Nasdaq BX, Inc. Rulemaking Archive: 2022
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Chronological List for 2022
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| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-BX-2022-025 | ||
| 34-96486 | Dec. 13, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address an Erroneous Reference in Equity 4, Rule 4780(e)
Comments due:January 9, 2023 Additional Materials: Exhibit 5 |
| SR-BX-2022-024 | ||
| 34-96422 | Dec. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Short Term Option Series
Comments due: December 28, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-023 | ||
| 34-96396 | Nov. 28, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments due: December 23, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-022 | ||
| 34-96330 | Nov. 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule BX Equity 6, Section 5 to Provide Participants with Additional Optional Settings
Comments due: December 13, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-021 | ||
| 34-96212 | Nov. 2, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-related Fees at Equity 7, Section 115 and Equity 7, Section 130
Comments due: November 29, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-020 | ||
| 34-96156 | Oct. 25, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4757 to Enhance the Anti-Internalization Functionality Available on the Exchange
Comments due: November 21, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-019 | ||
| 34-96125 | Oct. 21, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e)
Comments due: November 17, 2022 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-BX-2022-017 | ||
| 34-95896 | Sep. 23, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rules
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-016 | ||
| 34-95721 | Sep. 9, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Port-related Fees, at Equity 7, Section 115, and Options 7, Section 3
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-015 | ||
| 34-95695 | Sep. 7, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4120, 4702 and 4703
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-014 | ||
| 34-95676 | Sep. 6, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the BX Retail Price Improvement Program
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-011 | ||
| 34-95332 | Jul. 20, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot to October 20, 2022
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-010 | ||
| 34-95240 | Jul. 11, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Credits in Equity 7, Section 118(e)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| Second Quarter | ||
| SR-BX-2022-009 | ||
| 34-94936 | May 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-006 | ||
| 34-94776 | Apr. 21, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-008 | ||
| 34-94761 | Apr. 20, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-007 | ||
| 34-94711 | Apr. 13, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-BX-2022-004 | ||
| 34-94446 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes under Options 3, Section 20 across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-005 | ||
| 34-94434 | Mar. 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-003 | ||
| 34-94123 | Feb. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-002 | ||
| 34-94037 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022 |
| SR-BX-2022-001 | ||
| 34-93989 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Pricing Schedule at Options 7, Section 2
Comments due: February 14, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2021-054 | ||
| 34-93896 | Jan. 4, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt An Add Liquidity Order and Post-Only Quote Configuration functionality
Comments due: January 31, 2022 Additional Materials: Exhibit 5 |
File Number List for 2022
| Release No. | Date | Details |
|---|---|---|
| SR-BX-2022-025 | ||
| 34-96486 | Dec. 13, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Address an Erroneous Reference in Equity 4, Rule 4780(e)
Comments due:January 9, 2023 Additional Materials: Exhibit 5 |
| SR-BX-2022-024 | ||
| 34-96422 | Dec. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Definition of Short Term Option Series
Comments due: December 28, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-023 | ||
| 34-96396 | Nov. 28, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend FINRA Fees
Comments due: December 23, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-022 | ||
| 34-96330 | Nov. 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule BX Equity 6, Section 5 to Provide Participants with Additional Optional Settings
Comments due: December 13, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-021 | ||
| 34-96212 | Nov. 2, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Waive Certain Port-related Fees at Equity 7, Section 115 and Equity 7, Section 130
Comments due: November 29, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-020 | ||
| 34-96156 | Oct. 25, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4757 to Enhance the Anti-Internalization Functionality Available on the Exchange
Comments due: November 21, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-019 | ||
| 34-96125 | Oct. 21, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Fees and Credits at Equity 7, Section 118(e)
Comments due: November 17, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-017 | ||
| 34-95896 | Sep. 23, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rules
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-016 | ||
| 34-95721 | Sep. 9, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Port-related Fees, at Equity 7, Section 115, and Options 7, Section 3
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-015 | ||
| 34-95695 | Sep. 7, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rules 4120, 4702 and 4703
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-014 | ||
| 34-95676 | Sep. 6, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Enhance the BX Retail Price Improvement Program
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-011 | ||
| 34-95332 | Jul. 20, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot to October 20, 2022
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-010 | ||
| 34-95240 | Jul. 11, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Transaction Credits in Equity 7, Section 118(e)
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-009 | ||
| 34-94936 | May 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Nasdaq Amended and Restated Certificate of Incorporation
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-BX-2022-008 | ||
| 34-94761 | Apr. 20, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Clearly Erroneous Pilot Until July 20, 2022
Comments due: May 17, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-007 | ||
| 34-94711 | Apr. 13, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make the Market Wide Circuit Breaker Pilot a Permanent Program
Comments due: May 10, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-006 | ||
| 34-94776 | Apr. 21, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 4, Rule 4756(a)(3), in Light of Planned Changes to the System as well as to Address Existing Issues
Comments due: May 18, 2022 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-BX-2022-005 | ||
| 34-94434 | Mar. 16, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Market-Wide Circuit Breaker Pilot to April 18, 2022
Comments due: April 12, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-004 | ||
| 34-94446 | Mar. 17, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Various Processes under Options 3, Section 20 across the Affiliated Nasdaq Options Exchanges
Comments due: April 13, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-003 | ||
| 34-94123 | Feb. 1, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Obvious Error Rule
Comments due: February 28, 2022 Additional Materials: Exhibit 5 |
| SR-BX-2022-002 | ||
| 34-94037 | Jan. 24, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend References to FINRA Continuing Education Fees
Comments due: February 18, 2022 |
| SR-BX-2022-001 | ||
| 34-93989 | Jan. 18, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Pricing Schedule at Options 7, Section 2
Comments due: February 14, 2022 Additional Materials: Exhibit 5 |