Transfer Agent Rules

Comments have been received from individuals and entities using a variety of Letter Types:

Comment
A: 3

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Date Received
Date Letter Type Commenter Name
Public Comment Jeffrey S. Davis, Senior Vice President and Senior Deputy General Counsel, Nasdaq, Inc.
Public Comment Lara Donaldson, President, Securities Transfer Association of Canada
Public Comment WhyDRS
Public Comment Gail C. Bernstein, General Counsel and Head of Public Policy, and Sarah A. Buescher, Special Counsel, Investment Adviser Association
Public Comment Joris Delanoue, Co-Founder and CEO, Fairmint Inc.
Public Comment LODAS Transfer, LLC
Public Comment Stan Monlux
Public Comment Steven Nelson, Continental Stock Transfer & Trust Company, President & Chairman
Public Comment Adriana Ennab, Executive Director, Head of Global Policy & Regulation, Global Digital Finance
Public Comment Alec Snelling
Public Comment Ann Bowering CEO, Issuer Services - North America and Paul A. Conn President, Global Capital Markets, Computershare
Public Comment Anthony M. Seiffert , Chief Compliance Officer, American Funds Service Company; The Capital Group Companies, Inc.; Joshua R. Diggs, Secretary, American Funds Service Company; Timothy W. McHale, Chairman, American Funds Service Company
Public Comment Anthony Macchiarulo, Anthony Macchiarulo Vice President, Financial Services Operations & Assistant General Counsel, SIFMA; Stephen Byron, Managing Director, Head of Operations, Technology, Cyber & BCP, SIFMA; Charles DeSimone, Managing Director, Deputy Head of Operations, Technology, & BCP, SIFMA
Public Comment Ashok Pinto, Executive Vice President, Legal and Government Relations, The Blockchain Association; Jack Solowey, Senior Counsel, Policy and Regulatory Affairs , The Blockchain Association
Public Comment Benjamin L. Schiffrin, Director of Securities Policy, Better Markets
Public Comment Brian Crist, Chief Legal Officer and Corporate Secretary, Figure Technology Solutions, Inc., Billy Miller, Chief Operating Officer, Securitize, Inc., David L. Becker, General Counsel, Equiniti Trust Company, LLC, Salman Banaei, General Counsel, Plume (Kimber Labs Inc. and Kimber Transfer Agency LLC), and Eli Cohen, Chief Legal Officer, Centrifuge
Public Comment Brooke E. Lierman, Comptroller of Maryland, Office of the Comptroller of Maryland
Public Comment Candace Kelly, Chief Legal and Policy Officer, Stellar Development Foundation
Public Comment Carl T. Hagberg, Chairman, CEO, Hagberg and Associates
Public Comment Carol Nguyen, Chief Executive Officer, Efficiency INC.
Public Comment Catherine Bowman, Chair of the ADISA Legislative and Regulatory Committee, ADISA
Public Comment Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Services, Inc.
Public Comment Christal Fenton, Deputy General Counsel, Ascensus College Savings Recordkeeping Services, LLC
Public Comment Christine Parker, Deputy General Counsel, Product, and Corey Then, Deputy General Counsel, Regulatory Strategy and Global Policy, Circle Internet Group
Public Comment ClearTrust, LLC
Public Comment Coinbase Global, Inc.
Public Comment Crypto Council for Innovation
Public Comment Dale Baker, Vice President, Trust Policy
Public Comment Dallin Merrill, Head of Policy, Structured Finance Association
Public Comment Dave L. Young, State Treasurer, Colorado
File Number
S7-2026-30
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