Prohibition Against Conflicts of Interest in Certain Securitizations

[Release Nos. 33-11151; File No. S7-01-23]

Submitted Comments

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Comments have been received from individuals and entities using the following Letter Type
A: 7
B: 126
C: 57
D: 6
Oct. 31, 2023 U.S. Representatives Wiley Nickel, Bryan Steil, Josh Gottheimer, Blaine Luetkemeyer, Jim Himes, Michael V. Lawler, Juan Vargas, Scott Fitzgerald, Vicente Gonzalez, Young Kim, Ritchie Torres, Zach Nunn, Gregory W. Meeks, Andy Barr, Steven Horsford, Andrew R. Garbarino, Brittany Pettersen, Ann Wagner, David Scott, Bill Huizenga, Brad Sherman (Ranking Member, Subcommittee on Capital Markets), Byron Donalds, Bill Foster, Emanuel Cleaver, II, and Sean Casten
Oct. 30, 2023 Meredith Coffey and Tess Virmani, LSTA
Oct. 20, 2023 Arch Mortgage Insurance Company, Enact Mortgage Insurance Corporation, Essent Guaranty, Inc., Mortgage Guaranty Insurance Corporation, National Mortgage Insurance Corporation and Radian Guaranty Inc.
Aug. 20, 2023 Nathan B.
Aug. 15, 2023 Dave Cazza
Aug. 15, 2023 Brandon Smith
Aug. 15, 2023 Jake Robinson
Jul. 24, 2023 Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
Jul. 13, 2023 Michael Bright, CEO, Structured Finance Association
Jul. 11, 2023 Brad Sherman, Member of Congress, Ranking member, Subcommittee on Capital Markets
Jul. 5, 2023 Lisa Pendergast, Executive Director, CRE Financial Council
Jun. 27, 2023 Chris Killian, Managing Director, Securitization and Credit, Lindsey Weber Keljo, Esq., Head - Asset Management Group, Securities Industry and Financial Markets Association, and Jack Stump, Assistant Vice President, Regulatory Affairs, Bank Policy Institute
Jun. 7, 2023 Americans for Financial Reform Education Fund
May 23, 2023 U.S. Representatives Blaine Luetkemeyer and Emanuel Cleaver
May 16, 2023 Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
May 16, 2023 Miguel Carrion, Security
May 2, 2023 Anonymous
May 2, 2023 Elliot Ganz, Head of Advocacy, Co-head of Public Policy, LSTA and Meredith Coffey, Executive Vice President – Research, Co-head of Public Policy, LSTA
Apr. 14, 2023 Wulff, Hansen & Co.
Apr. 12, 2023 Nathan Barron
Apr. 5, 2023 Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association
Apr. 5, 2023 Warren Icahn, Wall Street Investor
Mar. 31, 2023 Troy Taylor
Mar. 31, 2023 Susan Gaffney, Executive Director, National Association of Municipal Advisors
Mar. 30, 2023 U.S. Senator John Kennedy
Mar. 30, 2023 Carlos Duncan
Mar. 29, 2023 Jeff Jarrett
Mar. 28, 2023 Larry Douglas
Mar. 28, 2023 Matthew R.
Mar. 28, 2023 Thomas Raye, Investor
Mar. 28, 2023 Tehmoi
Mar. 27, 2023 Fannie Mae and Freddie Mac
Mar. 27, 2023 Anonymous
Mar. 27, 2023 Ian Miller
Mar. 27, 2023 Securities Industry and Financial Markets Association (“SIFMA”), the Asset Management Group of SIFMA (“SIFMA AMG”) and the Bank Policy Institute (“BPI”)
Mar. 27, 2023 Association for Financial Markets in Europe.
Mar. 27, 2023 Meredith Coffey and Elliot Ganz of the LSTA
Mar. 27, 2023 Mike Gilbert
Mar. 27, 2023 Toby Smith
Mar. 27, 2023 The Institute of Internal Auditors
Mar. 27, 2023 International Association of Credit Portfolio Managers (IACPM)
Mar. 27, 2023 Mike Gill, Senior Vice President, Capital Markets, Housing Po
Mar. 27, 2023 Martin Dörr
Mar. 27, 2023 Arch Capital Group Ltd., Enact Holdings Inc., Essent Group Ltd., MGIC Investment Corporation, NMI Holdings, Inc., and Radian Group Inc.
Mar. 27, 2023 The Alternative Investment Management Association Limited and the Alternative Credit Council
Mar. 27, 2023 Anonymous
Mar. 27, 2023 Mortgage Bankers Association
Mar. 27, 2023 Brookes Wayne Ross
Mar. 27, 2023 Robert Graham Brunner
Mar. 27, 2023 Andrew Davidson, President, Andrew Davidson Co., Inc.
Mar. 27, 2023 James Lutes
Mar. 27, 2023 National Association of Health and Educational Facilities Finance Authorities, General Counsel
Mar. 27, 2023 Better Markets
Mar. 27, 2023 Cory Christian Michael Elliott
Mar. 27, 2023 Rufus Langdon
Mar. 27, 2023 Cara Tunstall, ERP Administrator
Mar. 27, 2023 BU-433 Caldwell University, ,Caldwell NJ: Students: Michael Brown-Cariola, Imogen Cook, Michael Costantini, Kevin DaCruz, Christopher Ferri, Ricky Gole, Matthew Hanzich, Michael Lorhmann, Eric McKenna, Tevin Skeete and Connor Woods. Insturctor: Frank SanPietro, PhD, CFP., Students and Adjunct Lecturer in Finance
Mar. 27, 2023 Jennifer W. Han, Managed Funds Association
Mar. 27, 2023 Aaron Rosario
Mar. 27, 2023 Leslie M. Norwood, Managing Director and Associate General Counsel, SIFMA
Mar. 27, 2023 Structured Finance Association, Trade Association
Mar. 27, 2023 Rebekah Goshorn Jurata, General Counsel, American Investment Council
Mar. 27, 2023 Don Simon, Chief Operating Officer, Pentalpha Surveillance LLC
Mar. 27, 2023 Taylor Norris
Mar. 27, 2023 Lisa Pendergast, CRE Financial Council, CRE Financial Council
Mar. 27, 2023 PGGM Credit Risk Sharing
Mar. 27, 2023 Brian J, Engineer and Household Investor
Mar. 27, 2023 National Association of Bond Lawyers (NABL) et al.
Mar. 27, 2023 Sarah Bessin, Deputy General Counsel, Investment Company Institute
Mar. 27, 2023 Duke Watson
Mar. 27, 2023 Cornelius
Mar. 27, 2023 Andrew Affrunti
Mar. 26, 2023 Matt Waterman
Mar. 26, 2023 Matthew Thomas
Mar. 26, 2023 Anonymous
Mar. 26, 2023 Larry Douglas
Mar. 26, 2023 Tristan Henderson
Mar. 26, 2023 Edward Nguyen
Mar. 26, 2023 Ken Bane
Mar. 26, 2023 Daniel Kulodzik
Mar. 26, 2023 Mudassar Bhatti, Software Dev
Mar. 26, 2023 Anonymous
Mar. 26, 2023 Micah Chambers
Mar. 25, 2023 Mark Calabria
Mar. 25, 2023 Todd Kochuyt
Mar. 25, 2023 Anonymous
Mar. 25, 2023 Anonymous
Mar. 24, 2023 Eric Ulric
Mar. 24, 2023 CalibriM
Mar. 24, 2023 Chris Luhrman
Mar. 24, 2023 Vivek Wilson
Mar. 24, 2023 Jay-Mel D.
Mar. 24, 2023 Plasmatron Laboratories
Mar. 24, 2023 Kyle Stewart
Mar. 24, 2023 Benji Hodel
Mar. 24, 2023 Nathan Barron
Mar. 24, 2023 Chris Hulshof
Mar. 24, 2023 U.S. Representatives Ann Wagner, Chairman, Subcommittee on Capital Markets, House Committee on Financial Services, and Bill Huizenga, Chairman, Subcommittee on Oversight and Investigations, House Committee on Financial Services
Mar. 24, 2023 Darren Armoogam
Mar. 24, 2023 ksrmalone
Mar. 24, 2023 Samuel Cressy
Mar. 24, 2023 Anonymous, Engineer
Mar. 24, 2023 Tony Estrada
Mar. 24, 2023 Hussain Shah
Mar. 24, 2023 Ryan Barnes, None
Mar. 24, 2023 Nathan J. Harris
Mar. 24, 2023 Jerry Pang
Mar. 24, 2023 Jon Egli
Mar. 24, 2023 Reis Hansen, LICSW
Mar. 24, 2023 Samuel Goode
Mar. 24, 2023 William Clark
Mar. 24, 2023 Andrew Smith
Mar. 24, 2023 Amber H, Concerned Investor
Mar. 24, 2023 Anonymous
Mar. 24, 2023 David Smith
Mar. 24, 2023 Travis Lyons, Desktop IT Engineer
Mar. 24, 2023 William Lloyd
Mar. 24, 2023 Leighton Gooch
Mar. 24, 2023 Michael
Mar. 24, 2023 Melissa Kaupke
Mar. 24, 2023 Chucry Oviedo
Mar. 24, 2023 Daniel
Mar. 24, 2023 David Freckleton
Mar. 24, 2023 Vaishnavi Ramesh, Project Manager Renewables
Mar. 24, 2023 Sarah
Mar. 24, 2023 Armon Rohani
Mar. 24, 2023 Shelton
Mar. 24, 2023 Danny Bakerson
Mar. 24, 2023 Anonymous
Mar. 23, 2023 David Darner
Mar. 23, 2023 Dan Worms
Mar. 23, 2023 Rax Nahali
Mar. 23, 2023 Josh Brade
Mar. 23, 2023 John Ames
Mar. 23, 2023 Dustin Ammann
Mar. 23, 2023 Craig Roberson
Mar. 23, 2023 Jason
Mar. 23, 2023 Chad Struve
Mar. 23, 2023 Shea Smith
Mar. 23, 2023 Daniel Nguyen
Mar. 23, 2023 Justin Squillaci
Mar. 23, 2023 Cory Bailey
Mar. 23, 2023 Tom Kinsella
Mar. 23, 2023 Rehan Hussain
Mar. 23, 2023 Laura N.
Mar. 23, 2023 Caleb Andrew benoit
Mar. 23, 2023 L. Presley
Mar. 23, 2023 Jonathan Cook
Mar. 23, 2023 Matthew Oglesby
Mar. 23, 2023 Dustin Ammann
Mar. 23, 2023 Jason Nguyen
Mar. 23, 2023 Lars Wohlfahrt
Mar. 23, 2023 Jeff Johnson
Mar. 23, 2023 Byron Ace
Mar. 23, 2023 Grant Pomaville
Mar. 23, 2023 Aaron Fudge
Mar. 23, 2023 Jack Skrainka
Mar. 23, 2023 Anthony Silva
Mar. 23, 2023 Freddy Lo
Mar. 23, 2023 Jessica Giroux, General Counsel, American Securities Associationx
Mar. 23, 2023 Katie Ernesto
Mar. 23, 2023 Jana Sebastian
Mar. 23, 2023 Raphael Verret
Mar. 23, 2023 Taylor Black
Mar. 23, 2023 Justin McNaughton
Mar. 23, 2023 Bryce Keeney
Mar. 23, 2023 Con Tran
Mar. 23, 2023 Gregory Brandano
Mar. 23, 2023 Dennis Spohn
Mar. 23, 2023 Kory Krattiger
Mar. 23, 2023 Laura McCombs
Mar. 23, 2023 Scott Pollan
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Grant Howard
Mar. 23, 2023 Alan Liparoto
Mar. 23, 2023 Alan Ataman
Mar. 23, 2023 Danny Lim
Mar. 23, 2023 Eric Weber
Mar. 23, 2023 John Passante
Mar. 23, 2023 Brad Porter
Mar. 23, 2023 Doug Topping
Mar. 23, 2023 Willem DeValk
Mar. 23, 2023 Rick Dove
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Timoty
Mar. 23, 2023 Keith
Mar. 23, 2023 Joergeng
Mar. 23, 2023 Troy
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Erik Tomasek, Trader/Investor
Mar. 23, 2023 Michael Benoit
Mar. 23, 2023 Nadimpalli, MA Advisor
Mar. 23, 2023 Kade, Head of MSR at AGE
Mar. 23, 2023 Joseph Mensh
Mar. 23, 2023 Jesse M.
Mar. 23, 2023 Trevor Ervin, Controller
Mar. 23, 2023 Charles
Mar. 23, 2023 Will Laws
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Erik Perez
Mar. 23, 2023 Manny lugo
Mar. 23, 2023 Andrew K.
Mar. 23, 2023 Matthew D., USPS Contractor
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Peter Grafius
Mar. 23, 2023 TJ Dakermanji, Dentist
Mar. 23, 2023 Chance Furgerson
Mar. 23, 2023 Max Nevarez
Mar. 23, 2023 Jeff S.
Mar. 23, 2023 Will Paulson, Professor of Logic down at the University of Science
Mar. 23, 2023 Gibby Maimoni
Mar. 23, 2023 Steven Mallo
Mar. 23, 2023 Greg Senger
Mar. 23, 2023 Mack Marchant
Mar. 23, 2023 Alexander Serechenko, Software Developer
Mar. 23, 2023 Erik Karlsson, Pipe Welder
Mar. 23, 2023 Ryan A.
Mar. 23, 2023 Brandon Rogers
Mar. 23, 2023 Carlos Martinez
Mar. 23, 2023 LB
Mar. 23, 2023 Jason Szpyt, Concerned Investor
Mar. 23, 2023 Terry W.
Mar. 23, 2023 Scott Sims
Mar. 23, 2023 Anonymous
Mar. 23, 2023 John Plassmeyer
Mar. 23, 2023 Adam B.
Mar. 23, 2023 Dustin Best, Data Analyst
Mar. 23, 2023 Larkin
Mar. 23, 2023 J. Campbell
Mar. 23, 2023 Joshua Corbin, Household Investor
Mar. 23, 2023 Joshua Leung, Sentinel Solutions, LLC
Mar. 23, 2023 Raymond C., Student of Statistics and Economics
Mar. 23, 2023 Matthew J. Vince
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Francisco Correia
Mar. 23, 2023 Paul Pathiakis, Household Investor
Mar. 23, 2023 Arjun Dulal, Engineer
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Patryk Jedrzejewski
Mar. 23, 2023 Chris Carter, Household Investor
Mar. 23, 2023 Joseph Longlois, Retail
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Cole Shackleton, Software Developer
Mar. 23, 2023 James
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Flydende Jens
Mar. 23, 2023 Nicholas Harris
Mar. 23, 2023 Alec Tuttle
Mar. 23, 2023 Anonymous
Mar. 23, 2023 T. Baer
Mar. 23, 2023 Wenzel, CTO
Mar. 23, 2023 Cody
Mar. 23, 2023 Jonas Mack
Mar. 23, 2023 Tony Chan
Mar. 23, 2023 Matt
Mar. 23, 2023 Joseph Harris, Student
Mar. 23, 2023 Mitch K.
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Evan Allen
Mar. 23, 2023 Josh
Mar. 23, 2023 Dan Brown, Scientist
Mar. 23, 2023 Ciaran Weissauer
Mar. 23, 2023 John
Mar. 23, 2023 Tyler M., Corporate Accountant
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Phil B., Analyst
Mar. 23, 2023 Curtis, Household Investor
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Ethan Kowaleski, Household Investor
Mar. 23, 2023 Michael Pelton
Mar. 23, 2023 Daniel Han, Retail Investor
Mar. 23, 2023 Kenneth Wilson
Mar. 23, 2023 Ryan Van Valkenburg
Mar. 23, 2023 Leroy Jenkins, Doctor of Economic Reform
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Ian, Household Investor
Mar. 23, 2023 Russ Magee, Sr. Software Developer
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Dimitrios Komninakis
Mar. 23, 2023 Austin Peterson
Mar. 23, 2023 Kenneth Wilson
Mar. 23, 2023 D. Jordan
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Cole Benson
Mar. 23, 2023 C. Cook
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Rory Bain
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Anonymous
Mar. 23, 2023 George Jian
Mar. 23, 2023 Keith
Mar. 23, 2023 Marc R.
Mar. 23, 2023 Matthew
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Brian
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Charles Craven, VP
Mar. 23, 2023 Geordan G.
Mar. 23, 2023 Justin Anuskiewicz
Mar. 23, 2023 Katherine Stedman
Mar. 23, 2023 William, Systems Enginner
Mar. 23, 2023 Jamie White
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Bob R.
Mar. 23, 2023 Frederik L., Student
Mar. 23, 2023 Peter Campbell
Mar. 23, 2023 Priscilla
Mar. 23, 2023 Sarabjit Singh
Mar. 23, 2023 Ryan, Managing Director
Mar. 23, 2023 Anonymous
Mar. 23, 2023 John D. Dreyzehner, CTO
Mar. 23, 2023 Jason K.
Mar. 23, 2023 Taylor Anderson
Mar. 23, 2023 Brandon Sayed
Mar. 23, 2023 KMA
Mar. 23, 2023 David Martin
Mar. 23, 2023 Alura Richardson, Administration
Mar. 23, 2023 Carlos Canales
Mar. 23, 2023 Kormanov
Mar. 23, 2023 Dennis Lachtrup
Mar. 23, 2023 Eric
Mar. 23, 2023 J. Bradford DeLong, Professor of Economic History at Berkley
Mar. 23, 2023 James Gnann
Mar. 23, 2023 Stephanie
Mar. 23, 2023 Brandon
Mar. 23, 2023 Kirby Roy Calitis
Mar. 23, 2023 Christopher LaFromboise, Operations Manager
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Dimitri Canonne, Just a honest guy
Mar. 23, 2023 Kent
Mar. 23, 2023 Dee Maurus
Mar. 23, 2023 Theodore R. Hanson, Business Owner
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Mark M., Project Manager
Mar. 23, 2023 Scott Parrish
Mar. 23, 2023 Blake VandeMerwe
Mar. 23, 2023 Ken, Product Design
Mar. 23, 2023 Jake Hardgrave
Mar. 23, 2023 Aswin Joy, Retail, Individual Investor
Mar. 23, 2023 Kent
Mar. 23, 2023 David, Investor
Mar. 23, 2023 Kenneth Wilson
Mar. 23, 2023 David Certner, Legislative Counsel and Legislative Policy Director, Government Affairs, AARP
Mar. 23, 2023 Bradley Carvajal
Mar. 23, 2023 Ian Marshall
Mar. 23, 2023 Austin
Mar. 23, 2023 John Evans, Engineer
Mar. 23, 2023 Jacob Greer
Mar. 23, 2023 Samuel Baker
Mar. 23, 2023 Anonymous
Mar. 23, 2023 Zachary Godwin
Mar. 23, 2023 Ben Schaefer
Mar. 23, 2023 Derek Lee
Mar. 22, 2023 Kyle Kamstra
Mar. 22, 2023 William Bloxham
Mar. 21, 2023 Ryan Ellis Bermel
Mar. 20, 2023 Othniel Cundangan
Mar. 20, 2023 Eve Ahlroth
Mar. 20, 2023 Jeremy Nichols, Accountant
Mar. 19, 2023 Lauren Graham
Mar. 19, 2023 Darren Scott
Mar. 19, 2023 Wessel Jaegers
Mar. 19, 2023 Tanner Jackson
Mar. 19, 2023 Anonymous
Mar. 19, 2023 Daniel Lambden
Mar. 19, 2023 Elias Hautala
Mar. 19, 2023 Jay Cee
Mar. 19, 2023 Josh Gow
Mar. 19, 2023 Ian Tucker
Mar. 19, 2023 Bana, American Citizen
Mar. 19, 2023 Oscar H.
Mar. 19, 2023 Jared Eggert, Household Investor
Mar. 19, 2023 Hai Nguyen
Mar. 19, 2023 Simon Field, CFO
Mar. 19, 2023 Brandon Pierson
Mar. 19, 2023 Aaron S.
Mar. 19, 2023 Roger E Ruiz, Procurement
Mar. 19, 2023 Chayne Pieri, Programmer
Mar. 19, 2023 Kevin D., Construction Estimator/Project Manager
Mar. 19, 2023 Jonas Klokke, Senior manager household investor
Mar. 19, 2023 Nathan Scott, Echo Technologist
Mar. 19, 2023 Eugene
Mar. 19, 2023 Ross Brown
Mar. 19, 2023 Cody Horton
Mar. 19, 2023 Peter Glaras, Engineer
Mar. 19, 2023 Jeremy Betts, Software Engineer
Mar. 19, 2023 Travis O.
Mar. 19, 2023 Kristen Pierce
Mar. 19, 2023 Mike Alblah
Mar. 19, 2023 Brian Schremmer, Equipment Operator
Mar. 19, 2023 Levi Bautz
Mar. 19, 2023 Peter Hewetson
Mar. 19, 2023 Neo Sabin
Mar. 19, 2023 Wyatt MacRae, Developer
Mar. 19, 2023 Jan Niklas Mann
Mar. 18, 2023 Anthony Costantino
Mar. 18, 2023 L Avery Moncure
Mar. 18, 2023 Subhra Mazumdar
Mar. 18, 2023 Creighton Bledsoe
Mar. 18, 2023 Daniel K., Household Investor
Mar. 18, 2023 Rashid Ibrahim, Quality Assurance Admin
Mar. 18, 2023 Charles Jacobs, Individual Investor
Mar. 18, 2023 Mongo Apestein, Produce Stocker
Mar. 18, 2023 Matthew A., Supervisory IT Specialist
Mar. 18, 2023 Daniel Messina, Bank Teller
Mar. 18, 2023 Jean Garcia-Gomez
Mar. 18, 2023 Household Hank
Mar. 18, 2023 Tom Fitzgerald, Tradesman
Mar. 18, 2023 Joseph Kwan
Mar. 18, 2023 D. Rogers
Mar. 18, 2023 Ryan Mullen, IT Professional
Mar. 18, 2023 Kathryn Molina
Mar. 17, 2023 Dwayne Gable
Mar. 17, 2023 Anonymous, Household Investor
Mar. 16, 2023 Sebastian Pye
Mar. 16, 2023 Anonymous
Mar. 16, 2023 Richard Pasquali, DDS
Mar. 16, 2023 Sarabjit Singh
Mar. 16, 2023 Brady McConnell
Mar. 16, 2023 John Ortiz
Mar. 16, 2023 Jonas
Mar. 16, 2023 Theo Jenkins
Mar. 16, 2023 Theo Jenkins
Mar. 16, 2023 Austin Vance
Mar. 16, 2023 Tim Stuka
Mar. 16, 2023 Hector Chow
Mar. 16, 2023 John Marinara
Mar. 16, 2023 Alexander MacCartney, Mechanic
Mar. 16, 2023 Dan Phillips
Mar. 15, 2023 Abdirahman Barud
Mar. 15, 2023 Karl Schubert
Mar. 15, 2023 Ben Passlow
Mar. 15, 2023 Evan Greenert
Mar. 15, 2023 Rob Deli
Mar. 15, 2023 Dave W.
Mar. 15, 2023 Henning Klimaczewski
Mar. 15, 2023 Stephan Davis
Mar. 15, 2023 Nick Zacher
Mar. 15, 2023 Emgee Productions
Mar. 15, 2023 Sridhar Vadlamani
Mar. 15, 2023 Diane Cairns
Mar. 15, 2023 Sarah Oliveira
Mar. 15, 2023 Gary Thom
Mar. 15, 2023 Jolene Kelly
Mar. 15, 2023 Marci Hastings
Mar. 15, 2023 Toya Albert
Mar. 15, 2023 Mikkel Baumann-Jørgensen
Mar. 15, 2023 Caitlin Terpstra
Mar. 15, 2023 Jay Bernard
Mar. 15, 2023 Catie Blayney
Mar. 15, 2023 Alan Wilder
Mar. 15, 2023 Jenni Brannan
Mar. 15, 2023 Carmen Reyes
Mar. 15, 2023 Danny Tam
Mar. 15, 2023 Zachary McCurry
Mar. 15, 2023 Jerimiah Klett
Mar. 15, 2023 Eric Ciesielski
Mar. 15, 2023 Jordan Escobedo
Mar. 15, 2023 Tone
Mar. 15, 2023 Jerimiah Bryant
Mar. 15, 2023 Zachary Buckner
Mar. 15, 2023 Michael Shipe
Mar. 15, 2023 Gordon Penny
Mar. 15, 2023 Dalton Zerlan
Mar. 15, 2023 Nathan Wallack
Mar. 15, 2023 justin mcnaughton
Mar. 15, 2023 Bibambop RIP
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Eric Crone
Mar. 15, 2023 Jared Hannah
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Rohit Banerjee
Mar. 15, 2023 Skyler Olds
Mar. 15, 2023 John Passante
Mar. 15, 2023 Narek
Mar. 15, 2023 Jonathon Ortlieb
Mar. 15, 2023 Tanner Jackson
Mar. 15, 2023 Samuel Progin
Mar. 15, 2023 Dylan Crosby
Mar. 15, 2023 Eric Olsen
Mar. 15, 2023 Bert Abanes
Mar. 15, 2023 William Shore
Mar. 15, 2023 Troy Oster II
Mar. 15, 2023 Philip Winburn
Mar. 15, 2023 Scott Roberge
Mar. 15, 2023 Mike Jorgensen
Mar. 15, 2023 Mohamed Farran
Mar. 15, 2023 kendrick lin
Mar. 15, 2023 Michael Brady
Mar. 15, 2023 Luna Daily
Mar. 15, 2023 Daniel Guiney
Mar. 15, 2023 Wayne Castrey
Mar. 15, 2023 David Kraft
Mar. 15, 2023 Concerned Investor
Mar. 15, 2023 Jason St. James
Mar. 15, 2023 Jon Snow
Mar. 15, 2023 Brett Fleming
Mar. 15, 2023 Andrew Prout
Mar. 15, 2023 Ricardo Gomez
Mar. 15, 2023 Timothy Wright
Mar. 15, 2023 Aida Raissi
Mar. 15, 2023 Rich McNulty
Mar. 15, 2023 Moises Perez
Mar. 15, 2023 John Schumacher, Parts guy
Mar. 15, 2023 Sean Hurwitz, Crew Time Controller
Mar. 15, 2023 Adam Dkhili
Mar. 15, 2023 JG
Mar. 15, 2023 Anonymous
Mar. 15, 2023 John Parker, Personal Investor
Mar. 15, 2023 John Johnson
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Joseph Brady, Household Investor
Mar. 15, 2023 James
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Brendon Brown
Mar. 15, 2023 Emma Oliver, Retail Investor
Mar. 15, 2023 Randy
Mar. 15, 2023 William Cusick
Mar. 15, 2023 Sam Clarke
Mar. 15, 2023 Aaron Humpert
Mar. 15, 2023 Jon C.
Mar. 15, 2023 Calvin Satterfield
Mar. 15, 2023 Galen Brill
Mar. 15, 2023 I.Cristina Barthle, American Worker, Investor
Mar. 15, 2023 Jeremy Leach
Mar. 15, 2023 Chris Candes, Individual Investor
Mar. 15, 2023 Trevor Ervin, Controller
Mar. 15, 2023 Baraka Gitari
Mar. 15, 2023 David Johnson
Mar. 15, 2023 Prakash T., Household Investor
Mar. 15, 2023 Heather, Program Analyst
Mar. 15, 2023 Kevin M. O'Brien
Mar. 15, 2023 Mike Streed
Mar. 15, 2023 Tyler Davis
Mar. 15, 2023 Joseph Aboushanab
Mar. 15, 2023 Joseph Annolino, Aerospace Engineer
Mar. 15, 2023 John
Mar. 15, 2023 Household Investor, IT
Mar. 15, 2023 Paul B. Demers
Mar. 15, 2023 Ryan
Mar. 15, 2023 Anonymous
Mar. 15, 2023 John Brandy, Investor
Mar. 15, 2023 Carol Dorr
Mar. 15, 2023 Matthew Coomes
Mar. 15, 2023 Malcolm Simpson
Mar. 15, 2023 Daniel Morel
Mar. 15, 2023 Garik Khalatyan
Mar. 15, 2023 Scott Jonsson
Mar. 15, 2023 Thomas Manson
Mar. 15, 2023 Nick Flotterud
Mar. 15, 2023 Lukas Boldt
Mar. 15, 2023 Gregory Marti
Mar. 15, 2023 TJ Wittkopp
Mar. 15, 2023 James Pearsons
Mar. 15, 2023 Catherine Ferraro
Mar. 15, 2023 Dave Cazza
Mar. 15, 2023 James Matson
Mar. 15, 2023 David Beavan
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Andrew Bizieff
Mar. 15, 2023 Daniel Gorski
Mar. 15, 2023 Bruno Boissenin
Mar. 15, 2023 Darin Toki
Mar. 15, 2023 Josh Stubblefield, Healthcare
Mar. 15, 2023 Charles, Rocket Scientist
Mar. 15, 2023 Guillermo Muniz, Military
Mar. 15, 2023 Conrad Wald
Mar. 15, 2023 Joshua Chisum, Labor
Mar. 15, 2023 David Valenzuela
Mar. 15, 2023 Tanner Rapp
Mar. 15, 2023 Michael Hamilton, Silvertonhill, IT
Mar. 15, 2023 Miguel Hernandez, Investor
Mar. 15, 2023 David M. Diaz
Mar. 15, 2023 Vamsi Nadimpalli
Mar. 15, 2023 Harry
Mar. 15, 2023 R. Dove
Mar. 15, 2023 Eric Evans
Mar. 15, 2023 Adam Dodge, Electronics Technician
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Edward Jones Sr.
Mar. 15, 2023 Matthew McMahon
Mar. 15, 2023 Neill Dorn, Household investor
Mar. 15, 2023 Matt Shumaker
Mar. 15, 2023 Kyle
Mar. 15, 2023 Emily Swan, Lead Pastor, Blue Ocean Church Ann Arbor
Mar. 15, 2023 Aaron Rhoade, General Manager of Boiler Equipment Manufacturing
Mar. 15, 2023 David Terry, Longshoreman
Mar. 15, 2023 Jeffrey Vongermeten, Medical Technologist
Mar. 15, 2023 Marco Spera, Retail Investor
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Jese Manandhar, Engineer
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Kyle Franco, Retail Investor
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Christopher Madison
Mar. 15, 2023 Matthew Meyerson, Household Investor and Software Engineer
Mar. 15, 2023 Desmon Yiu
Mar. 15, 2023 Jack Hedges
Mar. 15, 2023 Bryon Tousignant
Mar. 15, 2023 Sarabjit Singh
Mar. 15, 2023 Jacob, Geologist
Mar. 15, 2023 Christian Forster, CEO Ipsum Allied LTD, UK
Mar. 15, 2023 Zaf Khan
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Steve Bonner
Mar. 15, 2023 Richard Russell
Mar. 15, 2023 Jacqueline Roig
Mar. 15, 2023 Cory M., Association of Supply Chain Managers
Mar. 15, 2023 Anthony, Sr. Cost Analyst
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Dustyn Erb, Owner, Lemon Drop Trading LLC
Mar. 15, 2023 Alleck Henrie
Mar. 15, 2023 Grant Kluge, Sales Manager
Mar. 15, 2023 Jake
Mar. 15, 2023 Ross Brown
Mar. 15, 2023 Jay Gregg, Senior Network Engineer
Mar. 15, 2023 James Beck, Retail Investor
Mar. 15, 2023 Slade, Household Investor
Mar. 15, 2023 James Wolfe, Household investor
Mar. 15, 2023 Michael Kyriacou, CEO
Mar. 15, 2023 Moises Perez
Mar. 15, 2023 Anthony
Mar. 15, 2023 Jack Vanstone
Mar. 15, 2023 Robert Burns
Mar. 15, 2023 Jon H., Household Investor
Mar. 15, 2023 Fakir Audat
Mar. 15, 2023 Ethan B. Dorr, Business Owner and Attorney
Mar. 15, 2023 Holly Warner
Mar. 15, 2023 Justin Gnant, Engineer
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Jeffrey Weldon, Senior Systems Admninstrator
Mar. 15, 2023 Anonymous
Mar. 15, 2023 James Wolfe, Household investor
Mar. 15, 2023 Sarabjit Singh
Mar. 15, 2023 Jonathan Keyes
Mar. 15, 2023 Barrett Burch, Airline Pilot
Mar. 15, 2023 AF
Mar. 15, 2023 Cam A., Concerned Private Investor
Mar. 15, 2023 Anthony Zecca
Mar. 15, 2023 Homi Noidea
Mar. 15, 2023 Otter Lodge Studios
Mar. 15, 2023 Jay Grossman
Mar. 15, 2023 Ethan Kola
Mar. 15, 2023 Tim Grey
Mar. 15, 2023 Vince Scala
Mar. 15, 2023 Household investor
Mar. 15, 2023 Zachary Sears
Mar. 15, 2023 Judd Rush
Mar. 15, 2023 Jayson Marcusen, Optometrist
Mar. 15, 2023 Anonymous
Mar. 15, 2023 William Peace
Mar. 15, 2023 Andrew, Individual Investor
Mar. 15, 2023 Liam, Retail Investor
Mar. 15, 2023 Matthew Neiman
Mar. 15, 2023 Sean Fahey
Mar. 15, 2023 Anthony LaBree, Analyst
Mar. 15, 2023 Butch Cusack
Mar. 15, 2023 Michael Key, Independent Investor
Mar. 15, 2023 W. Alexander, Economic Analyst
Mar. 15, 2023 E M
Mar. 15, 2023 Daniel McSkimming
Mar. 15, 2023 Jake Goliver, M.D.
Mar. 15, 2023 Victor Vespertino Jr., Tradesman
Mar. 15, 2023 Troy Middlebrooks, Real Estate Agent
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Anonymous
Mar. 15, 2023 George Kong
Mar. 15, 2023 Eileen Loh
Mar. 15, 2023 Banon
Mar. 15, 2023 John Church
Mar. 15, 2023 Preston Maestri-Petnunas
Mar. 15, 2023 James Barnard, Project Management
Mar. 15, 2023 Max M.
Mar. 15, 2023 Daniel Isgro
Mar. 15, 2023 Cara Tunstall, ERP Administrator
Mar. 15, 2023 Marc Cantlin, Household Investor
Mar. 15, 2023 Matthew Leblanc, Retail Investor
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Matt Larocca
Mar. 15, 2023 Ian Terpstra
Mar. 15, 2023 Anonymous
Mar. 15, 2023 Jacob Proano
Mar. 15, 2023 Terry Ho
Mar. 15, 2023 Mickey McCranor
Mar. 15, 2023 James Herbert
Mar. 15, 2023 Tait Johnson
Mar. 15, 2023 Cody, Courier
Mar. 14, 2023 John Sherman
Mar. 14, 2023 Jimit Raithatha
Mar. 14, 2023 Micah Vincent
Mar. 14, 2023 Andy, Business educator
Mar. 14, 2023 Jarrod Knudson
Mar. 14, 2023 Anonymous
Mar. 14, 2023 Bob Gernhofer
Mar. 9, 2023 Jamahri Johnson, Pharmacy Technician, Advanced Infusion Care
Mar. 9, 2023 Florian Rhyn
Mar. 9, 2023 Cara Tunstall, ERP Administrator
Mar. 9, 2023 Tyler Davis
Mar. 8, 2023 Holden
Mar. 7, 2023 D. Skewis
Mar. 6, 2023 Anonymous
Mar. 6, 2023 Curtis Higgins, Household Investor
Mar. 6, 2023 Bob Dole
Mar. 6, 2023 Tony
Mar. 5, 2023 Chris Carrington
Mar. 5, 2023 Michael Krupczak
Mar. 5, 2023 Anonymous
Mar. 4, 2023 Ken M, PrawnHub
Mar. 4, 2023 Aaron N
Mar. 3, 2023 Pete L, Teacher
Mar. 3, 2023 Gregory Allen, Army
Mar. 3, 2023 Kevin C
Mar. 3, 2023 Josh Brade, IT Professional
Mar. 3, 2023 Singaraju
Mar. 3, 2023 Tyler Tetreault
Mar. 1, 2023 Elliot Ganz, Head of Advocacy, Co-Head of Public Policy, and Meredith Coffey, Executive Vice President, Co-Head of Public Policy, LSTA
Mar. 1, 2023 Household Harry
Mar. 1, 2023 Richard Russell
Mar. 1, 2023 Guillermo Mirabal
Mar. 1, 2023 Karol M Czajkowski, Household Investor
Feb. 28, 2023 Rich May, Individual Investor
Feb. 25, 2023 Nick Ahlers
Feb. 24, 2023 Jacob Gillmore
Feb. 23, 2023 Linda Adhoch
Feb. 23, 2023 Blaine Jeffries, Household Investor
Feb. 23, 2023 Skyler Roundtree
Feb. 23, 2023 Michael Gerber, Individual Investor
Feb. 23, 2023 Colin Clarry
Feb. 23, 2023 Shaka Smith, Associate Product Manager
Feb. 23, 2023 Brandon G.
Feb. 23, 2023 Amogh, Investor
Feb. 22, 2023 Lukas Baltrusaitis
Feb. 22, 2023 Egmont Chesuloppa, inquisitive investor
Feb. 22, 2023 Ann Elaine Rutledge, CEO CreditSpectrum Corp., Professor of Capital Markets at Columbia University SIPA
Feb. 16, 2023 American Property Casualty Insurance Association, Loan Syndications and Trading Association, Association for Financial Markets in Europe, Mortgage Bankers Association, Bank Policy Institute, Reinsurance Association of America, CRE Finance Council, Securities Industry and Financial Markets Association, Housing Policy Council, Structured Finance Association International Association of Credit Portfolio Managers, and U.S. Mortgage Insurers
Feb. 14, 2023 Abdirahman Barud
Feb. 14, 2023 Jack Pieper
Feb. 13, 2023 Mayo Yiffin
Feb. 10, 2023 Anon
Feb. 6, 2023 Mr. Chungus
Feb. 1, 2023 Roy Jones
Jan. 30, 2023 Ren Huizenga, bank clerk
Jan. 27, 2023 Ralph Kramden
Jan. 26, 2023 Tim Washington
Jan. 26, 2023 Individual Investor
Jan. 25, 2023 Cory Siemon, Concerned Investor

Meetings with SEC Officials

(Click here for submitted comments from the public)
Nov. 9, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 9, 2023 meeting with representatives of the Structured Finance Assocation ("SFA")
Nov. 9, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 8, 2023 meeting with representatives of the Securities Industry and Financial Markets Association ("SIFMA")
Oct. 30, 2023 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a October 30, 2023 meeting with representatives of SIFMA
Oct. 30, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a October 25, 2023 meeting with representatives of TIAA/Nuveen
Oct. 27, 2023 Memorandum from the Division of Corporation Finance regarding an October 27, 2023 meeting with the International Association of Credit Portfolio Managers
Sep. 18, 2023 Memorandum from the Office Of Commissioner Hester M. Peirce regarding a September 18, 2023 meeting with representatives of the Commercial Real Estate Finance Counsel
Sep. 15, 2023 Memorandum from the Office Commissioner Mark T. Uyeda regarding a September 15, 2023 meeting with representatives of SIFMA
Sep. 1, 2023 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 1, 2023 meeting with representatives of SFA
Aug. 30, 2023 Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 30, 2023 meeting with SIFMA
Aug. 24, 2023 Memorandum from the Office Of the Chair regarding a August 22, 2023 meeting with representatives of SIFMA
Aug. 14, 2023 Memorandum from the Division of Corporation Finance regarding an August 14, 2023 meeting with the Investment Company Institute
Aug. 3, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a August 3, 2023 meeting with representatives of SIFMA
Jul. 25, 2023 Memorandum from the Office Of the Chair regarding a July 25, 2023 meeting with Congressman Brad Sherman and his staff.
Jul. 24, 2023 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 24, 2023 meeting with representatives from USMI
Jul. 15, 2023 Memorandum from the Division of Corporation Finance regarding a July 13, 2023 meeting with representatives of the European Commission
Jul. 13, 2023 Memorandum from the Division of Corporation Finance regarding a July 11, 2023 meeting with representatives of the American Bar Association
Jun. 29, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 5, 2023 meeting with Structured Finance Association
Jun. 7, 2023 Memorandum from the Division of Corporation Finance regarding a May 25, 2023 meeting with representatives of the European Commission
Jun. 6, 2023 Memorandum from the Office of the Chair regarding a June 6, 2023 virtual meeting with representatives of the US Mortgage Insurers
Jun. 2, 2023 Memorandum from the Division of Corporation Finance regarding a May 22, 2023 meeting with representatives of the IACPM
May 22, 2023 Memorandum from the Division of Corporation Finance regarding a May 22, 2023 meeting with the International Association of Credit Portfolio Managers
May 17, 2023 Memorandum from the Office of Public Engagement regarding a May 17, 2023 meeting with Bank Policy Institute
May 15, 2023 Memorandum from the Division of Corporation Finance regarding a May 10, 2023 meeting with Structured Finance Association
May 15, 2023 Memorandum from the Division of Corporation Finance regarding a May 9, 2023 meeting with Andrew Davidson, Andrew Davidson & Co.
May 9, 2023 Memorandum from the Office of the Chairman regarding an April 17, 2023 virtual meeting with representatives of US Mortgage Insurers
May 3, 2023 Memorandum from the Division of Corporation Finance regarding a May 3, 2023 meeting with representatives of the Securities Industry and Financial Markets Association and the Bank Policy Institute
May 3, 2023 Memorandum from the Division of Corporation Finance regarding a May 3, 2023 meeting with representatives of the Structured Finance Association
May 2, 2023 Memorandum from the Division of Corporation Finance regarding a May 2, 2023 meeting with representatives of the Structured Finance Association
Apr. 26, 2023 Memorandum from the Division of Corporation Finance regarding an April 26, 2023 meeting with the Commercial Real Estate Finance Council
Apr. 25, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 24, 2023 meeting with representatives of the U.S. Mortgage Insurers, Enact MI, Essent, MGIC, National MI, and Radian
Apr. 19, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 19, 2023 meeting with representatives of the U.S. Mortgage Insurers
Mar. 23, 2023 Memorandum from the Office of Commissioner Peirce regarding a March 23, 2023 meeting with representatives of Loan Syndications and Trading Association
Mar. 9, 2023 Memorandum from the Office of the Chairman regarding a March 7, 2023 virtual meeting with representatives of Mindset
Mar. 3, 2023 Memorandum from the Division of Corporation Finance regarding a March 2, 2023, meeting with representatives of Pentalpha Global Advisors
Mar. 3, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2023 meeting with representatives of the European Banking Federation
Feb. 24, 2023 Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations
Feb. 2, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a February 2, 2023 meeting with representatives of the Loan Symdications and Trading Association