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NASDAQ OMX BX, Inc. Rulemaking Archives: 2011
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
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Second Quarter |
First Quarter
BX File Number List for 2011
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| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BX-2011-088 |
|
34-66074 |
Dec. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive BX Port Pair Fees for Certain Newly-Added Routable Port Pairs
Comments due: January 27, 2012
|
SR-BX-2011-068 |
|
34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:
Order: Rel. No. 34-67090;
Notice: Rel. No. 34-65770;
Notice: Rel. No. 34-66680; and
Notice: Rel. No. 34-65428
Comments received
are available
for this proposal.
|
SR-BX-2011-081 |
|
34-66015 |
Dec. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due: January 17, 2012
Additional Materials:
Exhibit 5
|
SR-BX-2011-073 |
|
34-66012 |
Dec. 20, 2011 |
Order Approving a Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
See also:
Notice: Rel. No. 34-65687
|
SR-BX-2011-085 |
|
34-65989 |
Dec. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule With Respect to the Delisting of the Russell 2000 Index Options (RUT)
Comments due: January 12, 2012
Additional Materials:
Exhibit 5
|
SR-BX-2011-084 |
|
34-65987 |
Dec. 16, 2011 |
Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Reduce the PIP From One Second to 100 Milliseconds
Comments due: January 12, 2012
See also:
Order: Rel. No. 34-66306
|
SR-BX-2011-083 |
|
34-65966 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 11, 2012
Additional Materials:
Exhibit 5
|
SR-BX-2011-082 |
|
34-65912 |
Dec. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing For BX Members Using the NASDAQ OMX BX Equities System
Comments due: January 4, 2011
|
SR-BX-2011-078 |
|
34-65876 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX
Comments due: December 29, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-080 |
|
34-65867 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due: December 29, 2011
|
SR-BX-2011-071 |
|
34-65840 |
Nov. 28, 2011 |
Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
See also:
Notice: Rel. No. 34-65603
|
SR-BX-2011-079 |
|
34-65815 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude All Rights and Warrants from the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility
Comments due: December 21, 2011
|
SR-BX-2011-076 |
|
34-65780 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Perform a Test of Routing Functionality
Comments due: December 14, 2011
|
SR-BX-2011-075 |
|
34-65773 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Expand the Short Term Option Series Program
Comments due: December 14, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-074 |
|
34-65769 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
Comments due: December 14, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-068 |
|
34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
See also:
Order: Rel. No. 34-67090;
Order: Rel. No. 34-66065;
Notice: Rel. No. 34-66680; and
Notice: Rel. No. 34-65428
Comments received
are available
for this proposal.
|
SR-BX-2011-077 |
|
34-65763 |
Nov. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Good-till-Cancelled and Discretionary Orders
Comments due: December 13, 2011
|
SR-BX-2011-073 |
|
34-65687 |
Nov. 4, 2011 |
Notice of Filing of Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
Comments due: December 1, 2011
Additional Materials:
Exhibit 5
See also:
Notice: Rel. No. 34-66012
|
SR-BX-2011-072 |
|
34-65642 |
Oct. 27, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Trading Rules to Retire the Additional Expiration Months Pilot Program and to Harmonize the Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: November 23, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-071 |
|
34-65603 |
Oct. 21, 2011 |
Notice of Filing of Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
Comments due: November 18, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-65840
|
SR-BX-2011-046 |
|
34-65592 |
Oct. 19, 2011 |
Order Denying NASDAQ OMX BX, Inc.'s Petition for Review of Division of Trading and Markets Suspension of and Institution of Proceedings by Delegated Authority of SR-BX-2011-046; Lifting the Automatic Stay; and Notice of Designation of a Longer Comment Period for the Proceedings
See also:
Suspension/Order: Rel. No. 34-65330;
Notice: Rel. No. 34-64981;
Notice/Order: Rel. No. 34-66278
|
SR-BX-2011-070 |
|
34-65538 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Box Fee Schedule
Comments due: November 8, 2011
|
SR-BX-2011-069 |
|
34-65535 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Minimum Quantity Order
Comments due: November 8, 2011
|
SR-BX-2011-066 |
|
34-65514 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due: November 4, 2011
|
SR-BX-2011-048 |
|
34-65470 |
Oct. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on the NASDAQ OMX BX Equities Market
Comments due: October 28, 2011
|
| Third Quarter |
SR-BX-2011-067 |
|
34-65447 |
Sep. 30, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Optional Functionality for a BOX Options Participant to Prevent its Market Maker or Proprietary Broker-Dealer Orders Entered in BOX from Trading with Quotes/Orders Originating from the Same BOX Participant And Were Resting On the BOX Book
Comments due: October 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-068 |
|
34-65428 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change to Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Comments received
are available
for this notice.
See also:
Order: Rel. No. 34-67090;
Notice: Rel. No. 34-66680;
Order: Rel. No. 34-66065; and
Notice: Rel. No. 34-65770
|
SR-BX-2011-034 |
|
34-65387 |
Sep. 23, 2011 |
Order Approving Proposed Rule Change Amending Chapter V, Section 31 of the Rules of the Boston Options Exchange Group, LLC to Establish Facilitation and Solicitation Auction Mechanisms
See also:
Notice: Rel. No. 34-64734
|
SR-BX-2011-064 |
|
34-65337 |
Sep. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due: October 11, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-046 |
|
34-65330 |
Sep. 13, 2011 |
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX Price Improvement Period
Comments due: November 17, 2011
Rebuttal comments due: December 14, 2011
See also:
|
SR-BX-2011-063 |
|
34-65293 |
Sep. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: October 5, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-060 |
|
34-65251 |
Sep. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clarifying Amendment to Direct Connectivity Services
Comments due: September 30, 2011
|
SR-BX-2011-059 |
|
34-65226 |
Aug. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of the BX Ouch BBO Feed to the BX MatchView Feed and to Modify its Contents
Comments due: September 28, 2011
|
SR-BX-2011-045 |
|
34-65199 |
Aug. 25, 2011 |
Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX to Accept Inbound Routes by NOS
See also:
Notice: Rel. No. 34-64896
|
SR-BX-2011-058 |
|
34-65177 |
Aug. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due: September 16, 2011
|
SR-BX-2011-057 |
|
34-65175 |
Aug. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish and Adopt Fees for the new BX Pre-Trade Risk Management Service
Comments due: September 16, 2011
|
SR-BX-2011-056 |
|
34-65105 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process
Comments due: September 7, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-055 |
|
34-65093 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks
|
SR-BX-2011-054 |
|
34-65059 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
|
SR-BX-2011-053 |
|
34-65056 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Limited Category of Principal Registration for Proprietary Traders
|
SR-BX-2011-052 |
|
34-65039 |
Aug. 5, 2011 |
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)
Comments due: September 1, 2011
|
SR-BX-2011-051 |
|
34-65042 |
Aug. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination
Comments due: September 1, 2011
|
SR-BX-2011-049 |
|
34-65036 |
Aug. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Definition of “Professional” And Require That Professional Orders Be Appropriately Marked by BOX Options Participants
Comments due: August 31, 2011
|
SR-BX-2011-050 |
|
34-65001 |
Aug. 1, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Chapter VI, Section 15 (Automatic Quote Cancellation) of the BOX Trading Rules
Comments due: August 26, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-046 |
|
34-64981 |
Jul. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee
Comments due: August 24, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-65592;
Suspension/Order: Rel. No. 34-65330;
Notice/Order: Rel. No. 34-66278
Comments received
are available
for this notice.
|
SR-BX-2011-044 |
|
34-64977 |
Jul. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position Limit for Options on the SPDR®
Comments due: August 23, 2011
|
SR-BX-2011-036 |
|
34-64940 |
Jul. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Application and Annual Fees for the BX Venture Market
Comments due: August 17, 2011
|
SR-BX-2011-047 |
|
34-64933 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renumber Rule 5230
Comments due: August 16, 2011
|
SR-BX-2011-045 |
|
34-64896 |
Jul. 15, 2011 |
Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit BOX to Accept Inbound Routes by NOS
Comments due: August 11, 2011
See also:
Order: Rel. No. 34-65199
|
SR-BX-2011-046 |
|
34-66278 |
Jan. 30, 2012 |
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX PIP
Comments due: February 24, 2012
|
SR-BX-2011-042 |
|
34-64886 |
Jul. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7027 of the NASDAQ OMX BX Pricing Schedule
Comments due: August 10, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-043 |
|
34-64840 |
Jul. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 to Extend the Waiver of Certain Co-Location Installation Fees For An Additional Month
Comments due: August 4, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-038 |
|
34-64802 |
Jul. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Co-Location Fee Schedule to Establish Fees for Access to Market Data Feeds from the Toronto Stock Exchange and the TSX Venture Exchange
Comments due:August 1, 2011
Additional Materials:
Exhibit 5
|
| Second Quarter |
SR-BX-2011-041 |
|
34-64779 |
Jun. 30, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period (PIP) Process Until July 18, 2012
Comments due: July 28, 2011
|
SR-BX-2011-040 |
|
34-64768 |
Jun. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due: July 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-037 |
|
34-64755 |
Jun. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule change to Amend Rule 7034 Regarding Co-Location Fees For Additional Power and Cable Options
Comments due: July 22, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-025 |
|
34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
See also:
Notice: Rel. No. 34-64427
|
SR-BX-2011-034 |
|
34-64734 |
Jun. 23, 2011 |
Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Establish Facilitation and Solicitation Auction Mechanisms
Comments due: July 20, 2011
Additional Materials:
Exhibit 5
See also:
Order: Rel. No. 34-65387
|
SR-BX-2011-030 |
|
34-64636 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: July 5, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-032 |
|
34-64631 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 Regarding Certain Co-Location Installation Fees
Comments due: July 5, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-033 |
|
34-64615 |
Jun. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Functionality of the Post-Only Order
Comments due: July 5, 2011
|
SR-BX-2011-031 |
|
34-64583 |
Jun. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of BOX
Comments due: June 28, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-028 |
|
34-64577 |
Jun. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Correction of an Inadvertent Error in Exchange Rule 7019(c)
Comments due: June 28, 2011
|
SR-BX-2011-029 |
|
34-64570 |
May 31, 2011 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX BX to Permit the Exchange to List Series With Additional Expiration Months if Such Series Are Listed on Another Exchange
Comments due: June 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-027 |
|
34-64530 |
May 20, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due: June 16, 2011
|
SR-BX-2011-026 |
|
34-64484 |
May 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 3011 to Reflect Changes to a Corresponding FINRA Rule
Comments due: June 8, 2011
|
SR-BX-2011-024 |
|
34-64457 |
May 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Collection of the Covered Sales Fee
Comments due: June 6, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-023 |
|
34-64439 |
May 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Non Co-Location Services
Comments due: June 6, 2011
|
SR-BX-2010-059 |
|
34-64437 |
May 6, 2011 |
Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto and Notice of Filing and Order Granting Accelerated Approval to Amendment No. 2 Thereto to Create a Listing Market on the Exchange
Comments due: June 2, 2011
See also:
Notice: Rel. No. 34-64028;
Notice: Rel. No. 34-63597;
Order: Rel. No. 34-63448;
Notice: Rel. No. 34-63105;
Notice: Rel. No. 34-62818
|
SR-BX-2011-025 |
|
34-64427 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change to Amend IM-4120-3 to Include Additional Securities in the Pilot by which Such Rule Operates and Amend Rule 4613(a) to Simplify Certain Aspects of the Text while also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Price Move Percentages that Trigger a Circuit Breaker Pilot Pause
Comments due: June 2, 2011
See also:
Order: Rel. No. 34-64735
|
SR-BX-2011-022 |
|
34-64345 |
Apr. 27, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
Comments due: May 24, 2011
|
SR-BX-2011-021 |
|
34-64261 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2360, 2361, 2370, and 6951 To Reflect Changes to Corresponding FINRA Rules
Comments due: May 4, 2011
|
SR-BX-2011-019 |
|
34-64240 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: May 4, 2011
|
SR-BX-2011-020 |
|
34-64198 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: May 3, 2011
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-BX-2011-018 |
|
34-64176 |
Apr. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due: April 29, 2011
|
| First Quarter |
SR-BX-2011-017 |
|
34-64161 |
Mar. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Rules to Expand the $2.50 Strike Price Program
Comments due: April 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-015 |
|
34-64120 |
Mar. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XI of the BOX Trading Rules to Harmonize them with Rules of the Financial Industry Regulatory Authority, Inc. and Other Options Exchanges
Comments due: April 20, 2011
|
SR-BX-2011-016 |
|
34-64105 |
Mar. 22, 2011 |
Notice of Filing and Immediate Effectiveness Relating to Changing the Starting Time
Comments due: April 15, 2011
|
SR-BX-2010-079 |
|
34-64097 |
Mar. 18, 2011 |
Order Approving Proposed Rule Change to Amend Chapter IV of the BOX Rules to Allow Executing Participants to Provide BOX a List of the Order Flow Providers for which the Executing Participants will provide Directed Order Services
See also:
Notice: Rel. No. 34-63539
|
SR-BX-2011-007 |
|
34-64090 |
Mar. 17, 2011 |
Order Approving a Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
See also:
Notice: Rel. No. 34-63859
|
SR-BX-2011-013 |
|
34-64059 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due: April 4, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2010-059 |
|
34-64028 |
Mar. 3, 2011 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to Create a Listing Market on the Exchange
See also:
Order/Notice: Rel. No. 34-64437;
Notice: Rel. No. 34-63597;
Order: Rel. No. 34-63448;
Notice: Rel. No. 34-63105;
Notice: Rel. No. 34-62818
|
SR-BX-2011-011 |
|
34-64024 |
Mar. 3, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Section 16 (Proxy Voting) to Chapter III of the BOX Trading Rules Concerning Broker Voting
Comments due: March 30, 2011
|
SR-BX-2011-012 |
|
34-64023 |
Mar. 3, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Prohibit Members from Voting Uninstructed Shares on Certain Matters
Comments due: March 30, 2011
|
SR-BX-2011-014 |
|
34-64009 |
Mar. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Expand the Short Term Option Series Program
Comments due: March 29, 2011
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-BX-2011-010 |
|
34-63975 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 4763 Regarding Short Sales
Comments due: March 25, 2011
|
SR-BX-2011-008 |
|
34-63907 |
Feb. 14, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish and Adopt Fees for the new Short Sale Monitor Service and BX Data Add-On
Comments due: March 11, 2011
Comments received
are available
for this notice.
|
SR-BX-2011-007 |
|
34-63859 |
Feb. 7, 2011 |
Notice of Filing of Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
Comments due: March 7, 2011
See also:
Order: Rel. No. 34-64090
|
SR-BX-2011-04 |
|
34-63786 |
Jan. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.: SR-NASDAQ-2011-013, SR-PHLX-2011-08
Comments due: February 24, 2011
|
SR-BX-2011-006 |
|
34-63774 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of $1 Strike Prices on the Boston Options Exchange Facility
Comments due: February 22, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-003 |
|
34-63769 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: February 22, 2011
|
SR-BX-2010-083 |
|
34-63731 |
Jan. 19, 2011 |
Order Approving a Proposed Rule Change Relating to the Price Improvement Period to Permit an Initiating Participant to Designate a PIP Surrender Quantity
See also:
Notice: Rel. No. 34-63416
|
SR-BX-2011-001 |
|
34-63694 |
Jan. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules Regarding Voluntary Withdrawal From Trading Options Classes in Which They Are Appointed
Comments due: February 8, 2011
|
SR-BX-2011-002 |
|
34-63687 |
Jan. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program on the Boston Options Exchange Facility
Comments due: February 4, 2011
Additional Materials:
Exhibit 5
|
| BX File Number List for 2011 |
| Release No. |
Date |
Details |
SR-BX-2011-088 |
|
34-66074 |
Dec. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Waive BX Port Pair Fees for Certain Newly-Added Routable Port Pairs
Comments due: January 27, 2012
|
SR-BX-2011-086 |
|
34-66093 |
Jan. 4, 2012 |
Notice of Filing and Immediate Effectiveness of a Proposal to Amend the Definition of Theoretical Price
Comments due: January 31, 2012
Additional Materials:
Exhibit 5
|
SR-BX-2011-085 |
|
34-65989 |
Dec. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule With Respect to the Delisting of the Russell 2000 Index Options (RUT)
Comments due: January 12, 2012
Additional Materials:
Exhibit 5
|
SR-BX-2011-084 |
|
34-66306 |
Feb. 2, 2012 |
Order Granting Approval of Proposed Rule Change to Reduce the Duration of the Price Improvement Period ("PIP") From One Second to One Hundred Milliseconds
|
|
34-65987 |
Dec. 16, 2011 |
Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Reduce the PIP From One Second to 100 Milliseconds
Comments due: January 12, 2012
|
SR-BX-2011-083 |
|
34-65966 |
Dec. 15, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program
Comments due: January 11, 2012
Additional Materials:
Exhibit 5
|
SR-BX-2011-082 |
|
34-65912 |
Dec. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Pricing For BX Members Using the NASDAQ OMX BX Equities System
Comments due: January 4, 2011
|
SR-BX-2011-081 |
|
34-66015 |
Dec. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due: January 17, 2012
Additional Materials:
Exhibit 5
|
SR-BX-2011-080 |
|
34-65867 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Its Optional Anti-Internalization Functionality
Comments due: December 29, 2011
|
SR-BX-2011-079 |
|
34-65815 |
Nov. 23, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Exclude All Rights and Warrants from the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility
Comments due: December 21, 2011
|
SR-BX-2011-078 |
|
34-65876 |
Dec. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees for BX
Comments due: December 29, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-077 |
|
34-65763 |
Nov. 16, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add Good-till-Cancelled and Discretionary Orders
Comments due: December 13, 2011
|
SR-BX-2011-076 |
|
34-65780 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Perform a Test of Routing Functionality
Comments due: December 14, 2011
|
SR-BX-2011-075 |
|
34-65773 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Rules to Expand the Short Term Option Series Program
Comments due: December 14, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-074 |
|
34-65769 |
Nov. 17, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Simplify the $1 Strike Price Interval Program
Comments due: December 14, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-073 |
|
34-66012 |
Dec. 20, 2011 |
Order Approving a Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
See also:
Notice: Rel. No. 34-65687
|
|
34-65687 |
Nov. 4, 2011 |
Notice of Filing of Proposed Rule Change to Modify Rule 7034 Regarding Low Latency Network Connections
Comments due: December 1, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-072 |
|
34-65642 |
Oct. 27, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the BOX Trading Rules to Retire the Additional Expiration Months Pilot Program and to Harmonize the Rules Regarding Listing Expirations with the Existing Rules of Other Exchanges
Comments due: November 23, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-071 |
|
34-65840 |
Nov. 28, 2011 |
Order Approving Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
|
|
34-65603 |
Oct. 21, 2011 |
Notice of Filing of Proposed Rule Change with Respect to an Amendment to the By-Laws of The NASDAQ OMX Group, Inc.
Comments due: November 18, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-070 |
|
34-65538 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Box Fee Schedule
Comments due: November 8, 2011
|
SR-BX-2011-069 |
|
34-65535 |
Oct. 12, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Minimum Quantity Order
Comments due: November 8, 2011
|
SR-BX-2011-068 |
|
34-67090 |
May 31, 2012 |
Notice of Filing of Amendments No. 1 and Order Granting Accelerated Approval of Proposed Rule Changes as Modified by Amendments No. 1, Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments due: June 27, 2012
|
|
34-66680 |
Mar. 29, 2012 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
|
34-66065 |
Dec. 28, 2011 |
Order Instituting Proceedings to Determine Whether to Disapprove Proposed Rule Changes Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
Comments received
are available
for this notice.
|
|
34-65770 |
Nov. 17, 2011 |
Notice of Designation Of a Longer Period for Commission Action on Proposed Rules Relating to Trading Halts Due to Extraordinary Market Volatility
Additional File Nos.: SR-BATS-2011-038, SR-BYX-2011-025, SR-CBOE-2011-087, SR-C2-2011-024, SR-CHX-2011-30, SR-EDGA-2011-31, SR-EDGX-2011-30, SR-FINRA-2011-054, SR-ISE-2011-61, SR-NASDAQ-2011-131, SR-NSX-2011-11, SR-NYSE-2011-48, SR-NYSEAmex-2011-73, SR-NYSEArca-2011-68, SR-Phlx-2011-129
|
|
34-65428 |
Sep. 28, 2011 |
Notice of Filing of Proposed Rule Change to Revise the Methodology for Determining When to Halt Trading Due to Extraordinary Market Volatility
Comments due: October 25, 2011
Comments received
are available
for this proposal.
|
SR-BX-2011-067 |
|
34-65447 |
Sep. 30, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Optional Functionality for a BOX Options Participant to Prevent its Market Maker or Proprietary Broker-Dealer Orders Entered in BOX from Trading with Quotes/Orders Originating from the Same BOX Participant And Were Resting On the BOX Book
Comments due: October 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-066 |
|
34-65514 |
Oct. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Inbound Routing from an Affiliated Exchange
Comments due: November 4, 2011
|
SR-BX-2011-064 |
|
34-65337 |
Sep. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due: October 11, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-063 |
|
34-65293 |
Sep. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Fee Schedule
Comments due: October 5, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-060 |
|
34-65251 |
Sep. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding a Clarifying Amendment to Direct Connectivity Services
Comments due: September 30, 2011
|
SR-BX-2011-059 |
|
34-65226 |
Aug. 30, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Change the Name of the BX Ouch BBO Feed to the BX MatchView Feed and to Modify its Contents
Comments due: September 28, 2011
|
SR-BX-2011-058 |
|
34-65177 |
Aug. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due: September 16, 2011
|
SR-BX-2011-057 |
|
34-65175 |
Aug. 19, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish and Adopt Fees for the new BX Pre-Trade Risk Management Service
Comments due: September 16, 2011
|
SR-BX-2011-056 |
|
34-65105 |
Aug. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Clearly Erroneous Rule in Light of Changes to the Single Stock Trading Pause Process
Comments due: September 7, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-055 |
|
34-65093 |
Aug. 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for NMS Stocks
|
SR-BX-2011-054 |
|
34-65059 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: September 6, 2011
|
SR-BX-2011-053 |
|
34-65056 |
Aug. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Limited Category of Principal Registration for Proprietary Traders
Comments due: September 2, 2011
|
SR-BX-2011-052 |
|
34-65039 |
Aug. 5, 2011 |
Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Traders Qualification Examination (“Series 56”)
Comments due: September 1, 2011
|
SR-BX-2011-051 |
|
34-65042 |
Aug. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proprietary Trader Examination
Comments due: September 1, 2011
|
SR-BX-2011-050 |
|
34-65001 |
Aug. 1, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposal to Amend Chapter VI, Section 15 (Automatic Quote Cancellation) of the BOX Trading Rules
Comments due: August 26, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-049 |
|
34-65036 |
Aug. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Definition of “Professional” And Require That Professional Orders Be Appropriately Marked by BOX Options Participants
Comments due: August 31, 2011
|
SR-BX-2011-048 |
|
34-65470 |
Oct. 3, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Functionality on the NASDAQ OMX BX Equities Market
Comments due: October 28, 2011
|
SR-BX-2011-047 |
|
34-64933 |
Jul. 20, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Renumber Rule 5230
Comments due: August 16, 2011
|
SR-BX-2011-046 |
|
34-66278 |
Jan. 30, 2012 |
Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of Proposed Rule Change as Modified by Amendment No. 1, to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX PIP
Comments due: February 24, 2012
|
|
34-65592 |
Oct. 19, 2011 |
Order Denying NASDAQ OMX BX, Inc.'s Petition for Review of Division of Trading and Markets Suspension of and Institution of Proceedings by Delegated Authority of SR-BX-2011-046; Lifting the Automatic Stay; and Notice of Designation of a Longer Comment Period for the Proceedings
|
|
34-65330 |
Sep. 13, 2011 |
Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule with Respect to Credits and Fees for Transactions in the BOX Price Improvement Period
Comments due: November 17, 2011
Rebuttal comments due: December 14, 2011
See also:
|
|
34-64981 |
Jul. 28, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee
Comments due: August 24, 2011
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-BX-2011-045 |
|
34-65199 |
Aug. 25, 2011 |
Order Approving a Proposed Rule Change Requesting Permanent Approval of the Pilot Program Permitting BOX to Accept Inbound Routes by NOS
|
|
34-64896 |
Jul. 15, 2011 |
Notice of Filing of Proposed Rule Change Requesting Permanent Approval of Pilot Program to Permit BOX to Accept Inbound Routes by NOS
Comments due: August 11, 2011
|
SR-BX-2011-044 |
|
34-64977 |
Jul. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Position Limit for Options on the SPDR®
Comments due: August 23, 2011
|
SR-BX-2011-043 |
|
34-64840 |
Jul. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 to Extend the Waiver of Certain Co-Location Installation Fees For An Additional Month
Comments due: August 4, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-042 |
|
34-64886 |
Jul. 14, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7027 of the NASDAQ OMX BX Pricing Schedule
Comments due: August 10, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-041 |
|
34-64779 |
Jun. 30, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposal to Extend a Pilot Program that Permits BOX to Have No Minimum Size Requirement for Orders Entered into the Price Improvement Period (PIP) Process Until July 18, 2012
Comments due: July 28, 2011
|
SR-BX-2011-040 |
|
34-64768 |
Jun. 29, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Fee Schedule
Comments due: July 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-038 |
|
34-64802 |
Jul. 5, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify its Co-Location Fee Schedule to Establish Fees for Access to Market Data Feeds from the Toronto Stock Exchange and the TSX Venture Exchange
Comments due:August 1, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-037 |
|
34-64755 |
Jun. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule change to Amend Rule 7034 Regarding Co-Location Fees For Additional Power and Cable Options
Comments due: July 22, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-036 |
|
34-64940 |
Jul. 21, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase the Application and Annual Fees for the BX Venture Market
Comments due: August 17, 2011
|
SR-BX-2011-034 |
|
34-65387 |
Sep. 23, 2011 |
Order Approving Proposed Rule Change Amending Chapter V, Section 31 of the Rules of the Boston Options Exchange Group, LLC to Establish Facilitation and Solicitation Auction Mechanisms
|
|
34-64734 |
Jun. 23, 2011 |
Notice of Filing of Proposed Rule Change Relating to Amending the BOX Trading Rules to Establish Facilitation and Solicitation Auction Mechanisms
Comments due: July 20, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-033 |
|
34-64615 |
Jun. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Functionality of the Post-Only Order
Comments due: July 5, 2011
|
SR-BX-2011-032 |
|
34-64631 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7034 Regarding Certain Co-Location Installation Fees
Comments due: July 5, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-031 |
|
34-64583 |
Jun. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of BOX
Comments due: June 28, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-030 |
|
34-64636 |
Jun. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Members Using the NASDAQ OMX BX Equities System
Comments due: July 5, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-029 |
|
34-64570 |
May 31, 2011 |
Notice of Filing of Proposed Rule Change by NASDAQ OMX BX to Permit the Exchange to List Series With Additional Expiration Months if Such Series Are Listed on Another Exchange
Comments due: June 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-028 |
|
34-64577 |
Jun. 1, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Correction of an Inadvertent Error in Exchange Rule 7019(c)
Comments due: June 28, 2011
|
SR-BX-2011-027 |
|
34-64530 |
May 20, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period for BOX to Receive Inbound Routes of Orders from NOS
Comments due: June 16, 2011
|
SR-BX-2011-026 |
|
34-64484 |
May 13, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Rule 3011 to Reflect Changes to a Corresponding FINRA Rule
Comments due: June 8, 2011
|
SR-BX-2011-025 |
|
34-64735 |
Jun. 23, 2011 |
Order Approving Proposed Rule Changes Relating to Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to all NMS stocks
Additional File Nos.: SR-BATS-2011-016, SR-BYX-2011-011, SR-CBOE-2011-049, SR-CHX-2011-09, SR-EDGA-2011-15, SR-EDGX-2011-14, SR-FINRA-2011-023, SR-ISE-2011-028, SR-NASDAQ-2011-067, SR-NYSE-2011-21, SR-NYSEAmex-2011-32, SR-NYSEArca-2011-26, SR-NSX-2011-06, SR-Phlx-2011-64
|
|
34-64427 |
May 6, 2011 |
Notice of Filing of Proposed Rule Change to Amend IM-4120-3 to Include Additional Securities in the Pilot by which Such Rule Operates and Amend Rule 4613(a) to Simplify Certain Aspects of the Text while also Conforming Certain of the Percentages Thereunder to the Proposed Changes to Price Move Percentages that Trigger a Circuit Breaker Pilot Pause
Comments due: June 2, 2011
|
SR-BX-2011-024 |
|
34-64457 |
May 10, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Codify the Collection of the Covered Sales Fee
Comments due: June 6, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-023 |
|
34-64439 |
May 9, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Non Co-Location Services
Comments due: June 6, 2011
|
SR-BX-2011-022 |
|
34-64345 |
Apr. 27, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change relating to Amendments to the NASDAQ OMX Group, Inc.'s By-Laws
Comments due: May 24, 2011
|
SR-BX-2011-021 |
|
34-64261 |
Apr. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 2360, 2361, 2370, and 6951 To Reflect Changes to Corresponding FINRA Rules
Comments due: May 4, 2011
|
SR-BX-2011-020 |
|
34-64198 |
Apr. 6, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the Fee Schedule of the Boston Options Exchange Facility
Comments due: May 3, 2011
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-BX-2011-019 |
|
34-64240 |
Apr. 7, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of Amendments to the Clearly Erroneous Rule
Comments due: May 4, 2011
|
SR-BX-2011-018 |
|
34-64176 |
Apr. 4, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period of the Trading Pause for Individual Stocks Contained in the Standard & Poor's 500 Index, Russell 1000 Index, and Specified Exchange Traded Products that Experience a Price Change of 10% or More During a Five-Minute Period
Comments due: April 27, 2011
|
SR-BX-2011-017 |
|
34-64161 |
Mar. 31, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. to Amend the BOX Rules to Expand the $2.50 Strike Price Program
Comments due: April 27, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-016 |
|
34-64105 |
Mar. 22, 2011 |
Notice of Filing and Immediate Effectiveness Relating to Changing the Starting Time
Comments due: April 15, 2011
|
SR-BX-2011-015 |
|
34-64120 |
Mar. 24, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter XI of the BOX Trading Rules to Harmonize them with Rules of the Financial Industry Regulatory Authority, Inc. and Other Options Exchanges
Comments due: April 20, 2011
|
SR-BX-2011-014 |
|
34-64009 |
Mar. 2, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules to Expand the Short Term Option Series Program
Comments due: March 29, 2011
Additional Materials:
Exhibit 5
Comments received
are available
for this notice.
|
SR-BX-2011-013 |
|
34-64059 |
Mar. 8, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Fees for Co-Location Services
Comments due: April 4, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-012 |
|
34-64023 |
Mar. 3, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Prohibit Members from Voting Uninstructed Shares on Certain Matters
Comments due: March 30, 2011
|
SR-BX-2011-011 |
|
34-64024 |
Mar. 3, 2011 |
Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Adopt Section 16 (Proxy Voting) to Chapter III of the BOX Trading Rules Concerning Broker Voting
Comments due: March 30, 2011
|
SR-BX-2011-010 |
|
34-63975 |
Feb. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt New Rule 4763 Regarding Short Sales
Comments due: March 25, 2011
|
SR-BX-2011-008 |
|
34-63907 |
Feb. 14, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish and Adopt Fees for the new Short Sale Monitor Service and BX Data Add-On
Comments due: March 11, 2011
Comments received
are available
for this notice.
|
SR-BX-2011-007 |
|
34-64090 |
Mar. 17, 2011 |
Order Approving a Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
|
|
34-63859 |
Feb. 7, 2011 |
Notice of Filing of Proposed Rule Change Relating to Permanent Approval of the BX and NES Inbound Routing Relationship
Comments due: March 7, 2011
|
SR-BX-2011-006 |
|
34-63774 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing of $1 Strike Prices on the Boston Options Exchange Facility
Comments due: February 22, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-04 |
|
34-63786 |
Jan. 27, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Changes Relating to a Stockholders' Agreement between The NASDAQ OMX Group, Inc. and Investor AB
Additional File Nos.: SR-NASDAQ-2011-013, SR-PHLX-2011-08
Comments due: February 24, 2011
|
SR-BX-2011-003 |
|
34-63769 |
Jan. 25, 2011 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Extending the Pilot Period to Receive Inbound Routes of Orders from Nasdaq Execution Services
Comments due: February 22, 2011
|
SR-BX-2011-002 |
|
34-63687 |
Jan. 11, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish a $5 Strike Price Program on the Boston Options Exchange Facility
Comments due: February 4, 2011
Additional Materials:
Exhibit 5
|
SR-BX-2011-001 |
|
34-63694 |
Jan. 11, 2011 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BOX Trading Rules Regarding Voluntary Withdrawal From Trading Options Classes in Which They Are Appointed
Comments due: February 8, 2011
|
http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2011.shtml
|
