Nasdaq BX, Inc. Rulemaking Archive: 2021
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Chronological List for 2021
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| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-BX-2021-051 | ||
| 34-93848 | Dec. 21, 2021 | Order Approving Proposed Rule Changes Regarding the Transfer of Ownership of Nasdaq BX Equities LLC and the Merger of Nasdaq BX Equities LLC with and into the Exchange
Additional File No.: SR-BX-2021-050 |
| SR-BX-2021-018 | ||
| 34-93814 | Dec. 17, 2021 | Notice of Withdrawal of Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-MRX-2021-05, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| SR-BX-2021-053 | ||
| 34-93739 | Dec. 8, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX's Pricing Schedule at Options 7, Section 1, General Provisions
Comments due: January 4, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2021-052 | ||
| 34-93587 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-050 | ||
| 34-93514 | Nov. 3, 2021 | Notice of Filing of Proposed Rule Change to Amend the BX Equities LLC Operating Agreement
Comments due: November 30, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-051 | ||
| 34-93513 | Nov. 3, 2021 | Notice of Filing of Proposed Rule Change to Amend Exchange Rules in Connection with the Proposed Merger of BX Equities LLC with and into the Exchange
Comments due: November 30, 2021 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c |
| SR-BX-2021-049 | ||
| 34-93469 | Oct. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4703
Comments due: November 26, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-048 | ||
| 34-93451 | Oct. 28, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Request for PRISM
Comments due: November 24, 2021 |
| SR-BX-2021-018 | ||
| 34-93437 | Oct. 27, 2021 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-MRX-2021-05, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| SR-BX-2021-047 | ||
| 34-93405 | Oct. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 to Establish an Enhanced Market Quality Program
Comments due: November 18, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2021-046 | ||
| 34-93328 | Oct. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Clearly Erroneous Transactions until April 20, 2022
Comments due: November 10, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-045 | ||
| 34-93287 | Oct. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend The Pilot Related To The Market Wide Circuit Breaker Until March 18, 2022
Comments due: November 8, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-043 | ||
| 34-93248 | Oct. 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal to Permit Monday and Wednesday Expirations for Options Listed pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF
Comments due: October 29, 2021 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-BX-2021-042 | ||
| 34-93143 | Sep. 28, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New Rule Requiring Members to Input Accurate Information into BX Systems
Comments due: October 25, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-040 | ||
| 34-93121 | Sep. 24, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2, BX Options Market- Fees and Rebates
Comments due: October 21, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-041 | ||
| 34-93067 | Sep. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 26, Message Traffic Mitigation
Comments due: October 15, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-037 | ||
| 34-93011 | Sep. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, to Decommission the Exchange's Quote Removal Kill Switch Functionality
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-038 | ||
| 34-92987 | Sep. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate BX Options 4 Rules By Reference to Nasdaq ISE, LLC Options 4 Rules
Comments due: October 12, 2021 |
| SR-BX-2021-039 | ||
| 34-92972 | Sep. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-035 | ||
| 34-92737 | Aug. 24, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 51, Research Analysts
Comments due: September 20, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-034 | ||
| 34-92664 | Aug. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Expiration Timeframe of Long-Term Index Options Series
Comments due: September 9, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-032 | ||
| 34-92535 | Jul. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Options 4 Listing Rules
Comments due: August 26, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-031 | ||
| 34-92470 | Jul. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations
Comments due: August 18, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-030 | ||
| 34-92409 | Jul. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4703
Comments due: August 10, 2021 Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-BX-2021-029 | ||
| 34-92243 | Jun. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 18, Payments for Market Making
Comments due: July 20, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-028 | ||
| 34-92230 | Jun. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's transaction fees, at Equity 7, Section 118(e)
Comments due: July 19, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-027 | ||
| 34-92217 | Jun. 21, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC
Comments due: July 16, 2021 |
| SR-BX-2021-018 | ||
| 34-92207 | Jun. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: July 15, 2021 Rebuttal comments due: July 29, 2021 Additional File Nos.: SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-MRX-2021-05, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| SR-BX-2021-025 | ||
| 34-92103 | Jun. 3, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 1, "General Provisions" and Section 2, "BX Options Market- Fees and Rebates."
Comments due: June 30, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-024 | ||
| 34-92000 | May 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: June 22, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-022 | ||
| 34-91864 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Request for PRISM
Comments due: June 8, 2021 |
| SR-BX-2021-020 | ||
| 34-91838 | May 11, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-012 | ||
| 34-91830 | May 10, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate its Equity and General Rules from its Current Rulebook into its New Rulebook Shell
Comments due: June 4, 2021 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-BX-2021-019 | ||
| 34-91773 | May 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Rule Amendment to Limit Short Term Options Series Intervals to July 1, 2021
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-018 | ||
| 34-91750 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-015 | ||
| 34-91671 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: May 21, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-017 | ||
| 34-91658 | Apr. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: May 20, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-014 | ||
| 34-91639 | Apr. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: May 19, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-013 | ||
| 34-91610 | Apr. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 10, Order Book Allocation
Comments due: May 14, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-016 | ||
| 34-91575 | Apr. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021
Comments due: May 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-009 | ||
| 34-91473 | Apr. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 1, "General Provisions," and Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: April 30, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-008 | ||
| 34-91458 | Apr. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the End of Day Summary Message on Nasdaq Last Sale Plus
Comments due: April 28, 2021 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-BX-2021-006 | ||
| 34-91370 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Books and Records Rules and Update Obsolete NASD References in its Rulebook
Comments due: April 15. 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-005 | ||
| 34-91334 | Mar. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703 Regarding Reserve Orders
Comments due: April 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-003 | ||
| 34-91226 | Mar. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various BX Options Rules
Comments due: March 26, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-002 | ||
| 34-91139 | Feb. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4759
Comments due: March 15, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2020-033 | ||
| 34-91124 | Feb. 12, 2021 | Order Granting Approval of a Proposed Rule Change to Utilize the FIX Protocol to Submit Orders to BX's Price Improvement Auction Mechanism |
| SR-BX-2020-032 | ||
| 34-91125 | Feb. 12, 2021 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Options 4, Section 5, to Limit Short Term Options Series Intervals between Strikes That Are Available for Quoting and Trading on BX
Comments due: March 12, 2021 Additional Materials: Exhibit 4, Exhibit 5 |
| SR-BX-2021-001 | ||
| 34-90936 | Jan. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Pricing Schedule
Comments due: February 12, 2021 Additional Materials: Exhibit 5 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-BX-2021-054 | ||
| 34-93896 | Jan. 4, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt An Add Liquidity Order and Post-Only Quote Configuration functionality
Comments due: January 31, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2021-053 | ||
| 34-93739 | Dec. 8, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX's Pricing Schedule at Options 7, Section 1, General Provisions
Comments due: January 4, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2021-052 | ||
| 34-93587 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-051 | ||
| 34-93848 | Dec. 21, 2021 | Order Approving Proposed Rule Changes Regarding the Transfer of Ownership of Nasdaq BX Equities LLC and the Merger of Nasdaq BX Equities LLC with and into the Exchange
Additional File No.: SR-BX-2021-050 |
| 34-93513 | Nov. 3, 2021 | Notice of Filing of Proposed Rule Change to Amend Exchange Rules in Connection with the Proposed Merger of BX Equities LLC with and into the Exchange
Comments due: November 30, 2021 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c |
| SR-BX-2021-050 | ||
| 34-93514 | Nov. 3, 2021 | Notice of Filing of Proposed Rule Change to Amend the BX Equities LLC Operating Agreement
Comments due: November 30, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-049 | ||
| 34-93469 | Oct. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4703
Comments due: November 26, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-048 | ||
| 34-93451 | Oct. 28, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of Request for PRISM
Comments due: November 24, 2021 |
| SR-BX-2021-047 | ||
| 34-93405 | Oct. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 to Establish an Enhanced Market Quality Program
Comments due: November 18, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2021-046 | ||
| 34-93328 | Oct. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Clearly Erroneous Transactions until April 20, 2022
Comments due: November 10, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-045 | ||
| 34-93287 | Oct. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend The Pilot Related To The Market Wide Circuit Breaker Until March 18, 2022
Comments due: November 8, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-043 | ||
| 34-93248 | Oct. 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Proposal to Permit Monday and Wednesday Expirations for Options Listed pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF
Comments due: October 29, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-042 | ||
| 34-93143 | Sep. 28, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a New Rule Requiring Members to Input Accurate Information into BX Systems
Comments due: October 25, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-041 | ||
| 34-93067 | Sep. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 26, Message Traffic Mitigation
Comments due: October 15, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-040 | ||
| 34-93121 | Sep. 24, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2, BX Options Market- Fees and Rebates
Comments due: October 21, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-039 | ||
| 34-92972 | Sep. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Equity 5 Series of the Exchange's Rulebook
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-038 | ||
| 34-92987 | Sep. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate BX Options 4 Rules By Reference to Nasdaq ISE, LLC Options 4 Rules
Comments due: October 12, 2021 |
| SR-BX-2021-037 | ||
| 34-93011 | Sep. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 17, to Decommission the Exchange's Quote Removal Kill Switch Functionality
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-035 | ||
| 34-92737 | Aug. 24, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 51, Research Analysts
Comments due: September 20, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-034 | ||
| 34-92664 | Aug. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Expiration Timeframe of Long-Term Index Options Series
Comments due: September 9, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-032 | ||
| 34-92535 | Jul. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Options 4 Listing Rules
Comments due: August 26, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-031 | ||
| 34-92470 | Jul. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 2 at Section 4, Obligations of Market Makers and Lead Market Makers and Section 5, Market Maker Quotations
Comments due: August 18, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-030 | ||
| 34-92409 | Jul. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4703
Comments due: August 10, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-029 | ||
| 34-92243 | Jun. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 9, Section 18, Payments for Market Making
Comments due: July 20, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-028 | ||
| 34-92230 | Jun. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's transaction fees, at Equity 7, Section 118(e)
Comments due: July 19, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-027 | ||
| 34-92217 | Jun. 21, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date for Changing the Primary and Secondary Source of Quotation Data of MEMX LLC
Comments due: July 16, 2021 |
| SR-BX-2021-025 | ||
| 34-92103 | Jun. 3, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 1, "General Provisions" and Section 2, "BX Options Market- Fees and Rebates."
Comments due: June 30, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-024 | ||
| 34-92000 | May 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: June 22, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-022 | ||
| 34-91864 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Request for PRISM
Comments due: June 8, 2021 |
| SR-BX-2021-020 | ||
| 34-91838 | May 11, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-019 | ||
| 34-91773 | May 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Rule Amendment to Limit Short Term Options Series Intervals to July 1, 2021
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-018 | ||
| 34-93814 | Dec. 17, 2021 | Notice of Withdrawal of Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-MRX-2021-05, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| 34-93437 | Oct. 27, 2021 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Additional File Nos.: SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-MRX-2021-05, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| 34-92207 | Jun. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: July 15, 2021 Rebuttal comments due: July 29, 2021 Additional File Nos.: SR-C2-2021-008, SR-CBOE-2021-030, SR-CboeBYX-2021-011, SR-CboeBZX-2021-034, SR-CboeEDGA-2021-010, SR-CboeEDGX-2021-024, SR-GEMX-2021-03, SR-ISE-2021-08, SR-MRX-2021-05, SR-NASDAQ-2021-029, SR-Phlx-2021-25 |
| 34-91750 | May 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 1, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-017 | ||
| 34-91658 | Apr. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: May 20, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-016 | ||
| 34-91575 | Apr. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021
Comments due: May 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-015 | ||
| 34-91671 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: May 21, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-014 | ||
| 34-91639 | Apr. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: May 19, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-013 | ||
| 34-91610 | Apr. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 10, Order Book Allocation
Comments due: May 14, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-012 | ||
| 34-91830 | May 10, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate its Equity and General Rules from its Current Rulebook into its New Rulebook Shell
Comments due: June 4, 2021 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-BX-2021-009 | ||
| 34-91473 | Apr. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 1, "General Provisions," and Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: April 30, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-008 | ||
| 34-91458 | Apr. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the End of Day Summary Message on Nasdaq Last Sale Plus
Comments due: April 28, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-006 | ||
| 34-91370 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Books and Records Rules and Update Obsolete NASD References in its Rulebook
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-005 | ||
| 34-91334 | Mar. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703 Regarding Reserve Orders
Comments due: April 12, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-003 | ||
| 34-91226 | Mar. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various BX Options Rules
Comments due: March 26, 2021 Additional Materials: Exhibit 5 |
| SR-BX-2021-002 | ||
| 34-91139 | Feb. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4759
Comments due: March 15, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2021-001 | ||
| 34-90936 | Jan. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Pricing Schedule
Comments due: February 12, 2021 Additional Materials: Exhibit 5 |