Comments on Amendments Regarding the Definition of “Exchange” and Alternative Trading Systems (ATSs) That Trade U.S. Treasury and Agency Securities, National Market System (NMS) Stocks, and Other Securities

[Release No. 34-94062; File No. S7-02-22]

Submitted Comments

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Comments have been received from individuals and entities using the following Letter Type
A: 170
B: 10
 
Jan. 3, 2024 Warren Bean
Oct. 31, 2023 Matthew Jenkins
Oct. 30, 2023 Tom Sinha
Oct. 30, 2023 Armen Amirayan
Oct. 30, 2023 Jonathan Kavanagh
Oct. 30, 2023 Chris Thompson
Oct. 30, 2023 Mike Pompe
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Anonymous
Oct. 30, 2023 Michael Sugden
Oct. 29, 2023 Anonymous
Oct. 29, 2023 Brandon Albine
Oct. 29, 2023 Paddy Baines
Oct. 29, 2023 James Odendaal
Oct. 29, 2023 Yuriy Zubyk
Oct. 29, 2023 Anonymous
Oct. 29, 2023 Anonymous
Oct. 28, 2023 Dave B, Retail Investor, Concerned Citizen
Oct. 28, 2023 Chris Hightower
Oct. 28, 2023 John Ratcliffe
Oct. 27, 2023 Chuck
Oct. 27, 2023 Saba Kafeety
Oct. 26, 2023 Anonymous
Oct. 24, 2023 Behnam Tabrizi
Oct. 24, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 23, 2023 Anonymous
Oct. 22, 2023 Charles J. Abbott
Oct. 22, 2023 Daniel Alejandro Alves
Oct. 22, 2023 Jeffrey H. Zimmer
Oct. 21, 2023 Anonymous
Oct. 21, 2023 William L.
Oct. 20, 2023 Mache
Oct. 20, 2023 Richard Rooney
Oct. 18, 2023 William Buckholdt
Oct. 18, 2023 Darius Johnson
Oct. 18, 2023 James Dugger
Oct. 18, 2023 Randy Griffith
Oct. 17, 2023 Berkan
Oct. 17, 2023 Anonymous
Oct. 17, 2023 Anonymous
Oct. 17, 2023 Mike Cubilete
Oct. 17, 2023 Mike C.
Oct. 16, 2023 Anonymous
Oct. 16, 2023 Johny Einsten
Oct. 15, 2023 Joe Peluko
Oct. 15, 2023 Jack
Oct. 15, 2023 Anders Braathen
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Matthew Sacchetti
Oct. 15, 2023 Daniel
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Roberto Bondi
Oct. 15, 2023 Sajith Indika
Oct. 15, 2023 Asanka
Oct. 15, 2023 Alex Arden
Oct. 15, 2023 Jimmy
Oct. 15, 2023 Jeremy Blunt
Oct. 15, 2023 Izo
Oct. 15, 2023 Yordan Belemezov
Oct. 15, 2023 Anonymous
Oct. 15, 2023 Damien Todd Wade
Oct. 15, 2023 Mazino
Oct. 14, 2023 Kraig Hotelling
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Fotina Christopoulos
Oct. 14, 2023 John Night
Oct. 14, 2023 Gabriel Zimmler
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Chris Ashley
Oct. 14, 2023 Chris Ashley
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Robin Assen
Oct. 14, 2023 Daniel
Oct. 14, 2023 Arthur Walsh
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Rick Aubuchon
Oct. 14, 2023 Weston Davis
Oct. 14, 2023 Anthony Beaumont
Oct. 14, 2023 Daniele Diaco
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Matthew Emmerson
Oct. 14, 2023 Jum Sung
Oct. 14, 2023 Anonymous
Oct. 14, 2023 Giuseppe Oliveri
Oct. 14, 2023 Curtis K Temple
Oct. 14, 2023 S. Bryant
Oct. 13, 2023 Anonymous
Oct. 12, 2023 Anonymous
Oct. 11, 2023 Rana Wright, Retail Trader
Oct. 10, 2023 Anonymous
Sep. 28, 2023 Anonymous
Sep. 27, 2023 Tom Merritt, Deputy General Counsel, Virtu Financial, Inc.
Sep. 14, 2023 Jason Coombs
Sep. 14, 2023 Edgar T. Snodgrass
Sep. 9, 2023 Jason Coombs
Aug. 17, 2023 Eric J. Pan, President & CEO and Susan Olson, General Counsel, Investment Company Institute
Aug. 11, 2023 Patrick Sexton, EVP, General Counsel and Corporate Secretary, Cboe Global Markets, Inc.
Aug. 8, 2023 Rebekah Goshorn Jurata, General Counsel, American Investment Council
Aug. 7, 2023 Jason Coombs
Aug. 6, 2023 Jason Coombs
Aug. 5, 2023 Jason Coombs
Aug. 5, 2023 Jason Coombs
Jul. 24, 2023 Jennifer W. Han, Executive Vice President, Chief Counsel & Head of Global Regulatory Affairs, Managed Funds Association
Jul. 19, 2023 Johnny Axel
Jul. 17, 2023 Jason Coombs
Jul. 9, 2023 Nicholas Morgan, Chair and President, Investor Choice Advocates Network
Jul. 7, 2023 Jonathan Jachym, Global Head of Policy, Payward, Inc. d/b/a Kraken
Jul. 6, 2023 Heather Raiser
Jun. 28, 2023 Robert Shilling
Jun. 27, 2023 Scott Scolnick
Jun. 26, 2023 Brian Laverdure, AAP, Vice President, Payments and Technology Policy, Independent Community Bankers of America
Jun. 26, 2023 Anonymous
Jun. 26, 2023 Greg Senger
Jun. 26, 2023 Noa Chayer
Jun. 26, 2023 Mr. Kim
Jun. 26, 2023 Calvin Satterfield
Jun. 26, 2023 Anonymous
Jun. 20, 2023 Jason Coombs
Jun. 18, 2023 Jason Coombs
Jun. 19, 2023 Cody Carbone, Vice President, Policy, Chamber of Digital Commerce
Jun. 16, 2023 Kelvin To, Founder and President, Data Boiler Technologies
Jun. 14, 2023 Anonymous
Jun. 14, 2023 Markus O Sterlund, Software Developer and Musician
Jun. 14, 2023 Carl Johnson
Jun. 14, 2023 Chris Exley
Jun. 14, 2023 Jasiu Wawrzkowicz
Jun. 14, 2023 Claudius Arnellius
Jun. 14, 2023 Jason Coombs
Jun. 14, 2023 Arnell Milhouse, CEO, CareerDevs Computer Science Institute
Jun. 13, 2023 Jack Solowy, Financial Technology Policy Analyst and Jennifer J. Schulp, Director of Financial Regulation Studies, Center for Monetary and Financial Alternatives, Cato Institute
Jun. 13, 2023 Jennifer W. Han, Executive Vice President Chief Counsel & Head of Regulatory Affairs, Managed Funds Association
Jun. 13, 2023 Tuongvy Le, Partner and Head of Regulatory & Policy, Bain Capital Crypto, LP
Jun. 13, 2023 Thomas Tesauro, President, Fidelity Capital Markets
Jun. 13, 2023 Rob Green, Software Engineer
Jun. 13, 2023 Todd Adams
Jun. 13, 2023 Olandis Layne, Programmer, iRepresent.Crypto
Jun. 13, 2023 Adrian, Cell biologist
Jun. 13, 2023 Myles Essick
Jun. 13, 2023 Adrian, Cell biologist
Jun. 13, 2023 Mark DAndrea
Jun. 13, 2023 Jeffery Glenn
Jun. 13, 2023 U.S. Representatives Frank D. Lucas, Pete Sessions, Bill Posey, Blaine Luetkemeyer, Bill Huizenga Ann Wagner, Andy Barr, Roger Williams, Tom Emmer, Barry Loudermilk, Alexander X. Mooney, Warren Davidson, John Rose, Bryan Steil, Ralph Norman, Scott Fitzgerald, Young Kim, Mike Flood, Zach Nunn, Erin Houchin, William Timmons, Dan Meuser, Andrew R. Garbarino, Byron Donalds, Michael V. Lawler, Monica De La Cruz, and Andy Ogles
Jun. 13, 2023 Jai Ramaswamy, Chief Legal Officer; Miles Jennings, General Counsel, a16z Crypto; Scott Walker, Chief Compliance Officer; and Michele Korver, Head of Regulatory, a16z Crypto, A.H. Capital Management, L.L.C.
Jun. 13, 2023 Gus Coldebella, True Ventures and Gregory Xethalis, Multicoin Capital
Jun. 13, 2023 Bloomberg L.P.
Jun. 13, 2023 Donald B. Verrilli, Jr., Munger, Tolles and Olson LLP
Jun. 13, 2023 Robert Toomey, Head of Capital Markets, Managing Director, Associate General Counsel, SIFMA
Jun. 13, 2023 Doug Davison, Joshua Ashley Klayman and Erika Cabo, Linklaters LLP
Jun. 13, 2023 Paul S. Grewal, Chief Legal Officer, Coinbase Global, Inc.
Jun. 13, 2023 Jeff Martinez, Financial Advisor, Treveri Capital, LLC
Jun. 13, 2023 Darshan
Jun. 13, 2023 Jonathan, CEO, Measuring Systems LLC
Jun. 13, 2023 Anonymous
Jun. 13, 2023 Courtney Beck
Jun. 13, 2023 Spencer Janssen
Jun. 13, 2023 Nicholas Albert
Jun. 13, 2023 Peter Neal
Jun. 13, 2023 Stephen W. Hall, Legal Director, Better Markets and Securities Specialist and Scott Farnin, Legal Counsel, Better Markets
Jun. 13, 2023 William C. Thum, Managing Director and Assistant General Counsel, SIFMA AMG
Jun. 13, 2023 Circle Internet Financial, LLC
Jun. 13, 2023 Corinna Mitchell, General Counsel, Symphony Communication Services
Jun. 13, 2023 Crypto Council for Innovation
Jun. 13, 2023 Global Blockchain Business Council and GBBC Digital Finance
Jun. 13, 2023 Hedera Hashgraph, LLC
Jun. 13, 2023 Devin Walsh, Executive Director, Uniswap Foundation
Jun. 13, 2023 Jake Chervinsky, Chief Officer, Blockchain Association and Marisa T. Coppel, Policy Counsel, Blockchain Association
Jun. 13, 2023 Scott Pintoff, General Counsel, MarketAxess
Jun. 13, 2023 Patrick Ingle
Jun. 13, 2023 Sarah A. Bessin, Deputy General Counsel, and Kevin Ercoline, Assistant General Counsel, Investment Company Institute
Jun. 13, 2023 David Rockwell, Investor
Jun. 13, 2023 Timothy Gorter, CEO, Interdisciplinary Architecture
Jun. 13, 2023 Jim Lin, C.E.O., Aimichia Co., Ltd.
Jun. 13, 2023 Kelvin To, Founder and President, Data Boiler Technologies, LLC
Jun. 13, 2023 Christopher A. Iacovella, Chief Executive Officer, and Jessica R. Giroux, General Counsel, American Securities Association
Jun. 13, 2023 Rebecca Rettig, Chief Policy Officer, Polygon Labs
Jun. 13, 2023 James English
Jun. 13, 2023 Carey Tordsen
Jun. 13, 2023 Ryan
Jun. 13, 2023 Daniel Oase
Jun. 13, 2023 William C. Hughes, Senior Counsel & Director of Global Regulatory Matters, Consensys Software Inc.
Jun. 13, 2023 Scott Eisenberg, Chief Legal Officer, DirectBooks
Jun. 13, 2023 Tom M. Merritt, Deputy General Counsel, Virtu Financial
Jun. 13, 2023 Anne-Sophie Cissey, General Counsel, Flowdesk
Jun. 13, 2023 Shawn Hess, Senior Analyst
Jun. 13, 2023 Steven Mantilla
Jun. 12, 2023 Tas Dienes, Engineer
Jun. 12, 2023 Jim Stanec, Engineer, PhD EE
Jun. 12, 2023 Miller Whitehouse-Levine, Chief Executive Officer, and Amanda Tuminelli, Chief Legal Officer, DeFi Education Fund
Jun. 12, 2023 Alex Thorn, Head of Firmwide Research, Galaxy Digital
Jun. 12, 2023 Tavonia Evans, National Policy Network of Women of Color in Blockchain
Jun. 10, 2022 International Swaps and Derivatives Association, Inc. and Securities Industry and Financial Markets Association
Jun. 8, 2023 Rodrigo Seira and Justin Slaughter, Paradigm
Jun. 7, 2023 Coin Center
May 31, 2023 Bruce Tupper, President and Founder, CoinRegTech
May 31, 2023 James Corr
May 17, 2023 Erik Dyke
May 16, 2023 Amritpal Singh
May 14, 2023 Ronnie Levi
May 4, 2023 Kens Bane
May 3, 2023 Anonymous
Apr. 29, 2023 Dean Pierce, Computer Security Engineer Polygon Labs
Apr. 29, 2023 Chris Demey
Apr. 28, 2023 Eric Corriel, Digital Strategy Director, School of Visual Arts
Apr. 26, 2023 Michael Bodman
Apr. 25, 2023 Anonymous
Apr. 25, 2023 Michael Bodman, Open Source Ventures
Apr. 25, 2023 Patrick Kelly
Apr. 24, 2023 Adam Anderle
Apr. 23, 2023 Keith Vidal
Apr. 23, 2023 Michael Bodman
Apr. 22, 2023 Jason Teng
Apr. 22, 2023 Brandon H. Ferrick, Attorney
Apr. 22, 2023 Aaron N.
Apr. 21, 2023 Marco Stocker
Apr. 21, 2023 Dave Champagne
Apr. 21, 2023 Jamie Andrzejewski
Apr. 21, 2023 Daniel Silva
Apr. 21, 2023 Cody Abel, Machinist
Apr. 20, 2023 Anonymous
Apr. 20, 2023 Agust Gudmundsson
Apr. 20, 2023 Neill Dorn
Apr. 20, 2023 Zachory Johnson
Apr. 20, 2023 Ethan Mullins
Apr. 20, 2023 Ralph McHugh
Apr. 20, 2023 Adam Rock
Apr. 20, 2023 Heather R., Program Analyst
Apr. 20, 2023 Jeff Lebowski
Apr. 20, 2023 Mark Wetzel
Apr. 20, 2023 Ryan Ellis Bermel
Apr. 20, 2023 Gino
Apr. 20, 2023 Josiah Grady
Apr. 20, 2023 Alexandr Sleahtici
Apr. 20, 2023 Daniel Lambden
Apr. 20, 2023 Jeff Frazier
Apr. 20, 2023 Chris Lane
Apr. 20, 2023 J.L.S.
Apr. 20, 2023 Zaf Khan
Apr. 20, 2023 Stefan Nekkers
Apr. 20, 2023 Lazaro Sacerio
Apr. 20, 2023 K. W.
Apr. 20, 2023 M. Kurz
Apr. 20, 2023 Anonymous
Apr. 20, 2023 David Bleecker
Apr. 20, 2023 Laura N.
Apr. 20, 2023 Smith Harris
Apr. 20, 2023 Francisco D., P.A.
Apr. 20, 2023 Stuart Griese
Apr. 20, 2023 Abel Gray, Software Engineer
Apr. 20, 2023 Adam T. Williams
Apr. 20, 2023 Keith, BI Engineer
Apr. 20, 2023 William Lloyd
Apr. 20, 2023 Anonymous
Apr. 20, 2023 Timothy J. Barry
Apr. 20, 2023 Julio Cesar Tello
Apr. 20, 2023 Robert Wolfe, Investor
Apr. 20, 2023 Yones
Apr. 20, 2023 Sebastian Stankiewicz
Apr. 20, 2023 David Candler
Apr. 20, 2023 Toussaint L'Ouverture
Apr. 20, 2023 Aurora McClintock, Retired Cyber Operations Professional
Apr. 20, 2023 Nate Baird
Apr. 19, 2023 Chris Eastvedt
Apr. 19, 2023 Chad Vanlandingham
Apr. 19, 2023 Chris Jackson
Apr. 19, 2023 Brett Hawn
Apr. 19, 2023 Jonathan Thomas
Apr. 19, 2023 Jon Thomas
Apr. 19, 2023 Hesham Attaya
Apr. 19, 2023 Kendrick Lin
Apr. 19, 2023 Nick S.
Apr. 19, 2023 Ben Price
Apr. 19, 2023 Brian Stuck
Apr. 19, 2023 James Ogureck
Apr. 19, 2023 Andrew Haddad
Apr. 19, 2023 Max Davis
Apr. 19, 2023 Mike Musumeci
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Jordan Dormido
Apr. 19, 2023 AM
Apr. 19, 2023 Matt Redabaugh
Apr. 19, 2023 Jon Snow
Apr. 19, 2023 Anonymous
Apr. 19, 2023 William Madison
Apr. 19, 2023 Ryan Barnes
Apr. 19, 2023 Ryan Rosh
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Michele Ciulla-Strange
Apr. 19, 2023 Shane Schoepke
Apr. 19, 2023 Justin Storey
Apr. 19, 2023 Freddy Lo
Apr. 19, 2023 Tee S.
Apr. 19, 2023 Itz Risky
Apr. 19, 2023 Ataw Bo
Apr. 19, 2023 Derek Azyan
Apr. 19, 2023 Dan Worms
Apr. 19, 2023 Alex Wank
Apr. 19, 2023 Richard Byfield
Apr. 19, 2023 Mike McCarthy
Apr. 19, 2023 Juan Christiansen
Apr. 19, 2023 Lance Taylor
Apr. 19, 2023 Kevin Dewar
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Nick
Apr. 19, 2023 Erik Wahlstrom
Apr. 19, 2023 Alex Mazakas
Apr. 19, 2023 Sean Greenert
Apr. 19, 2023 Scott Forrest
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Ben Mason, Union Bricklayer
Apr. 19, 2023 James Davis
Apr. 19, 2023 Alex Uvalles
Apr. 19, 2023 SJ
Apr. 19, 2023 Nick Dolan
Apr. 19, 2023 Bert
Apr. 19, 2023 Keeton Hayes, Data Scientist
Apr. 19, 2023 Nou Moua
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Ruskin Fiegenbaum
Apr. 19, 2023 Emily Barkerson, Engineer
Apr. 19, 2023 David Bornstein
Apr. 19, 2023 Joshua Beattie
Apr. 19, 2023 Camron Hartley
Apr. 19, 2023 Sergio Caballero, Filmmaker
Apr. 19, 2023 Lane Ellens
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Daniel Mckey, Swing Trader
Apr. 19, 2023 Jeremy Douglas Leach
Apr. 19, 2023 Chance A Sanders, An American citizen
Apr. 19, 2023 Matthew, Sales
Apr. 19, 2023 Max Nevarez
Apr. 19, 2023 Ross Brown, Investor, SVP Oracle Corp.
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Ryan Gillham, Co-Founder, FletchTech LLC
Apr. 19, 2023 Daniel Barbara, Educator
Apr. 19, 2023 Aaron Soule
Apr. 19, 2023 Jared Johnson
Apr. 19, 2023 Damian Thomen, Carpenter
Apr. 19, 2023 Paul
Apr. 19, 2023 Nicholas Range
Apr. 19, 2023 Anthony Steets
Apr. 19, 2023 T.S., Compliance
Apr. 19, 2023 Marja, Designer
Apr. 19, 2023 Alfred Achar
Apr. 19, 2023 Daniel W Primmer, Fraser Farm Co L.L.C
Apr. 19, 2023 Sarah Kroll, Household investor
Apr. 19, 2023 Nick, Software engineer
Apr. 19, 2023 Michael Gore
Apr. 19, 2023 Kyle Steele, Heavy Equipment Technician
Apr. 19, 2023 Anonymous
Apr. 19, 2023 Eric R. Bricking, Semi Retired
Apr. 19, 2023 Patrick Kwon
Apr. 19, 2023 Colter Schwenke
Apr. 19, 2023 Samuel Oakes, Salesperson
Apr. 19, 2023 Christopher Jones
Apr. 18, 2023 Anonymous
Apr. 18, 2023 Anonymous
Apr. 18, 2023 Susan Lloyd, Retail Investor
Apr. 18, 2023 Lewis Schofield, Retail Investor
Apr. 18, 2023 Dustin Wallace, Data Scientist
Apr. 18, 2023 Matthew Nienow, Software Engineer
Apr. 18, 2023 Anonymous
Apr. 18, 2023 John L.
Apr. 18, 2023 Kevin Phillips
Apr. 18, 2023 Anonymous
Apr. 18, 2023 Mark Williams
Apr. 18, 2023 Ulises Alvarez Blandin
Apr. 18, 2023 Anonymous
Apr. 18, 2023 Daniel Kulodzik
Apr. 18, 2023 Willie Newson
Apr. 18, 2023 Dean Cobler
Apr. 17, 2023 Gina Chamberlain
Apr. 17, 2023 T. Sadowsky
Apr. 17, 2023 Kyle Zodrow
Apr. 17, 2023 David Kraft
Apr. 17, 2023 Travis Donovan
Apr. 17, 2023 Katie Ernesto
Apr. 17, 2023 Daniel Miller
Apr. 17, 2023 Matthew Sanchez
Apr. 17, 2023 Richard Minchuk
Apr. 17, 2023 Ian Cannon
Apr. 17, 2023 Anonymous
Apr. 17, 2023 Deok Park, University of Superstonk
Apr. 17, 2023 Rob Sanders
Apr. 17, 2023 Eric Meagan, Senior Counselor
Apr. 17, 2023 David McElhoes, Instructor, Arizona State University
Apr. 17, 2023 Dana McWatters, HouseHold Investor
Apr. 17, 2023 Neo Sabin
Apr. 17, 2023 Kevin O'Brien
Apr. 17, 2023 Greg Cameron Weir
Apr. 17, 2023 Logan Latosz
Apr. 17, 2023 Austin Martin
Apr. 17, 2023 Alexander MacCartney
Apr. 17, 2023 Benjamin Mason, Union Bricklayer, Restoration Mason
Apr. 17, 2023 Jon Anderson
Apr. 17, 2023 Shane Ranney
Apr. 17, 2023 Anonymous
Apr. 17, 2023 Chantu Chea
Apr. 17, 2023 Andrew Prout
Apr. 17, 2023 Rax Nahali
Apr. 17, 2023 Sheri Hunt
Apr. 17, 2023 Jean Garcia-Gomez
Apr. 17, 2023 George
Apr. 17, 2023 Jack T. Pieper
Apr. 17, 2023 Darryl Garland, Investor, Veteran
Apr. 17, 2023 Deok Park
Apr. 17, 2023 Bill
Apr. 17, 2023 Cory Nordschow
Apr. 17, 2023 Ricky M.
Apr. 17, 2023 Brian Herrmann
Apr. 17, 2023 Ian Gilmer, Small Business Owner
Apr. 17, 2023 Phillip Stott
Apr. 17, 2023 Dr. A. Zack Wisti
Apr. 17, 2023 Timothy Daniel Esposito
Apr. 17, 2023 William
Apr. 17, 2023 Peter Glaras
Apr. 17, 2023 Anonymous
Apr. 17, 2023 Peter Dominguez
Apr. 17, 2023 Diane Cairns
Apr. 17, 2023 Dan Pierce
Apr. 17, 2023 Nimrod Fogel
Apr. 17, 2023 Ben Passlow
Apr. 17, 2023 Hive Shin
Apr. 17, 2023 Michael Moroney
Apr. 17, 2023 Jeffrey Tessier
Apr. 17, 2023 Nick Harris
Apr. 17, 2023 Brandon Leach
Apr. 17, 2023 Laura Davis
Apr. 17, 2023 Skyler Olds
Apr. 17, 2023 Jace Hykaway
Apr. 17, 2023 Sebastian Senchey
Apr. 17, 2023 Viji Than
Apr. 17, 2023 Darryll Silva
Apr. 17, 2023 Matt McMahon
Apr. 17, 2023 Michael Charles Brady
Apr. 17, 2023 Brandon Griffin, Logistics Officer of US Army
Apr. 17, 2023 Scott-Michael Kellar
Apr. 17, 2023 Robert Hall
Apr. 17, 2023 Mark Maxwell, Self-Directed Investor
Apr. 17, 2023 Tom Landsiedel
Apr. 17, 2023 Gina Palazzo
Apr. 17, 2023 Jason Primosch
Apr. 17, 2023 Nicholas Harris
Apr. 17, 2023 Daniel Rnnelin
Apr. 17, 2023 Adam Dkhili
Apr. 17, 2023 Chris Reilly, Engineering
Apr. 17, 2023 Anonymous
Apr. 17, 2023 Anonymous
Apr. 17, 2023 Gunther Fox
Apr. 17, 2023 Eric Marsh
Apr. 17, 2023 Jason K.
Apr. 17, 2023 Chris Straight
Apr. 17, 2023 Dimitri Canonne
Apr. 17, 2023 Dana McWatters
Apr. 17, 2023 Joseph
Apr. 17, 2023 Phil Smith
Apr. 16, 2023 Stephen Miller, Technical Program Manager
Apr. 16, 2023 Benjamin Asa Wyatt, Civil Engineer
Apr. 16, 2023 Parker, Senior Engineering Manager
Apr. 15, 2023 Carey Tordsen
Apr. 15, 2023 Nathaniel Simmons
Apr. 15, 2023 Derrick Lewis, Software Engineer
Apr. 15, 2023 Rijin, Product Manager, Tech Company
Apr. 15, 2023 Anonymous
Apr. 14, 2023 Ben Passlow
Apr. 14, 2023 Jake Perkins
Nov. 4, 2022 U.S. Senator Thom Tillis
Oct. 19, 2022 Lucas Schwarz
Sep. 21, 2022 Gregory Babyak and Gary Stone, Regulatory Affairs, Bloomberg L.P.
Aug. 19, 2022 Diane
Jun. 27, 2022 Michael D. Lichtman, Juris Doctor Candidate, Hofstra University Maurice A. Dean School of Law
Jun. 14, 2022 Bond Dealers of America
Jun. 14, 2022 James Tierney, Assistant Professor of Law, University of Nebraska College of Law
Jun. 13, 2022 Healthy Markets Association
Jun. 13, 2022 Blockchain Association and the DeFi Education Fund
Jun. 13, 2022 Robert Toomey, Managing Director, Associate General Counsel, SIFMA
May 27, 2022 Hedge Fund Association
Jun. 1, 2022 The Delois Albert Brassell Estate and the Robert James Brassell Estate
May 29, 2022 James West
May 27, 2022 Hedge Fund Association
May 24, 2022 FIX Trading Community
May 11, 2022 Colin Lee, Finance Manager
May 10, 2022 Greg Weir
May 9, 2022 Gary D. Horn
May 9, 2022 Andrew Robison
May 9, 2022 Anonymous
Apr. 26, 2022 Intercontinental Exchange, Inc.
Apr. 21, 2022 Adelle Nazarian, CEO, and Todd A. White, Founder, American Blockchain PAC
Apr. 21, 2022 Charles Weeden, Managing Partner, Weeden Ventures
Apr. 21, 2022 Christopher A. Iacovella, Chief Executive Officer, American Securities Association
Apr. 21, 2022 FIA Principal Traders Group
Apr. 20, 2022 Sarah A. Bessin, Associate General Counsel and Nhan Nguyen Associate General Counsel, Investment Company Institute
Apr. 20, 2022 Scot J. Halvorsen, Associate General Counsel, Cboe Global Markets, Inc.
Apr. 19, 2022 Karthik Mahalingam
Apr. 19, 2022 Marcia E. Asquith, Executive Vice President, Board and External Relations, FINRA
Apr. 19, 2022 Patrick Kim
Apr. 19, 2022 Stephen John Berger, Managing Director, Global Head of Government and Regulatory Policy, Citadel Securities
Apr. 19, 2022 Sardorbek Umarov
Apr. 19, 2022 Crypto Llama Esq
Apr. 19, 2022 Joey Smitherman
Apr. 19, 2022 Gus Coldebella and Gregory Xethalis
Apr. 18, 2022 U.S. Representatives Patrick McHenry and Bill Huizenga
Apr. 18, 2022 Dunsmoor Law, P.C.
Apr. 18, 2022 Kollan House
Apr. 18, 2022 Circle Internet Financial, LLC
Apr. 18, 2022 Doug Davison and Joshua Ashley Klayman of Linklaters LLP
Apr. 18, 2022 Bloomberg L.P.
Apr. 18, 2022 Virtu Financial, Inc.
Apr. 18, 2022 Securities Industry and Financial Markets Association
Apr. 18, 2022 The Crypto Council for Innovation
Apr. 18, 2022 Blockchain Association
Apr. 18, 2022 Jai Ramaswamy, Chief Legal Officer and Miles Jennings, General Counsel, a16z Crypto , A.H. Capital Management, L.L.C.
Apr. 18, 2022 Global Digital Asset & Cryptocurrency Association
Apr. 18, 2022 LeXpunK
Apr. 18, 2022 DeFi Education Fund
Apr. 18, 2022 Zachary Stinson
Apr. 18, 2022 Bond Dealers of America
Apr. 18, 2022 SIFMA Asset Management Group, William Thum, Managing Director, SIFMA AMG
Apr. 18, 2022 Corinna Mitchell, General Counsel, Symphony Communication Services, LLC
Apr. 18, 2022 Arthur Benjamin Baker, Attorney
Apr. 18, 2022 Gregory Schneider, AVP, Desert Financial Credit Union
Apr. 18, 2022 CME Group
Apr. 18, 2022 Elisabeth Kirby, Head of U.S. Market Structure, Tradeweb Markets, Inc.
Apr. 18, 2022 Sarah A. Bessin, Associate General Counsel, Investment Company Institute
Apr. 18, 2022 Paul Grewal, Chief Legal Officer, Coinbase
Apr. 18, 2022 Thomas Tesauro, President of Fidelity Capital Markets, Fidelity Investments
Apr. 18, 2022 Nasdaq, Inc.
Apr. 18, 2022 Murray B. Wells, esq, Attorney/Partner, Wells Associates, PLLC
Apr. 18, 2022 Better Markets
Apr. 18, 2022 Mark Kim, Chief Executive Officer, Municipal Securities Rulemaking Board
Apr. 18, 2022 Neil Chilson, Senior Research Fellow, Stand Together (filing on his own behalf)
Apr. 18, 2022 Damien G. Scott, Deputy General Counsel, CoinList
Apr. 18, 2022 Jay Knight, Chair of the Committee on Federal Regulation of Securities of the Section of Business Law of the American Bar Association
Apr. 18, 2022 David R. Burton, Senior Fellow in Economic Policy, The Heritage Foundation
Apr. 18, 2022 Michelle Bond, CEO, Association for Digital Asset Markets
Apr. 18, 2022 The Crypto Council for Innovation
Apr. 18, 2022 Jennifer W. Han, Managed Funds Association
Apr. 18, 2022 Kelvin Data Boiler Technologies, LLC
Apr. 18, 2022 Scott Pintoff, General Counsel of MarketAxess
Apr. 18, 2022 DirectBooks LLC
Apr. 18, 2022 Delphi Digital
Apr. 18, 2022 Charles V. Callan, SVP Regulatory Affairs, Broadridge Financial Solutions, Inc.
Apr. 16, 2022 Chia Network
Apr. 16, 2022 Megan Roche
Apr. 15, 2022 Fred Marion
Apr. 15, 2022 Joshua Arthur
Apr. 14, 2022 Security Traders Association
Apr. 14, 2022 Digital Asset Legal and Regulatory Alliance, Global Blockchain Convergence, Global Digital Asset and Cryptocurrency Association
Apr. 14, 2022 ConsenSys Software Inc.
Apr. 14, 2022 Peter Van Valkenburgh, Director of Research, Coin Center
Apr. 11, 2022 Mark Collins
Apr. 8, 2022 Samuel Anderson
Apr. 7, 2022 Roman Scher
Apr. 6, 2022 Justin Thomas Werner
Apr. 4, 2022 Tim Lau
Apr. 3, 2022 T. F.
Mar. 31, 2022 Allen Pulsifer
Mar. 30, 2022 Amber McCollum
Mar. 28, 2022 Jorry D.
Mar. 24, 2022 Teana Baker-Taylor, Chief Policy Officer, Chamber of Digital Commerce, et al.
Mar. 20, 2022 Brian Singh, Marketing Manager
Mar. 18, 2022 Mark Griffin, Overstock.com
Mar. 14, 2022 Jacob W Troyer, US Navy Pilot
Mar. 14, 2022 Patrick Smith
Mar. 14, 2022 Anonymous
Mar. 14, 2022 Curtis Higgins
Mar. 14, 2022 Jason Bond, Sales Manager
Mar. 11, 2022 Andrew Vollmer, Mercatus Center at George Mason University
Mar. 11, 2022 Stephen P. Wink of Latham & Watkins LLP, on behalf of Blockchain Association
Mar. 4, 2022 Clifford A. Wilkinson, Vet
Mar. 3, 2022 Veikko Eeva
Mar. 1, 2022 Robert Fett
Mar. 1, 2022 Rafael Yakobi, The Crypto Lawyers, PLLC
Feb. 25, 2022 Sasha Hodder, Hodder Law Firm, P.A.
Feb. 25, 2022 Spence Purnell, Reason Foundation
Feb. 24, 2022 Joseph M. Johnson
Feb. 24, 2022 Gabriel Morales, Retail Investor
Feb. 23, 2022 Jeff Martinez, CRPC, CEO Financial Advisor Treveri Capital LLC
Feb. 22, 2022 Nicholas Anthony, Manager, Center for Monetary and Financial Alternatives, Cato Institute
Feb. 22, 2022 Ken McGuire
Feb. 22, 2022 David McCarville, Fennemore Craig
Feb. 20, 2022 Anonymous
Feb. 20, 2022 Kelly Dennis
Feb. 19, 2022 Eric Maas
Feb. 19, 2022 BAV
Feb. 19, 2022 Steven Casey
Feb. 19, 2022 Andres Loubriel
Feb. 19, 2022 Anonymous
Feb. 19, 2022 Mark Thompson
Feb. 18, 2022 Cole Barker
Feb. 18, 2022 Brian Padrick
Feb. 18, 2022 Nick Ferrin
Feb. 17, 2022 Yehuda Jay Berg, CEO, Protoblock Inc.
Feb. 17, 2022 James Fyles
Feb. 16, 2022 William J. Vulpis, Retired Financial Services Executive
Feb. 14, 2022 Robert Stanley, Welder
Feb. 11, 2022 Brian McAllister
Feb. 11, 2022 Erik Elbieh, Information Security Expert, Freelance
Feb. 11, 2022 Kenneth E. Bentsen, Jr., President and CEO, SIFMA
Feb. 9, 2022 L. Martin Stewart, Individual Investor
Feb. 9, 2022 Philip Champon
Feb. 9, 2022 Keith Vidal, Massage Therapist
Feb. 8, 2022 Gavin Van Dijk, Risk and Information Systems Control Management
Feb. 8, 2022 Kyle Hauskins-Kaplan, Developer
Feb. 7, 2022 Brad Corlett
Feb. 7, 2022 Hank Fu
Feb. 7, 2022 Retail Investor Dan, Programmer
Feb. 7, 2022 Craig Harrison, IT Leader
Feb. 7, 2022 Nico Moore
Feb. 7, 2022 Chris Mounce, Electrical Engineer
Feb. 6, 2022 Duane Vogt
Feb. 6, 2022 Jessica Bell, Retail Investor
Feb. 5, 2022 Morgan Huttes
Feb. 5, 2022 Nathan Dalton
Feb. 5, 2022 Rob
Feb. 4, 2022 Geoffrey Costeloe, Attorney
Feb. 4, 2022 Gonbe
Feb. 4, 2022 Chris, IT
Feb. 4, 2022 Matthew Voke, CEO
Feb. 4, 2022 Mick S., Executive Operations and Procurement
Feb. 4, 2022 Ernie Martinez, Retail Trader/Student
Feb. 4, 2022 Amr Elshafie, Small Business Owner
Feb. 4, 2022 M. W.
Feb. 3, 2022 Tyler Archie
Feb. 3, 2022 Kimberly Unger, STANY The Security Traders Association of New York
Feb. 3, 2022 J. Morel
Feb. 2, 2022 Michelle Bond, Chief Executive Officer, Association for Digital Asset Markets
Feb. 2, 2022 Renata K. Szkoda, Chairwoman, Global Digital Asset & Cryptocurrency Association et al.
Feb. 2, 2022 Alan Amato
Feb. 2, 2022 Andrew West
Feb. 2, 2022 Casey Ann Hewitt, Founder, Hewitt Law PLLC
Feb. 2, 2022 Erich Dylus, Attorney
Feb. 2, 2022 Jacob Mortensen
Feb. 2, 2022 Mark Hopkins, CEO, Lord of Monster
Feb. 2, 2022 Mitchell Crasson, Public School Education
Feb. 2, 2022 Bryant Eisenbach, CEO, ApeWorX Ltd.
Jan. 31, 2022 Anonymous
Jan. 30, 2022 Shaun Neal
Jan. 30, 2022 Michael Mccubbin
Jan. 30, 2022 Justin Manganiello, Attorney
Jan. 29, 2022 Daniel Barber
Jan. 29, 2022 Scott Shepherd, Retail Investor
Jan. 28, 2022 Patti Wubbels
Jan. 28, 2022 Larry Pruss, SVP, Practice Lead, Crypto Advisory Services
Jan. 28, 2022 Tony Wang
Jan. 28, 2022 Sophie Wong
Jan. 27, 2022 Anonymous
Jan. 27, 2022 Joseph Smith, Data Analyst
Jan. 27, 2022 John
Jan. 27, 2022 Melanie Rosenthal
Jan. 27, 2022 Anonymous
Jan. 27, 2022 Adam Grant
Jan. 27, 2022 D. B.
Jan. 27, 2022 Eric J., Medical
Jan. 27, 2022 Anonymous
Jan. 27, 2022 Steven McElveen
Jan. 27, 2022 Hox
Jan. 27, 2022 James Ochner
Jan. 27, 2022 Kade J. Stone
Jan. 26, 2022 Matt Smith
Jan. 26, 2022 Micah Gray, Retail trader

Meetings with SEC Officials

(Click here for submitted comments from the public)
Apr. 17, 2024 Memorandum from the Division of Trading and Markets regarding an April 17, 2024 meeting with representatives from the Managed Funds Association ("MFA")
Apr. 16, 2024 Memorandum from the Division of Trading and Markets regarding an April 16, 2024 meeting with representatives from the Investment Company Institute ("ICI")
Feb. 28, 2024 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a February 27, 2024 meeting with representatives of Paradigm Operations LP ("Paradigm")
Feb. 23, 2024 Memorandum from the Office of the Chair regarding a February 22, 2024 meeting with MFA
Feb. 7, 2024 Memorandum from the Office of Public Engagement regarding a February 7, 2024 meeting with BrokerTec
Feb. 5, 2024 Memorandum from the Office of Public Engagement regarding a February 5, 2024 meeting with TradeWeb
Jan. 30, 2024 Memorandum from the Office of Chair regarding a January 30, 2024 meeting with Bloomberg
Jan. 25, 2024 Memorandum from the Office of Public Engagement regarding a January 25, 2024 meeting with Municipal Securities Rulemaking Board
Jan. 16, 2024 Memorandum from the Division of Trading and Markets regarding a January 16, 2023 meeting with representatives of Tradeweb Markets Inc.
Nov. 17, 2023 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a November 17, 2023 meeting with Uniswap Labs
Nov. 7, 2023 Memorandum from the Division of Trading and Markets regarding a November 7, 2023 meeting with representatives of Symphony Communication Services, LLC
Sep. 15, 2023 Memorandum from the Office of Commissioner Uyeda regarding a September 14, 2023, meeting with representatives of Uniswap Labs
Sep. 14, 2023 Memorandum from the Office Of Commissioner Hester M. Peirce regarding a September 14, 2023 meeting with representatives of Uniswap Labs
Aug. 18, 2023 Memorandum from the Office of the Chair regarding an August 16, 2023 meeting with representatives of Independent Community Bankers of America
Aug. 17, 2023 Memorandum from the Office of Public Engagement regarding an August 16, 2023 virtual meeting with representatives of the Independent Community Bankers of America
Aug. 4, 2023 Memorandum from the Office of Public Engagement regarding a July 31, 2023 virtual meeting with Optiver
Jul. 31, 2023 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 31, 2023 meeting with representatives of Tradeweb Markets, Inc.
Jul. 27, 2023 Memorandum from the Office of Commissioner Hester M. Peirce regarding a July 27, 2023 meeting with Tradeweb Markets, Inc.
Jul. 27, 2023 Memorandum from the Office of Commissioner Mark T. Uyeda reading a July 26, 2023 meeting with representatives of Tradeweb Markets Inc.
Jul. 27, 2023 Memorandum from the Division of Trading and Markets regarding a regarding a July 26, 2023 meeting with representatives from Tradeweb Markets Inc.
Jul. 25, 2023 Memorandum from the Office of the Chair regarding a July 25, 2023 meeting with TradeWeb Markets, Inc.
Jul. 18, 2023 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a July 18, 2023 meeting with representatives of the American Exploration and Production Council
Jul. 14, 2023 Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a April 27, 2023 meeting with representatives of Optiver
Jul. 13, 2023 Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a April 27, 2023 meeting with representatives of BondCliq
Jul. 13, 2023 Memorandum from the Office Of Commissioner Caroline Crenshaw regarding a April 26, 2023 meeting with representatives of MarketAxess
Jun. 23, 2023 Memorandum from the Office of the Chair regarding a June 22, 2023 meeting with representatives of the Bank of New York Mellon
Jun. 9, 2023 Memorandum from the Office of the Chair regarding a June 9, 2023 meeting with Blackrock
May 26, 2023 Memorandum from the Office of the Chair regarding a May 24, 2023 meeting with BlackRock
May 8, 2023 Memorandum from the Office of Commissioner Jaime Lizárraga regarding a May 8, 2023, meeting with representatives of MarketAxess Holdings
Mar. 22, 2023 Memorandum from the Office of Public Engagement regarding a March 22, 2023 meeting with Financial Services Forum
Mar. 15, 2023 Memorandum from the Division of Trading and Markets regarding a February 16, 2023 conference call with representatives from MarketAxess
Nov. 29, 2022 Memorandum from the Office of Commissioner Mark T. Uyeda regarding a November 29, 2022 meeting with representatives of Managed Fund Association
Nov. 4, 2022 Memorandum from the Office of the Chairman regarding a November 4, 2022 virtual meeting with representatives of the Investment Company Institute
Sep. 19, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a September 19, 2022 videoconference with representatives of BlackRock
Sep. 16, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a June 23, 2022 videoconference with representatives of SIFMA
Aug. 25, 2022 Memorandum from the Division of Economic and Risk Analysis regarding an August 23, 2022 meeting with representatives of Bloomberg
Aug. 22, 2022 Memorandum from the Division of Trading and Markets regarding an August 19, 2022 conference call with representatives from Managed Funds Association
Aug. 22, 2022 Memorandum from the Division of Trading and Markets regarding an August 19, 2022 conference call with representatives from JPMorgan Chase & Co.
Aug. 18, 2022 Memorandum from the Division of Trading and Markets regarding an August 17, 2022 conference call with representatives of Fidelity Capital Markets and Fidelity Investments
Aug. 2, 2022 Memorandum from the Division of Trading and Markets regarding a July 27, 2022 call with representatives of Katten Muchin Rosenman UK LLP
Jul. 26, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a July 21, 2022 meeting with representatives of Virtu
Jul. 21, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a July 13, 2022 meeting with representatives of Virtu
Jul. 21, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a July 12, 2022 meeting with representatives of MarketAxess
Jul. 21, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a July 13, 2022 meeting with representatives of Bloomberg
Jul. 21, 2022 Memorandum from the Division of Economic and Risk Analysis regarding a July 15, 2022 meeting with representatives of Fidelity
Jul. 15, 2022 Memorandum from the Division of Trading and Markets regarding a July 15, 2022 conference call with representatives of Tradeweb
Jun. 22, 2022 Memorandum from the Office of Commissioner Hester M. Peirce regarding a May 25, 2022 meeting with representatives of Data Boiler Technologies Inc.
Jun. 13, 2022 Memorandum from the Office of Commissioner Lee regarding a June 13, 2022 meeting with representatives from the Securities Industry and Financial Markets Association
Jun. 9, 2022 Memorandum from the Division of Trading and Markets regarding a June 9, 2022 telephone conversation with representatives from the Securities Industry and Financial Markets Association.
Jun. 7, 2022 Memorandum from the Office of the Chair regarding a June 7, 2022 meeting with MarketAxess and Brownstein Farber Hyatt Schreck
Jun. 2, 2022 Memorandum from the Division of Trading and Markets regarding a May 31, 2022 call with representatives of BlackRock
May 13, 2022 Memorandum from the Office of the Chair regarding an April 21, 2022 meeting with representatives of PIMCO.
May 12, 2022 Memorandum from the Office of Commissioner Caroline Crenshaw regarding a February 3, 2022 meeting with representatives of the Global Legal Entity Identifier Foundation (GLEIF)
Apr 21, 2022 Memorandum from the Office of the Chair regarding an April 21, 2022 meeting with representatives of Blackrock.
Apr. 8, 2022 Memorandum from the Division of Trading and Markets regarding an April 7, 2022 conference call with representatives from BlackRock
Mar. 30, 2022 Memorandum from the Division of Trading and Markets regarding a March 30, 2022 Webex Meeting with HMA Representatives
Mar. 30, 2022 Memorandum from the Office of Market Supervision, Division of Trading and Markets regarding a March 30, 2022 conference call with staff of the Dutch Authority for the Financial Markets
Mar. 22, 2022 Memorandum from the Division of Trading and Markets regarding a February 28, 2022 conference call with staff of the Bank of England
Mar. 22, 2022 Memorandum from the Division of Trading and Markets regarding a February 7, 2022 conference call with staff of the Financial Conduct Authority
Mar. 21, 2022 Memorandum from the Division of Trading and Markets regarding a March 16, 2022 conference call with staff of the European Securities and Markets Authority
Mar. 10, 2022 Memorandum from the Division of Trading and Markets regarding a March 9, 2022 conference call with Bill Vulpis
Mar. 8, 2022 Memorandum from the Division of Trading and Markets regarding a March 8, 2022 conference call with a representative from Vedder Price P.C.
Feb. 10, 2022 Memorandum from the Division of Trading and Markets regarding a February 9, 2022 conference call with representatives from the Security Traders Association of New York, Inc.
Feb. 3, 2022 Memorandum from the Division of Trading and Markets regarding a February 2, 2022 conference call with representatives from the ICE Bonds
Feb. 3, 2022 Memorandum from the Division of Trading and Markets regarding a February 3, 2022 conference call with representatives of Bloomberg Intelligence