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NASDAQ OMX BX, Inc. Rulemaking
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Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
BX File Number List for 2016
Additional Archives
2023 |
2022 |
2021 |
2020 |
2019 |
2018 |
2017 |
2016 |
2015 |
2014 |
2013 |
2012 |
2011 |
2010 |
2009
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BX-2016-073 |
| 34-79690 |
Dec. 23, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7019 (Market Data Distributor Fees)
Comments due: January 20, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-071 |
| 34-79667 |
Dec. 22, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Administrative Charges for Distributors of Proprietary Data Feed Products
Comments due: January 19, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-068 |
| 34-79661 |
Dec. 22, 2016 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Permit BX to Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC
Comments due: January 19, 2017
See also: Order: Rel. No. 34-79996
|
SR-BX-2016-069 |
| 34-79615 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: January 17, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-072 |
| 34-79609 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of the Limit Order Protection
Comments due: January 17, 2017
|
SR-BX-2016-067 |
| 34-79549 |
Dec. 14, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: January 10, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-066 |
| 34-79485 |
Dec. 6, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Titles of Equities Rule 7015 and Options Chapter XV, Section 3, and to Make Related Changes
Comments due: January 3, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-063 |
| 34-79465 |
Dec. 5, 2016 |
Notice of Filing of Proposed Rule Change to Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and to Make Pilot Program Permanent
Comments due: December 30, 2016
Additional Materials: Exhibit 3, Exhibit 5
See also: Order: Rel. No. 34-79812
|
SR-BX-2014-048 |
| 34-79448 |
Dec. 1, 2016 |
Order Granting an Extension to Limited Exemption from Rule 612(c) of Regulation NMS in Connection with the Exchange's Retail Price Improvement Program Until December 1, 2017
See also: Order: Rel. No. 34-82198, Order: Rel. No. 34-73702, Notice: Rel. No. 34-73410
|
SR-BX-2016-065 |
| 34-79446 |
Dec. 1, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Retail Price Improvement Program Until December 1, 2017
Comments due: December 28, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-062 |
| 34-79420 |
Nov. 29, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI, Section 5 to Extend the Penny Pilot Program
Comments due: December 27, 2016
|
SR-BX-2016-061 |
| 34-79409 |
Nov. 28, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .14 to Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: December 23, 2016
|
SR-BX-2016-051 |
| 34-79357 |
Nov. 18, 2016 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: December 16, 2016
See also: Notice: Rel. No. 34-78986
Additional File Nos.: SR-NASDAQ-2016-127, SR-ISE-2016-22, SR-ISEGemini-2016-10, SR-ISEMercury-2016-16, SR-Phlx-2016-93, SR-BSECC-2016-001, SR-SCCP-2016-01
|
SR-BX-2016-058 |
| 34-79329 |
Nov. 16, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Limit Order Protection
Comments due: December 13, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-046 |
| 34-79290 |
Nov. 10, 2016 |
Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Post-Only Orders and Orders with Midpoint Pegging
Additional File No.: SR-NASDAQ-2016-111
See also: Notice: Rel. No. 34-78909
|
SR-BX-2016-059 |
| 34-79281 |
Nov. 10, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 and Rule 4703 to Add a "Trade Now" Instruction to Certain Order Types
Comments due: December 8, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-046 |
| 34-79290 |
Nov. 10, 2016 |
Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Post-Only Orders and Orders with Midpoint Pegging
Additional File No.: SR-NASDAQ-2016-111
See also: Notice: Rel. No. 34-78909
|
SR-BX-2016-153 |
| 34-79262 |
Nov. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .14 to Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: December 6, 2016
|
SR-BX-2016-055 |
| 34-79260 |
Nov. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Cease and Desist Authority Rules
Comments due: December 6, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-056 |
| 34-79241 |
Nov. 4, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 9400 to Include a Cross-Reference
Comments due: December 5, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-054 |
| 34-79154 |
Oct. 25, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Commentary .14 to Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: November 21, 2016
|
SR-BX-2016-050 |
| 34-79076 |
Oct. 7, 2016 |
Notice of Filing of Partial Amendment Nos. and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 3, to System Functionality Necessary to Implement the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: November 4, 2016
Additional Materials: Amendment 1 Exhibit 5, Amendment 3 Exhibit 5
See also: Notice: Rel. No. 34-78838
|
| Third Quarter |
SR-BX-2016-051 |
| 34-78986 |
Sep. 29, 2016 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-79357
Comments received are available for this proposal.
|
SR-BX-2016-046 |
| 34-78909 |
Sep. 22, 2016 |
Notice of Filing of Proposed Rule Change to Amend BX Rules 4702 and 4703
Comments due: October 19, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2016-050 |
| 34-78838 |
Sep. 14, 2016 |
Notice of Filing of Proposed Rule Change to Describe Changes to System Functionality Necessary to Implement the Tick Size Pilot Program
Comments due: October 4, 2016
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No. 34-79076
Comments received are available for this proposal.
|
SR-BX-2016-049 |
| 34-78819 |
Sep. 13, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY Options
Comments due: October 11, 2016
Additional Materials: Exhibit 5 |
SR-BX-2016-048 |
| 34-78811 |
Sep. 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770
Comments due: October 7, 2016
Additional Materials: Exhibit 5
See also: Exemptive Letter
|
SR-BX-2016-047 |
| 34-78694 |
Aug. 26, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Expand the Short Term
Option Series Program
Comments due: September 21, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-037 |
| 34-78667 |
Aug. 24, 2016 |
Notice of Filing of Amendments No.
1 and Order Granting Accelerated Approval of Proposed Rule Changes,
as Modified by Amendments No. 1, to Adopt Limit Order
Protections
Comments due: September 20, 2016
Additional File
Nos.: SR-NASDAQ-2016-067, SR-Phlx-2016-58
See
also: Notice:
Rel. No. 34-78244 |
SR-BX-2016-045 |
| 34-78431 |
Jul. 28, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY
Options
Comments due: August 24, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-044 |
| 34-78405 |
Jul. 25, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Update Public Disclosure of
Exchange Usage of Market Data
Comments
due: August 19, 2016 |
SR-BX-2016-034 |
| 34-78375 |
Jul. 20, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Relating to Affiliated
Entities
Comments due: August 16, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-043 |
| 34-78361 |
Jul. 19, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Make Adjustments to its
Options Regulatory Fee
Comments
due: August 15, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-040 |
| 34-78298 |
Jul. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Relating to Detection of Loss
of Connection
Comments due: August 8,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-041 |
| 34-78278 |
Jul. 11, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Fees under Rule
7018
Comments due: August 5, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-032 |
| 34-78286 |
Jul. 11, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Relating to the Automated
Removal of Quotes
Comments due: August 5,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-039 |
| 34-78250 |
Jul. 7, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Adopt Rules to Implement
the Quoting and Trading Provisions of the Plan to Implement a Tick
Size Pilot Program
Comments due: August
3, 2016
Additional Materials: Exhibit
5
See Also: Exemptive
Letter |
SR-BX-2016-038 |
| 34-78249 |
Jul. 7, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Extend PRISM Pilot Program
Through January 18, 2017
Comments
due: August 3, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-037 |
| 34-78244 |
Jul. 7, 2016 |
Notice of Filing of Proposed Rule
Change to Adopt Limit Order Protection
Comments
due: August 3, 2016
Additional
Materials: Exhibit
5
See also: Notice/Order:
Rel. No. 34-78667
Comments received are
available for this proposal. |
SR-BX-2016-033 |
| 34-78234 |
Jul. 6, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Rule 4120
Comments due: August 2, 2016
Additional Materials: Exhibit
5 |
| Second
Quarter |
SR-BX-2016-035 |
| 34-78199 |
Jun. 30, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to the Professional
Designation
Comments due: July 28, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-030 |
| 34-78125 |
Jun. 22, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Elimination of SPY Position
Limits
Comments due: July 19, 2016
Additional Materials: Exhibit
3, Exhibit
5 |
SR-BX-2016-036 |
| 34-78107 |
Jun. 21, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Provide a Process for an
Expedited Suspension Proceeding and Adopt a Rule to Prohibit
Disruptive Options Quoting and Trading Activity
Comments due: July 18, 2016
Additional Materials: Exhibit
5
Comments received are
available for this proposal. |
SR-BX-2016-029 |
| 34-78064 |
Jun. 14, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Rule 7018(a)
Comments due: July 11, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-021 |
| 34-78036 |
Jun. 10, 2016 |
Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change Relating to Extension of the
Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues
That Have Been Delisted
Comments
due: July 7, 2016 |
SR-BX-2016-028 |
| 34-77914 |
May 25, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Provide a Process for an
Expedited Suspension Proceeding and Adopt a Rule to Prohibit
Disruptive Quoting and Trading Activity
Comments
due: June 22, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-027 |
| 34-77892 |
May 24, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Options Pricing at
Chapter XV, Section 2
Comments due: June
21, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-024 |
| 34-77799 |
May 10, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Modify the Maximum Number
of Times an Order on BX May Be Updated Before the System Cancels the
Order
Comments due: June 6, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-022 |
| 34-77719 |
Apr. 27, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Update Public Disclosure of
Exchange Usage of Market Data
Comments
due: May 24, 2016 |
SR-BX-2016-020 |
| 34-77590 |
Apr. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Fees under Rule
7018(a)
Comments due: May 9, 2016
Additional Materials: Exhibit
5
|
| First
Quarter |
SR-BX-2016-019 |
| 34-77457 |
Mar. 28, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Adopt Rule 4770 to
Implement the Regulation NMS Plan to Implement a Tick Size Pilot
Program
Comments due: April 22, 2016
Additional Materials: Exhibit
5
See Also: Exemptive
Letter |
SR-BX-2016-018 |
| 34-77461 |
Mar. 28, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Delete From the Exchange's
Rulebook Section 10, Limitations on Dealings, of Chapter VII, Market
Participants
Comments due: April 22, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-017 |
| 34-77429 |
Mar. 23, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Chapter XI (Doing
Business with the Public), Section 8 (Supervision of Accounts) of
the Exchange’s Rulebook
Comments
due: April 19, 2016 |
SR-BX-2016-014 |
| 34-77350 |
Mar. 11, 2016 |
Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change to Amend Exchange Rule
7018
Comments due: April 7, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-016 |
| 34-77339 |
Mar. 10, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding Fees and Rebates to
Adopt the Select Symbols Options Tier Schedule
Comments due: April 6, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-013 |
| 34-77282 |
Mar. 3, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Access Services Fees
under Rule 7015
Comments due: March 29,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-008 |
| 34-77266 |
Mar. 1, 2016 |
Notice of Withdrawal of Proposed
Rule Change to Adopt Limit Order Protection and Market Order
Protection
See also: Notice:
Rel. No. 34-77006 |
SR-BX-2016-012 |
| 34-77252 |
Feb. 29, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to amend BX Options Chapter
VII, Section 6
Comments due: March 25,
2016 |
SR-BX-2016-010 |
| 34-77129 |
Feb. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding Fees and Rebates
Applicable to Firms and to Adopt Tiers Applicable to Options
Overlying SPY
Comments due: March 11,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-007 |
| 34-77053 |
Feb. 4, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Adopt an Options Regulatory
Fee
Comments due: March 2, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-008 |
| 34-77006 |
Feb. 1, 2016 |
Notice of Filing of Proposed Rule
Change to Adopt a Limit Order Protection and a Market Order
Protection
Comments due: February 26,
2016
Additional Materials: Exhibit
5
See also: Notice:
Rel. No. 34-77266 |
SR-BX-2016-003 |
| 34-76952 |
Jan. 21, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding SQF Port Fees
Comments due: February 17, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-004 |
| 34-76947 |
Jan. 21, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Subsection (a)(7) of
Rule 7003, Registration and Processing Fees
Comments
due: February 17, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-001 |
| 34-76915 |
Jan. 14, 2016 |
Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change to Amend Exchange Rule
7018
Comments due: February 11, 2016
Additional Materials: Exhibit
5
Comments received are
available for this proposal. |
SR-BX-2016-002 |
| 34-76875 |
Jan. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Section (a)(6) of
Rule 1120 (Continuing Education Requirements)
Comments
due: February 9, 2016
Additional
Materials: Exhibit
5
Comments received are
available for this proposal. |
SR-BX-2015-087 |
| 34-76868 |
Jan. 11, 2016 |
Notice of Filing and Immediate
Effectiveness of
Comments due: February 5,
2016
Additional Materials: Exhibit
5 |
SR-BX-2015-088 |
| 34-76831 |
Jan. 5, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Delay of Implementation of
Kill Switch
Comments due: February 1,
2016 |
SR-BX-2015-086 |
| 34-76829 |
Jan. 5, 2016 |
Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change to Amend the Retail Price
Improvement Program
Comments
due: February 1, 2016
Additional
Materials: Exhibit
5 |
| BX File Number List for
2016 |
| Release No. |
Date |
Details |
SR-BX-2016-153 |
| 34-79262 |
Nov. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .14 to Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: December 6, 2016
|
SR-BX-2016-073 |
| 34-79690 |
Dec. 23, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees at Rule 7019 (Market Data Distributor Fees)
Comments due: January 20, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-072 |
| 34-79609 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay the Implementation of the Limit Order Protection
Comments due: January 17, 2017
|
SR-BX-2016-071 |
| 34-79667 |
Dec. 22, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Administrative Charges for Distributors of Proprietary Data Feed Products
Comments due: January 19, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-069 |
| 34-79615 |
Dec. 20, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: January 17, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-068 |
| 34-79996 |
Feb. 9, 2017 |
Order Granting Approval of Proposed Rule Changes, as Modified by Amendment No. 1s, To Accept Orders Routed Inbound from the International Stock Exchange, LLC, ISE Gemini, LLC, and ISE Mercury, LLC, by Nasdaq Execution Services, LLC
Additional File Nos.: SR-NASDAQ-2016-169, SR-Phlx-2016-120
|
| 34-79661 |
Dec. 22, 2016 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Permit BX to Accept Inbound Options Orders Routed by Nasdaq Execution Services LLC
Comments due: January 19, 2017
|
SR-BX-2016-067 |
| 34-79549 |
Dec. 14, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: January 10, 2017
Additional Materials: Exhibit 5
|
SR-BX-2016-066 |
| 34-79485 |
Dec. 6, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the Titles of Equities Rule 7015 and Options Chapter XV, Section 3, and to Make Related Changes
Comments due: January 3, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-065 |
| 34-79446 |
Dec. 1, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Retail Price Improvement Program Until December 1, 2017
Comments due: December 28, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-063 |
| 34-79812 |
Jan. 17, 2017 |
Order Granting Approval of Proposed Rule Change to Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and to Make Pilot Program Permanent
|
| 34-79465 |
Dec. 5, 2016 |
Notice of Filing of Proposed Rule Change to Amend the PRISM Price Improvement Auction in BX Chapter VI, Section 9 and to Make Pilot Program Permanent
Comments due: December 30, 2016
Additional Materials: Exhibit 3, Exhibit 5
|
SR-BX-2016-062 |
| 34-79420 |
Nov. 29, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter VI, Section 5 to Extend the Penny Pilot Program
Comments due: December 27, 2016
|
SR-BX-2016-061 |
| 34-79409 |
Nov. 28, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .14 to Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: December 23, 2016
|
SR-BX-2016-059 |
| 34-79281 |
Nov. 10, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 and Rule 4703 to Add a "Trade Now" Instruction to Certain Order Types
Comments due: December 8, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-058 |
| 34-79329 |
Nov. 16, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Limit Order Protection
Comments due: December 13, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-056 |
| 34-79241 |
Nov. 4, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 9400 to Include a Cross-Reference
Comments due: December 5, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-055 |
| 34-79260 |
Nov. 8, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Cease and Desist Authority Rules
Comments due: December 6, 2016
Additional Materials: Exhibit 5
|
SR-BX-2016-054 |
| 34-79154 |
Oct. 25, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Commentary .14 to Rule 4770 (Compliance with Regulation NMS Plan to Implement a Tick Size Pilot)
Comments due: November 21, 2016
|
SR-BX-2016-051 |
| 34-79357 |
Nov. 18, 2016 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of the Proposed Rule Change, as Modified by Amendment No. 1, Amending Bylaws of Nasdaq, Inc. to Implement Proxy Access
Comments due: December 16, 2016
Additional File Nos.: SR-NASDAQ-2016-127, SR-ISE-2016-22, SR-ISEGemini-2016-10, SR-ISEMercury-2016-16, SR-Phlx-2016-93, SR-BSECC-2016-001, SR-SCCP-2016-01
|
| 34-78986 |
Sep. 29, 2016 |
Notice of Filing of Proposed Rule Change to Amend the By-Laws of Nasdaq, Inc. to Implement Proxy Access
Comments due: October 26, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2016-050 |
| 34-79076 |
Oct. 7, 2016 |
Notice of Filing of Partial Amendment Nos. and 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Partial Amendment Nos. 1 and 3, to System Functionality Necessary to Implement the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: November 4, 2016
Additional Materials: Amendment 1 Exhibit 5, Amendment 3 Exhibit 5
|
| 34-78838 |
Sep. 14, 2016 |
Notice of Filing of Proposed Rule Change to Describe Changes to System Functionality Necessary to Implement the Tick Size Pilot Program
Comments due: October 4, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2016-049 |
| 34-78819 |
Sep. 13, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY Options
Comments due: October 11, 2016
Additional Materials: Exhibit 5 |
SR-BX-2016-048 |
| 34-78811 |
Sep. 12, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4770
Comments due: October 7, 2016
Additional Materials: Exhibit 5
See also: Exemptive Letter
|
SR-BX-2016-047 |
| 34-78694 |
Aug. 26, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Expand the Short Term
Option Series Program
Comments due: September 21, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-046 |
| 34-79290 |
Nov. 10, 2016 |
Order Approving Proposed Rule Changes, as Modified by Amendments No. 1, Relating to Post-Only Orders and Orders with Midpoint Pegging
Additional File No.: SR-NASDAQ-2016-111 |
| 34-78909 |
Sep. 22, 2016 |
Notice of Filing of Proposed Rule Change to Amend BX Rules 4702 and 4703
Comments due: October 19, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal. |
SR-BX-2016-045 |
| 34-78431 |
Jul. 28, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding Tiers Related to SPY
Options
Comments due: August 24, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-044 |
| 34-78405 |
Jul. 25, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Update Public Disclosure of
Exchange Usage of Market Data
Comments
due: August 19, 2016 |
SR-BX-2016-043 |
| 34-78361 |
Jul. 19, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Make Adjustments to its
Options Regulatory Fee
Comments
due: August 15, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-041 |
| 34-78278 |
Jul. 11, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Fees under Rule
7018
Comments due: August 5, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-040 |
| 34-78298 |
Jul. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Relating to Detection of Loss
of Connection
Comments due: August 8,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-039 |
| 34-78250 |
Jul. 7, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Adopt Rules to Implement
the Quoting and Trading Provisions of the Plan to Implement a Tick
Size Pilot Program
Comments due: August
3, 2016
Additional Materials: Exhibit
5
See Also: Exemptive
Letter |
SR-BX-2016-038 |
| 34-78249 |
Jul. 7, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Extend PRISM Pilot Program
Through January 18, 2017
Comments
due: August 3, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-037 |
| 34-78667 |
Aug. 24, 2016 |
Notice of Filing of Amendments No.
1 and Order Granting Accelerated Approval of Proposed Rule Changes,
as Modified by Amendments No. 1, to Adopt Limit Order
Protections
Comments due: September 20, 2016
Additional File
Nos.: SR-NASDAQ-2016-067, SR-Phlx-2016-58 |
| 34-78244 |
Jul. 7, 2016 |
Notice of Filing of Proposed Rule
Change to Adopt Limit Order Protection
Comments
due: August 3, 2016
Additional
Materials: Exhibit
5
Comments received are
available for this proposal. |
SR-BX-2016-036 |
| 34-78107 |
Jun. 21, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Provide a Process for an
Expedited Suspension Proceeding and Adopt a Rule to Prohibit
Disruptive Options Quoting and Trading Activity
Comments due: July 18, 2016
Additional Materials: Exhibit
5
Comments received are
available for this proposal.
|
SR-BX-2016-035 |
| 34-78199 |
Jun. 30, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to the Professional
Designation
Comments due: July 28, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-034 |
| 34-78375 |
Jul. 20, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Relating to Affiliated
Entities
Comments due: August 16, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-033 |
| 34-78234 |
Jul. 6, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Rule 4120
Comments due: August 2, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-032 |
| 34-78286 |
Jul. 11, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Relating to the Automated
Removal of Quotes
Comments due: August 5,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-030 |
| 34-78125 |
Jun. 22, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Elimination of SPY Position
Limits
Comments due: July 19, 2016
Additional Materials: Exhibit
3, Exhibit
5 |
SR-BX-2016-029 |
| 34-78064 |
Jun. 14, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Rule 7018(a)
Comments due: July 11, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-028 |
| 34-77914 |
May 25, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Provide a Process for an
Expedited Suspension Proceeding and Adopt a Rule to Prohibit
Disruptive Quoting and Trading Activity
Comments
due: June 22, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-027 |
| 34-77892 |
May 24, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Options Pricing at
Chapter XV, Section 2
Comments due: June
21, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-024 |
| 34-77799 |
May 10, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Modify the Maximum Number
of Times an Order on BX May Be Updated Before the System Cancels the
Order
Comments due: June 6, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-022 |
| 34-77719 |
Apr. 27, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Update Public Disclosure of
Exchange Usage of Market Data
Comments
due: May 24, 2016 |
SR-BX-2016-021 |
| 34-78036 |
Jun. 10, 2016 |
Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change Relating to Extension of the
Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues
That Have Been Delisted
Comments
due: July 7, 2016 |
SR-BX-2016-020 |
| 34-77590 |
Apr. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Fees under Rule
7018(a)
Comments due: May 9, 2016
Additional Materials: Exhibit
5
|
SR-BX-2016-019 |
| 34-77457 |
Mar. 28, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Adopt Rule 4770 to
Implement the Regulation NMS Plan to Implement a Tick Size Pilot
Program
Comments due: April 22, 2016
Additional Materials: Exhibit
5
See Also: Exemptive
Letter |
SR-BX-2016-018 |
| 34-77461 |
Mar. 28, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Delete From the Exchange's
Rulebook Section 10, Limitations on Dealings, of Chapter VII, Market
Participants
Comments due: April 22, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-017 |
| 34-77429 |
Mar. 23, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Chapter XI (Doing
Business with the Public), Section 8 (Supervision of Accounts) of
the Exchange’s Rulebook
Comments
due: April 19, 2016 |
SR-BX-2016-016 |
| 34-77339 |
Mar. 10, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding Fees and Rebates to
Adopt the Select Symbols Options Tier Schedule
Comments due: April 6, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-014 |
| 34-77350 |
Mar. 11, 2016 |
Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change to Amend Exchange Rule
7018
Comments due: April 7, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-013 |
| 34-77282 |
Mar. 3, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Access Services Fees
under Rule 7015
Comments due: March 29,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-012 |
| 34-77252 |
Feb. 29, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to amend BX Options Chapter
VII, Section 6
Comments due: March 25,
2016 |
SR-BX-2016-010 |
| 34-77129 |
Feb. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding Fees and Rebates
Applicable to Firms and to Adopt Tiers Applicable to Options
Overlying SPY
Comments due: March 11,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-008 |
| 34-77266 |
Mar. 1, 2016 |
Notice of Withdrawal of Proposed
Rule Change to Adopt Limit Order Protection and Market Order
Protection |
| 34-77006 |
Feb. 1, 2016 |
Notice of Filing of Proposed Rule
Change to Adopt a Limit Order Protection and a Market Order
Protection
Comments due: February 26,
2016
Additional Materials: Exhibit
5 |
SR-BX-2016-007 |
| 34-77053 |
Feb. 4, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Adopt an Options Regulatory
Fee
Comments due: March 2, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-004 |
| 34-76947 |
Jan. 21, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Subsection (a)(7) of
Rule 7003, Registration and Processing Fees
Comments
due: February 17, 2016
Additional
Materials: Exhibit
5 |
SR-BX-2016-003 |
| 34-76952 |
Jan. 21, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change Regarding SQF Port Fees
Comments due: February 17, 2016
Additional Materials: Exhibit
5 |
SR-BX-2016-002 |
| 34-76875 |
Jan. 12, 2016 |
Notice of Filing and Immediate
Effectiveness of Proposed Rule Change to Amend Section (a)(6) of
Rule 1120 (Continuing Education Requirements)
Comments
due: February 9, 2016
Additional
Materials: Exhibit
5
Comments received are
available for this proposal. |
SR-BX-2016-001 |
| 34-76915 |
Jan. 14, 2016 |
Notice of Filing and Immediate
Effectiveness of a Proposed Rule Change to Amend Exchange Rule
7018
Comments due: February 11, 2016
Additional Materials: Exhibit
5
Comments received are
available for this proposal. |
http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2016.shtml
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