. |
| Jul. 20, 2023 | Memorandum from the Division of Trading and Markets regarding a July 6, 2023 meeting with The Securities Industry and Financial Markets Association |
| Jul. 18, 2023 | Memorandum from the Division of Trading and Markets regarding a July 18, 2023 meeting with representatives of Citadel Securities |
| Jul. 17, 2023 | Memorandum from the Office of the Chair regarding a July 14, 2023 meeting with the Americans for Financial Reform, Better Markets, and the Council of Institutional Investors |
| Jun. 28, 2023 |
Memorandum from the Office of the Chair regarding a June 28, 2023 meeting with representatives of IEX
|
| Jun. 26, 2023 |
Memorandum from the Office of the Chair regarding a June 26, 2023 meeting with representatives of Nasdaq
|
| Jun. 16, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda Regarding a June 9, 2023 meeting with representatives of CBOE |
| Jun. 15, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce
regarding a June 15, 2023 meeting with representatives of the ABA Securities Association |
| Jun. 8, 2023 |
Memorandum from the Office of the Chair regarding a June 8, 2023 meeting with representatives of NYSE
|
| Jun. 1, 2023 | Memorandum from the Division of Trading and Markets regarding a May 31, 2023 meeting with representatives of Security Industry and Financial Markets Association ("SIFMA") |
| Jun. 1, 2023 | Memorandum from the Division of Trading and Markets regarding a June 1, 2023 meeting with representatives of Healthy Markets Association ("HMA")
|
| May 24, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 24, 2023, meeting with representatives of Nasdaq |
| May 17, 2023 | Memorandum from the Division of Trading and Markets regarding a May 17, 2023, meeting with representatives of the Financial Information Forum |
| May 9, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 9, 2023, meeting with representatives of Citadel Securities |
| May 9, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 8, 2023 meeting with representatives of Citadel Securities |
| May 9, 2023 | Memorandum from the Division of Trading and Markets regarding a May 5, 2023 meeting with Nasdaq |
| May 9, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 16, 2023 meeting with representatives of JP Morgan |
| May 9, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2023 meeting with representatives of the European Banking Federation |
| May 4, 2023 | Memorandum from the Office Commission Uyeda regarding a May 4, 2023 meeting with representatives of Charles Schwab |
| Apr. 27, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an April 27, 2023 meeting with representatives of IEX |
| Apr. 27, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 25, 2023 meeting with representatives of the American Securities Association |
| Apr. 24, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 24, 2023 meeting with representatives of Citigroup, Inc. |
| Apr. 24, 2023 | Memorandum from the Division of Trading and Markets regarding an April 20, 2023 meeting with the Securities Industry and Financial Markets Association |
| Apr. 24, 2023 | Memorandum from the Division of Trading and Markets regarding an April 20, 2023 meeting with BlackRock, Inc. |
| Mar. 16, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a March 16, 2023 meeting with representatives of JP Morgan |
| Mar. 3, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 24, 2023 meeting with representatives of Fidelity |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 17, 2023 meeting with Intercontinental Exchange and New York Stock Exchange |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
| Feb. 24, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 9, 2023 meeting with Susquehanna International Group |
| Feb. 22, 2023 | Memorandum from the Office of the Chairman regarding a February 21, 2023 meeting with NYSE |
| Feb. 22, 2023 | Memorandum from the Office of the Chairman regarding a February 10, 2023 meeting with IEX |
| Feb. 22, 2023 | Memorandum from the Office of the Chairman regarding a February 7, 2023 meeting with Rosenblatt |
| Feb. 22, 2023 | Memorandum from the Office of the Chairman regarding a January 11, 2023 meeting with Healthy Markets Association |
| Feb. 22, 2023 | Memorandum from the Office of the Chairman regarding a December 22, 2022 meeting with Nasdaq |
| Feb. 21, 2023 | Memorandum from the Division of Trading and Markets regarding a February 8, 2023
Meeting with representatives of the New York Stock Exchange |
| Feb. 15, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 1, 2023 meeting with Citadel Securities |
| Feb. 14, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a February 7, 2023 meeting with representatives of IEX Group, Inc. |
| Feb. 8, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 8, 2023, meeting with representatives of TD Bank |
| Jan. 13, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a January 12, 2023 meeting with representatives of DataBoiler |
| Jan. 13, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 20, 2022 meeting with representatives of Healthy Markets |
| Jan. 6, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding a December 27, 2022, meeting with Christopher Schwarz |
| Jan. 3, 2023 | Memorandum from the Division of Economic and Risk Analysis regarding a December 30, 2022 meeting with Christopher Schwarz |
| Dec. 19, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 16, 2022 meeting with representatives of Nasdaq, Inc. |
