Nasdaq BX, Inc. Rulemaking

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Chronological List
Second Quarter |  First Quarter

BX File Number List for 2020

Additional Archives

Chronological List for 2021

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Release No. Date Details
Second Quarter
SR-BX-2021-022
34-91864 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Request for PRISM
Comments due: 21 days after publication in the Federal Register
SR-BX-2021-020
34-91838 May 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2021-012
34-91830 May 10, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate its Equity and General Rules from its Current Rulebook into its New Rulebook Shell
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
SR-BX-2021-019
34-91773 May 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Rule Amendment to Limit Short Term Options Series Intervals to July 1, 2021
Comments due: June 1, 2021
Additional Materials: Exhibit 5
SR-BX-2021-018
34-91750 May 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 1, 2021
Additional Materials: Exhibit 5
SR-BX-2021-015
34-91671 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: May 21, 2021
Additional Materials: Exhibit 5
SR-BX-2021-017
34-91658 Apr. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: May 20, 2021
Additional Materials: Exhibit 5
SR-BX-2021-014
34-91639 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: May 19, 2021
Additional Materials: Exhibit 5
SR-BX-2021-013
34-91610 Apr. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 10, Order Book Allocation
Comments due: May 14, 2021
Additional Materials: Exhibit 5
SR-BX-2021-016
34-91575 Apr. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021
Comments due: May 12, 2021
Additional Materials: Exhibit 5
SR-BX-2021-009
34-91473 Apr. 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 1, "General Provisions," and Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: April 30, 2021
Additional Materials: Exhibit 5
SR-BX-2021-008
34-91458 Apr. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the End of Day Summary Message on Nasdaq Last Sale Plus
Comments due: April 28, 2021
Additional Materials: Exhibit 5
First Quarter
SR-BX-2021-006
34-91370 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Books and Records Rules and Update Obsolete NASD References in its Rulebook
Comments due: April 15. 2021
Additional Materials: Exhibit 5
SR-BX-2021-005
34-91334 Mar. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703 Regarding Reserve Orders
Comments due: April 12, 2021
Additional Materials: Exhibit 5
SR-BX-2021-003
34-91226 Mar. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various BX Options Rules
Comments due: March 26, 2021
Additional Materials: Exhibit 5
SR-BX-2021-002
34-91139 Feb. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4759
Comments due: March 15, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2020-033
34-91124 Feb. 12, 2021 Order Granting Approval of a Proposed Rule Change to Utilize the FIX Protocol to Submit Orders to BX's Price Improvement Auction Mechanism
SR-BX-2020-032
34-91125 Feb. 12, 2021 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend Options 4, Section 5, to Limit Short Term Options Series Intervals between Strikes That Are Available for Quoting and Trading on BX
Comments due: March 12, 2021
Additional Materials: Exhibit 4, Exhibit 5
SR-BX-2021-001
34-90936 Jan. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Pricing Schedule
Comments due: February 12, 2021
Additional Materials: Exhibit 5

File Number List for 2020

Release No. Date Details
SR-BX-2021-022
34-91864 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Request for PRISM
Comments due: 21 days after publication in the Federal Register
SR-BX-2021-020
34-91838 May 11, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Options 3, Section 7, Types of Orders and Order and Quote Protocols, and Options 3, Section 15, Risk Protections
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-BX-2021-019
34-91773 May 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of BX's Rule Amendment to Limit Short Term Options Series Intervals to July 1, 2021
Comments due: June 1, 2021
Additional Materials: Exhibit 5
SR-BX-2021-018
34-91750 May 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Fee Schedule to Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 1, 2021
Additional Materials: Exhibit 5
SR-BX-2021-017
34-91658 Apr. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: May 20, 2021
Additional Materials: Exhibit 5
SR-BX-2021-016
34-91575 Apr. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to BX Equity 11, Rule 11890 to the Close of Business on October 20, 2021
Comments due: May 12, 2021
Additional Materials: Exhibit 5
SR-BX-2021-015
34-91671 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: May 21, 2021
Additional Materials: Exhibit 5
SR-BX-2021-014
34-91639 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments due: May 19, 2021
Additional Materials: Exhibit 5
SR-BX-2021-013
34-91610 Apr. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 10, Order Book Allocation
Comments due: May 14, 2021
Additional Materials: Exhibit 5
SR-BX-2021-012
34-91830 May 10, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relocate its Equity and General Rules from its Current Rulebook into its New Rulebook Shell
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b
SR-BX-2021-009
34-91473 Apr. 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 1, "General Provisions," and Options 7, Section 2, "BX Options Market- Fees and Rebates"
Comments due: April 30, 2021
Additional Materials: Exhibit 5
SR-BX-2021-008
34-91458 Apr. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the End of Day Summary Message on Nasdaq Last Sale Plus
Comments due: April 28, 2021
Additional Materials: Exhibit 5
SR-BX-2021-006
34-91370 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Books and Records Rules and Update Obsolete NASD References in its Rulebook
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-BX-2021-005
34-91334 Mar. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703 Regarding Reserve Orders
Comments due: April 12, 2021
Additional Materials: Exhibit 5
SR-BX-2021-003
34-91226 Mar. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Various BX Options Rules
Comments due: March 26, 2021
Additional Materials: Exhibit 5
SR-BX-2021-002
34-91139 Feb. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4759
Comments due: March 15, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2021-001
34-90936 Jan. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Pricing Schedule
Comments due: February 12, 2021
Additional Materials: Exhibit 5