Regulation Best Execution

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
(S7-29-22 form letter E; S7-30-22 form letter G; S7-31-22 form letter I; S7-32-22 form letter F): 652
(S7-30-22 form letter F; S7-32-22 form letter D): 1,703
A: 16
B: 47
C: 42
E: 13
G: 11
H: 51
I: 4

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 8, 2025 meeting with representatives of JP Morgan Chase
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding an October 8, 2024 meeting with Christopher Schwarz
Public Comment Robert Rutkowski
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an October 1, 2024 meeting with representatives of Better Markets
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an August 20, 2024 meeting with Investor Advocates
Public Comment Ellen Greene, Managing Director, Equity and Options Market Structure, SIFMA
Public Comment Ellen Greene, Managing Director, Equity and Options Market Structure, Joseph Corcoran, Managing Director and Associate General Counsel, SIFMA, and William C. Thum, Managing Director and Associate General Counsel, SIFMA AMG
Meeting with SEC Officials Memorandum from the Office of Chair regarding an August 6, 2024 meeting with Better Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 5, 2024 meeting with representatives of New York Stock Exchange
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 25, 2024 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 25, 2024 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 25, 2024 meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 25, 2024, meeting with representatives of Citadel Securities
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 25, 2024 meeting with Citadel Securities
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 23, 2024 meeting with BlackRock, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 23, 2024 meeting with representatives of NYSE Group, Inc. (NYSE)
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a July 9, 2024 meeting with Virtu
Public Comment U.S. House of Representatives Michael V. Lawler
Public Comment U.S. House of Representatives French Hill, Zach Nunn, Pete Sessions, Frank D. Lucas, Tom Emmer, Erin Houchin, Michael V. Lawler, Andrew R. Garbarino, Ann Wagner, Bryan Steil, Bill Huizenga, and Dan Meuser
Public Comment Tom Merritt, Deputy General Counsel, Virtu Financial, Inc.
Meeting with SEC Officials Memorandum from the Office of the Chair regarding a June 18, 2024 meeting with Charles Schwab
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a June 3, 2024 meeting with Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a June 3, 2024, meeting with representatives of the Securities Industry and Financial Markets Association
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a May 22, 2024 meeting with Goldman Sachs
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a May 21, 2024 meeting with the Investment Company Institute
Public Comment Barbara Comstock, Executive Director, American Consumer and Investor Institute
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an April 23, 2024 meeting with representatives of Panorama Financial Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding an April 12, 2024, meeting with representatives of Goldman Sachs
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an April 4, 2024 meeting with Nasdaq

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-32-22
Release Number
34-96496
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