Electronic Delivery of Information Under the Federal Securities Laws

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Comment
A: 923
B: 189
C: 11
D: 88,858
E: 175
F: 338
G: 15,475
H: 1,574
I: 2

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Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 28, 2026 meeting with Betterment
Public Comment Ronald J. Kruszewski, Chairman and CEO, Stifel Financial Corp.
Meeting with SEC Officials Memorandum from the Office of Mergers and Acquisitions regarding an October 27, 2026 meeting with representatives of the Independent Steering Committee of Broadridge Financial
Solutions, Inc. and representatives of Broadridge Financial Solutions, Inc
Public Comment Davis Polk & Wardwell LLP
Public Comment Tammalene Mitman
Public Comment United States Senators Tammy Baldwin, Susan M. Collins, Tim Kaine, Angus S. King, Jr., Jerry Moran, and John Fetterman
Public Comment Marcia Asquith, Corporate Secretary, EVP, Board and External Relations, FINRA
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an October 9, 2026 meeting with JP Morgan Asset Management
Public Comment Marc A Schiller, Eirecon Associates USA LLC
Public Comment Barbara Roper
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 23, 2026 meeting with representatives of the Financial Services Institute ("FSI")
Public Comment Jenn-James Wang
Meeting with SEC Officials Memorandum from the Division of Economic and Risk Analysis regarding a September 29, 2026 meeting with representatives of Edward Jones
Public Comment William Brennan, Chief Compliance Officer, Apex Clearing Corporation
Public Comment Jennifer W. Han, Chief Legal Officer & Head of Regulatory Affairs, Managed Funds Association
Public Comment Jackson Ward
Public Comment Russell Frye
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding a September 9, 2026 meeting with AARP
Meeting with SEC Officials Memorandum from the Division of Investment Management regarding an August 27, 2026 meeting with Barbara Roper
Public Comment Richard Stallman
Public Comment Robert
Public Comment Brittney Boyd, Lead Analyst and Consultant, Cold Blood and Steel Consulting
Public Comment David T. Bellaire, Executive Vice President & General Counsel, Financial Services Institute
Public Comment LH
Public Comment Mark Quinn, Director of Regulatory Affairs, Cetera Financial Group
Public Comment Matt Antos
Public Comment Samantha White
Public Comment Alex Shikhman, Lob.com
Public Comment Americans for Financial Reform Education Fund
Public Comment Americans for Tax Reform
File Number
S7-2026-25
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