|
(Click here for meetings with SEC officials)
|
Comments have been received from individuals and entities using the following Letter Type
A: 170
B: 10
|
| |
| Aug. 21, 2024 | R Tamara de Silva, Attorney, De Silva Law Offices |
| Aug. 12, 2024 | David Crowther, Attorney |
| Aug. 12, 2024 | Paul Grewal, Chief Legal Officer, Coinbase Global, Inc. |
| Aug. 9, 2024 | Benjamin L. Schiffrin, Director of Securities Policy, Better Markets, Inc. |
| Jul. 30, 2024 | Vijay Kedia, President & CEO, and Jamshaid Khan, Esq., General Counsel, FlexTrade Systems, Inc. |
| Jul. 9, 2024 | Donald B. Verrilli, Jr., Munger, Tolles and Olson LLP on behalf of Uniswap Labs |
| Jun. 28, 2024 | William C. Thum, Managing Director and Associate General Counsel, and Ellen Greene, Managing Director, Equities & Options Market Structure, SIFMA |
| Jan. 3, 2024 | Warren Bean |
| Oct. 31, 2023 | Matthew Jenkins |
| Oct. 30, 2023 | Tom Sinha |
| Oct. 30, 2023 | Armen Amirayan |
| Oct. 30, 2023 | Jonathan Kavanagh |
| Oct. 30, 2023 | Chris Thompson |
| Oct. 30, 2023 | Mike Pompe |
| Oct. 30, 2023 | Anonymous |
| Oct. 30, 2023 | Anonymous |
| Oct. 30, 2023 | Anonymous |
| Oct. 30, 2023 | Michael Sugden |
| Oct. 29, 2023 | Anonymous |
| Oct. 29, 2023 | Brandon Albine |
| Oct. 29, 2023 | Paddy Baines |
| Oct. 29, 2023 | James Odendaal |
| Oct. 29, 2023 | Yuriy Zubyk |
| Oct. 29, 2023 | Anonymous |
| Oct. 29, 2023 | Anonymous |
| Oct. 28, 2023 | Dave B, Retail Investor, Concerned Citizen |
| Oct. 28, 2023 | Chris Hightower |
| Oct. 28, 2023 | John Ratcliffe |
| Oct. 27, 2023 | Chuck |
| Oct. 27, 2023 | Saba Kafeety |
| Oct. 26, 2023 | Anonymous |
| Oct. 24, 2023 | Behnam Tabrizi |
| Oct. 24, 2023 | Anonymous |
| Oct. 23, 2023 | Anonymous |
| Oct. 23, 2023 | Anonymous |
| Oct. 22, 2023 | Charles J. Abbott |
| Oct. 22, 2023 | Daniel Alejandro Alves |
| Oct. 22, 2023 | Jeffrey H. Zimmer |
| Oct. 21, 2023 | Anonymous |
| Oct. 21, 2023 | William L. |
| Oct. 20, 2023 | Mache |
| Oct. 20, 2023 | Richard Rooney |
| Oct. 18, 2023 | William Buckholdt |
| Oct. 18, 2023 | Darius Johnson |
| Oct. 18, 2023 | James Dugger |
| Oct. 18, 2023 | Randy Griffith |
| Oct. 17, 2023 | Berkan |
| Oct. 17, 2023 | Anonymous |
| Oct. 17, 2023 | Anonymous |
| Oct. 17, 2023 | Mike Cubilete |
| Oct. 17, 2023 | Mike C. |
| Oct. 16, 2023 | Anonymous |
| Oct. 16, 2023 | Johny Einsten |
| Oct. 15, 2023 | Joe Peluko |
| Oct. 15, 2023 | Jack |
| Oct. 15, 2023 | Anders Braathen |
| Oct. 15, 2023 | Anonymous |
| Oct. 15, 2023 | Matthew Sacchetti |
| Oct. 15, 2023 | Daniel |
| Oct. 15, 2023 | Anonymous |
| Oct. 15, 2023 | Anonymous |
| Oct. 15, 2023 | Roberto Bondi |
| Oct. 15, 2023 | Sajith Indika |
| Oct. 15, 2023 | Asanka |
| Oct. 15, 2023 | Alex Arden |
| Oct. 15, 2023 | Jimmy |
| Oct. 15, 2023 | Jeremy Blunt |
| Oct. 15, 2023 | Izo |
| Oct. 15, 2023 | Yordan Belemezov |
| Oct. 15, 2023 | Anonymous |
| Oct. 15, 2023 | Damien Todd Wade |
| Oct. 15, 2023 | Mazino |
| Oct. 14, 2023 | Kraig Hotelling |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Fotina Christopoulos |
| Oct. 14, 2023 | John Night |
| Oct. 14, 2023 | Gabriel Zimmler |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Chris Ashley |
| Oct. 14, 2023 | Chris Ashley |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Robin Assen |
| Oct. 14, 2023 | Daniel |
| Oct. 14, 2023 | Arthur Walsh |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Rick Aubuchon |
| Oct. 14, 2023 | Weston Davis |
| Oct. 14, 2023 | Anthony Beaumont |
| Oct. 14, 2023 | Daniele Diaco |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Matthew Emmerson |
| Oct. 14, 2023 | Jum Sung |
| Oct. 14, 2023 | Anonymous |
| Oct. 14, 2023 | Giuseppe Oliveri |
| Oct. 14, 2023 | Curtis K Temple |
| Oct. 14, 2023 | S. Bryant |
| Oct. 13, 2023 | Anonymous |
| Oct. 12, 2023 | Anonymous |
| Oct. 11, 2023 | Rana Wright, Retail Trader |
| Oct. 10, 2023 | Anonymous |
| Sep. 28, 2023 | Anonymous |
| Sep. 27, 2023 | Tom Merritt, Deputy General Counsel, Virtu Financial, Inc. |
| Sep. 14, 2023 | Jason Coombs |
| Sep. 14, 2023 | Edgar T. Snodgrass |
| Sep. 9, 2023 | Jason Coombs |
| Aug. 17, 2023 | Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute |
| Aug. 11, 2023 | Patrick Sexton, EVP, General Counsel and Corporate Secretary, Cboe Global Markets, Inc. |
| Aug. 8, 2023 | Rebekah Goshorn Jurata, General Counsel, American Investment Council |
| Aug. 7, 2023 | Jason Coombs |
| Aug. 6, 2023 | Jason Coombs |
| Aug. 5, 2023 | Jason Coombs |
| Aug. 5, 2023 | Jason Coombs |
| Jul. 24, 2023 | Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association |
| Jul. 19, 2023 | Johnny Axel |
| Jul. 17, 2023 | Jason Coombs |
| Jul. 9, 2023 | Nicholas Morgan, Chair and President, Investor Choice Advocates Network |
| Jul. 7, 2023 | Jonathan Jachym, Global Head of Policy, Payward, Inc. d/b/a Kraken |
| Jul. 6, 2023 | Heather Raiser |
| Jun. 28, 2023 | Robert Shilling |
| Jun. 27, 2023 | Scott Scolnick |
| Jun. 26, 2023 | Brian Laverdure, AAP, Vice President, Payments and Technology Policy, Independent Community Bankers of America |
| Jun. 26, 2023 | Anonymous |
| Jun. 26, 2023 | Greg Senger |
| Jun. 26, 2023 | Noa Chayer |
| Jun. 26, 2023 | Mr. Kim |
| Jun. 26, 2023 | Calvin Satterfield |
| Jun. 26, 2023 | Anonymous |
| Jun. 20, 2023 | Jason Coombs |
| Jun. 18, 2023 | Jason Coombs |
| Jun. 19, 2023 | Cody Carbone, Vice President, Policy, Chamber of Digital Commerce |
| Jun. 16, 2023 | Kelvin To, Founder and President, Data Boiler Technologies |
| Jun. 14, 2023 | Anonymous |
| Jun. 14, 2023 | Markus O Sterlund, Software Developer and Musician |
| Jun. 14, 2023 | Carl Johnson |
| Jun. 14, 2023 | Chris Exley |
| Jun. 14, 2023 | Jasiu Wawrzkowicz |
| Jun. 14, 2023 | Claudius Arnellius |
| Jun. 14, 2023 | Jason Coombs |
| Jun. 14, 2023 | Arnell Milhouse, CEO, CareerDevs Computer Science Institute |
| Jun. 13, 2023 | Jack Solowy, Financial Technology Policy Analyst and Jennifer J. Schulp, Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives, Cato Institute |
| Jun. 13, 2023 | Jennifer W. Han, Executive Vice President Chief Counsel & Head of Regulatory Affairs, Managed Funds Association |
| Jun. 13, 2023 | Tuongvy Le,
Partner and Head of Regulatory & Policy, Bain Capital Crypto, LP |
| Jun. 13, 2023 | Thomas Tesauro,
President, Fidelity Capital Markets |
| Jun. 13, 2023 | Rob Green, Software Engineer |
| Jun. 13, 2023 | Todd Adams |
| Jun. 13, 2023 | Olandis Layne, Programmer, iRepresent.Crypto |
| Jun. 13, 2023 | Adrian, Cell biologist |
| Jun. 13, 2023 | Myles Essick |
| Jun. 13, 2023 | Adrian, Cell biologist |
| Jun. 13, 2023 | Mark DAndrea |
| Jun. 13, 2023 | Jeffery Glenn |
| Jun. 13, 2023 | U.S. Representatives Frank D. Lucas, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, Ralph Norman, Scott Fitzgerald, Young Kim, Mike Flood, Zach Nunn, Erin Houchin, William Timmons, Dan Meuser, Andrew R. Garbarino, Byron Donalds, Michael V. Lawler, Monica De La Cruz, and Andy Ogles |
| Jun. 13, 2023 | Jai Ramaswamy, Chief Legal Officer; Miles Jennings, General Counsel, a16z Crypto; Scott Walker, Chief Compliance Officer; and Michele Korver, Head of Regulatory, a16z Crypto, A.H. Capital Management, L.L.C. |
| Jun. 13, 2023 | Gus Coldebella, True Ventures and Gregory Xethalis, Multicoin Capital |
| Jun. 13, 2023 | Bloomberg L.P. |
| Jun. 13, 2023 | Donald B. Verrilli, Jr., Munger, Tolles and Olson LLP |
| Jun. 13, 2023 | Robert Toomey, Head of Capital Markets, Managing Director, Associate General Counsel, SIFMA |
| Jun. 13, 2023 | Doug Davison, Joshua Ashley Klayman and Erika Cabo, Linklaters LLP |
| Jun. 13, 2023 | Paul S. Grewal, Chief Legal Officer, Coinbase Global, Inc. |
| Jun. 13, 2023 | Jeff Martinez, Financial Advisor, Treveri Capital, LLC |
| Jun. 13, 2023 | Darshan |
| Jun. 13, 2023 | Jonathan, CEO, Measuring Systems LLC |
| Jun. 13, 2023 | Anonymous |
| Jun. 13, 2023 | Courtney Beck |
| Jun. 13, 2023 | Spencer Janssen |
| Jun. 13, 2023 | Nicholas Albert |
| Jun. 13, 2023 | Peter Neal |
| Jun. 13, 2023 | Stephen W. Hall, Legal Director, Better Markets and Securities Specialist and Scott Farnin, Legal Counsel, Better Markets |
| Jun. 13, 2023 | William C. Thum, Managing Director and Assistant General Counsel, SIFMA AMG |
| Jun. 13, 2023 | Circle Internet Financial, LLC |
| Jun. 13, 2023 | Corinna Mitchell, General Counsel, Symphony Communication Services |
| Jun. 13, 2023 | Crypto Council for Innovation |
| Jun. 13, 2023 | Global Blockchain Business Council and GBBC Digital Finance |
| Jun. 13, 2023 | Hedera Hashgraph, LLC |
| Jun. 13, 2023 | Devin Walsh, Executive Director, Uniswap Foundation |
| Jun. 13, 2023 | Jake Chervinsky, Chief Officer, Blockchain Association and Marisa T. Coppel, Policy Counsel, Blockchain Association |
| Jun. 13, 2023 | Scott Pintoff, General Counsel, MarketAxess |
| Jun. 13, 2023 | Patrick Ingle |
| Jun. 13, 2023 | Sarah A. Bessin, Deputy General Counsel, and Kevin Ercoline, Assistant General Counsel, Investment Company Institute |
| Jun. 13, 2023 | David Rockwell, Investor |
| Jun. 13, 2023 | Timothy Gorter, CEO, Interdisciplinary Architecture |
| Jun. 13, 2023 | Jim Lin, C.E.O., Aimichia Co., Ltd. |
| Jun. 13, 2023 | Kelvin To, Founder and President, Data Boiler Technologies, LLC |
| Jun. 13, 2023 | Christopher A. Iacovella, Chief Executive Officer, and Jessica R. Giroux, General Counsel, American Securities Association |
| Jun. 13, 2023 | Rebecca Rettig, Chief Policy Officer, Polygon Labs |
| Jun. 13, 2023 | James English |
| Jun. 13, 2023 | Carey Tordsen |
| Jun. 13, 2023 | Ryan |
| Jun. 13, 2023 | Daniel Oase |
| Jun. 13, 2023 | William C. Hughes, Senior Counsel & Director of Global Regulatory Matters, Consensys Software Inc. |
| Jun. 13, 2023 | Scott Eisenberg, Chief Legal Officer, DirectBooks |
| Jun. 13, 2023 | Tom M. Merritt, Deputy General Counsel, Virtu Financial |
| Jun. 13, 2023 | Anne-Sophie Cissey, General Counsel, Flowdesk |
| Jun. 13, 2023 | Shawn Hess, Senior Analyst |
| Jun. 13, 2023 | Steven Mantilla |
| Jun. 12, 2023 | Tas Dienes, Engineer |
| Jun. 12, 2023 | Jim Stanec, Engineer, PhD EE |
| Jun. 12, 2023 | Miller Whitehouse-Levine, Chief Executive Officer, and Amanda Tuminelli, Chief Legal Officer, DeFi Education Fund |
| Jun. 12, 2023 | Alex Thorn, Head of Firmwide Research, Galaxy Digital |
| Jun. 12, 2023 | Tavonia Evans, National Policy Network of Women of Color in Blockchain |
| Jun. 10, 2022 | International Swaps and Derivatives Association, Inc. and Securities Industry
and Financial Markets Association |
| Jun. 8, 2023 | Rodrigo Seira and
Justin Slaughter, Paradigm |
| Jun. 7, 2023 | Coin Center |
| May 31, 2023 | Bruce Tupper, President and Founder, CoinRegTech |
| May 31, 2023 | James Corr |
| May 17, 2023 | Erik Dyke |
| May 16, 2023 | Amritpal Singh |
| May 14, 2023 | Ronnie Levi |
| May 4, 2023 | Kens Bane |
| May 3, 2023 | Anonymous |
| Apr. 29, 2023 | Dean Pierce, Computer Security Engineer Polygon Labs |
| Apr. 29, 2023 | Chris Demey |
| Apr. 28, 2023 | Eric Corriel, Digital Strategy Director, School of Visual Arts |
| Apr. 26, 2023 | Michael Bodman |
| Apr. 25, 2023 | Anonymous |
| Apr. 25, 2023 | Michael Bodman, Open Source Ventures |
| Apr. 25, 2023 | Patrick Kelly |
| Apr. 24, 2023 | Adam Anderle |
| Apr. 23, 2023 | Keith Vidal |
| Apr. 23, 2023 | Michael Bodman |
| Apr. 22, 2023 | Jason Teng |
| Apr. 22, 2023 | Brandon H. Ferrick, Attorney |
| Apr. 22, 2023 | Aaron N. |
| Apr. 21, 2023 | Marco Stocker |
| Apr. 21, 2023 | Dave Champagne |
| Apr. 21, 2023 | Jamie Andrzejewski |
| Apr. 21, 2023 | Daniel Silva |
| Apr. 21, 2023 | Cody Abel, Machinist |
| Apr. 20, 2023 | Anonymous |
| Apr. 20, 2023 | Agust Gudmundsson |
| Apr. 20, 2023 | Neill Dorn |
| Apr. 20, 2023 | Zachory Johnson |
| Apr. 20, 2023 | Ethan Mullins |
| Apr. 20, 2023 | Ralph McHugh |
| Apr. 20, 2023 | Adam Rock |
| Apr. 20, 2023 | Heather R., Program Analyst |
| Apr. 20, 2023 | Jeff Lebowski |
| Apr. 20, 2023 | Mark Wetzel |
| Apr. 20, 2023 | Ryan Ellis Bermel |
| Apr. 20, 2023 | Gino |
| Apr. 20, 2023 | Josiah Grady |
| Apr. 20, 2023 | Alexandr Sleahtici |
| Apr. 20, 2023 | Daniel Lambden |
| Apr. 20, 2023 | Jeff Frazier |
| Apr. 20, 2023 | Chris Lane |
| Apr. 20, 2023 | J.L.S. |
| Apr. 20, 2023 | Zaf Khan |
| Apr. 20, 2023 | Stefan Nekkers |
| Apr. 20, 2023 | Lazaro Sacerio |
| Apr. 20, 2023 | K. W. |
| Apr. 20, 2023 | M. Kurz |
| Apr. 20, 2023 | Anonymous |
| Apr. 20, 2023 | David Bleecker |
| Apr. 20, 2023 | Laura N. |
| Apr. 20, 2023 | Smith Harris |
| Apr. 20, 2023 | Francisco D., P.A. |
| Apr. 20, 2023 | Stuart Griese |
| Apr. 20, 2023 | Abel Gray, Software Engineer |
| Apr. 20, 2023 | Adam T. Williams |
| Apr. 20, 2023 | Keith, BI Engineer |
| Apr. 20, 2023 | William Lloyd |
| Apr. 20, 2023 | Anonymous |
| Apr. 20, 2023 | Timothy J. Barry |
| Apr. 20, 2023 | Julio Cesar Tello |
| Apr. 20, 2023 | Robert Wolfe, Investor |
| Apr. 20, 2023 | Yones |
| Apr. 20, 2023 | Sebastian Stankiewicz |
| Apr. 20, 2023 | David Candler |
| Apr. 20, 2023 | Toussaint L'Ouverture |
| Apr. 20, 2023 | Aurora McClintock, Retired Cyber Operations Professional |
| Apr. 20, 2023 | Nate Baird |
| Apr. 19, 2023 | Chris Eastvedt |
| Apr. 19, 2023 | Chad Vanlandingham |
| Apr. 19, 2023 | Chris Jackson |
| Apr. 19, 2023 | Brett Hawn |
| Apr. 19, 2023 | Jonathan Thomas |
| Apr. 19, 2023 | Jon Thomas |
| Apr. 19, 2023 | Hesham Attaya |
| Apr. 19, 2023 | Kendrick Lin |
| Apr. 19, 2023 | Nick S. |
| Apr. 19, 2023 | Ben Price |
| Apr. 19, 2023 | Brian Stuck |
| Apr. 19, 2023 | James Ogureck |
| Apr. 19, 2023 | Andrew Haddad |
| Apr. 19, 2023 | Max Davis |
| Apr. 19, 2023 | Mike Musumeci |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Jordan Dormido |
| Apr. 19, 2023 | AM |
| Apr. 19, 2023 | Matt Redabaugh |
| Apr. 19, 2023 | Jon Snow |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | William Madison |
| Apr. 19, 2023 | Ryan Barnes |
| Apr. 19, 2023 | Ryan Rosh |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Michele Ciulla-Strange |
| Apr. 19, 2023 | Shane Schoepke |
| Apr. 19, 2023 | Justin Storey |
| Apr. 19, 2023 | Freddy Lo |
| Apr. 19, 2023 | Tee S. |
| Apr. 19, 2023 | Itz Risky |
| Apr. 19, 2023 | Ataw Bo |
| Apr. 19, 2023 | Derek Azyan |
| Apr. 19, 2023 | Dan Worms |
| Apr. 19, 2023 | Alex Wank |
| Apr. 19, 2023 | Richard Byfield |
| Apr. 19, 2023 | Mike McCarthy |
| Apr. 19, 2023 | Juan Christiansen |
| Apr. 19, 2023 | Lance Taylor |
| Apr. 19, 2023 | Kevin Dewar |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Nick |
| Apr. 19, 2023 | Erik Wahlstrom |
| Apr. 19, 2023 | Alex Mazakas |
| Apr. 19, 2023 | Sean Greenert |
| Apr. 19, 2023 | Scott Forrest |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Ben Mason, Union Bricklayer |
| Apr. 19, 2023 | James Davis |
| Apr. 19, 2023 | Alex Uvalles |
| Apr. 19, 2023 | SJ |
| Apr. 19, 2023 | Nick Dolan |
| Apr. 19, 2023 | Bert |
| Apr. 19, 2023 | Keeton Hayes, Data Scientist |
| Apr. 19, 2023 | Nou Moua |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Ruskin Fiegenbaum |
| Apr. 19, 2023 | Emily Barkerson, Engineer |
| Apr. 19, 2023 | David Bornstein |
| Apr. 19, 2023 | Joshua Beattie |
| Apr. 19, 2023 | Camron Hartley |
| Apr. 19, 2023 | Sergio Caballero, Filmmaker |
| Apr. 19, 2023 | Lane Ellens |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Daniel Mckey, Swing Trader |
| Apr. 19, 2023 | Jeremy Douglas Leach |
| Apr. 19, 2023 | Chance A Sanders, An American citizen |
| Apr. 19, 2023 | Matthew, Sales |
| Apr. 19, 2023 | Max Nevarez |
| Apr. 19, 2023 | Ross Brown, Investor, SVP Oracle Corp. |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Ryan Gillham, Co-Founder, FletchTech LLC |
| Apr. 19, 2023 | Daniel Barbara, Educator |
| Apr. 19, 2023 | Aaron Soule |
| Apr. 19, 2023 | Jared Johnson |
| Apr. 19, 2023 | Damian Thomen, Carpenter |
| Apr. 19, 2023 | Paul |
| Apr. 19, 2023 | Nicholas Range |
| Apr. 19, 2023 | Anthony Steets |
| Apr. 19, 2023 | T.S., Compliance |
| Apr. 19, 2023 | Marja, Designer |
| Apr. 19, 2023 | Alfred Achar |
| Apr. 19, 2023 | Daniel W Primmer, Fraser Farm Co L.L.C |
| Apr. 19, 2023 | Sarah Kroll, Household investor |
| Apr. 19, 2023 | Nick, Software engineer |
| Apr. 19, 2023 | Michael Gore |
| Apr. 19, 2023 | Kyle Steele, Heavy Equipment Technician |
| Apr. 19, 2023 | Anonymous |
| Apr. 19, 2023 | Eric R. Bricking, Semi Retired |
| Apr. 19, 2023 | Patrick Kwon |
| Apr. 19, 2023 | Colter Schwenke |
| Apr. 19, 2023 | Samuel Oakes, Salesperson |
| Apr. 19, 2023 | Christopher Jones |
| Apr. 18, 2023 | Anonymous |
| Apr. 18, 2023 | Anonymous |
| Apr. 18, 2023 | Susan Lloyd, Retail Investor |
| Apr. 18, 2023 | Lewis Schofield, Retail Investor |
| Apr. 18, 2023 | Dustin Wallace, Data Scientist |
| Apr. 18, 2023 | Matthew Nienow, Software Engineer |
| Apr. 18, 2023 | Anonymous |
| Apr. 18, 2023 | John L. |
| Apr. 18, 2023 | Kevin Phillips |
| Apr. 18, 2023 | Anonymous |
| Apr. 18, 2023 | Mark Williams |
| Apr. 18, 2023 | Ulises Alvarez Blandin |
| Apr. 18, 2023 | Anonymous |
| Apr. 18, 2023 | Daniel Kulodzik |
| Apr. 18, 2023 | Willie Newson |
| Apr. 18, 2023 | Dean Cobler |
| Apr. 17, 2023 | Gina Chamberlain |
| Apr. 17, 2023 | T. Sadowsky |
| Apr. 17, 2023 | Kyle Zodrow |
| Apr. 17, 2023 | David Kraft |
| Apr. 17, 2023 | Travis Donovan |
| Apr. 17, 2023 | Katie Ernesto |
| Apr. 17, 2023 | Daniel Miller |
| Apr. 17, 2023 | Matthew Sanchez |
| Apr. 17, 2023 | Richard Minchuk |
| Apr. 17, 2023 | Ian Cannon |
| Apr. 17, 2023 | Anonymous |
| Apr. 17, 2023 | Deok Park, University of Superstonk |
| Apr. 17, 2023 | Rob Sanders |
| Apr. 17, 2023 | Eric Meagan, Senior Counselor |
| Apr. 17, 2023 | David McElhoes, Instructor, Arizona State University |
| Apr. 17, 2023 | Dana McWatters, HouseHold Investor |
| Apr. 17, 2023 | Neo Sabin |
| Apr. 17, 2023 | Kevin O'Brien |
| Apr. 17, 2023 | Greg Cameron Weir |
| Apr. 17, 2023 | Logan Latosz |
| Apr. 17, 2023 | Austin Martin |
| Apr. 17, 2023 | Alexander MacCartney |
| Apr. 17, 2023 | Benjamin Mason, Union Bricklayer, Restoration Mason |
| Apr. 17, 2023 | Jon Anderson |
| Apr. 17, 2023 | Shane Ranney |
| Apr. 17, 2023 | Anonymous |
| Apr. 17, 2023 | Chantu Chea |
| Apr. 17, 2023 | Andrew Prout |
| Apr. 17, 2023 | Rax Nahali |
| Apr. 17, 2023 | Sheri Hunt |
| Apr. 17, 2023 | Jean Garcia-Gomez |
| Apr. 17, 2023 | George |
| Apr. 17, 2023 | Jack T. Pieper |
| Apr. 17, 2023 | Darryl Garland, Investor, Veteran |
| Apr. 17, 2023 | Deok Park |
| Apr. 17, 2023 | Bill |
| Apr. 17, 2023 | Cory Nordschow |
| Apr. 17, 2023 | Ricky M. |
| Apr. 17, 2023 | Brian Herrmann |
| Apr. 17, 2023 | Ian Gilmer, Small Business Owner |
| Apr. 17, 2023 | Phillip Stott |
| Apr. 17, 2023 | Dr. A. Zack Wisti |
| Apr. 17, 2023 | Timothy Daniel Esposito |
| Apr. 17, 2023 | William |
| Apr. 17, 2023 | Peter Glaras |
| Apr. 17, 2023 | Anonymous |
| Apr. 17, 2023 | Peter Dominguez |
| Apr. 17, 2023 | Diane Cairns |
| Apr. 17, 2023 | Dan Pierce |
| Apr. 17, 2023 | Nimrod Fogel |
| Apr. 17, 2023 | Ben Passlow |
| Apr. 17, 2023 | Hive Shin |
| Apr. 17, 2023 | Michael Moroney |
| Apr. 17, 2023 | Jeffrey Tessier |
| Apr. 17, 2023 | Nick Harris |
| Apr. 17, 2023 | Brandon Leach |
| Apr. 17, 2023 | Laura Davis |
| Apr. 17, 2023 | Skyler Olds |
| Apr. 17, 2023 | Jace Hykaway |
| Apr. 17, 2023 | Sebastian Senchey |
| Apr. 17, 2023 | Viji Than |
| Apr. 17, 2023 | Darryll Silva |
| Apr. 17, 2023 | Matt McMahon |
| Apr. 17, 2023 | Michael Charles Brady |
| Apr. 17, 2023 | Brandon Griffin, Logistics Officer of US Army |
| Apr. 17, 2023 | Scott-Michael Kellar |
| Apr. 17, 2023 | Robert Hall |
| Apr. 17, 2023 | Mark Maxwell, Self-Directed Investor |
| Apr. 17, 2023 | Tom Landsiedel |
| Apr. 17, 2023 | Gina Palazzo |
| Apr. 17, 2023 | Jason Primosch |
| Apr. 17, 2023 | Nicholas Harris |
| Apr. 17, 2023 | Daniel Rnnelin |
| Apr. 17, 2023 | Adam Dkhili |
| Apr. 17, 2023 | Chris Reilly, Engineering |
| Apr. 17, 2023 | Anonymous |
| Apr. 17, 2023 | Anonymous |
| Apr. 17, 2023 | Gunther Fox |
| Apr. 17, 2023 | Eric Marsh |
| Apr. 17, 2023 | Jason K. |
| Apr. 17, 2023 | Chris Straight |
| Apr. 17, 2023 | Dimitri Canonne |
| Apr. 17, 2023 | Dana McWatters |
| Apr. 17, 2023 | Joseph |
| Apr. 17, 2023 | Phil Smith |
| Apr. 16, 2023 | Stephen Miller, Technical Program Manager |
| Apr. 16, 2023 | Benjamin Asa Wyatt, Civil Engineer |
| Apr. 16, 2023 | Parker, Senior Engineering Manager |
| Apr. 15, 2023 | Carey Tordsen |
| Apr. 15, 2023 | Nathaniel Simmons |
| Apr. 15, 2023 | Derrick Lewis, Software Engineer |
| Apr. 15, 2023 | Rijin, Product Manager, Tech Company |
| Apr. 15, 2023 | Anonymous |
| Apr. 14, 2023 | Ben Passlow |
| Apr. 14, 2023 | Jake Perkins |
| Nov. 4, 2022 | U.S. Senator Thom Tillis |
| Oct. 19, 2022 | Lucas Schwarz |
| Sep. 21, 2022 | Gregory Babyak and Gary Stone, Regulatory Affairs, Bloomberg L.P. |
| Aug. 19, 2022 | Diane |
| Jun. 27, 2022 | Michael D. Lichtman, Juris Doctor Candidate, Hofstra University Maurice A. Dean School of Law |
| Jun. 14, 2022 | Bond Dealers of America |
| Jun. 14, 2022 | James Tierney, Assistant Professor of Law, University of Nebraska College of Law |
| Jun. 13, 2022 | Healthy Markets Association |
| Jun. 13, 2022 | Blockchain Association and the DeFi Education Fund |
| Jun. 13, 2022 | Robert Toomey, Managing Director, Associate General Counsel, SIFMA |
| May 27, 2022 | Hedge Fund Association |
| Jun. 1, 2022 | The Delois Albert Brassell Estate and the Robert James Brassell Estate |
| May 29, 2022 | James West |
| May 27, 2022 | Hedge Fund Association |
| May 24, 2022 | FIX Trading Community |
| May 11, 2022 | Colin Lee, Finance Manager |
| May 10, 2022 | Greg Weir |
| May 9, 2022 | Gary D. Horn |
| May 9, 2022 | Andrew Robison |
| May 9, 2022 | Anonymous |
| Apr. 26, 2022 | Intercontinental Exchange, Inc. |
| Apr. 21, 2022 | Adelle Nazarian, CEO, and Todd A. White, Founder, American Blockchain PAC |
| Apr. 21, 2022 | Charles Weeden, Managing Partner, Weeden Ventures |
| Apr. 21, 2022 | Christopher A. Iacovella, Chief Executive Officer, American Securities Association |
| Apr. 21, 2022 | FIA Principal Traders Group |
| Apr. 20, 2022 | Sarah A. Bessin, Associate General Counsel and Nhan Nguyen Associate General Counsel, Investment Company Institute |
| Apr. 20, 2022 | Scot J. Halvorsen, Associate General Counsel, Cboe Global Markets, Inc. |
| Apr. 19, 2022 | Karthik Mahalingam |
| Apr. 19, 2022 | Marcia E. Asquith, Executive Vice President, Board and External Relations, FINRA |
| Apr. 19, 2022 | Patrick Kim |
| Apr. 19, 2022 | Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities |
| Apr. 19, 2022 | Sardorbek Umarov |
| Apr. 19, 2022 | Crypto Llama Esq |
| Apr. 19, 2022 | Joey Smitherman |
| Apr. 19, 2022 | Gus Coldebella and Gregory Xethalis |
| Apr. 18, 2022 | U.S. Representatives Patrick McHenry and Bill Huizenga |
| Apr. 18, 2022 | Dunsmoor Law, P.C. |
| Apr. 18, 2022 | Kollan House |
| Apr. 18, 2022 | Circle Internet Financial, LLC |
| Apr. 18, 2022 | Doug Davison and Joshua Ashley Klayman of Linklaters LLP |
| Apr. 18, 2022 | Bloomberg L.P. |
| Apr. 18, 2022 | Virtu Financial, Inc. |
| Apr. 18, 2022 | Securities Industry and Financial Markets Association |
| Apr. 18, 2022 | The Crypto Council for Innovation |
| Apr. 18, 2022 | Blockchain Association |
| Apr. 18, 2022 | Jai Ramaswamy, Chief Legal Officer and Miles Jennings, General Counsel, a16z Crypto , A.H. Capital Management, L.L.C. |
| Apr. 18, 2022 | Global Digital Asset & Cryptocurrency Association |
| Apr. 18, 2022 | LeXpunK |
| Apr. 18, 2022 | DeFi Education Fund |
| Apr. 18, 2022 | Zachary Stinson |
| Apr. 18, 2022 | Bond Dealers of America |
| Apr. 18, 2022 | SIFMA Asset Management Group, William Thum, Managing Director, SIFMA AMG |
| Apr. 18, 2022 | Corinna Mitchell, General Counsel, Symphony Communication Services, LLC |
| Apr. 18, 2022 | Arthur Benjamin Baker, Attorney |
| Apr. 18, 2022 | Gregory Schneider, AVP, Desert Financial Credit Union |
| Apr. 18, 2022 | CME Group |
| Apr. 18, 2022 | Elisabeth Kirby, Head of U.S. Market Structure, Tradeweb Markets, Inc. |
| Apr. 18, 2022 | Sarah A. Bessin, Associate General Counsel, Investment Company Institute |
| Apr. 18, 2022 | Paul Grewal, Chief Legal Officer, Coinbase |
| Apr. 18, 2022 | Thomas Tesauro, President of Fidelity Capital Markets, Fidelity Investments |
| Apr. 18, 2022 | Nasdaq, Inc. |
| Apr. 18, 2022 | Murray B. Wells, esq, Attorney/Partner, Wells Associates, PLLC |
| Apr. 18, 2022 | Better Markets |
| Apr. 18, 2022 | Mark Kim, Chief Executive Officer, Municipal Securities Rulemaking Board |
| Apr. 18, 2022 | Neil Chilson, Senior Research Fellow, Stand Together (filing on his own behalf) |
| Apr. 18, 2022 | Damien G. Scott, Deputy General Counsel, CoinList |
| Apr. 18, 2022 | Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association |
| Apr. 18, 2022 | David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation |
| Apr. 18, 2022 | Michelle Bond, CEO, Association for Digital Asset Markets |
| Apr. 18, 2022 | The Crypto Council for Innovation |
| Apr. 18, 2022 | Jennifer W. Han, Managed Funds Association |
| Apr. 18, 2022 | Kelvin Data Boiler Technologies, LLC |
| Apr. 18, 2022 | Scott Pintoff, General Counsel of MarketAxess |
| Apr. 18, 2022 | DirectBooks LLC |
| Apr. 18, 2022 | Delphi Digital |
| Apr. 18, 2022 | Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc. |
| Apr. 16, 2022 | Chia Network |
| Apr. 16, 2022 | Megan Roche |
| Apr. 15, 2022 | Fred Marion |
| Apr. 15, 2022 | Joshua Arthur |
| Apr. 14, 2022 | Security Traders Association |
| Apr. 14, 2022 | Digital Asset Legal and Regulatory Alliance, Global Blockchain Convergence, Global Digital Asset and Cryptocurrency Association |
| Apr. 14, 2022 | ConsenSys Software Inc. |
| Apr. 14, 2022 | Peter Van Valkenburgh, Director of Research, Coin Center |
| Apr. 11, 2022 | Mark Collins |
| Apr. 8, 2022 | Samuel Anderson |
| Apr. 7, 2022 | Roman Scher |
| Apr. 6, 2022 | Justin Thomas Werner |
| Apr. 4, 2022 | Tim Lau |
| Apr. 3, 2022 | T. F. |
| Mar. 31, 2022 | Allen Pulsifer |
| Mar. 30, 2022 | Amber McCollum |
| Mar. 28, 2022 | Jorry D. |
| Mar. 24, 2022 | Teana Baker-Taylor, Chief Policy Officer, Chamber of Digital Commerce, et al. |
| Mar. 20, 2022 | Brian Singh, Marketing Manager |
| Mar. 18, 2022 | Mark Griffin, Overstock.com |
| Mar. 14, 2022 | Jacob W Troyer, US Navy Pilot |
| Mar. 14, 2022 | Patrick Smith |
| Mar. 14, 2022 | Anonymous |
| Mar. 14, 2022 | Curtis Higgins |
| Mar. 14, 2022 | Jason Bond, Sales Manager |
| Mar. 11, 2022 | Andrew Vollmer, Mercatus Center at George Mason University |
| Mar. 11, 2022 | Stephen P. Wink of Latham & Watkins LLP, on behalf of Blockchain Association |
| Mar. 4, 2022 | Clifford A. Wilkinson, Vet |
| Mar. 3, 2022 | Veikko Eeva |
| Mar. 1, 2022 | Robert Fett |
| Mar. 1, 2022 | Rafael Yakobi, The Crypto Lawyers, PLLC |
| Feb. 25, 2022 | Sasha Hodder, Hodder Law Firm, P.A. |
| Feb. 25, 2022 | Spence Purnell, Reason Foundation |
| Feb. 24, 2022 | Joseph M. Johnson |
| Feb. 24, 2022 | Gabriel Morales, Retail Investor |
| Feb. 23, 2022 | Jeff Martinez, CRPC, CEO Financial Advisor Treveri Capital LLC |
| Feb. 22, 2022 | Nicholas Anthony, Manager, Center for Monetary and Financial Alternatives, Cato Institute |
| Feb. 22, 2022 | Ken McGuire |
| Feb. 22, 2022 | David McCarville, Fennemore Craig |
| Feb. 20, 2022 | Anonymous |
| Feb. 20, 2022 | Kelly Dennis |
| Feb. 19, 2022 | Eric Maas |
| Feb. 19, 2022 | BAV |
| Feb. 19, 2022 | Steven Casey |
| Feb. 19, 2022 | Andres Loubriel |
| Feb. 19, 2022 | Anonymous |
| Feb. 19, 2022 | Mark Thompson |
| Feb. 18, 2022 | Cole Barker |
| Feb. 18, 2022 | Brian Padrick |
| Feb. 18, 2022 | Nick Ferrin |
| Feb. 17, 2022 | Yehuda Jay Berg, CEO, Protoblock Inc. |
| Feb. 17, 2022 | James Fyles |
| Feb. 16, 2022 | William J. Vulpis, Retired Financial Services Executive |
| Feb. 14, 2022 | Robert Stanley, Welder |
| Feb. 11, 2022 | Brian McAllister |
| Feb. 11, 2022 | Erik Elbieh, Information Security Expert, Freelance |
| Feb. 11, 2022 | Kenneth E. Bentsen, Jr., President and CEO, SIFMA |
| Feb. 9, 2022 | L. Martin Stewart, Individual Investor |
| Feb. 9, 2022 | Philip Champon |
| Feb. 9, 2022 | Keith Vidal, Massage Therapist |
| Feb. 8, 2022 | Gavin Van Dijk, Risk and Information Systems Control Management |
| Feb. 8, 2022 | Kyle Hauskins-Kaplan, Developer |
| Feb. 7, 2022 | Brad Corlett |
| Feb. 7, 2022 | Hank Fu |
| Feb. 7, 2022 | Retail Investor Dan, Programmer |
| Feb. 7, 2022 | Craig Harrison, IT Leader |
| Feb. 7, 2022 | Nico Moore |
| Feb. 7, 2022 | Chris Mounce, Electrical Engineer |
| Feb. 6, 2022 | Duane Vogt |
| Feb. 6, 2022 | Jessica Bell, Retail Investor |
| Feb. 5, 2022 | Morgan Huttes |
| Feb. 5, 2022 | Nathan Dalton |
| Feb. 5, 2022 | Rob |
| Feb. 4, 2022 | Geoffrey Costeloe, Attorney |
| Feb. 4, 2022 | Gonbe |
| Feb. 4, 2022 | Chris, IT |
| Feb. 4, 2022 | Matthew Voke, CEO |
| Feb. 4, 2022 | Mick S., Executive Operations and Procurement |
| Feb. 4, 2022 | Ernie Martinez, Retail Trader/Student |
| Feb. 4, 2022 | Amr Elshafie, Small Business Owner |
| Feb. 4, 2022 | M. W. |
| Feb. 3, 2022 | Tyler Archie |
| Feb. 3, 2022 | Kimberly Unger, STANY The Security Traders Association of New York |
| Feb. 3, 2022 | J. Morel |
| Feb. 2, 2022 | Michelle Bond, Chief Executive Officer, Association for Digital Asset Markets |
| Feb. 2, 2022 | Renata K. Szkoda, Chairwoman, Global Digital Asset & Cryptocurrency Association et al. |
| Feb. 2, 2022 | Alan Amato |
| Feb. 2, 2022 | Andrew West |
| Feb. 2, 2022 | Casey Ann Hewitt, Founder, Hewitt Law PLLC |
| Feb. 2, 2022 | Erich Dylus, Attorney |
| Feb. 2, 2022 | Jacob Mortensen |
| Feb. 2, 2022 | Mark Hopkins, CEO, Lord of Monster |
| Feb. 2, 2022 | Mitchell Crasson, Public School Education |
| Feb. 2, 2022 | Bryant Eisenbach, CEO, ApeWorX Ltd. |
| Jan. 31, 2022 | Anonymous |
| Jan. 30, 2022 | Shaun Neal |
| Jan. 30, 2022 | Michael Mccubbin |
| Jan. 30, 2022 | Justin Manganiello, Attorney |
| Jan. 29, 2022 | Daniel Barber |
| Jan. 29, 2022 | Scott Shepherd, Retail Investor |
| Jan. 28, 2022 | Patti Wubbels |
| Jan. 28, 2022 | Larry Pruss, SVP, Practice Lead, Crypto Advisory Services |
| Jan. 28, 2022 | Tony Wang |
| Jan. 28, 2022 | Sophie Wong |
| Jan. 27, 2022 | Anonymous |
| Jan. 27, 2022 | Joseph Smith, Data Analyst |
| Jan. 27, 2022 | John |
| Jan. 27, 2022 | Melanie Rosenthal |
| Jan. 27, 2022 | Anonymous |
| Jan. 27, 2022 | Adam Grant |
| Jan. 27, 2022 | D. B. |
| Jan. 27, 2022 | Eric J., Medical |
| Jan. 27, 2022 | Anonymous |
| Jan. 27, 2022 | Steven McElveen |
| Jan. 27, 2022 | Hox |
| Jan. 27, 2022 | James Ochner |
| Jan. 27, 2022 | Kade J. Stone |
| Jan. 26, 2022 | Matt Smith |
| Jan. 26, 2022 | Micah Gray, Retail trader |
Meetings with SEC Officials
(Click here for submitted comments from the public)
|
| Aug. 16, 2024 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding an August 15, 2024 meeting with representatives from the Asset Management Group of the Securities Industry and Financial Markets Association ("SIFMA AMG") |
| Jul. 25, 2024 | Memorandum from the Office of the Chair regarding a July 25, 2024 meeting with Citadel |
| Jul. 24, 2024 | Memorandum from the Office of Public Engagement regarding a July 24, 2024 meeting with Bloomberg |
| Jun. 18, 2024 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 18, 2024 conference call with Tradeweb |
| May 23, 2024 | Memorandum from the Division of Trading and Markets regarding a May 23, 2024 meeting with representatives from the IMTC |
| May 22, 2024 | Memorandum from the Division of Trading and Markets regarding a May 22, 2024 meeting with representatives from the Securities Industry and Financial Markets Association ("SIFMA") |
| May 21, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 21, 2024 meeting with representatives of Tradeweb |
| May 9, 2024 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a May 9, 2024 meeting with representatives of BlackRock, Inc. |
| May 3, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a May 3, 2024 meeting with representatives of BlackRock, Inc. |
| Apr. 19, 2024 | Memorandum from the Division of Trading and Markets regarding an April 19, 2024 meeting with representatives from the Asset Management Group of the Securities Industry and Financial Markets Association ("SIFMA AMG") |
| Apr. 18, 2024 | Memorandum from the Office of the Chair regarding an April 18, 2024 meeting with BlackRock, Inc. |
| Apr. 17, 2024 | Memorandum from the Division of Trading and Markets regarding an April 17, 2024 meeting with representatives from the Managed Funds Association ("MFA") |
| Apr. 16, 2024 | Memorandum from the Division of Trading and Markets regarding an April 16, 2024 meeting with representatives from the Investment Company Institute ("ICI") |
| Apr. 12, 2024 | Memorandum from the Office of Public Engagement regarding an April 10, 2024 meeting with Bloomberg |
| Apr. 11, 2024 | Memorandum from the Office of Public Engagement regarding an April 4, 2024 meeting with Nasdaq |
| Feb. 28, 2024 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 27, 2024 meeting with representatives of Paradigm Operations LP ("Paradigm") |
| Feb. 23, 2024 | Memorandum from the Office of the Chair regarding a February 22, 2024 meeting with MFA |
| Feb. 7, 2024 | Memorandum from the Office of Public Engagement regarding a February 7, 2024 meeting with BrokerTec |
| Feb. 5, 2024 | Memorandum from the Office of Public Engagement regarding a February 5, 2024 meeting with TradeWeb |
| Jan. 30, 2024 | Memorandum from the Office of Public Engagement regarding a January 30, 2024 meeting with Bloomberg |
| Jan. 30, 2024 | Memorandum from the Office of Chair regarding a January 30, 2024 meeting with Bloomberg |
| Jan. 25, 2024 | Memorandum from the Office of Public Engagement regarding a January 25, 2024 meeting with Municipal Securities Rulemaking Board |
| Jan. 16, 2024 | Memorandum from the Division of Trading and Markets regarding a January 16, 2023 meeting with representatives of Tradeweb Markets Inc. |
| Nov. 17, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 17, 2023 meeting with Uniswap Labs |
| Nov. 7, 2023 | Memorandum from the Division of Trading and Markets regarding a November 7, 2023 meeting with representatives of Symphony Communication Services, LLC |
| Sep. 15, 2023 | Memorandum from the Office of Commissioner Uyeda regarding a September 14, 2023, meeting with representatives of Uniswap Labs |
| Sep. 14, 2023 |
Memorandum from the Office Of Commissioner Hester M. Peirce regarding a September 14, 2023 meeting with representatives of Uniswap Labs |
| Aug. 18, 2023 | Memorandum from the Office of the Chair regarding an August 16, 2023 meeting with representatives of Independent Community Bankers of America |
| Aug. 17, 2023 | Memorandum from the Office of Public Engagement regarding an August 16, 2023 virtual meeting with representatives of the Independent Community Bankers of America
|
| Aug. 4, 2023 | Memorandum from the Office of Public Engagement regarding a July 31, 2023 virtual meeting with Optiver |
| Jul. 31, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 31, 2023 meeting with representatives of Tradeweb Markets, Inc. |
| Jul. 27, 2023 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 27, 2023 meeting with Tradeweb Markets, Inc. |
| Jul. 27, 2023 | Memorandum from the Office of Commissioner Mark T. Uyeda reading a July 26, 2023 meeting with representatives of Tradeweb Markets Inc. |
| Jul. 27, 2023 | Memorandum from the Division of Trading and Markets regarding a regarding a July 26, 2023 meeting with representatives from Tradeweb Markets Inc. |
| Jul. 25, 2023 | Memorandum from the Office of the Chair regarding a July 25, 2023 meeting with TradeWeb Markets, Inc. |
| Jul. 18, 2023 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 18, 2023 meeting with representatives of the American Exploration and Production Council |
| Jul. 14, 2023 | Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a April 27, 2023 meeting with representatives of Optiver |
| Jul. 13, 2023 | Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a April 27, 2023 meeting with representatives of BondCliq |
| Jul. 13, 2023 | Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a April 26, 2023 meeting with representatives of MarketAxess |
| Jun. 23, 2023 | Memorandum from the Office of the Chair regarding a June 22, 2023 meeting with representatives of the Bank of New York Mellon |
| Jun. 9, 2023 | Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with Blackrock |
| May 26, 2023 | Memorandum from the Office of the Chair regarding a May 24, 2023 meeting with BlackRock |
| May 8, 2023 | Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 8, 2023, meeting with representatives of MarketAxess Holdings |
| Mar. 22, 2023 | Memorandum from the Office of Public Engagement regarding a March 22, 2023 meeting with Financial Services Forum |
| Mar. 15, 2023 | Memorandum from the Division of Trading and Markets regarding a February 16, 2023 conference call with representatives from MarketAxess |
| Nov. 29, 2022 | Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 29, 2022 meeting with representatives of Managed Fund Association |
| Nov. 4, 2022 | Memorandum from the Office of the Chairman regarding a November 4, 2022 virtual meeting with representatives of the Investment Company Institute |
| Sep. 19, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 19, 2022 videoconference with representatives of BlackRock |
| Sep. 16, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 23, 2022 videoconference with representatives of SIFMA |
| Aug. 25, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding an August 23, 2022 meeting with representatives of Bloomberg |
| Aug. 22, 2022 | Memorandum from the Division of Trading and Markets regarding an August 19, 2022 conference call with representatives from Managed Funds Association |
| Aug. 22, 2022 | Memorandum from the Division of Trading and Markets regarding an August 19, 2022 conference call with representatives from JPMorgan Chase & Co. |
| Aug. 18, 2022 | Memorandum from the Division of Trading and Markets regarding an August 17, 2022 conference call with representatives of Fidelity Capital Markets and Fidelity Investments |
| Aug. 2, 2022 | Memorandum from the Division of Trading and Markets regarding a July 27, 2022 call with representatives of Katten Muchin Rosenman UK LLP |
| Jul. 26, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 21, 2022 meeting with representatives of Virtu |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 13, 2022 meeting with representatives of Virtu |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 12, 2022 meeting with representatives of MarketAxess |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 13, 2022 meeting with representatives of Bloomberg |
| Jul. 21, 2022 | Memorandum from the Division of Economic and Risk Analysis regarding a July 15, 2022 meeting with representatives of Fidelity |
| Jul. 15, 2022 | Memorandum from the Division of Trading and Markets regarding a July 15, 2022 conference call with representatives of Tradeweb |
| Jun. 22, 2022 | Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 25, 2022 meeting with representatives of Data Boiler Technologies Inc. |
| Jun. 13, 2022 | Memorandum from the Office of Commissioner Lee regarding a June 13, 2022 meeting with representatives from the Securities Industry and Financial Markets Association |
| Jun. 9, 2022 | Memorandum from the Division of Trading and Markets regarding a June 9, 2022 telephone conversation with representatives from the Securities Industry and Financial Markets Association. |
| Jun. 7, 2022 | Memorandum from the Office of the Chair regarding a June 7, 2022 meeting with MarketAxess and Brownstein Farber Hyatt Schreck |
| Jun. 2, 2022 | Memorandum from the Division of Trading and Markets regarding a May 31, 2022 call with representatives of BlackRock |
| May 13, 2022 | Memorandum from the Office of the Chair regarding an April 21, 2022 meeting with representatives of PIMCO. |
| May 12, 2022 | Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 3, 2022 meeting with representatives of the Global Legal Entity Identifier Foundation (GLEIF) |
| Apr 21, 2022 | Memorandum from the Office of the Chair regarding an April 21, 2022 meeting with representatives of Blackrock. |
| Apr. 8, 2022 | Memorandum from the Division of Trading and Markets regarding an April 7, 2022 conference call with representatives from BlackRock |
Mar. 30, 2022 | Memorandum from the Division of Trading and Markets regarding a March 30, 2022 Webex Meeting with HMA Representatives
|
| Mar. 30, 2022 | Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a March 30, 2022 conference call with staff of the Dutch Authority for the Financial Markets |
| Mar. 22, 2022 | Memorandum from the Division of Trading and Markets regarding a February 28, 2022 conference call with staff of the Bank of England |
| Mar. 22, 2022 | Memorandum from the Division of Trading and Markets regarding a February 7, 2022 conference call with staff of the Financial Conduct Authority |
| Mar. 21, 2022 | Memorandum from the Division of Trading and Markets regarding a March 16, 2022 conference call with staff of the European Securities and Markets Authority |
| Mar. 10, 2022 | Memorandum from the Division of Trading and Markets regarding a March 9, 2022 conference call with Bill Vulpis |
| Mar. 8, 2022 | Memorandum from the Division of Trading and Markets regarding a March 8, 2022 conference call with a representative from Vedder Price P.C. |
| Feb. 10, 2022 | Memorandum from the Division of Trading and Markets regarding a February 9, 2022 conference call with representatives from the Security Traders Association of New York, Inc. |
| Feb. 3, 2022 | Memorandum from the Division of Trading and Markets regarding a February 2, 2022 conference call with representatives from the ICE Bonds |
| Feb. 3, 2022 | Memorandum from the Division of Trading and Markets regarding a February 3, 2022 conference call with representatives of Bloomberg Intelligence |
