Comments on Registered Offering Reform

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 15

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Date Received
Date Letter Type Commenter Name
Public Comment Elizabeth Warren, Ranking Member, Committee on Banking, Housing, and Urban Affairs and Chris Van Hollen, United States Senator
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an October 13, 2026 meeting with Davis Polk & Wardwell LLP (“Davis Polk”)
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an October 22, 2026 meeting with Securities Industry Financial Markets Association (“SIFMA”)
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an October 15, 2026 meeting with representatives of Gibson, Dunn & Crutcher LLP
Public Comment Elizabeth Bowling, President, North American Securities Administrators Association, Inc.
Public Comment Joshua Stein, Vice President, American Bankers Association; Ananda Radhakrishnan, Executive Director & General Counsel, ABA Securities Association; and Jeffrey Luther, Vice President & Assistant General Counsel, Bank Policy Institute
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a September 30, 2026 meeting with representatives of NASAA
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding a September 24, 2026 meeting with representatives of Latham & Watkins LLP
Meeting with SEC Officials Memorandum from the Crypto Task Force regarding a September 23, 2026 meeting with Payward, Inc. d/b/a Kraken
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a September 14, 2026 meeting with the Securities Industry Financial Markets Association (“SIFMA”)
Public Comment Anya Coverman, President and CEO, Institute for Portfolio Alternatives
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a September 8, 2026 meeting with representatives of Bank Policy Institute.
Public Comment Scott T. Walker, Chief Compliance Officer, a16z;
Andy Hill, General Counsel, a16z Growth & Venture
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding a September 2, 2026 meeting with Wells Fargo
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding an August 24, 2026 meeting with representatives of OTC Markets
Meeting with SEC Officials Memorandum from the Division of Corporation Finance regarding an August 25, 2026 meeting with representatives of the Institute for Portfolio Alternatives
Public Comment Michael Puzio
Public Comment Scott M. Brinker, President and Chief Executive Officer, Chairman of the Board, Janus Living, Inc.
Public Comment Dorsey & Whitney LLP
Public Comment Allen Overy Shearman Sterling US LLP
Public Comment Peter J. Germain, Chief Legal Officer, George F. Magera, General Counsel, and Caroline N. Roethlisberger, Associate Corporate Counsel, Federated Hermes, Inc.
Public Comment Davis Polk & Wardwell LLP
Meeting with SEC Officials Memorandum from the Office of the Chairman regarding an August 6, 2026 meeting with representatives of Wells Fargo
Public Comment Dave Peinsipp, Brad Goldberg, Jon Avina, Rich Segal, Milson Yu and Logan Tiari, Cooley LLP
Public Comment Brian V. Breheny, Co-Chair, Federal Regulation of Securities Committee, American Bar Association;
Lillian C. Brown, Co-Chair, Federal Regulation of Securities Committee, American Bar Association
Public Comment Joaquin Stick
Public Comment Jasper Quinn
Public Comment Richard A. Gokenbach, Jr., Executive Vice President and Chief Financial Officer, General Motors Financial Company, Inc.
Public Comment John A. Zecca, Executive Vice President, Global Chief Legal, Risk & Regulatory Officer, Nasdaq, Inc.
Public Comment Jorge L. Riera, Esq., CPA, Riera Law Firm
File Number
S7-2026-17
Release Number
33-11418
34-105513
IC-36160
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