Nasdaq BX, Inc. Rulemaking

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Chronological List
Second Quarter |  First Quarter

BX File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Second Quarter
SR-BX-2018-015
34-83081 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq BX
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-014
34-83064 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarify the Requirements for Delivery of a Contrary Exercise Advice
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-013
34-83059 Apr. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Duplicative Rules Related to the Consolidated Audit Trail from Its Rulebook
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-012
34-83047 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error Within Chapter VI, Section 9 of the BX Rules
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-011
34-83045 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
First Quarter
SR-BX-2018-010
34-82919 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5701 Regarding the Requirements for Securities Listed on the Exchange Issued By Nasdaq, Inc. or Its Affiliates.
Comments due: April 17, 2018
SR-BX-2018-009
34-82810 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Its Data Feed Offerings
Comments due: March 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-008
34-82704 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018
Additional Materials: Exhibit 5
SR-BX-2018-006
34-82628 Feb. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 7030, 7034, and 7051
Comments due: March 2, 2018
Additional Materials: Exhibit 5
SR-BX-2018-007
34-82597 Jan. 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018
Additional Materials: Exhibit 5
SR-BX-2018-004
34-82574 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IV, Section 3
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-005
34-82567 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees at Rule 7023
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-001
34-82545 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Rule 4765 and Commentary Thereto to Codify Participant Risk Settings and to Authorize the Exchange to Share those Risk Settings with the Clearing Member that Clears Transactions on behalf of the Participant
Comments due: February 16, 2018
SR-BX-2017-027
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BX-2017-023
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37


Nasdaq BX, Inc. File Number List for 2018

Release No. Date Details
SR-BX-2018-015
34-83081 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq BX
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-014
34-83064 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarify the Requirements for Delivery of a Contrary Exercise Advice
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-013
34-83059 Apr. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Duplicative Rules Related to the Consolidated Audit Trail from Its Rulebook
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-012
34-83047 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error Within Chapter VI, Section 9 of the BX Rules
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-011
34-83045 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-010
34-82919 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5701 Regarding the Requirements for Securities Listed on the Exchange Issued By Nasdaq, Inc. or Its Affiliates.
Comments due: April 17, 2018
SR-BX-2018-009
34-82810 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Its Data Feed Offerings
Comments due: March 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-008
34-82704 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018
Additional Materials: Exhibit 5
SR-BX-2018-007
34-82597 Jan. 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018
Additional Materials: Exhibit 5
SR-BX-2018-006
34-82628 Feb. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 7030, 7034, and 7051
Comments due: March 2, 2018
Additional Materials: Exhibit 5
SR-BX-2018-005
34-82567 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees at Rule 7023
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-004
34-82574 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IV, Section 3
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-001
34-82545 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Rule 4765 and Commentary Thereto to Codify Participant Risk Settings and to Authorize the Exchange to Share those Risk Settings with the Clearing Member that Clears Transactions on behalf of the Participant
Comments due: February 16, 2018