Nasdaq BX, Inc. Rulemaking

We encourage the public to submit comments on the following Nasdaq BX, Inc. (BX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

BX File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
First Quarter
SR-BX-2018-005
34-82567 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees at Rule 7023
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-001
34-82545 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Rule 4765 and Commentary Thereto to Codify Participant Risk Settings and to Authorize the Exchange to Share those Risk Settings with the Clearing Member that Clears Transactions on behalf of the Participant
Comments due: 21 days after publication in the Federal Register
SR-BX-2017-027
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BX-2017-023
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEArca-2017-52, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37


Nasdaq BX, Inc. File Number List for 2018

Release No. Date Details
SR-BX-2018-005
34-82567 Jan. 23, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees at Rule 7023
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2018-001
34-82545 Jan. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Rule 4765 and Commentary Thereto to Codify Participant Risk Settings and to Authorize the Exchange to Share those Risk Settings with the Clearing Member that Clears Transactions on behalf of the Participant
Comments due: 21 days after publication in the Federal Register