Nasdaq BX, Inc. Rulemaking
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Chronological List
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First Quarter
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Chronological List for 2022
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| Release No. | Date | Details |
|---|---|---|
| Second Quarter | ||
| SR-BX-2022-009 | ||
| 34-94936 | May 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-006 | ||
| 34-94776 | Apr. 21, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-008 | ||
| 34-94761 | Apr. 20, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-007 | ||
| 34-94711 | Apr. 13, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-BX-2022-004 | ||
| 34-94446 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes under Options 3, Section 20 across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-005 | ||
| 34-94434 | Mar. 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-003 | ||
| 34-94123 | Feb. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-002 | ||
| 34-94037 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022 |
| SR-BX-2022-001 | ||
| 34-93989 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Pricing Schedule at Options 7, Section 2
Comments due: February 14, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2021-054 | ||
| 34-93896 | Jan. 4, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt An Add Liquidity Order and Post-Only Quote Configuration functionality
Comments due: January 31, 2022 Additional Materials: Exhibit 5 |
File Number List for 2022
| Release No. | Date | Details |
|---|---|---|
| SR-BX-2022-009 | ||
| 34-94936 | May 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-008 | ||
| 34-94761 | Apr. 20, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-007 | ||
| 34-94711 | Apr. 13, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-006 | ||
| 34-94776 | Apr. 21, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-005 | ||
| 34-94434 | Mar. 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-004 | ||
| 34-94446 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes under Options 3, Section 20 across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-003 | ||
| 34-94123 | Feb. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-002 | ||
| 34-94037 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022 |
| SR-BX-2022-001 | ||
| 34-93989 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Pricing Schedule at Options 7, Section 2
Comments due: February 14, 2022 Additional Materials: Exhibit 5 |