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Click here for meetings with SEC officials)
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| Apr. 25, 2024 | United States Senators, M. Michael Rounds, Mike Crapo, Thom Tillis, John Kennedy, Bill Hagerty, Cynthia M. Lummis, Katie Boyd Britt, Steve Daines, and Kevin Cramer |
| Apr. 25, 2024 | Charles DeSimone, Managing Director, Technology and Operations, Securities Industry and Financial Markets Association |
| Feb. 5, 2024 | Stephen John Berger, Managing Director, Global Head of Government and
Regulatory Policy, Citadel Securities |
| Aug. 23, 2023 | Denyette DePierro, Financial Services Lead, Public Policy, Amazon Web Services, Inc. |
| Aug. 8, 2023 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jun. 23, 2023 | Joseph Saluzzi, Partner, Themis Trading LLC |
| Jun. 21, 2023 | Brandon Becker, CAT NMS Plan Operating Committee Chair, Consolidated Audit Trail, LLC |
| Jun. 14, 2023 | Sandeep K. |
| Jun. 14, 2023 | Google Cloud |
| Jun. 14, 2023 | Sammy K. |
| Jun. 13, 2023 | CCP12 Members |
| Jun. 13, 2023 | Charles De Simone, Managing Director, Securities Industry and Financial Markets Association |
| Jun. 13, 2023 | Patrick Sexton, EVP, General Counsel and Corporate Secretary, Cboe Exchange, Inc. |
| Jun. 13, 2023 | Jason Clague, Managing Director, Head of Operations, Charles Schwab |
| Jun. 13, 2023 | Thomas M. Merritt, Deputy General Counsel, Virtu Financial, Inc. |
| Jun. 13, 2023 | Douglas Friedman, General Counsel, Tradeweb Markets Inc. |
| Jun. 13, 2023 | Gina Palazzo |
| Jun. 13, 2023 | Hope M. Jarkowski, General Counsel, NYSE Group, Inc. |
| Jun. 13, 2023 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Jun. 13, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. |
| Jun. 13, 2023 | Scott Pintoff, General Counsel, MarketAxess |
| Jun. 13, 2023 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jun. 13, 2023 | Megan Malone Cohen, General Counsel and Corporate Secretary, The Options Clearing Corporation |
| Jun. 9, 2023 | John Thorton, Co-Chair, Committee on Capital Markets Regulation et al. |
| Jun. 9, 2023 | Nashira Spencer, Managing Director and Chief Security Officer, The Depository Trust & Clearing Corporation |
| Jun. 6, 2023 | NCC Group |
| Jun. 5, 2023 | Nashira Spencer, Managing Director and Chief Security Officer, The Depository Trust & Clearing Corporation |
| Jun. 5, 2023 | Thomas W. Burt, Corporate Vice President, Customer Security & Trust, Microsoft Corporation |
| Jun. 5, 2023 | Peter Sneyers, CEO, and Stephane Bernard, COO, Euroclear Bank SA/NV |
| Jun. 5, 2023 | Jonathan Marcus, Senior Managing Director and General Counsel, CME Group Inc. |
| Jun. 5, 2023 | Marcia E. Asquith, Corporate Secretary, EVP, Board and External Relations |
| Jun. 5, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Jun. 2, 2023 | Jeffrey S. Davis, Senior Vice President, Senior Deputy General Counsel, Nasdaq |
| May 10, 2023 | Peter Duggan, President, Securities Transfer Association, Inc. |
| May 9, 2023 | Joseph O'Dell |
| Apr. 21, 2023 | Ben Mason, Union Bricklayer |
| Apr. 10, 2023 | Ashley King |
| Apr. 7, 2023 | Eli Louie, Retail Inventor |
| Mar. 31, 2023 | Cory Elliott, Off The Hook Marine Specialest LLC |
| Mar. 31, 2023 | Troy Taylor |
| Mar. 30, 2023 | Cory Elliott, Off The Hook Marine Specialest LLC |
| Mar. 23, 2023 | Curtid |
| Mar. 17, 2023 | Allen Browne |
| Mar. 15, 2023 | David Choate |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Feb. 15, 2024 | Memorandum from the Division of Economic and Risk Analysis regarding a February 13, 2024 meeting with SIFMA |
| Feb. 14, 2024 | Memorandum from the Division of Trading and Markets regarding a February 13, 2024 meeting with representatives of Bank of America |
| Feb. 1, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 1, 2024 meeting with representatives of J.P. Morgan |
| Jan. 31, 2024 | Memorandum from the Division of Trading and Markets regrding a January 30, 2024 meeting with SIFMA |
| Jan. 22, 2024 | Memorandum from the Division of Trading and Markets regarding a January 22, 2024 meeting with representatives of J.P. Morgan |
| Dec. 20, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 20, 2023 meeting with representatives of SIFMA |
| Dec. 20, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 20, 2023 meeting with representatives of SIFMA |
| Dec. 13, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 13, 2023 meeting with representatives of the Securities Industry and Financial Markets Association |
| Oct. 19, 2023 | Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Citadel |
| Sep. 18, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 18, 2023 meeting with representatives of Virtu Financial |
| Sep. 17, 2023 |
Memorandum from the Division of Economic and Risk Analysis regarding a August 31, 2023 meeting with representatives of Virtu Financial |
| Sep. 13, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 13, 2023 meeting with representatives of Citadel |
| Sep. 13, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda
regarding September 13, 2023 meeting with representatives of Citadel Securities |
| Aug. 31, 2023 | Memorandum from the Office of Commissioner Jamie Lizárraga regarding a August 31, 2023 meeting with representatives of Virtu
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| Aug. 7, 2023 | Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners |
| Aug. 2, 2023 | Memorandum from the Division of Trading and Markets regarding an August 2, 2023 meeting with Citadel Securities |
| Aug. 2, 2023 | Memorandum from the Division of Trading and Markets regarding an August 1, 2023 meeting with representatives of SIFMA |
| Jul. 28, 2023 | Memorandum from the Division of Trading and Markets regarding a July 26, 2023 conference call with representatives of CCP12 |
| Jul. 27, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 27, 2023 meeting with Tradeweb Markets, Inc. |
| Jul. 27, 2023 | Memorandum from the Office Of Commissioner Hester M. Peirce regarding a July 25, 2023 meeting with representatives of the Futures Industry Association |
| Jul. 27, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda reading a July 26, 2023 meeting with representatives of Tradeweb Markets Inc. |
| Jul. 26, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 26, 2023 meeting with TradeWeb |
| Jul. 26, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 25, 2023 meeting with representatives of the FIA Principal Traders Group |
| Jul. 25, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 24, 2023, meeting with representatives of Hudson River Trading, LLC |
| Jun. 16, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda
regarding a June 14, 2023 meeting with representatives of the DTCC |
| Jun. 16, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 14, 2023 meeting with representatives of DTCC |
| May 19, 2023 | Memorandum from the Division of Trading and Markets regarding a May 18, 2023 meeting with representatives of Dash Financial Technologies |
| Mar. 24, 2023 | Memorandum from the Division of Trading and Markets regarding a March 24, 2023
telephone call with an Attorney of Culhane Meadows, PLLC |
