Disclosure of Order Execution Information

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
A: 12
B: 21
C: 3
D: 5
F: 37
G: 46
H: 8
I: 8

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Date Received
Date Letter Type Commenter Name
Public Comment Howard Meyerson, Managing Director, Financial Information Forum
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 13, 2024 meeting with representatives of Nasdaq
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a February 5, 2024 meeting with Fidelity
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a January 30, 2024 meeting with representatives of the Financial Information Forum
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a January 29, 2024 meeting with Robinhood
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a January 11, 2024 meeting with Virtu Financial
Public Comment Xing Huang, Philippe Jorion, and Christopher Schwarz
Public Comment Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Public Comment Chester Spatt, The Pamela R. and Kenneth B. Dunn Professor of Finance, Tepper School, Carnegie Mellon University and former Chief Economist, U.S. Securities and Exchange Commission (2004—2007); Thomas Ernst Assistant Professor of Finance, Smith School of Business, University of Maryland; Andrey Malenko Professor of Finance, Carroll School of Management, Boston College; and Jian Sun Assistant Professor of Finance, Lee Kong Chian School of Business, Singapore Management University
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a November 28, 2023 meeting with representatives of the Healthy Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 7, 2023 meeting with representatives of Charles Schwab
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a November 3, 2023 meeting with representatives of Citadel
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a November 1, 2023 meeting with representatives of Schwab
Public Comment Stephen W. Hall, Legal Director, Securities Specialist, Better Markets
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a October 30, 2023 meeting with representatives of Modern Markets Initiative
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 23, 2023 meeting with The Vanguard Group, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 20, 2023 meeting with representatives of the Charles Schwab & Co.
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Vanguard
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a October 19, 2023 meeting with the the Board of Directors of the Insured Retirement Institute (IRI)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Better Markets
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 17, 2023 meeting with Cboe
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with Members Exchange (MEMX)
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a October 6, 2023 meeting with New York Stock Exchange (NYSE) and Intercontinental Exchange (ICE)
Public Comment John Ramsay, Chief Market Policy Officer, Investors Exchange LLC
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding an October 12, 2023 meeting with New York Stock Exchange
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an October 12, 2023 meeting with representatives of IEX
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 10, 2023 meeting with representatives of the Charles Schwab & Co.
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 29, 2023 videoconference with representatives of Citigroup Inc.
Public Comment Jason Clague, Managing Director, Head of Operations, The Charles Schwab Corporation
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 28, 2023 meeting with representatives of Cboe

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-29-22
Release Number
34-96493
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