Investment Adviser Performance-Based Compensation Modernization


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Date Received
Date Sort descending Letter Type Commenter Name
Public Comment Thomas Beardall, CPA
Public Comment Gustavo Pessoa
Public Comment Michael Halloran, HFT Consulting
Public Comment Kendra Henning
Public Comment Lisa Farris
Public Comment Rich Garcia
Public Comment Jeremy Masiello, Founder and Portfolio Manager, Northmark Capital Management LLC
Public Comment Gray Hanson
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 9, 2026 meeting with JP Morgan Asset Management
Public Comment R. Strutton
Public Comment Luke Passey
Public Comment Reggie Greenwood
Public Comment Kate Henderson
Public Comment Thomas McKay
Public Comment Robert W Hart
Public Comment Olenna Tyrell
Public Comment Shawn SN, CEO, The Native Claim Firm
Public Comment Chuck Richard
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a October 1, 2026 meeting with representatives of Sub-Committees of the American Bar Association (“ABA”) and New York City Bar Association (“NYCBA”)
Public Comment Patrick, Investor
File Number
S7-2026-28
Release Number
33-11443