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NASDAQ OMX BX, Inc. Rulemaking Archives: 2014
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
BX File Number List for 2014
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2009
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BX-2014-060 |
| 34-73894 |
Dec. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ports
Comments due: January 20, 2015
Additional Materials: Exhibit 5
|
SR-BX-2014-059 |
| 34-73836 |
Dec. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to establish Fees and Rebates in Connection with BX's Retail Price Improvement ("RPI") Program
Comments due: January 9, 2015
|
SR-BX-2014-049 |
| 34-73784 |
Dec. 8, 2014 |
Notice of Filing of Proposed Rule Change Relating to Directed Market Makers
Comments due: January 2, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-74129
Comments received are available for this proposal.
|
SR-BX-2014-048 |
| 34-73702 |
Nov. 28, 2014 |
Order Granting Approval to Proposed Rule Change to Establish the Retail Price Improvement Program On a Pilot Basis Expiring Twelve Months From the Date of Implementation
Additional Materials: Exhibit 5; Request for Exemption; Response to Request for No Action Relief
See also: Order: Rel. No. 34-79448, Order: Rel. No. 34-73702, Notice: Rel. No. 34-73410
|
SR-BX-2014-057 |
| 34-73689 |
Nov. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due: December 23, 2014
|
SR-BX-2014-056 |
| 34-73646 |
Nov. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Rule 7018(a) with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: December 16, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-055 |
| 34-73541 |
Nov. 6, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancel-Replacement Orders and Routing
Comments due: December 4, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-045 |
| 34-73516 |
Nov. 5, 2014 |
Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, In
Additional File Nos.: SR-BSECC-2014-001, SR-NASDAQ-2014-093, SR-Phlx-2014-61, SR-SCCP-2014-01
See also: Notice: Rel. No. 34-73195
|
SR-BX-2014-053 |
| 34-73470 |
Oct. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: November 26, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-052 |
| 34-73469 |
Oct. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: November 26, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-054 |
| 34-73452 |
Oct. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Billing Policy
Comments due: November 24, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-050 |
| 34-73446 |
Oct. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Collection of Exchange Fees
Comments due: November 24, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-048 |
| 34-73410 |
Oct. 23, 2014 |
Notice of Filing of a Proposed Rule Change to Establish the Retail Price Improvement Program On a Pilot Basis Expiring Twelve Months From the Date of Implementation
Comments due: November 19, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-82198, Order: Rel. No. 34-79448, Order: Rel. No. 34-73702
|
SR-BX-2014-047 |
| 34-73305 |
Oct. 6, 2014 |
Notice of Filing of Proposed Rule Change to Amend Fees for Optional Wireless Connectivity for Co-located Clients
Comments due: October 31, 2014
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-BX-2014-045 |
| 34-73195 |
Sep. 23, 2014 |
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: October 20, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-73516
|
SR-BX-2014-044 |
| 34-72994 |
Sep. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPY and DIA Options
Comments due: October 1, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-039 |
| 34-72965 |
Sep. 3, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Common Ownership
Comments due: September 30, 2014
|
SR-BX-2014-041 |
| 34-72964 |
Sep. 3, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Common Ownership
Comments due: September 30, 2014
|
SR-BX-2014-042 |
| 34-72918 |
Aug. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX Options Lead Market Maker Rules
Comments due: September 23, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-035 |
| 34-72883 |
Aug. 20, 2014 |
Order Approving Proposed Rule Change Relating to Market Maker Quoting Obligations and the Introduction of a Lead Market Maker
See also: Notice: Rel. No. 34-72502
|
SR-BX-2014-037 |
| 34-72712 |
Jul. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Disclose Publicly the Sources of Data Used for Exchange Functions
Comments due: August 26, 2014
Comments received are available for this proposal.
|
SR-BX-2014-038 |
| 34-72700 |
Jul. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Term Options Series
Comments due: August 26, 2014
|
SR-BX-2014-036 |
| 34-72584 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees and Rebates for Various Options
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-035 |
| 34-72502 |
Jul. 1, 2014 |
Notice of Filing of Proposed Rule Change Relating to Market Maker Quoting Obligations and the Introduction of a Lead Market Maker
Comments due: July 29, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72883
|
| Second Quarter |
SR-BX-2014-021 |
| 34-72434 |
Jun. 19, 2014 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
See also: Notice: Rel. No. 34-72053
|
SR-BX-2014-033 |
| 34-72406 |
Jun. 17, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exercise Limits
Comments due: July 14, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-031 |
| 34-72386 |
Jun. 13, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: July 10, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-029 |
| 34-72361 |
Jun. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Joint Back Office Pricing
Comments due: July 7, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2014-027 |
| 34-72246 |
May 23, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program
Comments due: June 20, 2014
|
SR-BX-2014-026 |
| 34-72239 |
May 23, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: June 20, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-024 |
| 34-72149 |
May 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Consolidate Certain Committee Functions into the BX Review Council
Comments due: June 6, 2014
|
SR-BX-2014-025 |
| 34-72143 |
May 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to the Elimination of SPY Position Limits
Comments due: June 5, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-020 |
| 34-72104 |
May 6, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Mini Options
Comments due: June 2, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-023 |
| 34-72069 |
May 1, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program
Comments due: May 28, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-021 |
| 34-72053 |
Apr. 30, 2014 |
Notice of Filing of Proposed Rule Change to Add New Paragraphs (h) and (i) to Rule 11890, entitled "Clearly Erroneous Transactions" 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on April 17, 2014, NASDAQ OMX BX, Inc. ("BX" or "Exchange"), filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: May 27, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72434
|
SR-BX-2014-022 |
| 34-72041 |
Apr. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Text Related to Acceptable Trade Range in Chapter VI, Section 10 of the BX Options Rules
Comments due: May 27, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-019 |
| 34-71977 |
Apr. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing PHLX Proprietary Products
Comments due: May 16, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-018 |
| 34-71956 |
Apr. 16, 2014 |
Notice of Filing of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: May 13, 2014
|
SR-BX-2014-017 |
| 34-71900 |
Apr. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: May 5, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-015 |
|
34-71841 |
Apr. 1, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose an Extranet Access Fee
Comments due: April 28, 2014
|
| First Quarter |
SR-BX-2014-014 |
|
34-71784 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Clearly Erroneous Rule
Comments due: April 18, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-012 |
|
34-71696 |
Mar. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 8, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-005 |
|
34-71624 |
Feb. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of Fees for New Optional Means for Clients to Receive BX TotalView ITCH Market Data
Comments due: March 26, 2014
|
SR-BX-2014-010 |
|
34-71557 |
Feb. 18, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Risk Management Tool Commonly Known as a "Kill Switch"
Comments due: March 17, 2014
|
SR-BX-2014-011 |
|
34-71538 |
Feb. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Optional Anti-Internalization Functionality
Comments due: March 12, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-009 |
|
34-71526 |
Feb. 12, 2014 |
Notice of Filing of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 12, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-008 |
|
34-71506 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Not Charge the Extranet Access Fee
Comments due: March 6, 2014
|
SR-BX-2014-006 |
|
34-71460 |
Jan. 31, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Language Describing a Newly Adopted Credit Tier under Rule 7018
Comments due: February 27, 2014
Comments received
are available
for this proposal.
|
SR-BX-2014-003 |
|
34-71421 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing
Comments due: February 24, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-004 |
|
34-71420 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders
Comments due: February 24, 2014
|
SR-BX-2013-057 |
|
34-71353 |
Jan. 17, 2014 |
Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2013-001, SR-NASDAQ-2013-148, SR-Phlx-2013-115, SR-SCCP-2013-01
See also:
Notice: Rel. No. 34-71011
|
SR-BX-2013-065 |
|
34-71286 |
Jan. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: February 6, 2014
|
| BX File Number List for 2014 |
| Release No. |
Date |
Details |
SR-BX-2014-061 |
| 34-74002 |
Jan. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution
Comments due: February 2, 2015
Additional Materials: Exhibit 5
|
SR-BX-2014-060 |
| 34-73894 |
Dec. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Ports
Comments due: January 20, 2015
Additional Materials: Exhibit 5
|
SR-BX-2014-059 |
| 34-73836 |
Dec. 15, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to establish Fees and Rebates in Connection with BX's Retail Price Improvement ("RPI") Program
Comments due: January 9, 2015
|
SR-BX-2014-057 |
| 34-73689 |
Nov. 25, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due: December 23, 2014
|
SR-BX-2014-056 |
| 34-73646 |
Nov. 19, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Rule 7018(a) with Respect to Execution and Routing of Orders in Securities Priced at $1 or More Per Share
Comments due: December 16, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-055 |
| 34-73541 |
Nov. 6, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Cancel-Replacement Orders and Routing
Comments due: December 4, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-054 |
| 34-73452 |
Oct. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Billing Policy
Comments due: November 24, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-053 |
| 34-73470 |
Oct. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: November 26, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-052 |
| 34-73469 |
Oct. 30, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: November 26, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-050 |
| 34-73446 |
Oct. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Collection of Exchange Fees
Comments due: November 24, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-049 |
| 34-74129 |
Jan. 23, 2015 |
Order Approving Proposed Rule Change Relating to Directed Market Makers
|
| 34-73784 |
Dec. 8, 2014 |
Notice of Filing of Proposed Rule Change Relating to Directed Market Makers
Comments due: January 2, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2014-048 |
| 34-84846 |
Dec. 18, 2018 |
Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Price Improvement Program Until June 30, 2019
|
| 34-82198 |
Dec. 1, 2017 |
Order Granting an Extension to Limited Exemption from Rule 612(c) of Regulation NMS in Connection with the Exchange's Retail Price Improvement Program Until June 30, 2018
Additional Materials: Incoming Letter (Nov. 28, 2017), Exhibit 5; Request for Exemption; Response to Request for No Action Relief
|
| 34-79448 |
Dec. 1, 2016 |
Order Granting an Extension to Limited Exemption from Rule 612(c) of Regulation NMS in Connection with the Exchange's Retail Price Improvement Program Until December 1, 2017
|
| 34-73702 |
Nov. 28, 2014 |
Order Granting Approval to Proposed Rule Change to Establish the Retail Price Improvement Program On a Pilot Basis Expiring Twelve Months From the Date of Implementation
Additional Materials: Exhibit 5; Request for Exemption; Response to Request for No Action Relief
|
| 34-73410 |
Oct. 23, 2014 |
Notice of Filing of a Proposed Rule Change to Establish the Retail Price Improvement Program On a Pilot Basis Expiring Twelve Months From the Date of Implementation
Comments due: November 19, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-047 |
| 34-73305 |
Oct. 6, 2014 |
Notice of Filing of Proposed Rule Change to Amend Fees for Optional Wireless Connectivity for Co-located Clients
Comments due: October 31, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-045 |
| 34-73516 |
Nov. 5, 2014 |
Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, In
Additional File Nos.: SR-BSECC-2014-001, SR-NASDAQ-2014-093, SR-Phlx-2014-61, SR-SCCP-2014-01
|
| 34-73195 |
Sep. 23, 2014 |
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: October 20, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-044 |
| 34-72994 |
Sep. 4, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to SPY and DIA Options
Comments due: October 1, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-042 |
| 34-72918 |
Aug. 26, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX Options Lead Market Maker Rules
Comments due: September 23, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-041 |
| 34-72964 |
Sep. 3, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Common Ownership
Comments due: September 30, 2014
|
SR-BX-2014-039 |
| 34-72965 |
Sep. 3, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Common Ownership
Comments due: September 30, 2014
|
SR-BX-2014-038 |
| 34-72700 |
Jul. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Short Term Options Series
Comments due: August 26, 2014
|
SR-BX-2014-037 |
| 34-72712 |
Jul. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Disclose Publicly the Sources of Data Used for Exchange Functions
Comments due: August 26, 2014
Comments received are available for this proposal.
|
SR-BX-2014-036 |
| 34-72584 |
Jul. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Fees and Rebates for Various Options
Comments due: August 6, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-035 |
| 34-72883 |
Aug. 20, 2014 |
Order Approving Proposed Rule Change Relating to Market Maker Quoting Obligations and the Introduction of a Lead Market Maker
Comments due: 21 days after publication in the Federal Register
|
| 34-72502 |
Jul. 1, 2014 |
Notice of Filing of Proposed Rule Change Relating to Market Maker Quoting Obligations and the Introduction of a Lead Market Maker
Comments due: July 29, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-033 |
| 34-72406 |
Jun. 17, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exercise Limits
Comments due: July 14, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-031 |
| 34-72386 |
Jun. 13, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: July 10, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-029 |
| 34-72361 |
Jun. 10, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Joint Back Office Pricing
Comments due: July 7, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2014-027 |
| 34-72246 |
May 23, 2014 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program
Comments due: June 20, 2014
|
SR-BX-2014-026 |
| 34-72239 |
May 23, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: June 20, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-025 |
| 34-72143 |
May 9, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Relating to the Elimination of SPY Position Limits
Comments due: June 5, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-024 |
| 34-72149 |
May 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Consolidate Certain Committee Functions into the BX Review Council
Comments due: June 6, 2014
|
SR-BX-2014-023 |
| 34-72069 |
May 1, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Quarterly Options Series Program
Comments due: May 28, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-022 |
| 34-72041 |
Apr. 29, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule Text Related to Acceptable Trade Range in Chapter VI, Section 10 of the BX Options Rules
Comments due: May 27, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-021 |
| 34-72434 |
Jun. 19, 2014 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEArca-2014-48; SR-NYSEMKT-2014-37, SR-Phlx-2014-27
|
| 34-72053 |
Apr. 30, 2014 |
Notice of Filing of Proposed Rule Change to Add New Paragraphs (h) and (i) to Rule 11890, entitled "Clearly Erroneous Transactions" 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act"), and Rule 219b-4 thereunder, notice is hereby given that, on April 17, 2014, NASDAQ OMX BX, Inc. ("BX" or "Exchange"), filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: May 27, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-020 |
| 34-72104 |
May 6, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Mini Options
Comments due: June 2, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-019 |
| 34-71977 |
Apr. 21, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing PHLX Proprietary Products
Comments due: May 16, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-018 |
| 34-71956 |
Apr. 16, 2014 |
Notice of Filing of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: May 13, 2014
|
SR-BX-2014-017 |
| 34-71900 |
Apr. 8, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Program Regarding Options Obvious and Catastrophic Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility
Comments due: May 5, 2014
Additional Materials: Exhibit 5
|
SR-BX-2014-015 |
|
34-71841 |
Apr. 1, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Impose an Extranet Access Fee
Comments due: April 28, 2014
|
SR-BX-2014-014 |
|
34-71784 |
Mar. 24, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Clearly Erroneous Rule
Comments due: April 18, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-012 |
|
34-71696 |
Mar. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees
Comments due: April 8, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-011 |
|
34-71538 |
Feb. 12, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Optional Anti-Internalization Functionality
Comments due: March 12, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-010 |
|
34-71557 |
Feb. 18, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a Risk Management Tool Commonly Known as a "Kill Switch"
Comments due: March 17, 2014
|
SR-BX-2014-009 |
|
34-71526 |
Feb. 12, 2014 |
Notice of Filing of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 12, 2014
Additional Materials:
Exhibit 5
|
SR-BX-2014-008 |
|
34-71506 |
Feb. 7, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Not Charge the Extranet Access Fee
Comments due: March 6, 2014
|
SR-BX-2014-006 |
|
34-71460 |
Jan. 31, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify the Language Describing a Newly Adopted Credit Tier under Rule 7018
Comments due: February 27, 2014
Comments received
are available
for this proposal.
|
SR-BX-2014-005 |
|
34-71624 |
Feb. 27, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Establishment of Fees for New Optional Means for Clients to Receive BX TotalView ITCH Market Data
Comments due: March 26, 2014
|
SR-BX-2014-004 |
|
34-71420 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders
Comments due: February 24, 2014
|
SR-BX-2014-003 |
|
34-71421 |
Jan. 28, 2014 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing
Comments due: February 24, 2014
Additional Materials:
Exhibit 5
|
http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2014.shtml
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