|
Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type
A: 2
B: 3
C: 5
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| Feb. 27, 2025 | Kevin A. Zambrowicz, Deputy General Counsel, (Institutional) & Managing Director, SIFMA |
| Jan. 23, 2025 | Christopher A. Iacovella, President and CEO, American Securities Association |
| Oct. 3, 2024 | Jessica R. Giroux, General Counsel & Head of Fixed Income Policy, American Securities Association |
| Oct. 2, 2024 | Jessica R. Giroux, General Counsel & Head of Fixed Income Policy, American Securities Association |
| Jun. 27, 2024 | Suzanne Hamlet Shatto, Investor |
| Apr. 29, 2024 | Chris Mcentre |
| Feb. 2, 2024 | Cory |
| Jan. 19, 2024 | American Securities Association |
| Sep. 19, 2023 | Cory |
| Sep. 11, 2023 | Andrew Hartnett, President and Deputy Commissioner, Iowa Insurance Division, North American Securities Administrators Association |
| Sep. 11, 2023 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. |
| Sep. 11, 2023 | Christopher A. Iacovella, President and CEO, American Securities Association |
| Sep. 11, 2023 | Josephine Wang, President and CEO, Securities Investor Protection Corporation |
| Sep. 11, 2023 | Michael |
| Sep. 11, 2023 | Erik Soderberg, Head of Regulatory Affairs, Americas, Deutsche Bank Securities, Inc. |
| Sep. 11, 2023 | Kevin A. Zambrowicz, Deputy General Counsel (Institutional) & Managing Director, SIFMA |
| Sep. 11, 2023 | Marshall Ollia, Chief Financial Officer, Raymond James & Associates, Inc. |
| Sep. 11, 2023 | Akash Chand |
| Sep. 9, 2023 | Clint Madden, Investor |
| Sep. 9, 2023 | Anonymous |
| Sep. 9, 2023 | David |
| Sep. 9, 2023 | Zach Tucker |
| Sep. 9, 2023 | Brad D, Technology Consultant |
| Sep. 9, 2023 | Roger A. |
| Sep. 9, 2023 | Duke Watson |
| Sep. 8, 2023 | Deago Gates |
| Sep. 8, 2023 | Susan T. |
| Sep. 8, 2023 | John W Maple |
| Sep. 8, 2023 | J.R. Rothwell |
| Sep. 8, 2023 | Lance Jacobson, Retail Investor |
| Sep. 8, 2023 | David Grove |
| Sep. 8, 2023 | Remmingon Perrault |
| Sep. 8, 2023 | Joseph |
| Aug. 26, 2023 | Thomas Sager |
| Aug. 25, 2023 | Ben |
| Aug. 25, 2023 | Jackson Bailey |
| Aug. 22, 2023 | J. Howard Markley Jr. |
| Aug. 21, 2023 | Anonymous |
| Aug. 21, 2023 | JD |
| Aug. 21, 2023 | Janice Schrader |
| Aug. 21, 2023 | Anonymous |
| Aug. 21, 2023 | iLadies |
| Aug. 21, 2023 | Dave W. |
| Aug. 21, 2023 | Anonymous |
| Aug. 20, 2023 | Linda Defalco |
| Aug. 20, 2023 | Chris Edmondson |
| Aug. 20, 2023 | Joseph Edwards |
| Aug. 20, 2023 | Greg Linder |
| Aug. 20, 2023 | Antonio Baez |
| Aug. 20, 2023 | John Walker |
| Aug. 20, 2023 | Krzysztof Hajdamowicz |
| Aug. 20, 2023 | Markus Bruckgraber |
| Aug. 20, 2023 | Spencer Neukam |
| Aug. 20, 2023 | Ankit Dubey |
| Aug. 20, 2023 | Greg Linder, Founder, Consulting Engineer, and SVP of Hardware Design |
| Aug. 20, 2023 | Nathan Saint |
| Aug. 20, 2023 | Torill Moksnes |
| Aug. 20, 2023 | Jesse Tutti |
| Aug. 20, 2023 | Robert Wolfe |
| Aug. 20, 2023 | Joe Sgambellone |
| Aug. 20, 2023 | Ruth Earle |
| Aug. 20, 2023 | Anonymous |
| Aug. 20, 2023 | Ethan Jenni, Individual Investor |
| Aug. 19, 2023 | Andrew Gatley |
| Aug. 16, 2023 | Roger Cryer |
| Aug. 15, 2023 | Anonymous |
| Aug. 13, 2023 | Tony Zuela |
| Aug. 4, 2023 | Avery Moncure |
| Jul. 30, 2023 | Andrew O'Donnell |
| Jul. 21, 2023 | Alex MacCartney |
| Jul. 20, 2023 | Joshua Beattie, FriendshipWorks |
| Jul. 20, 2023 | Joerg Ette |
| Jul. 18, 2023 | Joao F. Santos |
| Jul. 18, 2023 | Rax Nahali |
| Jul. 18, 2023 | Eddie Klas |
| Jul. 17, 2023 | Nimrod Fogel |
| Jul. 12, 2023 | Saeed Alahmari |
| Jul. 12, 2023 | Adam Whitehurst |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Dec. 17, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a December 17, 2024 meeting with representatives of Securities Investor Protection Corporation (SIPC) |
| Dec. 16, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a December 16, 2024 conference call with Securities Investor Protection Corporation (SIPC) |
| Dec. 3, 2024 | Memorandum from the Office of Public Engagement regarding a December 2, 2024 meeting with representatives of the Securities Investor Protection Corporation (SIPC) |
| Oct. 30, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 30, 2024 meeting with representatives of the Securities Investor Protection Corporation (SIPC) |
| Oct. 28, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce
regarding an October 28, 2024,
conference call with representatives of SIMFA
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| Oct. 21, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 21, 2024 meeting with representatives from the Securities Investor Protection Corporation |
| Oct. 17, 2024 | Memorandum from the Office of Public Engagement regarding an October 15, 2024 meeting with Securities Investor Protection Corporation (SIPC) |
| Oct. 9, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 9, 2024 meeting with representatives of the Securities Industry and Financial Markets Association |
| Oct. 4, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 30, 2024 meeting with representatives of SIFMA |
| Sep. 3, 2024 | Memorandum from the Office of the Chair regarding a September 3, 2024 meeting with representatives of SIFMA |
| Aug. 27, 2024 | Memorandum from the Division of Trading and Markets regarding an August 16, 2024 conference call with representatives of SIFMA |
| Aug. 26, 2024 | Memorandum from the Office of the Chair regarding an August 26, 2024 meeting with representatives of SPIC
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| Aug. 14, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 14, 2024 meeting with Securities Investor Protection Corporation (SIPC) |
| Jun. 28, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a June 24, 2024 meeting with Steven Lofchie |
| Jun. 7, 2024 | Memorandum from the Division of Trading and Markets regarding a June 7, 2024 conference call with representatives of SIPC |
| Mar. 13, 2024 | Memorandum from the Division of Economic and Risk Analysis regarding a March 1, 2024 meeting with SIFMA |
| Feb. 9, 2024 | Memorandum from the Division of Trading and Markets regarding a February 9, 2024 meeting with representatives of SIFMA |
| Jan. 18, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a January 18, 2024 conference call with representatives of the American Securities Association |
| Nov. 28, 2023 | Memorandum from the Division of Trading and Markets regarding a November 28, 2023 conference call with representatives of American Securities Association |
| Nov. 1, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 26, 2023 meeting with representatives of Nomura |
| Oct. 24, 2023 | Memorandum from the Division of Trading and Markets regarding an October 23, 2023 conference call with representatives of SIFMA |
| Oct. 24, 2023 | Memorandum from the Division of Trading and Markets regarding an October 23, 2023 conference call with representatives of SIPC |
| Oct. 18, 2023 | Memorandum from the Division of Trading and Markets regarding a October 17, 2023 meeting with representatives of Raymond James & Associates, Inc.
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| Oct. 12, 2023 | Memorandum from the Division of Trading and Markets regarding a October 6, 2023 conference call with representatives of the Deutsche Bank Securities, Inc. |
| Oct. 10, 2023 | Memorandum from the Division of Trading and Markets regarding an October 2, 2023 conference call with representatives of UBS |
