Nasdaq BX, Inc. Rulemaking

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Chronological List
First Quarter

BX File Number List for 2023

Additional Archives

Chronological List for 2023

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Release No. Date Details
Second Quarter
SR-BX-2023-014
34-97627 May 31, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-013
34-97620 May 30, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 3 Rules and Options 5, Section 4
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-012
34-97541 May 22, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register
SR-BX-2023-009
34-97473 May 10, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at BX Options 7, Section 2 to Increase the Taker Fee for Customer Orders in SPY
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-010
34-97464 May 9, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-008
34-97290 Apr. 12, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118
Comments due: May 9, 2023
Additional Materials: Exhibit 5
First Quarter
SR-BX-2023-007
34-97160 Mar. 20, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 4120 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules
Comments due:  April 14, 2023 Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-006
34-97109 Mar. 10, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Regarding PRISM Pricing
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-005
34-96968 Feb. 23, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, BX Options Market-Fees and Rebates
Comments due: March 22, 2023
Additional Materials: Exhibit 5

File Number List for 2023

Release No. Date Details
SR-BX-2023-014
34-97627 May 31, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-013
34-97620 May 30, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various Options 3 Rules and Options 5, Section 4
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-012
34-97541 May 22, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for BX TotalView
Comments due: 21 days after publication in the Federal Register
SR-BX-2023-010
34-97464 May 9, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-009
34-97473 May 10, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Pricing Schedule at BX Options 7, Section 2 to Increase the Taker Fee for Customer Orders in SPY
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-008
34-97290 Apr. 12, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 118
Comments due: May 9, 2023
Additional Materials: Exhibit 5
SR-BX-2023-007
34-97160 Mar. 20, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Equity 4, Rule 4120 to Establish Common Criteria and Procedures for Halting and Resuming Trading in Equity Securities in the Event of Regulatory or Operational Issues, Reorganize the Text of the Rule, and Make Conforming Changes to Related Rules
Comments due: April 14, 2023Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-006
34-97109 Mar. 10, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2 Regarding PRISM Pricing
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2023-005
34-96968 Feb. 23, 2023 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, BX Options Market-Fees and Rebates
Comments due: March 22, 2023
Additional Materials: Exhibit 5