Nasdaq BX, Inc. Rulemaking

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Chronological List
Second Quarter |  First Quarter

BX File Number List for 2022

Additional Archives

Chronological List for 2022

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Release No. Date Details
Second Quarter
SR-BX-2022-009
34-94936 May 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2022-006
34-94776 Apr. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2022-008
34-94761 Apr. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022
Additional Materials: Exhibit 5
SR-BX-2022-007
34-94711 Apr. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022
Additional Materials: Exhibit 5
First Quarter
SR-BX-2022-004
34-94446 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes under Options 3, Section 20 across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022
Additional Materials: Exhibit 5
SR-BX-2022-005
34-94434 Mar. 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022
Additional Materials: Exhibit 5
SR-BX-2022-003
34-94123 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-BX-2022-002
34-94037 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022
SR-BX-2022-001
34-93989 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Pricing Schedule at Options 7, Section 2
Comments due: February 14, 2022
Additional Materials: Exhibit 5
SR-BX-2021-054
34-93896 Jan. 4, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt An Add Liquidity Order and Post-Only Quote Configuration functionality
Comments due: January 31, 2022
Additional Materials: Exhibit 5

File Number List for 2022

Release No. Date Details
SR-BX-2022-009
34-94936 May 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2022-008
34-94761 Apr. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022
Additional Materials: Exhibit 5
SR-BX-2022-007
34-94711 Apr. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022
Additional Materials: Exhibit 5
SR-BX-2022-006
34-94776 Apr. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2022-005
34-94434 Mar. 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022
Additional Materials: Exhibit 5
SR-BX-2022-004
34-94446 Mar. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes under Options 3, Section 20 across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022
Additional Materials: Exhibit 5
SR-BX-2022-003
34-94123 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-BX-2022-002
34-94037 Jan. 24, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022
SR-BX-2022-001
34-93989 Jan. 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Pricing Schedule at Options 7, Section 2
Comments due: February 14, 2022
Additional Materials: Exhibit 5