Investment Adviser Performance-Based Compensation Modernization

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Date Received
Date Letter Type Commenter Name
Public Comment Shawn SN, CEO, The Native Claim Firm
Public Comment Chuck Richard
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a October 1, 2026 meeting with representatives of Sub-Committees of the American Bar Association (“ABA”) and New York City Bar Association (“NYCBA”)
Public Comment Patrick, Investor
File Number
S7-2026-28
Release Number
33-11443
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