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Comments on Exemption for Certain Investment Advisers Operating Through the Internet

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Date Sort descending	Letter Type	Commenter Name
Nov. 21, 2023	Public Comment	Nicholas Albert
Oct. 22, 2023	Public Comment	Joseph Brocato
Oct. 2, 2023	Public Comment	Anonymous
Oct. 2, 2023	Public Comment	Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc.
Sept. 29, 2023	Public Comment	Claire McHenry, NASAA President, Deputy Director, Nebraska Bureau of Securities
Sept. 28, 2023	Public Comment	Andres Giraldo Suarez
Aug. 22, 2023	Public Comment	Robert Martin
Aug. 15, 2023	Public Comment	Curtis
Aug. 3, 2023	Public Comment	James M. Johnson, ACP X, LP
July 29, 2023	Public Comment	Estelle Brunk
July 28, 2023	Public Comment	Maksym Puzin

Last Reviewed or Updated: Dec. 18, 2025

File Number

S7-13-23

S7-13-23

Release Number

IA-6354

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