Nasdaq BX, Inc. Rulemaking

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Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

BX File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Fourth Quarter
SR-BX-2018-061
34-84753 Dec. 7, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Defined Terms "In-the-Money" and "Out-of-the-Money" in BX Options Rules at Chapter I, Section 1
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-060
34-84749 Dec. 7, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Port Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-058
34-84674 Nov. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4756(c)(2)
Comments due: December 26, 2018
Additional Materials: Exhibit 5
SR-BX-2018-057
34-84668 Nov. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Section 118
Comments due: December 26, 2018
Additional Materials: Exhibit 5
SR-BX-2018-056
34-84659 Nov. 27, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Options Exercise and Delivery Rules
Comments due: December 24, 2018
Additional Materials: Exhibit 5
SR-BX-2018-055
34-84590 Nov. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Long-Term Options Contracts
Comments due: December 11, 2018
Additional Materials: Exhibit 5
SR-BX-2018-052
34-84572 Nov. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 8 of the Exchange's Rules
Comments due: December 7, 2018
Additional Materials: Exhibit 5
SR-BX-2018-051
34-84546 Nov. 7, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Derivative Securities Traded Under Unlisted Trading Privileges
Comments due: December 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-049
34-84540 Nov. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XIV, Index Rules, Section 10(g), Pricing When Primary Market Does Not Open
Comments due: November 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-050
34-84520 Nov. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Definitions to Chapter I, Section 1, Titled General Provisions and Also Amend Chapter VI, Section 18, Titled Risk Protections
Comments due: November 28, 2018
Additional Materials: Exhibit 5
SR-BX-2018-048
34-84476 Oct. 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Current Rules on Arbitration
Comments due: November 20, 2018
SR-BX-2018-025
34-84472 Oct. 23, 2018 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Retail Price Improvement Program Pilot, Which is Set to Expire on December 31, 2018
Comments due: November 19, 2018
Rebuttal comments due: December 3, 2018
SR-BX-2018-042
34-84354 Oct. 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align Existing Investigatory and Disciplinary Processes and Related Rules with the Investigatory and Disciplinary Processes and Related Rules of Nasdaq PHLX LLC
Comments due: October 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-047
34-84353 Oct. 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend, Reorganize and Enhance Membership, Registration and Qualification Rules, and to Make Conforming Changes to Certain Other Rules
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-046
34-84326 Oct. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Pricing Schedule Rules
Comments due: October 26, 2018
Additional Materials: Exhibit 5
Third Quarter
SR-BX-2018-045
34-84227 Sep. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Equity Rule 6950 Series Concerning the Order Audit Trail System to Make Conforming and Technical Changes
Comments due: October 16, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2018-044
34-84215 Sep. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC
Comments due: October 16, 2018
Additional Materials: Exhibit 5
SR-BX-2018-043
34-84114 Sep. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees at Rule 7018(a)
Comments due: October 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-025
34-84013 Aug. 31, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Make Permanent the Exchange's Retail Price Improvement Program, Which is Set to Expire on December 31, 2018
SR-BX-2018-040
34-84012 Aug. 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide New Optional Functionality to Minimum Quantity Orders
Comments due: September 28, 2018
Additional Materials: Exhibit 5
SR-BX-2018-038
34-83869 Aug. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definitions of the Protocols to Enter Quotes and Orders
Comments due: September 13, 2018
Additional Materials: Exhibit 5
SR-BX-2018-037
34-83833 Aug. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 7018(a) of the Exchange's Rules
Comments due: September 7, 2018
Additional Materials: Exhibit 5
SR-BX-2018-036
34-83810 Aug. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate BX Rule 7039 into the Market Data Enterprise License Proposed by the Nasdaq Stock Market LLC
Comments due: September 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-035
34-83770 Aug. 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options Rules at Chapter I, Section 1 to Define Certain Terms
Comments due: August 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-033
34-83700 Jul. 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule Concerning Handling of No Bid Options and to Clarify the Operation of Chapter V, Section 3, Entitled "Trading Halts"
Comments due: August 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-025
34-83681 Jul. 20, 2018 Notice of Filing of Proposed Rule Change to Make Permanent the Pilot Program for the Exchange's Retail Price Improvement Program
Comments due: August 16, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2018-032
34-83680 Jul. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 7018(a) of the Exchange's Rules
Comments due: August 16, 2018
Additional Materials: Exhibit 5
SR-BX-2018-029
34-83642 Jul. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Chapter VII, Section 6 Related to Market Maker Quotations, Section 14 Related to Lead Market Maker Quotations and Section 15 Related to Directed Market Maker Quotations
Comments due: August 10, 2018
Additional Materials: Exhibit 5
Second Quarter
SR-BX-2018-026
34-83539 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Retail Price Improvement Program Until December 31, 2018
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-BX-2018-024
34-83535 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-BX-2018-027
34-83526 Jun. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Penny Pilot Program
Comments due: July 23, 2018
SR-BX-2018-022
34-83423 Jun. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position Limits and Exercise Limits for Options on the SPDR Exchange-Traded Fund
Comments due: July 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-021
34-83346 May 30, 2018 Notice of Filing and Immediate Effectiveness of the Proposed Rule Change to amend the descriptions of certain data feeds within Chapter VI, Section 19 entitled "Data Feeds and Trade Information."
Comments due: June 26, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2018-019
34-83229 May 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Order Spread Protection and Reorganize Rule Chapter VI, Seciton 18 Entitled, "Order Price Protections"
Comments due: June 8, 2018
Additional Materials: Exhibit 5
SR-BX-2018-018
34-83224 May 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7018(a) to Establish a New Fee for Orders with Midpoint Pegging that Execute at a Price Better than the Midpoint of the NBBO
Comments due: June 8, 2018
Additional Materials: Exhibit 5
SR-BX-2018-016
34-83199 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Memorialize Its Order and Execution Information into Chapter VI, Section 19, Entitled Data Feeds
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-017
34-83192 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reorganize and Amend Chapter XV, Section 3, entitled BX Options Market - Ports and Other Services
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-015
34-83081 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq BX
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-BX-2018-014
34-83064 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarify the Requirements for Delivery of a Contrary Exercise Advice
Comments due: May 16, 2018
Additional Materials: Exhibit 5
SR-BX-2018-013
34-83059 Apr. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Duplicative Rules Related to the Consolidated Audit Trail from Its Rulebook
Comments due: May 14, 2018
Additional Materials: Exhibit 5
SR-BX-2018-012
34-83047 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error Within Chapter VI, Section 9 of the BX Rules
Comments due: May 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-011
34-83045 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: May 10, 2018
Additional Materials: Exhibit 5
First Quarter
SR-BX-2018-010
34-82919 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5701 Regarding the Requirements for Securities Listed on the Exchange Issued By Nasdaq, Inc. or Its Affiliates.
Comments due: April 17, 2018
SR-BX-2018-009
34-82810 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Its Data Feed Offerings
Comments due: March 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-008
34-82704 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018
Additional Materials: Exhibit 5
SR-BX-2018-006
34-82628 Feb. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 7030, 7034, and 7051
Comments due: March 2, 2018
Additional Materials: Exhibit 5
SR-BX-2018-007
34-82597 Jan. 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018
Additional Materials: Exhibit 5
SR-BX-2018-004
34-82574 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IV, Section 3
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-005
34-82567 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees at Rule 7023
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-001
34-82545 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Rule 4765 and Commentary Thereto to Codify Participant Risk Settings and to Authorize the Exchange to Share those Risk Settings with the Clearing Member that Clears Transactions on behalf of the Participant
Comments due: February 16, 2018
SR-BX-2017-027
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BX-2017-023
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37


Nasdaq BX, Inc. File Number List for 2018

Release No. Date Details
SR-BX-2018-061
34-84753 Dec. 7, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Defined Terms "In-the-Money" and "Out-of-the-Money" in BX Options Rules at Chapter I, Section 1
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-060
34-84749 Dec. 7, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Port Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-058
34-84674 Nov. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4756(c)(2)
Comments due: December 26, 2018
Additional Materials: Exhibit 5
SR-BX-2018-057
34-84668 Nov. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Equity 7, Section 118
Comments due: December 26, 2018
Additional Materials: Exhibit 5
SR-BX-2018-056
34-84659 Nov. 27, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Options Exercise and Delivery Rules
Comments due: December 24, 2018
Additional Materials: Exhibit 5
SR-BX-2018-055
34-84590 Nov. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Long-Term Options Contracts
Comments due: December 11, 2018
Additional Materials: Exhibit 5
SR-BX-2018-052
34-84572 Nov. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 8 of the Exchange's Rules
Comments due: December 7, 2018
Additional Materials: Exhibit 5
SR-BX-2018-051
34-84546 Nov. 7, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Derivative Securities Traded Under Unlisted Trading Privileges
Comments due: December 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-050
34-84520 Nov. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Definitions to Chapter I, Section 1, Titled General Provisions and Also Amend Chapter VI, Section 18, Titled Risk Protections
Comments due: November 28, 2018
Additional Materials: Exhibit 5
SR-BX-2018-049
34-84540 Nov. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XIV, Index Rules, Section 10(g), Pricing When Primary Market Does Not Open
Comments due: November 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-048
34-84476 Oct. 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Current Rules on Arbitration
Comments due: November 20, 2018
SR-BX-2018-047
34-84353 Oct. 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend, Reorganize and Enhance Membership, Registration and Qualification Rules, and to Make Conforming Changes to Certain Other Rules
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-046
34-84326 Oct. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Pricing Schedule Rules
Comments due: October 26, 2018
Additional Materials: Exhibit 5
SR-BX-2018-045
34-84227 Sep. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Equity Rule 6950 Series Concerning the Order Audit Trail System to Make Conforming and Technical Changes
Comments due: October 16, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2018-044
34-84215 Sep. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Conform the Exchange's By-Law Provisions Regarding the Chief Regulatory Officer to Those of Its Affiliate, Nasdaq PHLX LLC
Comments due: October 16, 2018
Additional Materials: Exhibit 5
SR-BX-2018-043
34-84114 Sep. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees at Rule 7018(a)
Comments due: October 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-042
34-84354 Oct. 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Align Existing Investigatory and Disciplinary Processes and Related Rules with the Investigatory and Disciplinary Processes and Related Rules of Nasdaq PHLX LLC
Comments due: October 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-040
34-84012 Aug. 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide New Optional Functionality to Minimum Quantity Orders
Comments due: September 28, 2018
Additional Materials: Exhibit 5
SR-BX-2018-038
34-83869 Aug. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Definitions of the Protocols to Enter Quotes and Orders
Comments due: September 13, 2018
Additional Materials: Exhibit 5
SR-BX-2018-037
34-83833 Aug. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 7018(a) of the Exchange's Rules
Comments due: September 7, 2018
Additional Materials: Exhibit 5
SR-BX-2018-036
34-83810 Aug. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate BX Rule 7039 into the Market Data Enterprise License Proposed by the Nasdaq Stock Market LLC
Comments due: September 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-035
34-83770 Aug. 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options Rules at Chapter I, Section 1 to Define Certain Terms
Comments due: August 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-033
34-83700 Jul. 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Rule Concerning Handling of No Bid Options and to Clarify the Operation of Chapter V, Section 3, Entitled "Trading Halts"
Comments due: August 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-032
34-83680 Jul. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Section 7018(a) of the Exchange's Rules
Comments due: August 16, 2018
Additional Materials: Exhibit 5
SR-BX-2018-029
34-83642 Jul. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Chapter VII, Section 6 Related to Market Maker Quotations, Section 14 Related to Lead Market Maker Quotations and Section 15 Related to Directed Market Maker Quotations
Comments due: August 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-027
34-83526 Jun. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Penny Pilot Program
Comments due: July 23, 2018
34-83539 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Retail Price Improvement Program Until December 31, 2018
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-BX-2018-025
34-84472 Oct. 23, 2018 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Retail Price Improvement Program Pilot, Which is Set to Expire on December 31, 2018
Comments due: November 19, 2018
Rebuttal comments due: December 3, 2018
34-84013 Aug. 31, 2018 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Make Permanent the Exchange's Retail Price Improvement Program, Which is Set to Expire on December 31, 2018
34-83681 Jul. 20, 2018 Notice of Filing of Proposed Rule Change to Make Permanent the Pilot Program for the Exchange's Retail Price Improvement Program
Comments due: August 16, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2018-024
34-83535 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Exchange's Rules Pertaining to Co-location and Direct Connectivity
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-BX-2018-022
34-83423 Jun. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Position Limits and Exercise Limits for Options on the SPDR Exchange-Traded Fund
Comments due: July 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-021
34-83346 May 30, 2018 Notice of Filing and Immediate Effectiveness of the Proposed Rule Change to amend the descriptions of certain data feeds within Chapter VI, Section 19 entitled "Data Feeds and Trade Information."
Comments due: June 26, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2018-019
34-83229 May 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Market Order Spread Protection and Reorganize Rule Chapter VI, Seciton 18 Entitled, "Order Price Protections"
Comments due: June 8, 2018
Additional Materials: Exhibit 5
SR-BX-2018-018
34-83224 May 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7018(a) to Establish a New Fee for Orders with Midpoint Pegging that Execute at a Price Better than the Midpoint of the NBBO
Comments due: June 8, 2018
Additional Materials: Exhibit 5
SR-BX-2018-017
34-83192 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reorganize and Amend Chapter XV, Section 3, entitled BX Options Market - Ports and Other Services
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-016
34-83199 May 9, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Memorialize Its Order and Execution Information into Chapter VI, Section 19, Entitled Data Feeds
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-BX-2018-015
34-83081 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Incorporate by Reference The Nasdaq Stock Market LLC's Consolidated Audit Trail Rules into the Rules of Nasdaq BX
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-BX-2018-014
34-83064 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarify the Requirements for Delivery of a Contrary Exercise Advice
Comments due: May 16, 2018
Additional Materials: Exhibit 5
SR-BX-2018-013
34-83059 Apr. 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete Duplicative Rules Related to the Consolidated Audit Trail from Its Rulebook
Comments due: May 14, 2018
Additional Materials: Exhibit 5
SR-BX-2018-012
34-83047 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct a Typographical Error Within Chapter VI, Section 9 of the BX Rules
Comments due: May 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-011
34-83045 Apr. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: May 10, 2018
Additional Materials: Exhibit 5
SR-BX-2018-010
34-82919 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5701 Regarding the Requirements for Securities Listed on the Exchange Issued By Nasdaq, Inc. or Its Affiliates.
Comments due: April 17, 2018
SR-BX-2018-009
34-82810 Mar. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate Its Data Feed Offerings
Comments due: March 30, 2018
Additional Materials: Exhibit 5
SR-BX-2018-008
34-82704 Feb. 13, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Option Series Program
Comments due: March 13, 2018
Additional Materials: Exhibit 5
SR-BX-2018-007
34-82597 Jan. 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate the Consolidated Audit Trail Compliance Rules
Comments due: February 23, 2018
Additional Materials: Exhibit 5
SR-BX-2018-006
34-82628 Feb. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rules 7030, 7034, and 7051
Comments due: March 2, 2018
Additional Materials: Exhibit 5
SR-BX-2018-005
34-82567 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees at Rule 7023
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-004
34-82574 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter IV, Section 3
Comments due: February 20, 2018
Additional Materials: Exhibit 5
SR-BX-2018-001
34-82545 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Rule 4765 and Commentary Thereto to Codify Participant Risk Settings and to Authorize the Exchange to Share those Risk Settings with the Clearing Member that Clears Transactions on behalf of the Participant
Comments due: February 16, 2018