Nasdaq BX, Inc. Rulemaking
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Chronological List
First Quarter
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Chronological List for 2023
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| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-BX-2023-014 | ||
| 34-97627 | May 31, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-013 | ||
| 34-97620 | May 30, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 3 Rules and Options 5, Section 4
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-012 | ||
| 34-97541 | May 22, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register |
| SR-BX-2023-009 | ||
| 34-97473 | May 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at BX Options 7, Section 2 to Increase the Taker Fee for Customer Orders in SPY
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-010 | ||
| 34-97464 | May 9, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-008 | ||
| 34-97290 | Apr. 12, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118
Comments due: May 9, 2023 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-BX-2023-007 | ||
| 34-97160 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 4120 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules
Comments due: April 14, 2023 Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-006 | ||
| 34-97109 | Mar. 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Regarding PRISM Pricing
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-005 | ||
| 34-96968 | Feb. 23, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, BX Options Market-Fees and Rebates
Comments due: March 22, 2023 Additional Materials: Exhibit 5 |
File Number List for 2023
| Release No. | Date | Details |
|---|---|---|
| SR-BX-2023-014 | ||
| 34-97627 | May 31, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-013 | ||
| 34-97620 | May 30, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 3 Rules and Options 5, Section 4
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-012 | ||
| 34-97541 | May 22, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register |
| SR-BX-2023-010 | ||
| 34-97464 | May 9, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-009 | ||
| 34-97473 | May 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at BX Options 7, Section 2 to Increase the Taker Fee for Customer Orders in SPY
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-008 | ||
| 34-97290 | Apr. 12, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118
Comments due: May 9, 2023 Additional Materials: Exhibit 5 |
| SR-BX-2023-007 | ||
| 34-97160 | Mar. 20, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 4120 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules
Comments due: April 14, 2023Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-006 | ||
| 34-97109 | Mar. 10, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Regarding PRISM Pricing
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2023-005 | ||
| 34-96968 | Feb. 23, 2023 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, BX Options Market-Fees and Rebates
Comments due: March 22, 2023 Additional Materials: Exhibit 5 |