Comments have been received from individuals and entities using the following Letter Type
A: 8
|
| |
|
(Click here for meetings with SEC officials)
|
| Aug. 17, 2023 | Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute |
| Aug. 8, 2023 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Jul. 26, 2023 | Eric J. Pan, President & CEO, and Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
| Jul. 24, 2023 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| May 16, 2023 | Eric J. Pan, President and CEO, and Dorothy M. Donohue, Deputy General Counsel, Securities Regulation, Investment Company Institute |
| Mar. 21, 2023 | Chad Ellis, PhD |
| Feb. 27, 2023 | Alreisbrah, Enagic Affiliate |
| Dec. 2, 2022 | Steven Rothstein, Managing Director
Ceres Accelerator for Sustainable Capital Markets |
| Nov. 30, 2022 | Investment Company Institute |
| Nov. 30, 2022 | Douglas Hileman, FSA, CRMA, CPEA, P.E., President, Douglas Hileman Consulting LLC |
| Nov. 19, 2022 | James |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Nov. 1, 2022 | Ben Cushing, Sierra Club Campaign Manager, Fossil-Free Finance, Jessye Waxman, Sierra Club Senior Campaign Representative, Fossil-Free Finance, John Kostyack, Sierra Club Consultant |
| Nov. 1, 2022 | Angelo Evangelou, Chief Policy Officers, Cboe Global Markets |
| Nov. 1, 2022 | Dr Radek Stech, CEO, Global Principles for Sustainable Securities Lending (Global PSSL) and Senior Lecturer, University of Exeter Law School |
| Nov. 1, 2022 | Laura Peterson, Corporate Analyst & Advocate, Union of Concerned Scientists |
| Oct. 30, 2022 | Silence Dogood, Retail Invester |
| Oct. 30, 2022 | crypto lucy |
| Oct. 30, 2022 | Joe Hernandez |
| Oct. 27, 2022 | Andrew Siwo, Adjunct Assistant Professor, NYU and Cornell University |
| Oct. 26, 2022 | Robert H. Sitkoff |
| Oct. 26, 2022 | Taj Reilly |
| Oct. 25, 2022 | David Landerman |
| Oct. 24, 2022 | Attorneys General of the states of Montana, Louisiana, Alabama, Mississippi, Alaska, Ohio, Arizona, Oklahoma, Arkansas, South Carolina, Georgia, South Dakota, Indiana, Texas, Kansas, Utah, Kentucky, and West Virginia |
| Oct. 19, 2022 | Lucas Schwarz |
| Oct. 18, 2022 | Alex Hanson-Michelson |
| Oct. 14, 2022 | Evergreen Action and Americans for Financial Reform |
| Oct. 13, 2022 | David James Jaggard |
| Oct. 12, 2022 | Caroline Newell |
| Oct. 12, 2022 | Mauricio Gonzalez |
| Sep. 2, 2022 | Intercontinental Exchange, Inc. |
| Aug. 29, 2022 | Sarah Adams, Chief Sustainability Officer, Vert Asset Management |
| Aug. 18, 2022 | Gregory Babyak, Global Head of Regulatory Affairs, Bloomberg L.P. |
| Aug. 17, 2022 | Joyce Dillard |
| Aug. 17, 2022 | Robert Rutkowski |
| Aug. 17, 2022 | Robert Rutkowski |
| Aug. 16, 2022 | The Shareholder Commons |
| Aug. 16, 2022 | Cindy Bohlen, CFA, Chief Mindfulness Officer, Greg Wait, CEBS, Partner, and Adam Peck, CFA, Founder, Chief Investment Officer, Riverwater Partners, LLC |
| Aug. 16, 2022 | Stephen W. Hall, Legal Director and Securities Specialist and Scott Farnin, Legal Counsel, Better Markets |
| Aug. 16, 2022 | Joseph V. Amato, President and Chief Investment Officer, Equities, Neuberger Berman and Jonathan Bailey, Head of ESG Investing, Neuberger Berman |
| Aug. 16, 2022 | Joseph F. Keefe, President, Impax Asset Management and Julie Fox Gorte, SVP for Sustainable Investing, Impax Asset Management |
| Aug. 16, 2022 | Silver Regulatory Associates LLC |
| Aug. 16, 2022 | Neuberger Berman Group LLC |
| Aug. 16, 2022 | Joseph F. Keefe, President, and Julie Fox Gorte, SVP, Impax Asset Management |
| Aug. 16, 2022 | Sierra Club |
| Aug. 16, 2022 | 6,079 Sierra Club Members |
| Aug. 16, 2022 | Coalition for Renewable Natural Gas |
| Aug. 16, 2022 | Alternative Investment Management Association |
| Aug. 16, 2022 | American Investment Council |
| Aug. 16, 2022 | Nuclear Energy Institute |
| Aug. 16, 2022 | American Public Gas Association |
| Aug. 16, 2022 | Boyden Gray & Associates |
| Aug. 16, 2022 | Patrick Morrisey, Attorney General, West Virginia and the Attorneys General of Alabama, Alaska, Arizona, Arkansas, Georgia, Idaho, Indiana, Kansas, Kentucky, Louisiana, Mississippi, Missouri, Montana, Nebraska, Oklahoma, South Carolina, Texas, Utah, Virginia, and Wyoming |
| Aug. 16, 2022 | Action Center on Race and the Economy |
| Aug. 16, 2022 | U.S. Public Interest Research Group and 7,903 supporters |
| Aug. 16, 2022 | David P. Tenny, President and CEO, National Alliance of Forest Owners |
| Aug. 16, 2022 | Heidi Hardin, Executive Vice President and General Counsel, Massachusetts Financial Services Company |
| Aug. 16, 2022 | Brett Palmer, President of Small Business Investor Alliance |
| Aug. 16, 2022 | Jessica Ground, Global Head of ESG,
Capital Group and Clara Kang, Associate Counsel, Capital Research and Management Company |
| Aug. 16, 2022 | Dylan Bruce, Financial Services Counsel, Consumer Federation of America |
| Aug. 16, 2022 | Cynthia Lo Bessette, Chief Legal Officer, Fidelity Management & Research Company LLC |
| Aug. 16, 2022 | Mutual Fund Directors Forum |
| Aug. 16, 2022 | Jeffrey Kupor, Head of Legal, Americas, Invesco Ltd. |
| Aug. 16, 2022 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Aug. 16, 2022 | Jeffrey S. Davis, Senior Vice President, Senior Deputy General Counsel, Nasdaq, Inc. |
| Aug. 16, 2022 | Lisa Woll, CEO, US SIF: The Forum for Sustainable and Responsible Investment |
| Aug. 16, 2022 | Emily C. Micale, Director, Federal Regulatory Affairs, Insured Retirement Institute |
| Aug. 16, 2022 | Paul Bodnar, Managing Director, Global Head of Sustainable Investing, BlackRock, Inc. and Elizabeth Kent, Managing Director, Global Public Policy Group, BlackRock, Inc. |
| Aug. 16, 2022 | Kim Shafer, Senior Policy Advisor and Marieke Spence, Executive Director, Impact Capital Managers, Inc. |
| Aug. 16, 2022 | Aron Szapiro, Head of Retirement Studies and Public Policy, Morningstar, Inc.; Jasmin Sethi, Associate Director of Policy Research, Morningstar, Inc.; and Jon Hale, PhD, CFA, Head of Sustainability Research, Morningstar, Inc. |
| Aug. 16, 2022 | Lindsey Weber Keljo, Esq., Head - Asset Management Group, Securities Industiy and Financial Markets Association |
| Aug. 16, 2022 | Melissa MacGregor, Managing Director & Associate General Counsel, Securities Industry and Financial
Markets Association |
| Aug. 16, 2022 | Calvert Research and Management |
| Aug. 16, 2022 | 198 Methods et al. |
| Aug. 16, 2022 | Jennifer J. Schulp, Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives,
Cato Institute |
| Aug. 16, 2022 | Center for American Progress |
| Aug. 16, 2022 | Alternative and Direct Investment Securities Association |
| Aug. 16, 2022 | Allison Walsh, CFA, Senior Vice President, Head of ESG and Corporate Sustainability Page, Income Research & Management |
| Aug. 16, 2022 | Americans for Financial Reform and Public Citizen |
| Aug. 16, 2022 | Ceres |
| Aug. 16, 2022 | Dan Barry, Director, Spark Change Group Ltd |
| Aug. 16, 2022 | Jack Lienke and Bridget Pals, Institute for Policy Integrity, NYU School of Law |
| Aug. 16, 2022 | Ivan Frishberg, Chief Sustainability Officer, and Cynthia Dalagelis, Senior Vice President, ESG Investing - Amalgamated Financial Corp. |
| Aug. 16, 2022 | David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation |
| Aug. 16, 2022 | Rachel Paulose, General Counsel, Strive Asset Management, LLC |
| Aug. 16, 2022 | Julie B. Platt, Chair, Board of Trustees, and Eric D. Fingerhut, President & CEO, The Jewish Federations of North America |
| Aug. 16, 2022 | Thomas Williams, Executive Director, State of Hawai’i Employees’ Retirement System |
| Aug. 16, 2022 | Franklin Templeton |
| Aug. 16, 2022 | Melanie Senter Lubin, NASAA President and Maryland Securities Commissioner |
| Aug. 16, 2022 | Betterment |
| Aug. 16, 2022 | Humankind Investments |
| Aug. 16, 2022 | T. Rowe Price |
| Aug. 16, 2022 | New York Office of the Attorney General and Attorneys General for California, Delaware, Illinois, Maryland, Minnesota and New Jersey |
| Aug. 16, 2022 | Glass Lewis |
| Aug. 16, 2022 | Corey Shapiro |
| Aug. 16, 2022 | JD Marshall, Director, Operations, New Forests, Inc. |
| Aug. 16, 2022 | Global Impact Investing Network |
| Aug. 16, 2022 | Eugenia Jackson, Global Head of ESG, PGIM |
| Aug. 16, 2022 | Stephanie Jones, Michael Panfil, and Jake Hiller, Environmental Defense Fund |
| Aug. 16, 2022 | Jane Lewenthal |
| Aug. 16, 2022 | Rachel Kravetz |
| Aug. 16, 2022 | Soundboard Governance LLC |
| Aug. 16, 2022 | Schulte Roth & Zabel LLP |
| Aug. 16, 2022 | Investment Company Institute |
| Aug. 16, 2022 | PricewaterhouseCoopers LLP |
| Aug. 16, 2022 | Sean O’Malley of State Street Global Advisors |
| Aug. 16, 2022 | AP Lewis |
| Aug. 16, 2022 | XBRL US |
| Aug. 16, 2022 | Dechert LLP |
| Aug. 16, 2022 | Principles for Responsible Investment |
| Aug. 16, 2022 | LSTA |
| Aug. 16, 2022 | Domini Impact Investments LLC |
| Aug. 16, 2022 | Schroders |
| Aug. 16, 2022 | TIAA |
| Aug. 16, 2022 | SEI Investments Corporation |
| Aug. 16, 2022 | Inclusive Development International, Accountability Counsel, and Friends of the Earth |
| Aug. 16, 2022 | LTSE |
| Aug. 16, 2022 | American Jewish Committee |
| Aug. 16, 2022 | Massachusetts Financial Services Company |
| Aug. 16, 2022 | Interfaith Center on Corporate Responsibility |
| Aug. 16, 2022 | International Swaps and Derivatives Association, Inc. |
| Aug. 16, 2022 | Standards Board for Alternative Investments |
| Aug. 16, 2022 | American Council of Life Insurers |
| Aug. 16, 2022 | Federated Hermes, Inc. |
| Aug. 16, 2022 | U.S. Impact Investing Alliance |
| Aug. 16, 2022 | Glass Lewis |
| Aug. 16, 2022 | BlueMark and Tideline |
| Aug. 16, 2022 | Cambridge Investment Research, Inc. |
| Aug. 16, 2022 | CFA Institute |
| Aug. 16, 2022 | Dimensional Fund Advisors |
| Aug. 16, 2022 | JP Morgan Asset Management |
| Aug. 16, 2022 | Global Legal Entity Identifier Foundation |
| Aug. 16, 2022 | The Investment Association |
| Aug. 16, 2022 | CME Group |
| Aug. 16, 2022 | The Louis D. Brandeis Center, Inc. |
| Aug. 16, 2022 | Kloe Houvener |
| Aug. 16, 2022 | Investment Adviser Association |
| Aug. 16, 2022 | Mirova US |
| Aug. 16, 2022 | Institutional Shareholder Services Inc. |
| Aug. 16, 2022 | Boston Trust Walden |
| Aug. 16, 2022 | Matthew D. |
| Aug. 16, 2022 | Persefoni |
| Aug. 16, 2022 | Putnam Investments |
| Aug. 16, 2022 | Christopher Lish |
| Aug. 16, 2022 | Impact Capital Managers |
| Aug. 16, 2022 | Patrick Reed, Co-Founder and CEO, YourStake and Gabe Rissman, Co-Founder and President, YourStake |
| Aug. 16, 2022 | Kerrie Waring, Chief Executive Officer, ICGN |
| Aug. 15, 2022 | Evergreen Action |
| Aug. 15, 2022 | Natural Resources Defense Council |
| Aug. 15, 2022 | Henry Shilling, Sustainable Research and Analysis LLC |
| Aug. 15, 2022 | Florida Division of Bond Finance |
| Aug. 15, 2022 | Benjamin Zycher, Senior Fellow, American Enterprise Institute |
| Aug. 15, 2022 | Americans for Financial Reform Education Fund |
| Aug. 15, 2022 | Americans for Financial Reform Education Fund and 96 undersigned organizations |
| Aug. 15, 2022 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| Aug. 15, 2022 | Deed, (Go Deed, Inc.) |
| Aug. 15, 2022 | Ben Nottingham |
| Aug. 15, 2022 | Steve Milloy, Senior Legfal Fellow, Energy and Environment Legal Institute |
| Aug. 15, 2022 | Michael Kramer, Managing Partner,Natural Investments |
| Aug. 15, 2022 | Rachel Curley, Democracy Advocate, Public Citizen’s Congress Watch Division |
Aug. 15, 2022 | Marian Macindoe, Head of ESG Stewardship, Parnassus Investments |
| Aug. 15, 2022 | Holly A. Testa, Director, Shareowner Engagement, First Affirmative Financial Network |
| Aug. 15, 2022 | Barbara Lowe |
| Aug. 15, 2022 | Dorrit Lowsen, Co-CEO, Change Finance, PBC |
| Aug. 15, 2022 | Stephanie Cohn Rupp, CEO, Veris Wealth Partners |
| Aug. 15, 2022 | Andrew Behar, CEO, As You Sow |
| Aug. 15, 2022 | Jonathan F. P. Rose, Manager |
| Aug. 15, 2022 | John L. Thornton, Co-Chair, Committee on Capital Markets Regulation; Hal S. Scott, President, Committee on Capital Markets Regulation and R. Glenn Hubbard, Co-Chair, Committee on Capital Markets Regulation |
| Aug. 15, 2022 | Campbell Pryde, President and CEO, XBRL US |
| Aug. 15, 2022 | Open MIC et al. |
| Aug. 15, 2022 | Chad M. Horning, Chief Investment Officer, Everence Capital Management and President, Praxis Mutual Funds |
| Aug. 14, 2022 | Occupy the SEC, Inc. |
| Aug. 14, 2022 | Judith Feinberg, MD, Professor of Behavioral Medicine and Psychiatry, West Virginia University School of Medicine |
| Aug. 13, 2022 | Carey Zesiger, President, Heaventree LLC |
| Aug. 13, 2022 | Susan H. Roth |
| Aug. 13, 2022 | Gail Gettler |
| Aug. 12, 2022 | Julie Hammerman, JLens |
| Aug. 12, 2022 | Kristen Malinconico, Director, Center for Capital Markets Competitiveness, U.S. Chamber of Commerce |
| Aug. 5, 2022 | David Osowski, CFO |
| Aug. 5, 2022 | James Fox |
| Aug. 4, 2022 | D.I. Neyhart |
| Aug. 2, 2022 | Renee Rosales |
| Aug. 2, 2022 | Judi Greenwald, Executive Director, Nuclear Innovation Alliance, et al. |
| Jul. 31, 2022 | J.A.A., Student at the University of Illinois |
| Jul. 28, 2022 | Eric W. Bright, CFA, Portfolio manager, Pennyfarthing Investment Management |
| Jul. 24, 2022 | Hernan Dominguez, Investor Accounting Researcher |
| Jul. 14, 2022 | National Federation of Independent Business |
| Jul. 13, 2022 | Jeffrey Vincent, Retired Defence/ Aerospace Executive |
| Jul. 13, 2022 | Charles Pierce |
| Jul. 9, 2022 | Vermaelen Theo, Professor of Finance, INSEAD |
| Jul. 3, 2022 | Mohammed Ali Rashid |
| Jun. 22, 2022 | Thomas Immenschuh |
| Jun. 20, 2022 | Paul Taylor, Los Angeles Ecopolitics Columnist |
| Jun. 18, 2022 | 17 Asset Management, 17 Asset Management |
| Jun. 17, 2022 | Jeremy Roseberry, CEO - FairShares, Inc. |
| Jun. 17, 2022 | Rodrigo Trevizan |
| Jun. 17, 2022 | William Denton, Research Scientist |
| Jun. 17, 2022 | Mark Payton |
| Jun. 17, 2022 | Wei Li and Yulin Zhu, Chair, Department of Accounting in Kent State University and Phd Candidate in accounting, Kent State University |
| Jun. 17, 2022 | Blake |
| Jun. 16, 2022 | Lois Klein |
| Jun. 16, 2022 | The Club for Growth Foundation |
| Jun. 15, 2022 | Eugene Rubin |
| Jun. 15, 2022 | Estelle Ilene Davis, Financial Professional |
| Jun. 15, 2022 | Thomas Stanchak, Director, Sustainability |
| Jun. 14, 2022 | Nick Pollard, AAPG |
| Jun. 14, 2022 | Donald Runkle |
| Jun. 14, 2022 | Loren D. Jones, Attorney at Law |
| Jun. 14, 2022 | CO2 Coalition |
| Jun. 14, 2022 | Chris Laughman, Conservice |
| Jun. 14, 2022 | Michael Rath, Professional Forester |
| Jun. 14, 2022 | Divestment Coalition |
| Jun. 13, 2022 | William Johnson |
| Jun. 13, 2022 | NC State Grange, Agriculture Membership Organization |
| Jun. 12, 2022 | Greg Wrightstone |
| Jun. 12, 2022 | Payne Kilbourn |
| Jun. 10, 2022 | Frederick Taubert |
| Jun. 10, 2022 | Cassandra Lyons, Ampersand Sexual Violence Resource Center |
| Jun. 10, 2022 | Malcolm van Raalte, CTO, GainX |
| Jun. 10, 2022 | Allan W Moskowitz, CFP, AIF, CEO Transformative Wealth Management, LLC |
| Jun. 10, 2022 | Sutton Technical Books, Sutton Technical Books |
| Jun. 8, 2022 | Commissioner Steve Troxler, North Carolina Department of Agriculture and Consumer Services |
| Jun. 7, 2022 | Bowers |
| Jun. 7, 2022 | Cameron |
| Jun. 3, 2022 | Your Crabon Steps, Consultant |
| Jun. 2, 2022 | Billy Dogwhistle |
| Jun. 1, 2022 | Kathryn Papp, Independent Scholar, MBA |
| Jun. 1, 2022 | Curtis Robinson |
| Jun. 1, 2022 | Adam |
| Jun. 1, 2022 | The Delois Albert Brassell and the Robert James Brassell Estate |
| May 31, 2022 | J.W. Verret, George Mason Law School |
| May 31, 2022 | CommonSpirit Health |
| May 31, 2022 | Carol Willson, retired Farm Wife |
| May 26, 2022 | Mark Mitacek |
| May 26, 2022 | Pamela Arena, Professional Private Investor |
| May 25, 2022 | Ben Brannen |
| Dec. 2, 2018 | William Michael Cunningham, Creative Investment Research |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Aug. 7, 2023 | Memorandum from the Office of Public Engagement regarding a July 24, 2023 virtual meeting with National Association of Insurance Commissioners |
| Jul. 13, 2023 | Memorandum from the Division of Investment Management regarding a July 13, 2023 meeting with representatives of T. Rowe Price Associates, Inc. |
| Jul. 10, 2023 | Memorandum from the Division of Investment Management regarding a January 12, 2023, virtual meeting with representatives of the Investment Advisers Association (IAA) and Certain Investment Advisers |
| Jul. 10, 2023 | Memorandum from the Division of Investment Management regarding a March 20, 2023, meeting with representatives of the Capital Group |
| Jul. 10, 2023 | Memorandum from the Division of Investment Management regarding a March 20, 2023, meeting with representatives of PIMCO |
| Jun. 30, 2023 | Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with representatives of Better Markets, Inc.
|
| Jun. 15, 2023 | Memorandum from the Office Of Commissioner Mark T. Uyeda regarding a June 13, 2023 meeting with representatives of US IF: The Sustainable Investment Forum |
| Jun. 14, 2023 | Memorandum from the Division of Investment Management regarding a May 19, 2023
conference on Emerging Trends in Asset Management
|
| May 22, 2023 | Memorandum from the Office of the Chairman regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| May 22, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 22, 2023 meeting with representatives of State Street Global Advisors |
| May 18, 2023 | Memorandum from the Office of Public Engagement regarding a May 12, 2023 meeting with the Managed Funds Association |
| May 2, 2023 | Memorandum from the Division of Investment Management regarding an April 18, 2023 teleconference with students and faculty from the Georgia State University College of Law |
| Apr. 27, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 25, 2023 meeting with representatives of the American Securities Association |
| Apr. 24, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an April 24, 2023 meeting with representatives of the Boston Asset Managers Association |
| Apr. 6, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an April 4, 2023 meeting with representatives of Ceres Accelerator for Sustainable Capital Markets |
| Mar. 23, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a March 22, 2023 meeting with Better Markets |
| Mar. 17 2023 | Memorandum from the Office of the Chair regarding a March 17, 2023 meeting with representatives of the Investment Company Institute |
| Mar. 2, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a March 2, 2023 meeting with representatives of the Aegon Group |
| Feb. 24, 2023 | Memorandum from the Office of Public Engagement regarding a February 10, 2023 meeting with various Investor and Advocacy Organizations |
| Feb. 22, 2023 | Memorandum from the Division of Investment Management regarding a February 22, 2023 meeting with representatives from the Principles for Responsible Investment |
| Feb. 2, 2023 | Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 18, 2023 meeting with representatives from the American Investment Council |
| Feb. 2, 2023 | Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 17, 2023 meeting with representatives of the Pacific Investment Management Company |
| Jan. 10, 2023 | Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 3, 2023 meeting with representatives from MSCI Inc. |
| Jan. 3, 2023 | Memorandum from the Office of Commissioner Jaime E. Lizárraga regarding a January 3, 2023 meeting with a representative of the Consumer Federation of America |
| Jan. 3, 2023 | Memorandum from the Office of Public Engagement regarding a December 19, 2022 meeting with representatives of the World Economic Forum |
| Dec. 27, 2022 | Memorandum from the Division of Investment Management regarding a November 30, 2022 meeting with representatives of Ceres |
| Dec. 22, 2022 | Memorandum from the Office of the Chair regarding a December 22, 2022 virtual meeting with representatives of the Advocates
|
| Dec. 20, 2022 | Memorandum from the Division of Investment Management regarding a December 16, 2022 teleconference with representatives of the Forum for Sustainable and Responsible Investment |
| Dec. 7, 2022 | Memorandum from the Division of Investment Management regarding a December 6, 2022 meeting with representatives of the National Alliance of Forest Owners |
| Dec 6. 22, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022 meeting with the U.S. Impact Investing Alliance |
| Dec. 6, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a December 6, 2022
meeting with representatives of the U.S. Impact Investing Alliance |
| Dec. 2, 2022 | Memorandum from the Division of Investment Management regarding a December 2, 2022 meeting with representatives from TIAA-CREF and Nuveen |
| Nov. 30, 2022 | Memorandum from the Division of Investment Management regarding an November 28, 2022 teleconference with representatives from the Investment Company Institute |
| Nov. 30, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 25, 2022 meeting with representatives of Principles for Responsible Investment |
| Nov. 30, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 11, 2022 meeting with representatives of BP |
| Nov. 30, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an October 6, 2022 meeting with representatives of US SIF |
| Nov. 22, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 21, 2022 Meeting with Representatives of Small Business Investor Alliance |
| Nov. 21, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 14, 2022 meeting with representatives of BlackRock, Inc. |
| Nov. 19, 2022 | Memorandum from the Division of Investment Management regarding a November 18, 2022 teleconference with representatives of UN Principles for Responsible Investment |
| Nov. 15, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 15, 2022 meeting with representatives of BlackRock |
| Nov. 14, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a November 14, 2022 meeting with representatives of Utah Retirement Systems Board |
| Nov. 9, 2022 | Memorandum from the Office of the Chair regarding an October 24, 2022 meeting with MSCI |
| Nov. 9, 2022 | Memorandum from the Office of the Chair regarding an October 20, 2022 meeting with the Investment Company Institute |
| Nov. 2, 2022 | Memorandum from the Division of Investment Management regarding an October 20, 2022 virtual meeting with representatives of Federated Hermes, Inc. |
| Nov. 1, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 1, 2022 meeting with Ceres Accelerator for Sustainable Capital Markets |
| Nov. 1, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 1, 2022
meeting with representatives of the Ceres Accelerator for Sustainable Capital Marketse |
| Oct. 20, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding an October 20, 2022 meeting with representatives of Federated Hermes, Inc. |
| Oct. 18, 2022 | Memorandum from the Division of Investment Management regarding an October 18, 2022 teleconference with representatives of the Americans for Financial Reform Education Fund, Center for American Progress, Ceres, Sierra Club, Public Citizen, Environmental Defense Fund, US Impact Investing Alliance, and UN Principles for Responsible Investment |
| Oct. 14, 2022 | Memorandum from the Office of the Chair regarding an August 16, 2022 meeting with th PRI |
| Oct. 13, 2022 | Memorandum from the Division of Investment Management regarding a September 30, 2022 teleconference with representatives of the Managed Funds Association |
| Sep. 30, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 30, 2022 meeting with representatives of Strive Asset Management |
| Sep. 27, 2022 | Memorandum from the Division of Investment Management regarding a September 27, 2022 meeting with representatives of T. Rowe Price |
| Sep. 13, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 13, 2022 meeting with representatives of CompliGlobe Ltd., et al. |
| Sep. 13, 2022 | Memorandum from the Division of Investment Management regarding a September 12, 2022 teleconference with representatives of Morningstar, Inc. |
| Sep. 12, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a September 6, 2022 meeting with representatives of the Investment Company Institute |
| Sep. 9, 2022 | Memorandum from the Office of the Investor Advocate regarding an August 31, 2022 meeting with representatives of the Managed Funds Association |
| Sep. 6, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a September 6, 2022 meeting with representatives of the Investment Company Institute |
| Aug. 30, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 30, 2022 meeting with representatives of the Center for American Progress |
| Aug. 22, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 22, 2022 meeting with representatives of Alpha Wealth Strategies, et al. |
| Aug. 15, 2022 | Memorandum from the Division of Investment Management regarding an August 10, 2022 teleconference with representatives from the Amalgamated Bank, Americans for Financial Reform, Center for American Progress, Ceres, Partnership for Carbon Accounting Financials, Public Citizen, and Sierra Club |
| Aug. 11, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding an August 11, 2022 meeting with Tyler Gellasch, Healthy Markets Association |
| Aug. 10, 2022 | Memorandum from the Division of Investment Management regarding an August 9, 2022 teleconference with representatives from the Asset Management Group of the Securities Industry and Financial Markets Association |
| Aug. 9, 2022 | Memorandum from the Division of Investment Management regarding a July 21, 2022 teleconference with representatives of the Committee of Annuity Insurers
|
| Aug. 3, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding an August 3, 2022 meeting with representatives of the CFA Institute |
| Jul. 29, 2022 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a July 29, 2022 meeting with representatives of Public Citizen |
| Jul. 19, 2022 | Memorandum from the Office of the Chair regarding a July 19, 2022 meeting with representatives of the Investment Company Institute |
| Jun. 29, 2022 | Memorandum from the Office of the Chair regarding a June 29, 2022 meeting with representatives of the U.S. Institute Advisory Board |
| Jun. 10, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 9, 2022 meeting with representatives of Luther King Capital Management |
