Comments on Volume-Based Exchange Transaction Pricing for NMS Stocks

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Comment
A: 331

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 8, 2025 meeting with representatives of JP Morgan Chase
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a September 11, 2024 meeting with representatives of Cboe
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc.
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 17, 2024 meeting with representatives of Better Markets
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 17, 2024 meeting with representatives of Cboe
Public Comment Sean Paylor, Acadian Asset Management LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 10, 2024 meeting with representatives of Cboe
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding a July 1, 2024 meeting with representatives of Cboe
Public Comment Cory
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding a June 25, 2024 meeting with Nasdaq
Public Comment United States Senators Mike Crapo, Thom Tillis, Cynthia M. Lummis, M. Michael Rounds, Kevin Cramer, John Kennedy, Katie Boyd Britt, Steve Daines, Bill Hagerty, J.D. Vance; and Ranking Member Tim Scott
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a May 13, 2024 meeting with Brett Redfearn, Panorama Financial Markets Advisory
Public Comment Bianca
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 8, 2024 meeting with representatives of MEMX LLC
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding an April 23, 2024 meeting with representatives of Panorama Financial Markets
Meeting with SEC Officials Memorandum from the Office of Public Engagement regarding an April 4, 2024 meeting with Nasdaq
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding an April 10, 2024 conference call with Nasdaq
Meeting with SEC Officials Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 9, 2024 meeting with representatives of MEMX, LLC ("MEMX")
Meeting with SEC Officials Memorandum from the Office of the Chair regarding an April 9, 2024 meeting with MEMX
Meeting with SEC Officials Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 20, 2024 conference call with IEX
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a March 7, 2024 meeting with representatives of IEX
Public Comment Dan Meuser, Ann Wagner, Chairman, Subcommittee on Capital Markets, Pete Sessions, Bill Huizenga, Tom Emmer, Bryan Steil, Andrew Garbarino, Michael V. Lawler, Zach Nunn, Erin Houchin, Members of Congress
Meeting with SEC Officials Memorandum from the Office of Commissioner Jaime Lizárraga regarding a February 22, 2024 meeting with representatives from Nasdaq
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a February 21, 2024 meeting with representatives of Nasdaq
Public Comment Brett Kitt, Nasdaq, Inc.
Meeting with SEC Officials Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 14, 2024 meeting with representatives of IEX
Public Comment Kevin Edgar, Partner, Baker & & Hostetler LLP
Public Comment Christine Wagener
Public Comment Joanna Mallers, Secretary, FIA Principal Traders Group
Public Comment Kevin Edgar, Partner, Baker & Hostetler LLP on behalf of The Equity Markets Association

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-18-23
Release Number
34-98766
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