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Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type
A: 329
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| May 9, 2024 | Bianca |
| Mar. 6, 2024 | Dan Meuser, Ann Wagner, Chairman, Subcommittee on Capital Markets, Pete Sessions, Bill Huizenga, Tom Emmer, Bryan Steil, Andrew Garbarino, Michael V. Lawler, Zach Nunn, Erin Houchin, Members of Congress |
| Feb. 14, 2024 | Brett Kitt, Nasdaq, Inc. |
| Feb. 7, 2024 | Kevin Edgar, Partner, Baker & Hostetler LLP |
| Jan. 30, 2024 | Christine Wagener |
| Jan. 23, 2024 | Joanna Mallers, Secretary, FIA Principal Traders Group |
| Jan. 16, 2024 | Kevin Edgar, Partner, Baker & Hostetler LLP on behalf of The Equity Markets Association |
| Jan. 13, 2024 | Kevin Sutong Little |
| Jan. 12, 2024 | Professor J.W. Verret, George Mason University Antonin Scalia Law School |
| Jan. 10, 2024 | John Kinahan, Chief Executive Officer, Group One Trading, L.P. |
| Jan. 9, 2024 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
| Jan. 6, 2024 | Teresa Huffman |
| Jan. 5, 2024 | John Ramsay, Chief Market Policy Officer, Investors Exchange LLC |
| Jan. 5, 2024 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel |
| Jan. 5, 2024 | Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc. |
| Jan. 5, 2024 | Patrick Sexton, EVP, General Counsel & Corporate Secretary, Cboe Global Markets, Inc. |
| Jan. 5, 2024 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
| Jan. 5, 2024 | World Federation of Exchanges |
| Jan. 5, 2024 | Scott C. Samels |
| Jan. 5, 2024 | Hope M. Jarkowski, General Counsel, NYSE Group, Inc. |
| Jan. 5, 2024 | Adrian Griffiths, Head of Market Structure, MEMX, LLC |
| Jan. 5, 2024 | Ellen Greene, Managing Director, Equity and Options Market Structure, SIFMA |
| Jan. 5, 2024 | Amanda Jones |
| Jan. 5, 2024 | Tyler Gellasch, President & CEO, Healthy Markets Association and Christopher Iacovella, President & CEO, American Securities Association |
| Jan. 4, 2024 | Tyler, Educator |
| Jan. 4, 2024 | Timothy Miller, Chief Operating Officer, Dash Financial Technologies LLC |
| Jan. 4, 2024 | Gunjan |
| Jan. 4, 2024 | Jeremy Lewis |
| Jan. 4, 2024 | Andrew |
| Jan. 4, 2024 | Dominik |
| Jan. 4, 2024 | Kirsten Wegner, Chief Executive Officer, Modern Markets Initiatve |
| Jan. 4, 2024 | Johannes Polta |
| Jan. 4, 2024 | Christina |
| Jan. 4, 2024 | Anonymous |
| Jan. 4, 2024 | Tim |
| Jan. 2, 2024 | Anonymous |
| Jan. 2, 2024 | Aron T. |
| Jan. 2, 2024 | Jack T. Pieper |
| Jan. 2, 2024 | Alexander W. Kuchta |
| Dec. 28, 2023 | David Helfrich |
| Dec. 22, 2023 | William Carlson, Household Investor and Software Developer |
| Dec. 20, 2023 | Jared Albert |
| Dec. 20, 2023 | John Zecca, Executive Vice President, Global Chief Legal, Risk & Regulatory Officer, Nasdaq, Inc. |
| Dec. 20, 2023 | Mario Josipovic, VP, Regulatory Affairs and General Counsel, Select Vantage, Inc. |
| Dec. 17, 2023 | Dan Santangelo |
| Dec. 17, 2023 | Keith Hanshaw, Company Director, Hanshaws Research Ltd |
| Dec. 15, 2023 | Vince Shefford |
| Dec. 15, 2023 | Patrick Dennis Bullock |
| Dec. 11, 2023 | Rich May |
| Nov. 28, 2023 | PressPage Entertainment Inc. dba Redeecash |
| Nov. 5, 2023 | Michael Ravnitzky |
| Oct. 31, 2023 | Noga Rosenthal |
| Oct. 25, 2023 | Ann Marie |
| Oct. 24, 2023 | Bryan Helapo |
| Oct. 23, 2023 | Scott Pollan |
| Oct. 23, 2023 | Sammy Prasad |
| Oct. 23, 2023 | Anonymous |
| Oct. 21, 2023 | Terry |
| Oct. 20, 2023 | Sean Mann |
| Oct. 20, 2023 | Jimit Raithatha |
| Oct. 19, 2023 | Jens Brage |
| Oct. 19, 2023 | Artis |
| Oct. 19, 2023 | Kens Bane |
| Oct. 19, 2023 | Esben Gaarsmand |
| Oct. 19, 2023 | Terrance Wilson |
| Oct. 19, 2023 | Robert Hammell |
| Oct. 19, 2023 | Sean Devlin |
| Oct. 19, 2023 | Glen Crawley |
| Oct. 19, 2023 | William P. Goerger |
| Oct. 18, 2023 | Greg C. Englebert |
| Oct. 18, 2023 | Michael B. Jones |
| Oct. 18, 2023 | Lars Wohlfahrt |
| Oct. 18, 2023 | Anonymous |
| Oct. 18, 2023 | PJ Doozey |
| Oct. 18, 2023 | Jayson Marcusen |
| Oct. 18, 2023 | Scott Martin |
| Oct. 18, 2023 | Trevor Hoffman, Economics background/Engineer |
| Oct. 18, 2023 | Ben Mason |
| Oct. 18, 2023 | Joshua Dobos |
| Oct. 18, 2023 | Peter Farnsworth |
| Oct. 18, 2023 | Luke Taylor |
| Oct. 18, 2023 | Valentin Elsaesser |
| Oct. 18, 2023 | Jack Pieper |
| Oct. 18, 2023 | Christina Fowler |
| Oct. 18, 2023 | Aaron Irvin |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| May 15, 2024 | Memorandum from the Division of Economic and Risk Analysis regarding a May 13, 2024 meeting with Brett Redfearn, Panorama Financial Markets Advisory |
| Apr. 10, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 10, 2024 conference call with Nasdaq |
| Apr. 9, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 9, 2024 meeting with representatives of MEMX, LLC ("MEMX") |
| Mar. 20, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 20, 2024 conference call with IEX |
| Mar. 7, 2024 | Memorandum from the Division of Trading and Markets regarding a March 7, 2024 meeting with representatives of IEX |
| Feb. 22, 2024 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a February 22, 2024 meeting with representatives from Nasdaq |
| Feb. 21, 2024 | Memorandum from the Division of Trading and Markets regarding a February 21, 2024 meeting with representatives of Nasdaq |
| Feb. 14, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 14, 2024 meeting with representatives of IEX |
| Dec. 20, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a December 20, 2023 meeting with representatives of Panorama Financial Markets Advisory |
| Dec. 19, 2023 | Memorandum from the Division of Trading and Markets regarding a December 19, 2023 meeting with Panorama Financial Markets Advisory |
| Nov. 29, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 29, 2023 meeting with representatives of IEX |
| Oct. 30, 2023 | Memorandum from the Division of Trading and Markets regarding a October 30, 2023 meeting with representatives of Modern Markets Initiative |
| Oct. 20, 2023 | Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Vanguard |
| Oct. 19, 2023 | Memorandum from the Office of Public Engagement regarding an October 19, 2023 meeting with Better Markets |
