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Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type
A: 7
B: 85 (S7-04-22 form letter A; S7-25-22 form letter B; S7-04-23 form letter D; 4-811 form letter A)
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| Aug. 17, 2023 | Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute |
| Jun. 17, 2023 | Gail C. Bernstein, General Counsel, and Sanjay Lamba, Associate General Counsel, Investment Adviser Association |
| Jun. 14, 2023 | Susan M. Olson, General Counsel, Investment Company Institute |
| Jun. 6, 2023 | Jeff Aronsohn, Compliance Officer, Federated Hermes, Inc. and Madison Dischinger, Corporate Counsel, Federated Hermes, Inc. |
| Jun. 5, 2023 | Denyette DePierro,
US Financial Services Lead,
AWS Public Policy |
| Jun. 5, 2023 | Securities Industry and Financial Markets Association et al. |
| Jun. 5, 2023 | Schulte Roth & Zabel LLP |
| Jun. 5, 2023 | Gail C. Bernstein,
General Counsel, Investment Adviser Association and William A. Nelson, Associate General Counsel, Investment Adviser Association |
| Jun. 5, 2023 | Behnaz Kibria |
| Jun. 5, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. |
| Jun. 5, 2023 | Ann M. Bowering, CEO US Issuer Services, Computershare Inc.;
Frank A. Madonna, President, Computershare Trust Company, N.A. and Computershare Delaware Trust Company; CEO, Computershare Corporate Trust Integration; Irfan Motiwala, CEO Issuer Services, Computershare Trust Company of Canada and Computershare Investor Services, Inc.; and Richard Houng, CEO Issuer Services, Asia, Computershare Investor Services Limited |
| Jun. 5, 2023 | Denyette DePierro, US Financial Services Lead, AWS Public Policy |
| Jun. 5, 2023 | Gail C. Bernstein, General Counsel, and William A. Nelson, Associate General Counsel, Investment Adviser Association and William A. Nelson, Associate General Counsel,Investment Adviser Association |
| Jun. 5, 2023 | Eversheds Sutherland LLP |
| Jun. 5, 2023 | Melissa MacGregor, Deputy General Counsel and Corporate Secretary, Securities Industry and Financial Markets Association |
| Jun. 5, 2023 | Seth A. Miller, President Advocacy & Administration, General Counsel, Cambridge Investment Research Advisors, Inc. |
| Jun. 5, 2023 | Chanda Brady, Associate Director and Cybersecurity Working Group Lead, American Council of Life Insurers |
| Jun. 5, 2023 | Howard Meyerson, Managing Director, Financial Information Forum |
| Jun. 5, 2023 | Chris Frascella, Law Fellow, Electronic Privacy Information Center and Alan Butler, Executive Director, Electronic Privacy Information Center |
| Jun. 5, 2023 | Thomas W. Burt, Corporate Vice President, Customer Security & Trust, Microsoft Corporation |
| Jun. 5, 2023 | Elizabeth Gray |
| Jun. 5, 2023 | Brett Robison |
| Jun. 5, 2023 | Shantel Scouten |
| Jun. 5, 2023 | RonieshaNicole Esters |
| Jun. 5, 2023 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Jun. 2, 2023 | Jeffrey S. Davis, Senior Vice President, Senior Deputy General Counsel, Nasdaq |
| Jun. 2, 2023 | Peter Duggan, President, Securities Transfer Association, Inc. |
| May 23, 2023 | Tamara K. Salmon, Senior Associate Counsel, Investment Company Institute |
| May 22, 2023 | David T. Bellaire, Esq., Executive Vice President & General Counsel, Financial Services Institute |
| May 22, 2023 | Andrew Hartnett, NASAA President and
Deputy Commissioner, Iowa Insurance Division, North American Securities Administrators Association |
| May 10, 2023 | Peter Duggan, President, Securities Transfer Association, Inc. |
| Apr. 12, 2023 | Lars Wohlfahrt |
| Apr. 6, 2023 | Ben Passlow |
| Apr. 5, 2023 | Creighton Bledsoe |
| Mar. 31, 2023 | Melissa MacGregor, Deputy General Counsel and Corporate Secretary, Securities Industry and Financial Markets Association |
| Mar. 23, 2023 | Curtis, Household Investor |
| Mar. 23, 2023 | Jeff S. |
| Mar. 17, 2023 | Allen Browne |
| Mar. 15, 2023 | Dustin Schimp, Founder Security Excellence, Cyber Risk |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Nov. 14, 2023 | Memorandum from the Division of Trading and Markets regarding a November 8, 2023 meeting with Securities Industry and Financial Markets Association |
| Aug. 7, 2023 | Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners |
| Jun. 12, 2023 | Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a May 30, 2023 meeting with representatives of the Securities Transfer Association ("STA") |
| May 30, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 30, 2023, meeting with representatives of the Securities Transfer Association |
| May 25, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 25, 2023 meeting with representatives of the Securities Transfer Association |
