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NASDAQ OMX BX, Inc. Rulemaking Archives: 2010
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
BX File Number List for 2010
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2009
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BX-2010-092 |
|
34-63617 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due: January 26, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-059 |
|
34-63597 |
Dec. 22, 2010 |
Notice of Filing of Amendment No. 1 to Proposed Rule Change to Create a Listing Market on the Exchange
Comments due: January 24, 2011
Additional Materials:
Exhibit 5
See also:
Order/Notice: Rel. No. 34-64437;
Notice: Rel. No. 34-64028;
Order: Rel. No. 34-63448;
Notice: Rel. No. 34-63105;
Notice: Rel. No. 34-62818
Comments received
are available
for this notice.
|
SR-BX-2010-090 |
|
34-63592 |
Dec. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Permit Trading Options on Leveraged (Multiple or Inverse) Exchange-Traded Notes and Broaden the Definition of "Futures-Linked Securities"
Comments due: January 19, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-091 |
|
34-63591 |
Dec. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Directed Order Process on BOX
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-080 |
|
34-63540 |
Dec. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Exchange's Directed Order Process on BOX and Maintain the Effective Date Until December 31, 2010
Comments due: January 10, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-079 |
|
34-63539 |
Dec. 14, 2010 |
Notice of Filing of Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
Comments due: January 10, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-64097
|
SR-BX-2010-088 |
|
34-63527 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due: January 6, 2011
|
SR-BX-2010-089 |
|
34-63521 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Implementation Date for Direct Access Fees
Comments due: January 6, 2011
|
SR-BX-2010-087 |
|
34-63499 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Quote Management Procedures
Comments due: January 5, 2011
|
SR-BX-2010-086 |
|
34-63490 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due: January 5, 2011
|
SR-BX-2010-085 |
|
34-63461 |
Dec. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due: January 4, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-059 |
|
34-63448 |
Dec. 7, 2010 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
Comments due: January 3, 2011
See also:
Order/Notice: Rel. No. 34-64437;
Notice: Rel. No. 34-64028;
Notice: Rel. No. 34-63597;
Notice: Rel. No. 34-63105;
Notice: Rel. No. 34-62818
Comments received
are available
for this notice.
|
SR-BX-2010-081 |
|
34-63442 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due: January 3, 2011
|
SR-BX-2010-082 |
|
34-63432 |
Dec. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due: December 30, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-083 |
|
34-63416 |
Dec. 2, 2010 |
Notice of Filing of Proposed Rule Change Relating to The Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-63731
|
SR-BX-2010-084 |
|
34-63397 |
Nov. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 to Extend, through December 31, 2011, the Pilot Program that Permits Certain Classes to be Quoted in Penny Increments on BOX
Comments due: December 27, 2010
|
SR-BX-2010-078 |
|
34-63364 |
Nov. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due: December 21, 2010
|
SR-BX-2010-077 |
|
34-63321 |
Nov. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on BOX
Comments due: December 13, 2010
|
SR-BX-2010-074 |
|
34-63285 |
Nov. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due: December 8, 2010
|
SR-BX-2010-075 |
|
34-63259 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due: December 3, 2010
|
SR-BX-2010-066 |
|
34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
See also:
Notice: Rel. No. 34-62954
|
SR-BX-2010-072 |
|
34-63220 |
Nov. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due: November 26, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-073 |
|
34-63206 |
Oct. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $0.50 Strike Program
Comments due: November 24, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-070 |
|
34-63195 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical and Grammatical Corrections to Chapter VII, Section 1 (Exercise of Options Contracts) of the Boston Options Exchange Group, LLC Rules
Comments due: November 24, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-069 |
|
34-63190 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for Co-Location Services
Comments due: November 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-071 |
|
34-63171 |
Oct. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules 2270 and 2910 to Reflect Changes to Corresponding FINRA Rule 2261
Comments due: November 19, 2010
|
SR-BX-2010-068 |
|
34-63157 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Pricing for Co-Location Services
Comments due: November 17, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-059 |
|
34-63105 |
Oct. 14, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Create a Listing Market on the Exchange
See also:
Order/Notice: Rel. No. 34-64437;
Notice: Rel. No. 34-64028;
Notice: Rel. No. 34-63597;
Order: Rel. No. 34-63448;
Notice: Rel. No. 34-62818
|
SR-BX-2010-067 |
|
34-63052 |
Oct. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 4751 to Include Order Collar Functionality
Comments due: November 3, 2010
|
| Third Quarter |
SR-BX-2010-064 |
|
34-62969 |
Sep. 22, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Pricing for 10Gb Direct Circuit Connections and to Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter
Comments due: October 19, 2010
|
SR-BX-2010-065 |
|
34-62959 |
Sep. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Additional Order Type Which Will Give Options Participants Greater Control Over the Circumstances in Which Their Orders Are Executed
Comments due: October 18, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-066 |
|
34-62954 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due: October 18, 2010
See also:
Order: Rel. No. 34-63255
|
SR-BX-2010-063 |
|
34-62909 |
Sep. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the CBOE Volatility Index Futures to the Definition of a Futures Reference Asset in Chapter IV, Section 3(k)(i)(5)
Comments due: October 13, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-040 |
|
34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:
Notice: Rel. No. 34-62342
|
SR-BX-2010-044 |
|
34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
See also:
Notice: Rel. No. 34-62415
|
SR-BX-2010-062 |
|
34-62869 |
Sep. 8, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Market Maker Obligations
Comments due: October 6, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-061 |
|
34-62829 |
Sep. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due: September 30, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-059 |
|
34-62818 |
Sep. 1, 2010 |
Notice of Filing of Proposed Rule Change to Create a Listing Market on the Exchange
Comments due: September 29, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
See also:
Order/Notice: Rel. No. 34-64437;
Notice: Rel. No. 34-64028;
Notice: Rel. No. 34-63597;
Order: Rel. No. 34-63448;
Notice: Rel. No. 34-63105
|
SR-BX-2010-060 |
|
34-62804 |
Aug. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 29, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-040 |
|
34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
See also:
Notice: Rel. No. 34-62730
|
SR-BX-2010-058 |
|
34-62774 |
Aug. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule
Comments due: September 23, 2010
|
SR-BX-2010-044 |
|
34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
SR-BX-2010-040 |
|
34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
See also:
Notice: Rel. No. 34-62342
|
SR-BX-2010-056 |
|
34-62719 |
Aug. 13, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, including Holding Company Depositary Receipts
Comments due: September 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-055 |
|
34-62708 |
Aug. 12, 2010 |
Notice of Filing of Proposed Rule Change Relating to Extend the Cut-off Time to Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes
Comments due: September 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-044 |
|
34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
See also:
Notice: Rel. No. 34-62415
|
SR-BX-2010-053 |
|
34-62647 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Boston Options Exchange Group, LLC to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
Comments due: August 31, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-043 |
|
34-62638 |
Aug. 4, 2010 |
Order Approving a Proposed Rule Change Relating to Pricing for Direct Circuit Connections
See also:
Notice: Rel. No. 34-62393
|
SR-BX-2010-049 |
|
34-62632 |
Aug. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: August 30, 2010
Comments received
are available
for this notice.
|
SR-BX-2010-052 |
|
34-62615 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: August 30, 2010
|
SR-BX-2010-051 |
|
34-62555 |
Jul. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due: August 19, 2010
|
SR-BX-2010-050 |
|
34-62553 |
Jul. 22, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Expand the $1 Strike Program on the Boston Options Exchange Facility
Comments due: August 19, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-048 |
|
34-62528 |
Jul. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: August 13, 2010
|
SR-BX-2010-046 |
|
34-62512 |
Jul. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process Until July 18, 2011
Comments due: August 13, 2010
|
SR-BX-2010-047 |
|
34-62505 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Short Term Option Program
Comments due: August 12, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-045 |
|
34-62464 |
Jul. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due: August 3, 2010
Additional Materials:
Exhibit 5
|
| Second Quarter |
SR-BX-2010-044 |
|
34-62415 |
Jun. 30, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend IM-4120-3
Comments due: July 19, 2010
Additional Materials:
Exhibit 3
See also:
Notice: Rel. No. 34-62688A;
Order: Rel. No. 34-62884
Comments received
are available
for this notice.
|
SR-BX-2010-042 |
|
34-62400 |
Jun. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX LLC Agreement
Comments due: July 29, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-012 |
|
34-62396 |
Jun. 28, 2010 |
Order Approving a Proposed Rule Change to Codify Prices for Co-Location
See also:
Notice: Rel. No. 34-61487
|
SR-BX-2010-043 |
|
34-62393 |
Jun. 28, 2010 |
Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due: July 23, 2010
See also:
Order: Rel. No. 34-62638
|
SR-BX-2010-038 |
|
34-62373 |
Jun. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub
Comments due: July 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-041 |
|
34-62366 |
Jun. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: July 21, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-040 |
|
34-62342 |
Jun. 21, 2010 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions
Comments due: July 19, 2010
See also:
Notice: Rel. No. 34-62730;
Order: Rel. No. 34-62886
Comments received
are available
for this notice.
|
SR-BX-2010-039 |
|
34-62268 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market
Comments due: July 8, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-027 |
|
34-62258 |
Jun. 10, 2010 |
Order Approving Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
See also:
Notice: Rel. No. 34-62001
|
SR-BX-2010-037 |
|
34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
See also:
Notice: Rel. No. 34-62124
|
SR-BX-2010-037 |
|
34-62124 |
May 19, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and to Adopt Related IM-4120-3
Comments due: June 3, 2010
See also:
Order: Rel. No. 34-62252
Comments received
are available
for this notice.
|
SR-BX-2010-036 |
|
34-62103 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading
Comments due: June 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-035 |
|
34-62080 |
May 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: June 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-033 |
|
34-62043 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: June 1, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-032 |
|
34-62039 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-BX-2010-027 |
|
34-62001 |
Apr. 29, 2010 |
Notice of Filing of Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
Comments due: May 27, 2010
See also:
Order: Rel. No. 34-62258
|
SR-BX-2010-029 |
|
34-61993 |
April 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due: May 25, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-028 |
|
34-61934 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules to Reflect Changes to Corresponding FINRA Rules
Comments due: May 13, 2010
|
SR-BX-2010-030 |
|
34-61931 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: May 13, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-031 |
|
34-61929 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: May 13, 2010
|
SR-BX-2010-026 |
|
34-61891 |
Apr. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Chapter V, Section 7 (Customer Orders and Order Flow Providers)
Comments due: May 11, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-023 |
|
34-61829 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Quoting Obligations
Comments due: April 29, 2010
Additional Materials:
Exhibit 5
|
| First Quarter |
SR-BX-2010-025 |
|
34-61811 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Program
Comments due: April 28, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-022 |
|
34-61805 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Price Improvement Period
Comments due: April 27, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-009 |
|
34-61797 |
Mar. 29, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, Relating to the Directed Order Process on the Boston Options Exchange Facility
See also:
Notice: Rel. No. 34-61531
|
SR-BX-2010-021 |
|
34-61782 |
Mar. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: April 22, 2010
|
SR-BX-2010-020 |
|
34-61769 |
Mar. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule
Comments due: April 21, 2010
|
SR-BX-2010-016 |
|
34-61702 |
Mar. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications
Comments due: April 12, 2010
|
SR-BX-2010-015 |
|
34-61579 |
Feb. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Certain Provisions of the Options Listing Procedures Plan into the Rules of the Boston Options Exchange Facility
Comments due: March 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-017 |
|
34-61577 |
Feb. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: March 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-014 |
|
34-61536 |
Feb. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing on the Boston Options Exchange Facility
Comments due: March 18, 2010
|
SR-BX-2010-009 |
|
34-61531 |
Feb. 17, 2010 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process on the Boston Options Exchange Facility
Comments due: March 17, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-61797
|
SR-BX-2010-013 |
|
34-61514 |
Feb. 12, 2010 |
Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: March 17, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-006 |
|
34-61495 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2848, 3330, and 9810 to Reflect Changes to Corresponding FINRA Rules
Comments due: March 12, 2010
|
SR-BX-2010-012 |
|
34-61487 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: March 3, 2010
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-62396
|
SR-BX-2010-011 |
|
34-61456 |
Feb.1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: March 1, 2010
|
SR-BX-2010-010 |
|
34-61452 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the BX Ouch BBO Feed
Comments due: March 1, 2010
|
SR-BX-2010-007 |
|
34-61399 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Routing Pilot on the Boston Options Exchange Facility
Comments due: February 18, 2010
|
SR-BX-2010-002 |
|
34-61389 |
Jan. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due: February 17, 2010
|
SR-BX-2010-001 |
|
34-61388 |
Jan. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registered Representative Fee and Options Regulatory Fee
Comments due: February 17, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-BX-2010-003 |
|
34-61373 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due: February 16, 2010
|
SR-BX-2009-088 |
|
34-61342 |
Jan. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Fee Schedule of the Boston Options Exchange Facility
Comments due: February 11, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2009-087 |
|
34-61298 |
Jan. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2240 and 2250 To Reflect Changes to Corresponding FINRA Rules
Comments due: February 4, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2009-082 |
|
34-61283 |
Jan. 4, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Facilitate Annual Membership Billing Conducted by BX Using the FINRA CRD System
Comments due: February 1, 2010
|
| BX File Number List for 2010 |
| Release No. |
Date |
Details |
SR-BX-2010-092 |
|
34-63617 |
Dec. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due: January 26, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-091 |
|
34-63591 |
Dec. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Directed Order Process on BOX
Comments due: January 18, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-090 |
|
34-63592 |
Dec. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Permit Trading Options on Leveraged (Multiple or Inverse) Exchange-Traded Notes and Broaden the Definition of "Futures-Linked Securities"
Comments due: January 19, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-089 |
|
34-63521 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change Implementation Date for Direct Access Fees
Comments due: January 6, 2011
|
SR-BX-2010-088 |
|
34-63527 |
Dec. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due: January 6, 2011
|
SR-BX-2010-087 |
|
34-63499 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Quote Management Procedures
Comments due: January 5, 2011
|
SR-BX-2010-086 |
|
34-63490 |
Dec. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Transactions Rule
Comments due: January 5, 2011
|
SR-BX-2010-085 |
|
34-63461 |
Dec. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Strike Price Intervals and Trading Hours for Options on Index-Linked Securities
Comments due: January 4, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-084 |
|
34-63397 |
Nov. 30, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change as Modified by Amendment No. 1 to Extend, through December 31, 2011, the Pilot Program that Permits Certain Classes to be Quoted in Penny Increments on BOX
Comments due: December 27, 2010
|
SR-BX-2010-083 |
|
34-63731 |
Jan. 19, 2011 |
Order Approving a Proposed Rule Change Relating to the Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
|
|
34-63416 |
Dec. 2, 2010 |
Notice of Filing of Proposed Rule Change Relating to The Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
Comments due: December 29, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-082 |
|
34-63432 |
Dec. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due: December 30, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-081 |
|
34-63442 |
Dec. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Direct Access to Exchange Data
Comments due: January 3, 2011
|
SR-BX-2010-080 |
|
34-63540 |
Dec. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue the Practice Governing the Exchange's Directed Order Process on BOX and Maintain the Effective Date Until December 31, 2010
Comments due: January 10, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-079 |
|
34-64097 |
Mar. 18, 2011 |
Order Approving Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
|
|
34-63539 |
Dec. 14, 2010 |
Notice of Filing of Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
Comments due: January 10, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-078 |
|
34-63364 |
Nov. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due: December 21, 2010
|
SR-BX-2010-077 |
|
34-63321 |
Nov. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Pilot Program to List Series with Additional Expiration Months for Each Class of Options Opened for Trading on BOX
Comments due: December 13, 2010
|
SR-BX-2010-075 |
|
34-63259 |
Nov. 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees Assessed for use of the Testing Facility
Comments due: December 3, 2010
|
SR-BX-2010-074 |
|
34-63285 |
Nov. 9, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for the NASDAQ OMX BX Equities System
Comments due: December 8, 2010
|
SR-BX-2010-073 |
|
34-63206 |
Oct. 28, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the $0.50 Strike Program
Comments due: November 24, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-072 |
|
34-63220 |
Nov. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a Revenue Sharing Program with Correlix, Inc. and Free Trial Period for New Users
Comments due: November 26, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-071 |
|
34-63171 |
Oct. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rules 2270 and 2910 to Reflect Changes to Corresponding FINRA Rule 2261
Comments due: November 19, 2010
|
SR-BX-2010-070 |
|
34-63195 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Clerical and Grammatical Corrections to Chapter VII, Section 1 (Exercise of Options Contracts) of the Boston Options Exchange Group, LLC Rules
Comments due: November 24, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-069 |
|
34-63190 |
Oct. 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing for Co-Location Services
Comments due: November 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-068 |
|
34-63157 |
Oct. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Pricing for Co-Location Services
Comments due: November 17, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-067 |
|
34-63052 |
Oct. 6, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 4751 to Include Order Collar Functionality
Comments due: November 3, 2010
|
SR-BX-2010-066 |
|
34-63255 |
Nov. 5, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendment No. 1, to Enhance the Quotation Standards for Market Makers
Additional File Nos.: SR-BATS-2010-025; SR-CBOE-2010-087; SR-CHX-2010-22; SR-FINRA-2010-049; SR-NASDAQ-2010-115; SR-NSX-2010-12; SR-NYSE-2010-69; SR-NYSEAmex-2010-96; SR-NYSEArca-2010-83
|
|
34-62954 |
Sep. 20, 2010 |
Notice of Filing of a Proposed Rule Change to Enhance Quotation Requirements for Market Makers
Comments due: October 18, 2010
|
SR-BX-2010-065 |
|
34-62959 |
Sep. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide an Additional Order Type Which Will Give Options Participants Greater Control Over the Circumstances in Which Their Orders Are Executed
Comments due: October 18, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-064 |
|
34-62969 |
Sep. 22, 2010 |
Notice of Filing and Order Granting Accelerated Approval to a Proposed Rule Change to Establish Pricing for 10Gb Direct Circuit Connections and to Codify Pricing for Direct Circuit Connections Capable of Supporting Up to 1Gb for Customers Who Are Not Co-Located in the Exchange's Datacenter
Comments due: October 19, 2010
|
SR-BX-2010-063 |
|
34-62909 |
Sep. 14, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding the CBOE Volatility Index Futures to the Definition of a Futures Reference Asset in Chapter IV, Section 3(k)(i)(5)
Comments due: October 13, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-062 |
|
34-62869 |
Sep. 8, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Market Maker Obligations
Comments due: October 6, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-061 |
|
34-62829 |
Sep. 2, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Permit Concurrent Listing of $2.50 and $1 Strikes on MNX Options
Comments due: September 30, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-060 |
|
34-62804 |
Aug. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: September 29, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-059 |
|
34-64437 |
May 6, 2011 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Create a Listing Market on the Exchange
Comments due: June 2, 2011
|
|
34-64028 |
Mar. 3, 2011 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
|
|
34-63597 |
Dec. 22, 2010 |
Notice of Filing of Amendment No. 1 to Proposed Rule Change to Create a Listing Market on the Exchange
Comments due: January 24, 2011
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
|
34-63448 |
Dec. 7, 2010 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
Comments due: January 3, 2011
Comments received
are available
for this notice.
|
|
34-63105 |
Oct. 14, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Create a Listing Market on the Exchange
|
|
34-62818 |
Sep. 1, 2010 |
Notice of Filing of Proposed Rule Change to Create a Listing Market on the Exchange
Comments due: September 29, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-BX-2010-058 |
|
34-62774 |
Aug. 26, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2260 To Reflect Changes to Corresponding FINRA Rule
Comments due: September 23, 2010
|
SR-BX-2010-056 |
|
34-62719 |
Aug. 13, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Establishing Strike Price Intervals for Options on Trust Issued Receipts, including Holding Company Depositary Receipts
Comments due: September 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-055 |
|
34-62708 |
Aug. 12, 2010 |
Notice of Filing of Proposed Rule Change Relating to Extend the Cut-off Time to Submit Contrary Exercise Advices and Make Some Clerical and Conforming Changes
Comments due: September 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-053 |
|
34-62647 |
Aug. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Rules of the Boston Options Exchange Group, LLC to Enable the Listing and Trading of Options on the Sprott Physical Gold Trust
Comments due: August 31, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-052 |
|
34-62615 |
Jul. 30, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: August 30, 2010
|
SR-BX-2010-051 |
|
34-62555 |
Jul. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for Boston Options Exchange to Receive Inbound Routes of Orders from Nasdaq Options Services
Comments due: August 19, 2010
|
SR-BX-2010-050 |
|
34-62553 |
Jul. 22, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Expand the $1 Strike Program on the Boston Options Exchange Facility
Comments due: August 19, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-049 |
|
34-62632 |
Aug. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: August 30, 2010
Comments received
are available
for this notice.
|
SR-BX-2010-048 |
|
34-62528 |
Jul. 19, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: August 13, 2010
|
SR-BX-2010-047 |
|
34-62505 |
Jul. 15, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Establish a Short Term Option Program
Comments due: August 12, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-046 |
|
34-62512 |
Jul. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend a Pilot Program That Allows for No Minimum Size Order Requirement for the Price Improvement Period Process Until July 18, 2011
Comments due: August 13, 2010
|
SR-BX-2010-045 |
|
34-62464 |
Jul. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enable the Listing and Trading on BOX of Options on the ETFS Gold Trust, the ETFS Silver Trust, the ETFS Palladium Trust and the ETFS Platinum Trust
Comments due: August 3, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-044 |
|
34-62884 |
Sep. 10, 2010 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to the Russell 1000® Index and Specified Exchange Traded Products
Additional File Nos.: SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-ISE-2010-66; SR-NASDAQ-2010-079; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NSX-2010-08
|
|
34-62763 |
Aug. 24, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
|
34-62688A |
Aug. 11, 2010 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility [CORRECTED]
Additional File Nos.: SR-BATS-2010-018; SR-CBOE-2010-065; SR-CHX-2010-14; SR-EDGA-2010-05; SR-EDGX-2010-05; SR-FINRA-2010-033; SR-ISE-2010-66; SR-NYSE-2010-49; SR-NYSEAmex-2010-63; SR-NYSEArca-2010-61; SR-NASDAQ-2010-079; SR-NSX-2010-08
|
|
34-62415 |
Jun. 30, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend IM-4120-3
Comments due: July 19, 2010
Additional Materials:
Exhibit 3
Comments received
are available
for this notice.
|
SR-BX-2010-043 |
|
34-62393 |
Jun. 28, 2010 |
Notice of Filing of Proposed Rule Change Relating to Pricing for Direct Circuit Connections
Comments due: July 23, 2010
|
SR-BX-2010-042 |
|
34-62400 |
Jun. 29, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX LLC Agreement
Comments due: July 29, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-041 |
|
34-62366 |
Jun. 23, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: July 21, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-040 |
|
34-62886 |
Sep. 10, 2010 |
Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
|
|
34-62797 |
Aug. 30, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ-2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca-2010-58
|
|
34-62730 |
Aug. 16, 2010 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Clearly Erroneous Transactions
Additional File Nos.: SR-BATS-2010-016; SR-CBOE-2010-056; SR-CHX-2010-13; SR-EDGA-2010-03; SR-EDGX-2010-03; SR-ISE-2010-62; SR-NASDAQ2010-076; SR-NSX-2010-07; SR-NYSE-2010-47; SR-NYSEAmex-2010-60; SR-NYSEArca2010-58
|
|
34-62342 |
Jun. 21, 2010 |
Notice of Filing of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to Amend NASDAQ OMX BX Rule 11890 Governing Clearly Erroneous Executions
Comments due: July 19, 2010
Comments received
are available
for this notice.
|
SR-BX-2010-039 |
|
34-62268 |
Jun. 10, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Halting Trading Whenever Trading in the Underlying Security Has Been Paused by the Primary Listing Market
Comments due: July 8, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-038 |
|
34-62373 |
Jun. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Eliminate Certain Rule Text Which Has Been Made Unnecessary Due to the Decommissioning of the OCC Hub
Comments due: July 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-037 |
|
34-62252 |
Jun. 10, 2010 |
Order Granting Accelerated Approval to Proposed Rule Changes Relating to Trading Pauses Due to Extraordinary Market Volatility
|
|
34-62124 |
May 19, 2010 |
Notice of Filing of a Proposed Rule Change by NASDAQ OMX BX, Inc. to Adopt Rule 4120(a)(11) Concerning Individual Stock Trading Pauses and to Adopt Related IM-4120-3
Comments due: June 3, 2010
Comments received
are available
for this notice.
|
SR-BX-2010-036 |
|
34-62103 |
May 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce the Required Number of Market Makers Appointed in a Particular Class for the Opening of Trading
Comments due: June 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-035 |
|
34-62080 |
May 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: June 9, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-033 |
|
34-62043 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee
Comments due: June 1, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-032 |
|
34-62039 |
May 5, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: June 1, 2010
|
SR-BX-2010-031 |
|
34-61929 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: May 13, 2010
|
SR-BX-2010-030 |
|
34-61931 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: May 13, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-029 |
|
34-61993 |
April 27, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the By-Laws of The NASDAQ OMX Group, Inc.
Comments due: May 25, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-028 |
|
34-61934 |
Apr. 16, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules to Reflect Changes to Corresponding FINRA Rules
Comments due: May 13, 2010
|
SR-BX-2010-027 |
|
34-62258 |
Jun. 10, 2010 |
Order Approving Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
|
|
34-62001 |
Apr. 29, 2010 |
Notice of Filing of Proposed Rule Change to Establish New Fee for TotalView Service Available to Non-Professionals and to Establish an Optional Non-Display Usage Cap for Internal Distributors of TotalView
Comments due: May 27, 2010
|
SR-BX-2010-026 |
|
34-61891 |
Apr. 13, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Chapter V, Section 7 (Customer Orders and Order Flow Providers)
Comments due: May 11, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-025 |
|
34-61811 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Permitting Concurrent Listing of $3.50 and $4 Strikes for Classes in the $0.50 Strike and $1 Strike Program
Comments due: April 28, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-023 |
|
34-61829 |
Apr. 1, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Maker Quoting Obligations
Comments due: April 29, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-022 |
|
34-61805 |
Mar. 31, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Price Improvement Period
Comments due: April 27, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-021 |
|
34-61782 |
Mar. 25, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: April 22, 2010
|
SR-BX-2010-020 |
|
34-61769 |
Mar. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 3121 To Reflect Changes to Corresponding FINRA Rule
Comments due: April 21, 2010
|
SR-BX-2010-017 |
|
34-61577 |
Feb. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Effective Date of the Rule Governing the Exchange's Directed Order Process on the Boston Options Exchange
Comments due: March 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-016 |
|
34-61702 |
Mar. 12, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 9520 Series Regarding Eligibility Procedures for Persons Subject to Certain Disqualifications
Comments due: April 12, 2010
|
SR-BX-2010-015 |
|
34-61579 |
Feb. 24, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify Certain Provisions of the Options Listing Procedures Plan into the Rules of the Boston Options Exchange Facility
Comments due: March 23, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-014 |
|
34-61536 |
Feb. 18, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Routing on the Boston Options Exchange Facility
Comments due: March 18, 2010
|
SR-BX-2010-013 |
|
34-61514 |
Feb. 12, 2010 |
Notice of Filing of and Immediate Effectiveness of Proposed Rule Change To Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: March 17, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-012 |
|
34-62396 |
Jun. 28, 2010 |
Order Approving a Proposed Rule Change to Codify Prices for Co-Location
|
|
34-61487 |
Feb. 3, 2010 |
Notice of Filing of Proposed Rule Change to Codify Prices for Co-Location Services
Comments due: March 3, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-011 |
|
34-61456 |
Feb.1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add 75 Classes to the Penny Pilot Program
Comments due: March 1, 2010
|
SR-BX-2010-010 |
|
34-61452 |
Feb. 1, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Describing the BX Ouch BBO Feed
Comments due: March 1, 2010
|
SR-BX-2010-009 |
|
34-61797 |
Mar. 29, 2010 |
Order Approving Proposed Rule Change, as Modified by Amendments No. 1 and 3 Thereto, Relating to the Directed Order Process on the Boston Options Exchange Facility
|
|
34-61531 |
Feb. 17, 2010 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Directed Order Process on the Boston Options Exchange Facility
Comments due: March 17, 2010
Additional Materials:
Exhibit 5
|
SR-BX-2010-007 |
|
34-61399 |
Jan. 22, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Order Routing Pilot on the Boston Options Exchange Facility
Comments due: February 18, 2010
|
SR-BX-2010-006 |
|
34-61495 |
Feb. 4, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2848, 3330, and 9810 to Reflect Changes to Corresponding FINRA Rules
Comments due: March 12, 2010
|
SR-BX-2010-003 |
|
34-61373 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2810 To Reflect Changes to Corresponding FINRA Rule
Comments due: February 16, 2010
|
SR-BX-2010-002 |
|
34-61389 |
Jan. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 2342 To Reflect Changes to Corresponding FINRA Rule
Comments due: February 17, 2010
|
SR-BX-2010-001 |
|
34-61388 |
Jan. 20, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Registered Representative Fee and Options Regulatory Fee
Comments due: February 17, 2010
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2010.shtml
|
