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(Click here for meetings with SEC officials)
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Comments have been received from individuals and entities using the following Letter Type
A: 170
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| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Oct. 19, 2022 | Lucas Schwarz |
| Sep. 21, 2022 | Gregory Babyak and Gary Stone, Regulatory Affairs, Bloomberg L.P. |
| Aug. 19, 2022 | Diane |
| Jun. 27, 2022 | Michael D. Lichtman, Juris Doctor Candidate, Hofstra University Maurice A. Dean School of Law |
| Jun. 14, 2022 | Bond Dealers of America |
| Jun. 14, 2022 | James Tierney, Assistant Professor of Law, University of Nebraska College of Law |
| Jun. 13, 2022 | Healthy Markets Association |
| Jun. 13, 2022 | Blockchain Association and the DeFi Education Fund |
| Jun. 13, 2022 | Robert Toomey, Managing Director, Associate General Counsel, SIFMA |
| May 27, 2022 | Hedge Fund Association |
| Jun. 1, 2022 | The Delois Albert Brassell Estate and the Robert James Brassell Estate |
| May 29, 2022 | James West |
| May 27, 2022 | Hedge Fund Association |
| May 24, 2022 | FIX Trading Community |
| May 11, 2022 | Colin Lee, Finance Manager |
| May 10, 2022 | Greg Weir |
| May 9, 2022 | Gary D. Horn |
| May 9, 2022 | Andrew Robison |
| May 9, 2022 | Anonymous |
| Apr. 26, 2022 | Intercontinental Exchange, Inc. |
| Apr. 21, 2022 | Adelle Nazarian, CEO, and Todd A. White, Founder, American Blockchain PAC |
| Apr. 21, 2022 | Charles Weeden, Managing Partner, Weeden Ventures |
| Apr. 21, 2022 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Apr. 21, 2022 | FIA Principal Traders Group |
| Apr. 20, 2022 | Sarah A. Bessin, Associate General Counsel and Nhan Nguyen Associate General Counsel, Investment Company Institute |
| Apr. 20, 2022 | Scot J. Halvorsen, Associate General Counsel, Cboe Global Markets, Inc. |
| Apr. 19, 2022 | Karthik Mahalingam |
| Apr. 19, 2022 | Marcia E. Asquith, Executive Vice President, Board and External Relations, FINRA |
| Apr. 19, 2022 | Patrick Kim |
| Apr. 19, 2022 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Apr. 19, 2022 | Sardorbek Umarov |
| Apr. 19, 2022 | Crypto Llama Esq |
| Apr. 19, 2022 | Joey Smitherman |
| Apr. 19, 2022 | Gus Coldebella and Gregory Xethalis |
| Apr. 18, 2022 | U.S. Representatives Patrick McHenry and Bill Huizenga |
| Apr. 18, 2022 | Dunsmoor Law, P.C. |
| Apr. 18, 2022 | Kollan House |
| Apr. 18, 2022 | Circle Internet Financial, LLC |
| Apr. 18, 2022 | Doug Davison and Joshua Ashley Klayman of Linklaters LLP |
| Apr. 18, 2022 | Bloomberg L.P. |
| Apr. 18, 2022 | Virtu Financial, Inc. |
| Apr. 18, 2022 | Securities Industry and Financial Markets Association |
| Apr. 18, 2022 | The Crypto Council for Innovation |
| Apr. 18, 2022 | Blockchain Association |
| Apr. 18, 2022 | Jai Ramaswamy, Chief Legal Officer and Miles Jennings, General Counsel, a16z Crypto , A.H. Capital Management, L.L.C. |
| Apr. 18, 2022 | Global Digital Asset & Cryptocurrency Association |
| Apr. 18, 2022 | LeXpunK |
| Apr. 18, 2022 | DeFi Education Fund |
| Apr. 18, 2022 | Zachary Stinson |
| Apr. 18, 2022 | Bond Dealers of America |
| Apr. 18, 2022 | SIFMA Asset Management Group, William Thum, Managing Director, SIFMA AMG |
| Apr. 18, 2022 | Corinna Mitchell, General Counsel, Symphony Communication Services, LLC |
| Apr. 18, 2022 | Arthur Benjamin Baker, Attorney |
| Apr. 18, 2022 | Gregory Schneider, AVP, Desert Financial Credit Union |
| Apr. 18, 2022 | CME Group |
| Apr. 18, 2022 | Elisabeth Kirby, Head of U.S. Market Structure, Tradeweb Markets, Inc. |
| Apr. 18, 2022 | Sarah A. Bessin, Associate General Counsel, Investment Company Institute |
| Apr. 18, 2022 | Paul Grewal, Chief Legal Officer, Coinbase |
| Apr. 18, 2022 | Thomas Tesauro, President of Fidelity Capital Markets, Fidelity Investments |
| Apr. 18, 2022 | Nasdaq, Inc. |
| Apr. 18, 2022 | Murray B. Wells, esq, Attorney/Partner, Wells Associates, PLLC |
| Apr. 18, 2022 | Better Markets |
| Apr. 18, 2022 | Mark Kim, Chief Executive Officer, Municipal Securities Rulemaking Board |
| Apr. 18, 2022 | Neil Chilson, Senior Research Fellow, Stand Together (filing on his own behalf) |
| Apr. 18, 2022 | Damien G. Scott, Deputy General Counsel, CoinList |
| Apr. 18, 2022 | Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association |
| Apr. 18, 2022 | David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation |
| Apr. 18, 2022 | Michelle Bond, CEO, Association for Digital Asset Markets |
| Apr. 18, 2022 | The Crypto Council for Innovation |
| Apr. 18, 2022 | Jennifer W. Han, Managed Funds Association |
| Apr. 18, 2022 | Kelvin Data Boiler Technologies, LLC |
| Apr. 18, 2022 | Scott Pintoff, General Counsel of MarketAxess |
| Apr. 18, 2022 | DirectBooks LLC |
| Apr. 18, 2022 | Delphi Digital |
| Apr. 18, 2022 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
| Apr. 16, 2022 | Chia Network |
| Apr. 16, 2022 | Megan Roche |
| Apr. 15, 2022 | Fred Marion |
| Apr. 15, 2022 | Joshua Arthur |
| Apr. 14, 2022 | Security Traders Association |
| Apr. 14, 2022 | Digital Asset Legal and Regulatory Alliance, Global Blockchain Convergence, Global Digital Asset and Cryptocurrency Association |
| Apr. 14, 2022 | ConsenSys Software Inc. |
| Apr. 14, 2022 | Peter Van Valkenburgh, Director of Research, Coin Center |
| Apr. 11, 2022 | Mark Collins |
| Apr. 8, 2022 | Samuel Anderson |
| Apr. 7, 2022 | Roman Scher |
| Apr. 6, 2022 | Justin Thomas Werner |
| Apr. 4, 2022 | Tim Lau |
| Apr. 3, 2022 | T. F. |
| Mar. 31, 2022 | Allen Pulsifer |
| Mar. 30, 2022 | Amber McCollum |
| Mar. 28, 2022 | Jorry D. |
| Mar. 24, 2022 | Teana Baker-Taylor, Chief Policy Officer, Chamber of Digital Commerce, et al. |
| Mar. 20, 2022 | Brian Singh, Marketing Manager |
| Mar. 18, 2022 | Mark Griffin, Overstock.com |
| Mar. 14, 2022 | Jacob W Troyer, US Navy Pilot |
| Mar. 14, 2022 | Patrick Smith |
| Mar. 14, 2022 | Anonymous |
| Mar. 14, 2022 | Curtis Higgins |
| Mar. 14, 2022 | Jason Bond, Sales Manager |
| Mar. 11, 2022 | Andrew Vollmer, Mercatus Center at George Mason University |
| Mar. 11, 2022 | Stephen P. Wink of Latham & Watkins LLP, on behalf of Blockchain Association |
| Mar. 4, 2022 | Clifford A. Wilkinson, Vet |
| Mar. 3, 2022 | Veikko Eeva |
| Mar. 1, 2022 | Robert Fett |
| Mar. 1, 2022 | Rafael Yakobi, The Crypto Lawyers, PLLC |
| Feb. 25, 2022 | Sasha Hodder, Hodder Law Firm, P.A. |
| Feb. 25, 2022 | Spence Purnell, Reason Foundation |
| Feb. 24, 2022 | Joseph M. Johnson |
| Feb. 24, 2022 | Gabriel Morales, Retail Investor |
| Feb. 23, 2022 | Jeff Martinez, CRPC, CEO Financial Advisor Treveri Capital LLC |
| Feb. 22, 2022 | Nicholas Anthony, Manager, Center for Monetary and Financial Alternatives, Cato Institute |
| Feb. 22, 2022 | Ken McGuire |
| Feb. 22, 2022 | David McCarville, Fennemore Craig |
| Feb. 20, 2022 | Anonymous |
| Feb. 20, 2022 | Kelly Dennis |
| Feb. 19, 2022 | Eric Maas |
| Feb. 19, 2022 | BAV |
| Feb. 19, 2022 | Steven Casey |
| Feb. 19, 2022 | Andres Loubriel |
| Feb. 19, 2022 | Anonymous |
| Feb. 19, 2022 | Mark Thompson |
| Feb. 18, 2022 | Cole Barker |
| Feb. 18, 2022 | Brian Padrick |
| Feb. 18, 2022 | Nick Ferrin |
| Feb. 17, 2022 | Yehuda Jay Berg, CEO, Protoblock Inc. |
| Feb. 17, 2022 | James Fyles |
| Feb. 16, 2022 | William J. Vulpis, Retired Financial Services Executive |
| Feb. 14, 2022 | Robert Stanley, Welder |
| Feb. 11, 2022 | Brian McAllister |
| Feb. 11, 2022 | Erik Elbieh, Information Security Expert, Freelance |
| Feb. 11, 2022 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
| Feb. 9, 2022 | L. Martin Stewart, Individual Investor |
| Feb. 9, 2022 | Philip Champon |
| Feb. 9, 2022 | Keith Vidal, Massage Therapist |
| Feb. 8, 2022 | Gavin Van Dijk, Risk and Information Systems Control Management |
| Feb. 8, 2022 | Kyle Hauskins-Kaplan, Developer |
| Feb. 7, 2022 | Brad Corlett |
| Feb. 7, 2022 | Hank Fu |
| Feb. 7, 2022 | Retail Investor Dan, Programmer |
| Feb. 7, 2022 | Craig Harrison, IT Leader |
| Feb. 7, 2022 | Nico Moore |
| Feb. 7, 2022 | Chris Mounce, Electrical Engineer |
| Feb. 6, 2022 | Duane Vogt |
| Feb. 6, 2022 | Jessica Bell, Retail Investor |
| Feb. 5, 2022 | Morgan Huttes |
| Feb. 5, 2022 | Nathan Dalton |
| Feb. 5, 2022 | Rob |
| Feb. 4, 2022 | Geoffrey Costeloe, Attorney |
| Feb. 4, 2022 | Gonbe |
| Feb. 4, 2022 | Chris, IT |
| Feb. 4, 2022 | Matthew Voke, CEO |
| Feb. 4, 2022 | Mick S., Executive Operations and Procurement |
| Feb. 4, 2022 | Ernie Martinez, Retail Trader/Student |
| Feb. 4, 2022 | Amr Elshafie, Small Business Owner |
| Feb. 4, 2022 | M. W. |
| Feb. 3, 2022 | Tyler Archie |
| Feb. 3, 2022 | Kimberly Unger, STANY The Security Traders Association of New York |
| Feb. 3, 2022 | J. Morel |
| Feb. 2, 2022 | Michelle Bond, Chief Executive Officer, Association for Digital Asset Markets |
| Feb. 2, 2022 | Renata K. Szkoda, Chairwoman, Global Digital Asset & Cryptocurrency Association et al. |
| Feb. 2, 2022 | Alan Amato |
| Feb. 2, 2022 | Andrew West |
| Feb. 2, 2022 | Casey Ann Hewitt, Founder, Hewitt Law PLLC |
| Feb. 2, 2022 | Erich Dylus, Attorney |
| Feb. 2, 2022 | Jacob Mortensen |
| Feb. 2, 2022 | Mark Hopkins, CEO, Lord of Monster |
| Feb. 2, 2022 | Mitchell Crasson, Public School Education |
| Feb. 2, 2022 | Bryant Eisenbach, CEO, ApeWorX Ltd. |
| Jan. 31, 2022 | Anonymous |
| Jan. 30, 2022 | Shaun Neal |
| Jan. 30, 2022 | Michael Mccubbin |
| Jan. 30, 2022 | Justin Manganiello, Attorney |
| Jan. 29, 2022 | Daniel Barber |
| Jan. 29, 2022 | Scott Shepherd, Retail Investor |
| Jan. 28, 2022 | Patti Wubbels |
| Jan. 28, 2022 | Larry Pruss, SVP, Practice Lead, Crypto Advisory Services |
| Jan. 28, 2022 | Tony Wang |
| Jan. 28, 2022 | Sophie Wong |
| Jan. 27, 2022 | Anonymous |
| Jan. 27, 2022 | Joseph Smith, Data Analyst |
| Jan. 27, 2022 | John |
| Jan. 27, 2022 | Melanie Rosenthal |
| Jan. 27, 2022 | Anonymous |
| Jan. 27, 2022 | Adam Grant |
| Jan. 27, 2022 | D. B. |
| Jan. 27, 2022 | Eric J., Medical |
| Jan. 27, 2022 | Anonymous |
| Jan. 27, 2022 | Steven McElveen |
| Jan. 27, 2022 | Hox |
| Jan. 27, 2022 | James Ochner |
| Jan. 27, 2022 | Kade J. Stone |
| Jan. 26, 2022 | Matt Smith |
| Jan. 26, 2022 | Micah Gray, Retail trader |
Meetings with SEC Officials
(Click here for submitted comments from the public)
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| Mar. 15, 2023 | Memorandum from the Division of Trading and Markets regarding a February 16, 2023 conference call with representatives from MarketAxess |
| Nov. 29, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 29, 2022 meeting with representatives of Managed Fund Association |
| Sep. 19, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 19, 2022 videoconference with representatives of BlackRock |
| Sep. 16, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 23, 2022 videoconference with representatives of SIFMA |
| Aug. 25, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding an August 23, 2022 meeting with representatives of Bloomberg |
| Aug. 22, 2022 | Memorandum from the Division of Trading and Markets regarding an August 19, 2022 conference call with representatives from Managed Funds Association |
| Aug. 22, 2022 | Memorandum from the Division of Trading and Markets regarding an August 19, 2022 conference call with representatives from JPMorgan Chase & Co. |
| Aug. 18, 2022 | Memorandum from the Division of Trading and Markets regarding an August 17, 2022 conference call with representatives of Fidelity Capital Markets and Fidelity Investments |
| Aug. 2, 2022 | Memorandum from the Division of Trading and Markets regarding a July 27, 2022 call with representatives of Katten Muchin Rosenman UK LLP |
| Jul. 26, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 21, 2022 meeting with representatives of Virtu |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 13, 2022 meeting with representatives of Virtu |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 12, 2022 meeting with representatives of MarketAxess |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 13, 2022 meeting with representatives of Bloomberg |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 15, 2022 meeting with representatives of Fidelity |
| Jul. 15, 2022 | Memorandum from the Division of Trading and Markets regarding a July 15, 2022 conference call with representatives of Tradeweb |
| Jun. 22, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 25, 2022 meeting with representatives of Data Boiler Technologies Inc. |
| Jun. 13, 2022 | Memorandum from the Office of Commissioner Lee regarding a June 13, 2022 meeting with representatives from the Securities Industry and Financial Markets Association |
| Jun. 9, 2022 | Memorandum from the Division of Trading and Markets regarding a June 9, 2022 telephone conversation with representatives from the Securities Industry and Financial Markets Association. |
| Jun. 7, 2022 | Memorandum from the Office of the Chair regarding a June 7, 2022 meeting with MarketAxess and Brownstein Farber Hyatt Schreck |
| Jun. 2, 2022 | Memorandum from the Division of Trading and Markets regarding a May 31, 2022 call with representatives of BlackRock |
| May 13, 2022 | Memorandum from the Office of the Chair regarding an April 21, 2022 meeting with representatives of PIMCO. |
| May 12, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 3, 2022 meeting with representatives of the Global Legal Entity Identifier Foundation (GLEIF) |
| Apr 21, 2022 | Memorandum from the Office of the Chair regarding an April 21, 2022 meeting with representatives of Blackrock. |
| Apr. 8, 2022 | Memorandum from the Division of Trading and Markets regarding an April 7, 2022 conference call with representatives from BlackRock |
Mar. 30, 2022 | Memorandum from the Division of Trading and Markets regarding a March 30, 2022 Webex Meeting with HMA Representatives
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| Mar. 30, 2022 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a March 30, 2022 conference call with staff of the Dutch Authority for the Financial Markets |
| Mar. 22, 2022 | Memorandum from the Division of Trading and Markets regarding a February 28, 2022 conference call with staff of the Bank of England |
| Mar. 22, 2022 | Memorandum from the Division of Trading and Markets regarding a February 7, 2022 conference call with staff of the Financial Conduct Authority |
| Mar. 21, 2022 | Memorandum from the Division of Trading and Markets regarding a March 16, 2022 conference call with staff of the European Securities and Markets Authority |
| Mar. 10, 2022 | Memorandum from the Division of Trading and Markets regarding a March 9, 2022 conference call with Bill Vulpis
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| Mar. 8, 2022 | Memorandum from the Division of Trading and Markets regarding a March 8, 2022 conference call with a representative from Vedder Price P.C. |
| Feb. 10, 2022 | Memorandum from the Division of Trading and Markets regarding a February 9, 2022 conference call with representatives from the Security Traders Association of New York, Inc. |
| Feb. 3, 2022 | Memorandum from the Division of Trading and Markets regarding a February 2, 2022 conference call with representatives from the ICE Bonds |
| Feb. 3, 2022 | Memorandum from the Division of Trading and Markets regarding a February 3, 2022 conference call with representatives of Bloomberg Intelligence |
