NASDAQ OMX BX, Inc. Rulemaking

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Chronological List
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BX File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Third Quarter
SR-BX-2017-039
34-81512 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address the Application of Exchange Rule 11140 (Transactions in Securities "Ex-Dividend," "Ex-Rights" or "Ex-Warrants") as it Relates to Establishing Ex-Dividend Dates in connection with the Implementation of the T+2 Settlement Cycle on September 5, 2017
Comments due: 21 days after publication in the Federal Register
SR-BX-2017-027
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80814
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BX-2017-029
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80968
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
SR-BX-2017-037
34-81381 Aug. 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Clarify When the Exchange Will Utilize the Secondary Source of Data Pursuant to Rule 4759
Comments due: September 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-038
34-81348 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-BX-2017-032
34-81341 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Rules Regarding the Exchange's Options Regulatory Fee
Comments due: September 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2017-034
34-81251 Jul. 28, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Chapter IV, Section 6
Comments due: August 23, 2017
SR-BX-2017-029
34-81179 Jul. 20, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 6896 and Chapter IX, Section 9
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-80968
SR-BX-2017-027
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80814, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-BX-2017-031
34-81138 Jul. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7018
Comments due: August 9, 2017
Additional Materials: Exhibit 5
SR-BX-2017-030
34-81093 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 3, 2017
Additional Materials: Exhibit 3, Exhibit 5
Second Quarter
SR-BX-2017-023
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also:  Notice: Rel. No. 34-80697
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-BX-2017-029
34-80968 Jun. 19, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 6896 and Chapter IX, Section 9
Comments due: July 14, 2017
Additional Materials: Exhibit 5
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-81179
Comments received are available for this proposal.
SR-BX-2017-028
34-80924 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-BX-2017-026
34-80824 May 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI, Section 5
Comments due: June 27, 2017
SR-BX-2017-027
34-80814 May 30, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 26, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-BX-2017-023
34-80697 May 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees at Rule 7004 and Chapter XV, Section 11
Comments due: June 12, 2017
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-81067
Comments received are available for this proposal.
SR-BX-2017-022
34-80656 May 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770 to Modify the Date of Appendix B Website Data Publication
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-013
34-80640 May 10, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Shorten the Settlement Cycle from T+3 to T+2
See also: Notice: Rel. No. 34-80282
SR-BX-2017-021
34-80594 May 4, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703 (Order Attributes)
Comments due: May 31, 2017
Additional Materials: Exhibit 5
SR-BX-2017-020
34-80475 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-BX-2017-018
34-80393 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of Its Functionality Relating to Orders with Midpoint Pegging
Comments due: May 3, 2017
First Quarter
SR-BX-2017-013
34-80282 Mar. 21, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Shorten the Settlement Cycle from T+3 to T+2
Comments due: April 17, 2017
Additional Materials: Exhibit 5, Amendment 1
See also: Order: Rel. No. 34-80640
SR-BX-2017-007
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79960
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
SR-BX-2017-016
34-80228 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Data Reporting Requirements of Rule 4770
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-017
34-80224 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-015
34-80161 Mar. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Billing Ports and Other Services
Comments due: March 31, 2017
Additional Materials: Exhibit 5
SR-BX-2017-014
34-80155 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter X, Section 7(a) of the Exchange’s Rules Relating to Minor Rule Violation Penalties for Position Limit Violations
Comments due: March 30, 2017
Additional Materials: Exhibit 5
SR-BX-2017-011
34-80104 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-BX-2017-010
34-80093 Feb. 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(a) to Eliminate Prorated Billing
Comments due: March 22, 2017
Additional Materials: Exhibit 5
SR-BX-2017-009
34-80055 Feb. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the BX Options Market Port Fees and Institute a Fee Cap at Chapter XV Section 3
Comments due: March 15, 2017
Additional Materials: Exhibit 5
SR-BX-2017-008
34-80046 Feb. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of its Functionality Relating to Post-Only Orders and Orders with Midpoint Pegging, and its Trade-Now Functionality
Comments due: March 15, 2017
SR-BX-2016-068
34-79996 Feb. 9, 2017 Order Granting Approval of Proposed Rule Changes, as Modified by Amendment No. 1s, To Accept Orders Routed Inbound from the International Stock Exchange, LLC, ISE Gemini, LLC, and ISE Mercury, LLC, by Nasdaq Execution Services, LLC
Additional File Nos.: SR-NASDAQ-2016-169, SR-Phlx-2016-120
See also: Notice: Rel. No. 34-79662, Notice: Rel. No. 34-79661, Notice: Rel. No. 34-79660
SR-BX-2017-007
34-79960 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to Adopt Rules Regarding the CAT NMS Plan
Comments due: March 2, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
Comments received are available for this proposal.
SR-BX-2016-063
34-79812 Jan. 17, 2017 Order Granting Approval of Proposed Rule Change to Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and to Make Pilot Program Permanent
See also: Notice: Rel. No. 34-79465

BX File Number List for 2017

Release No. Date Details
SR-BX-2017-039
34-81512 Aug. 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address the Application of Exchange Rule 11140 (Transactions in Securities "Ex-Dividend," "Ex-Rights" or "Ex-Warrants") as it Relates to Establishing Ex-Dividend Dates in connection with the Implementation of the T+2 Settlement Cycle on September 5, 2017
Comments due: 21 days after publication in the Federal Register
SR-BX-2017-038
34-81348 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6, Nullification and Adjustment of Options Transactions including Obvious Errors
Comments due: September 5, 2017
Additional Materials: Exhibit 5
SR-BX-2017-037
34-81381 Aug. 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Clarify When the Exchange Will Utilize the Secondary Source of Data Pursuant to Rule 4759
Comments due: September 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-034
34-81251 Jul. 28, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules at Chapter IV, Section 6
Comments due: August 23, 2017
SR-BX-2017-032
34-81341 Aug. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Revise the Rules Regarding the Exchange's Options Regulatory Fee
Comments due: September 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2017-031
34-81138 Jul. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7018
Comments due: August 9, 2017
Additional Materials: Exhibit 5
SR-BX-2017-030
34-81093 Jul. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the SPY Pilot Program
Comments due: August 3, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-BX-2017-029
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80968
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEArca-2017-60, SR-NYSEMKT-2017-31
34-81179 Jul. 20, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt Rule 6896 and Chapter IX, Section 9
34-80968 Jun. 19, 2017 Notice of Filing of a Proposed Rule Change to Adopt Rule 6896 and Chapter IX, Section 9
Comments due: July 14, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2017-028
34-80924 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-BX-2017-027
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80814 May 30, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 26, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-BX-2017-026
34-80824 May 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI, Section 5
Comments due: June 27, 2017
SR-BX-2017-023
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
34-80697 May 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fees at Rule 7004 and Chapter XV, Section 11
Comments due: June 12, 2017
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.
SR-BX-2017-022
34-80656 May 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770 to Modify the Date of Appendix B Website Data Publication
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-021
34-80594 May 4, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703 (Order Attributes)
Comments due: May 31, 2017
Additional Materials: Exhibit 5
SR-BX-2017-020
34-80475 Apr. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: May 12, 2017
Additional Materials: Exhibit 5
SR-BX-2017-018
34-80393 Apr. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of Its Functionality Relating to Orders with Midpoint Pegging
Comments due: May 3, 2017
SR-BX-2017-017
34-80224 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7018
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-016
34-80228 Mar. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Data Reporting Requirements of Rule 4770
Comments due: April 7, 2017
Additional Materials: Exhibit 5
SR-BX-2017-015
34-80161 Mar. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Billing Ports and Other Services
Comments due: March 31, 2017
Additional Materials: Exhibit 5
SR-BX-2017-014
34-80155 Mar. 3, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter X, Section 7(a) of the Exchange’s Rules Relating to Minor Rule Violation Penalties for Position Limit Violations
Comments due: March 30, 2017
Additional Materials: Exhibit 5
SR-BX-2017-013
34-80640 May 10, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Shorten the Settlement Cycle from T+3 to T+2
34-80282 Mar. 21, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Shorten the Settlement Cycle from T+3 to T+2
Comments due: April 17, 2017
Additional Materials: Exhibit 5, Amendment 1
SR-BX-2017-011
34-80104 Feb. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VII, Section 6 of the Options Rules Relating to Market Maker Quotations
Comments due: March 23, 2017
Additional Materials: Exhibit 5
SR-BX-2017-010
34-80093 Feb. 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Port-Related Fees at Rules 7015 and 7016(a) to Eliminate Prorated Billing
Comments due: March 22, 2017
Additional Materials: Exhibit 5
SR-BX-2017-009
34-80055 Feb. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the BX Options Market Port Fees and Institute a Fee Cap at Chapter XV Section 3
Comments due: March 15, 2017
Additional Materials: Exhibit 5
SR-BX-2017-008
34-80046 Feb. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of its Functionality Relating to Post-Only Orders and Orders with Midpoint Pegging, and its Trade-Now Functionality
Comments due: March 15, 2017
SR-BX-2017-007
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.:  SR-BatsBYX-2017-02, SR-BatsBZX-2017-08, SR-BatsEDGA-2017-03, SR-BatsEDGX-2017-08, SR-BOX-2017-07, SR-C2-2017-007, SR-CBOE-2017-012, SR-CHX-2017-03, SR-ISE-2017-08, SR-IEX-2017-04, SR-ISEGemini-2017-04, SR-ISEMercury-2017-03, SR-MIAX-2017-03, SR-PEARL-2017-04, SR-NASDAQ-2017-008, SR-PHLX-2017-07, SR-NYSE-2017-01, SR-NYSEArca-2017-03, SR-NYSEArca-2017-04, SR-NYSEMKT-2017-02, SR-NSX-2017-03
34-79960 Feb. 3, 2017 Notice of Filing of Proposed Rule Change to Adopt Rules Regarding the CAT NMS Plan
Comments due: March 2, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.

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