Comments on Request for Covered Clearing Agency Resilience and Recovery and Wind-Down Plans

Filter comments

Date Received
Date Letter Type Commenter Name
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 16, 2024 conference call with representatives from Futures Industry Association ("FIA")
Public Comment Chris Mcentre
Public Comment Sarah Bessin, Deputy General Counsel, Investment Company Institute
Public Comment Thomas F. Price, Managing Director, Technology, Operations, and Business Continuity, SIFMA; William C. Thum, Managing Director and Associate General Counsel, SIFMA and SIFMA Asset Management Group
Public Comment Erkki Liikanen, Co-Chair, and Simon Johnson, Co-Chair, CFA Institute Systemic Risk Council
Public Comment Curtis, Investor
Meeting with SEC Officials Memorandum from the Division of Trading and Markets regarding a July 26, 2023 conference call with representatives of CCP12
Public Comment Chris Edmonds, Chief Development Officer, Intercontinental Exchange, Inc.
Public Comment Global Association of Central Counterparties
Public Comment Megan Malone Cohen, Corporate Secretary, General Counsel, OCC
Public Comment Nhan Nguyen, Assistant General Counsel, Investment Company Institute
Public Comment Stephen W. Hall, Legal Director and Securities Specialist, Better Markets, Inc.
Public Comment Timothy Cuddihy, Managing Director, Group Chief Risk Officer, DTCC
Public Comment Ulrich Karl, Head of Clearing Services, ISDA and Jaqueline Mesa, Senior Vice President, FIA
Public Comment William C. Thum, Esq., Managing Director, SIFMA Asset Management Group
Public Comment Futures Industry Association, International Swaps and Derivatives Association, Investment Company Institute, Managed Funds Association, Securities Industry and Financial Markets Association, and SIFMA Asset Management Group
Public Comment Kyle Riebeling
Public Comment Todd S.
Public Comment Michael Wichkoski
Public Comment Karl T. Muth, JD, MBA, MPhil, PhD, The University of Chicago Booth School of Business
Public Comment John P. Davidson, III
Public Comment Reflex Entertainment
Public Comment Jack Pieper
Public Comment Neo Sabin

Last Reviewed or Updated: Dec. 18, 2025

File Number
S7-10-23
Release Number
34-97516
Related Materials
How to submit comments