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NASDAQ OMX BX, Inc. Rulemaking Archives: 2015
We encourage the public to submit comments on the following NASDAQ OMX BX, Inc. (BX) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
BX File Number List for 2015
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2015 |
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2012 |
2011 |
2010 |
2009
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-BX-2015-085 |
| 34-76808 |
Dec. 31, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of Nasdaq, Inc.
Comments due: January 28, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-77165
|
SR-BX-2015-084 |
| 34-76796 |
Dec. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Managed Data Solutions
Comments due: January 27, 2016
|
SR-BX-2015-082 |
| 34-76771 |
Dec. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: January 20, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-083 |
| 34-76754 |
Dec. 23, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Participant Fee
Comments due: January 20, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-079 |
| 34-76693 |
Dec. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates Related to BX Price Improvement Auction (PRISM)
Comments due: January 14, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-081 |
| 34-76692 |
Dec. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates and Tiers Related to BX Options
Comments due: January 14, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-078 |
| 34-76663 |
Dec. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Exposure
Comments due: January 12, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-071 |
| 34-76658 |
Dec. 15, 2015 |
Notice of Withdrawal of Proposed Rule Change to Amend the Fees Schedule
See also: Notice: Rel. No. 34-76520
|
SR-BX-2015-080 |
| 34-76656 |
Dec. 15, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Certificate of Incorporation and By-Laws
Comments due: January 11, 2016
|
SR-BX-2015-074 |
| 34-76531 |
Dec. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Order Spread Protection
Comments due: December 28, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-075 |
| 34-76527 |
Nov. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates Related to Order Exposure
Comments due: December 28, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-071 |
| 34-76520 |
Nov. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates Related to BX Price Improvement Auction (PRISM)
Comments due: December 22, 2015
See also: Notice: Rel. No. 34-76658
|
SR-BX-2015-073 |
| 34-76490 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Retail Price Improvement Program Until December 1, 2016
Comments due: December 18, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-068 |
| 34-76487 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX PRISM
Comments due: December 18, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-067 |
| 34-76454 |
Nov. 17, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access
Comments due: December 14, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-066 |
| 34-76409 |
Nov. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: December 8, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-063 |
| 34-76383 |
Nov. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: December 4, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-064 |
| 34-76375 |
Nov. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Price Improving and Post-Only Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-BX-2015-065 |
| 34-76371 |
Nov. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business Continuity and Disaster Recovery Plans Testing Requirements
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-BX-2015-060 |
| 34-76317 |
Oct. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Risk Monitor Mechanism
Comments due: November 27, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-032 |
| 34-76301 |
Oct. 29, 2015 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt a New Price Improvement Auction, BX PRISM
Comments due: November 25, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-059 |
| 34-76258 |
Oct. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Testing Facility
Comments due: November 20, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-062 |
| 34-76227 |
Oct. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program
Comments due: November 18, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-057 |
| 34-76199 |
Oct. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement An Order Exposure Alert to be Disseminated by the Exchange
Comments due: November 16, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-058 |
| 34-76135 |
Oct. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: November 9, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-050 |
| 34-76116 |
Oct. 8, 2015 |
Order Approving Proposed Rule Change to Adopt a Kill Switch
See also: Notice: Rel. No. 34-75744
|
| Third Quarter |
SR-BX-2015-056 |
| 34-75904 |
Sep. 11, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due: October 8, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-054 |
| 34-75830 |
Sep. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: October 1, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-032 |
| 34-75827 |
Sep. 3, 2015 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a New Auction, BX PRISM
Comments due: October 1, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-050 |
| 34-75744 |
Aug. 20, 2015 |
Notice of Filing of Proposed Rule Change to Adopt a Kill Switch
Comments due: September 17, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-053 |
| 34-75733 |
Aug. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements
Comments due: September 15, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-052 |
| 34-75716 |
Aug. 17, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems
Comments due: September 11, 2015
|
SR-BX-2015-047 |
| 34-75709 |
Aug. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: September 10, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-049 |
| 34-75643 |
Aug. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Relate to the Volume-Based and Multi-Trigger Threshold
Comments due: September 3, 2015
|
SR-BX-2015-048 |
| 34-75638 |
Aug. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Update the Public Disclosure of Sources of Data BX Utilizes
Comments due: September 3, 2015
|
SR-BX-2015-043 |
| 34-75568 |
Jul. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703(a)
Comments due: August 26, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-042 |
| 34-75536 |
Jul. 28, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 to Introduce a Market Maker Peg Order for Use on BX
Comments due: August 24, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-041 |
| 34-75490 |
Jul. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Routing Order Rule
Comments due: August 14, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-030 |
| 34-75421 |
Jul. 10, 2015 |
Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2015-001, SR-NASDAQ-2015-058, SR-Phlx-2015-46, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063
|
SR-BX-2015-039 |
| 34-75412 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due: August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-BX-2015-038 |
| 34-75409 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due: August 5, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-036 |
| 34-75392 |
Jul. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold
Comments due: August 4, 2015
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-BX-2015-037 |
| 34-75326 |
Jun. 29, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due: July 27, 2015
|
SR-BX-2015-015 |
| 34-75291 |
Jun. 24, 2015 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Marke
Comments due: July 22, 2015
See also: Notice: Rel. No. 34-74934, Notice: Rel. No. 34-74617, Notice: Rel. No. 34-74363, Notice: Rel. No. 34-74334
|
SR-BX-2015-034 |
| 34-75259 |
Jun. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Amend Chapter VI, Section 18 of the Exchange's Options Rules
Comments due: July 17, 2015
|
SR-BX-2015-033 |
| 34-75145 |
Jun. 11, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018 with Respect to Transactions in Securities Priced at $1 or More per Share and the Exchange’s Retail Price Improvement Program
Comments due: July 8, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-030 |
| 34-75051 |
May 27, 2015 |
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-75421
|
SR-BX-2015-029 |
| 34-75024 |
May 21, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Penny Pilot Options Fees and Rebates
Comments due: June 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2015-026 |
| 34-74962 |
May 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data BX Utilizes
Comments due: June 10, 2015
|
SR-BX-2015-015 |
| 34-74934 |
May 12, 2015 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: June 8, 2015
See also: Notice/Order: Rel. No. 34-75291, Notice: Rel. No. 34-74617
|
SR-BX-2015-028 |
| 34-74916 |
May 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6
Comments due: June 4, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-023 |
| 34-74822 |
Apr. 28, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fees, Dues and Other Charges
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-021 |
| 34-74783 |
Apr. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to NASDAQ OMX BX Equities Market Participant Registration and Sponsored Access
Comments due: May 19, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-022 |
| 34-74773 |
Apr. 21, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 7001, 7003 and 7018
Comments due: May 15, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-017 |
| 34-74724 |
Apr. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Member Application
Comments due: May 11, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-BX-2015-016 |
| 34-74638 |
Apr. 2, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4751(h)
Comments due: April 29, 2015
Additional Materials: Exhibit 5
|
| First Quarter |
SR-BX-2015-015 |
| 34-74617 |
Mar. 31, 2015 |
Notice of Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: April 27, 2015
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No. 34-75291
Comments received are available for this proposal.
|
SR-BX-2015-013 |
| 34-74363 |
Feb. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) and (e) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 23, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-011 |
| 34-74343 |
Feb. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 or More per Share
Comments due: March 19, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-012 |
| 34-74334 |
Feb. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Rules to Extend the Pilot Program Under Chapter V, Section 3(d)(iv)
Comments due: March 19, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-010 |
| 34-74310 |
Feb. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules
Comments due: March 18, 2015
|
SR-BX-2015-008 |
| 34-74211 |
Feb. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error
Comments due: March 4, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-007 |
| 34-74195 |
Feb. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems
Comments due: March 2, 2015
|
SR-BX-2015-006 |
| 34-74147 |
Jan. 27, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") , and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015, NASDAQ OMX BX, Inc. ("BX" or the "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: February 23, 2015
Additional Materials: Exhibit 5
|
SR-BX-2014-049 |
| 34-74129 |
Jan. 23, 2015 |
Order Approving Proposed Rule Change Relating to Directed Market Makers
See also: Notice: Rel. No. 34-73784
|
SR-BX-2015-005 |
| 34-74107 |
Jan. 21, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to Amend Fees and Rebates in Connection with BX's Retail Price Improvement Program
Comments due: February 17, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-004 |
| 34-74097 |
Jan. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options
Comments due: February 17, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-003 |
| 34-74045 |
Jan. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 10, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-002 |
| 34-74020 |
Jan. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 5, 2015
Additional Materials: Exhibit 5
|
SR-BX-2014-061 |
| 34-74002 |
Jan. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify BX's Rule Governing Modification of Orders in the Event of an Issuer Corporate Action Related to a Dividend, Payment or Distribution
Comments due: February 2, 2015
Additional Materials: Exhibit 5
|
| BX File Number List for 2015 |
| Release No. |
Date |
Details |
SR-BX-2015-088 |
| 34-76831 |
Jan. 5, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delay of Implementation of Kill Switch
Comments due: February 1, 2016
|
SR-BX-2015-087 |
| 34-76868 |
Jan. 11, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7015
Comments due: February 5, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-086 |
| 34-76829 |
Jan. 5, 2016 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Retail Price Improvement Program
Comments due: February 1, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-085 |
| 34-77165 |
Feb. 17, 2016 |
Order Approving Proposed Rule Changes, as Modified by Amendments Thereto, to Amend the By-Laws of NASDAQ, Inc.
Additional File Nos.: SR-BSECC-2015-002; SR-SCCP-2015-02; SR-NASDAQ-2015-160; SR-Phlx-2015-113
|
| 34-76808 |
Dec. 31, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend the By-Laws of Nasdaq, Inc.
Comments due: January 28, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-084 |
| 34-76796 |
Dec. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Fees for Managed Data Solutions
Comments due: January 27, 2016
|
SR-BX-2015-082 |
| 34-76771 |
Dec. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: January 20, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-083 |
| 34-76754 |
Dec. 23, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Participant Fee
Comments due: January 20, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-081 |
| 34-76692 |
Dec. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Fees and Rebates and Tiers Related to BX Options
Comments due: January 14, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-080 |
| 34-76656 |
Dec. 15, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Certificate of Incorporation and By-Laws
Comments due: January 11, 2016
|
SR-BX-2015-079 |
| 34-76693 |
Dec. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates Related to BX Price Improvement Auction (PRISM)
Comments due: January 14, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-078 |
| 34-76663 |
Dec. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Order Exposure
Comments due: January 12, 2016
Additional Materials: Exhibit 5
|
SR-BX-2015-075 |
| 34-76527 |
Nov. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates Related to Order Exposure
Comments due: December 28, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-074 |
| 34-76531 |
Dec. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Market Order Spread Protection
Comments due: December 28, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-073 |
| 34-76490 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Pilot Period for the Retail Price Improvement Program Until December 1, 2016
Comments due: December 18, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-071 |
| 34-76658 |
Dec. 15, 2015 |
Notice of Withdrawal of Proposed Rule Change to Amend the Fees Schedule
|
| 34-76520 |
Nov. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees and Rebates Related to BX Price Improvement Auction (PRISM)
Comments due: December 22, 2015
Comments received are available for this proposal.
|
SR-BX-2015-068 |
| 34-76487 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to BX PRISM
Comments due: December 18, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-067 |
| 34-76454 |
Nov. 17, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Sponsored Access
Comments due: December 14, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-066 |
| 34-76409 |
Nov. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: December 8, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-065 |
| 34-76371 |
Nov. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Business Continuity and Disaster Recovery Plans Testing Requirements
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-BX-2015-064 |
| 34-76375 |
Nov. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Price Improving and Post-Only Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-BX-2015-063 |
| 34-76383 |
Nov. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: December 4, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-062 |
| 34-76227 |
Oct. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Obvious Error Pilot Program
Comments due: November 18, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-060 |
| 34-76317 |
Oct. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Risk Monitor Mechanism
Comments due: November 27, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-059 |
| 34-76258 |
Oct. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Options Testing Facility
Comments due: November 20, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-058 |
| 34-76135 |
Oct. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Mini Options
Comments due: November 9, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-057 |
| 34-76199 |
Oct. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Implement An Order Exposure Alert to be Disseminated by the Exchange
Comments due: November 16, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-056 |
| 34-75904 |
Sep. 11, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due: October 8, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-054 |
| 34-75830 |
Sep. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: October 1, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-053 |
| 34-75733 |
Aug. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Surveillance Agreements
Comments due: September 15, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-052 |
| 34-75716 |
Aug. 17, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Verifiable Disruption or Malfunction of Exchange Systems
Comments due: September 11, 2015
|
SR-BX-2015-050 |
| 34-76116 |
Oct. 8, 2015 |
Order Approving Proposed Rule Change to Adopt a Kill Switch
See also: Notice: Rel. No. 34-75744
|
| 34-75744 |
Aug. 20, 2015 |
Notice of Filing of Proposed Rule Change to Adopt a Kill Switch
Comments due: September 17, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-049 |
| 34-75643 |
Aug. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Delay of Implementation Relate to the Volume-Based and Multi-Trigger Threshold
Comments due: September 3, 2015
|
SR-BX-2015-048 |
| 34-75638 |
Aug. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Update the Public Disclosure of Sources of Data BX Utilizes
Comments due: September 3, 2015
|
SR-BX-2015-047 |
| 34-75709 |
Aug. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding NASDAQ Last Sale Plus
Comments due: September 10, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-043 |
| 34-75568 |
Jul. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4703(a)
Comments due: August 26, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-042 |
| 34-75536 |
Jul. 28, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4702 to Introduce a Market Maker Peg Order for Use on BX
Comments due: August 24, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-041 |
| 34-75490 |
Jul. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Routing Order Rule
Comments due: August 14, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-039 |
| 34-75412 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to SPY Position Limits
Comments due: August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-BX-2015-038 |
| 34-75409 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 7018
Comments due: August 5, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-037 |
| 34-75326 |
Jun. 29, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange’s Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted
Comments due: July 27, 2015
|
SR-BX-2015-036 |
| 34-75392 |
Jul. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to the Volume-Based and Multi-Trigger Threshold
Comments due: August 4, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-034 |
| 34-75259 |
Jun. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to a Proposal to Amend Chapter VI, Section 18 of the Exchange's Options Rules
Comments due: July 17, 2015
|
SR-BX-2015-033 |
| 34-75145 |
Jun. 11, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018 with Respect to Transactions in Securities Priced at $1 or More per Share and the Exchange’s Retail Price Improvement Program
Comments due: July 8, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-032 |
| 34-76301 |
Oct. 29, 2015 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt a New Price Improvement Auction, BX PRISM
Comments due: November 25, 2015
Additional Materials: Exhibit 5
|
| 34-75827 |
Sep. 3, 2015 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Establish a New Auction, BX PRISM
Comments due: October 1, 2015
Additional Materials: Exhibit 5
|
| 34-75051 |
May 27, 2015 |
Notice of Filing of Proposed Rule Change to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Comments due: June 23, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-029 |
| 34-75024 |
May 21, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Penny Pilot Options Fees and Rebates
Comments due: June 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2015-028 |
| 34-74916 |
May 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Chapter V, Section 6
Comments due: June 4, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-030 |
| 34-75421 |
Jul. 10, 2015 |
Order Approving Proposed Rule Changes to Amend the Amended and Restated Certificate of Incorporation and By-Laws of The NASDAQ OMX Group, Inc.
Additional File Nos.: SR-BSECC-2015-001, SR-NASDAQ-2015-058, SR-Phlx-2015-46, SR-SCCP-2015-01
See also: Notice: Rel. No. 34-75064; Notice: Rel. No. 34-75051; Notice: Rel. No. 34-75052; Notice: Rel. No. 34-75053; Notice: Rel. No. 34-75063
|
SR-BX-2015-026 |
| 34-74962 |
May 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Public Disclosure of Sources of Data BX Utilizes
Comments due: June 10, 2015
|
SR-BX-2015-023 |
| 34-74822 |
Apr. 28, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Fees, Dues and Other Charges
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-022 |
| 34-74773 |
Apr. 21, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rules 7001, 7003 and 7018
Comments due: May 18, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-021 |
| 34-74783 |
Apr. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to NASDAQ OMX BX Equities Market Participant Registration and Sponsored Access
Comments due: May 19, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-017 |
| 34-74724 |
Apr. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to Member Application
Comments due: May 11, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-BX-2015-016 |
| 34-74638 |
Apr. 2, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 4751(h)
Comments due: April 29, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-015 |
| 34-75291 |
Jun. 24, 2015 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Marke
Comments due: July 22, 2015
|
| 34-74934 |
May 12, 2015 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: June 8, 2015
| | 34-74617 |
Mar. 31, 2015 |
Notice of Proposed Rule Change to Amend and Restate Certain Rules that Govern the NASDAQ OMX BX Equities Market
Comments due: April 27, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-BX-2015-013 |
| 34-74363 |
Feb. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) and (e) with Respect to Transactions in Securities Priced at $1 per Share or More
Comments due: March 23, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-012 |
| 34-74334 |
Feb. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the BX Options Rules to Extend the Pilot Program Under Chapter V, Section 3(d)(iv)
Comments due: March 19, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-011 |
| 34-74343 |
Feb. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule under Exchange Rule 7018(a) with Respect to Transactions in Securities Priced at $1 or More per Share
Comments due: March 19, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-010 |
| 34-74310 |
Feb. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify and Reorganize Chapter VI (Trading Systems), Section 8 (BX Opening and Halt Cross) of the Exchange's Options Rules
Comments due: March 18, 2015
|
SR-BX-2015-008 |
| 34-74211 |
Feb. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NASDAQ OMX BX, Inc. Relating to a Typographical Error
Comments due: March 4, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-007 |
| 34-74195 |
Feb. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add New Section 20, Exchange Sharing of Participant-Designated Risk Settings, to Chapter VI, Trading Systems
Comments due: March 2, 2015
|
SR-BX-2015-006 |
| 34-74147 |
Jan. 27, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding the Short Term Option Series Program 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 ("Act") , and Rule 219b-4 thereunder, notice is hereby given that, on January 21, 2015, NASDAQ OMX BX, Inc. ("BX" or the "Exchange") filed with the Securities and Exchange Commission ("SEC" or "Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the Exchange. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: February 23, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-005 |
| 34-74107 |
Jan. 21, 2015 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Changes to Amend Rule 7018 to Amend Fees and Rebates in Connection with BX's Retail Price Improvement Program
Comments due: February 17, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-004 |
| 34-74097 |
Jan. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding BX LMM and Penny Pilot Options
Comments due: February 17, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-003 |
| 34-74045 |
Jan. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 10, 2015
Additional Materials: Exhibit 5
|
SR-BX-2015-002 |
| 34-74020 |
Jan. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Extranet Access Fee
Comments due: February 5, 2015
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/bx/bxarchive/bxarchive2015.shtml
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