NYSE Arca Rulemaking Archive: 2021
We encourage the public to submit comments on the following NYSE Arca filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
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Second Quarter |
First Quarter
NYSE Arca File Number List for 2021
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Chronological List for 2021
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| Release No. | Date | Details |
|---|---|---|
| Fourth Quarter | ||
| SR-NYSEArca-2021-31 | ||
| 34-93859 | Dec. 22, 2021 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| SR-NYSEArca-2021-67 | ||
| 34-93840 | Dec. 21, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
Comments due: January 18, 2022 Rebuttal comments due: February 1, 2022 |
| SR-NYSEArca-2021-105 | ||
| 34-93833 | Dec. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O (Position Limits)
Comments due: January 18, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-91 | ||
| 34-93818 | Dec. 17, 2021 | Order Approving a Proposed Rule Change to Amend Rule 6.87-O |
| SR-NYSEArca-2021-97 | ||
| 34-93810 | Dec. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments due: January 13, 2022 Rebuttal comments due: January 27, 2022 Additional File Nos.: SR-NYSE-2021-67, SR-NYSEAMER-2021-43, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 Comments received are available for this proposal. |
| SR-NYSEArca-2021-47 | ||
| 34-93797 | Dec. 16, 2021 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O |
| SR-NYSEArca-2021-89 | ||
| 34-93790 | Dec. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-90 | ||
| 34-93788 | Dec. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-103 | ||
| 34-93770 | Dec. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: January 10, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-73 | ||
| 34-93720 | Dec. 6, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: January 3, 2022 Rebuttal comments due: January 17, 2022 |
| SR-NYSEArca-2021-100 | ||
| 34-93686 | Dec. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: December 28, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-99 | ||
| 34-93621 | Nov. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: December 17, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-96 | ||
| 34-93590 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-98 | ||
| 34-93586 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64-O to Provide an Option for OTP Holders and OTP Firms to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-28 | ||
| 34-93575 | Nov. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| SR-NYSEArca-2021-29 | ||
| 34-93574 | Nov. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| SR-NYSEArca-2021-37 | ||
| 34-93570 | Nov. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-97 | ||
| 34-93564 | Nov. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Regarding Colocation Services
Comments due: December 9, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-67 | ||
| 34-93553 | Nov. 10, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-53 | ||
| 34-93534 | Nov. 8, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
Comments due: December 6, 2021 Rebuttal comments due: December 20, 2021 |
| SR-NYSEArca-2021-93 | ||
| 34-93528 | Nov. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Baskets of the Putnam Focused Large Cap Growth ETF, Putnam Focused Large Cap Value ETF, Putnam Sustainable Future ETF, and Putnam Sustainable Leaders ETF
Comments due: December 3, 2021 |
| SR-NYSEArca-2021-94 | ||
| 34-93520 | Nov. 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: December 1, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-90 | ||
| 34-93504 | Nov. 2, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: November 29, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-31 | ||
| 34-93489 | Nov. 1, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-91 | ||
| 34-93472 | Oct. 29, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O
Comments due: November 26, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-68 | ||
| 34-93466 | Oct. 29, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 6.91P-O
Comments due: November 24, 2021 Rebuttal comments due: December 9, 2021 |
| SR-NYSEArca-2021-92 | ||
| 34-93450 | Oct. 28, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: November 24, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-89 | ||
| 34-93445 | Oct. 28, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
Comments due: November 24, 2021 Additional Materials: Exhibit 3a; Exhibit 3b Comments received are available for this proposal. |
| SR-NYSEArca-2021-65 | ||
| 34-93434 | Oct. 27, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: November 23, 2021 Rebuttal comments due: December 7, 2021 |
| SR-NYSEArca-2021-87 | ||
| 34-93357 | Oct. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-24 | ||
| 34-93333 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| SR-NYSEArca-2021-15 | ||
| 34-93332 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| SR-NYSEArca-2021-13 | ||
| 34-93331 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| SR-NYSEArca-2021-84 | ||
| 34-93264 | Oct. 6, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Schwab Ariel ESG ETF
Comments due: November 3, 2021 |
| SR-NYSEArca-2021-86 | ||
| 34-93228 | Oct. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: October 28, 2021 Additional Materials: Exhibit 5 |
| Third Quarter | ||
| SR-NYSEArca-2021-07 | ||
| 34-93214 | Sep. 30, 2021 | Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 See also:
|
| SR-NYSEArca-2021-85 | ||
| 34-93186 | Sep. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rules 7.2-E and 7.2-O
Comments due: October 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-47 | ||
| 34-93193 | Sep. 29, 2021 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-57 | ||
| 34-93191 | Sep. 29, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021 Rebuttal comments due: November 9, 2021 |
| SR-NYSEArca-2021-73 | ||
| 34-93179 | Sep. 29, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-67 | ||
| 34-93171 | Sep. 29, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-24 | ||
| 34-93160 | Sep. 28, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| SR-NYSEArca-2021-82 | ||
| 34-93132 | Sep. 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to Be Known as the NYSE Options Open-Close Volume Summary
Comments due: October 22, 2021 |
| SR-NYSEArca-2021-64 | ||
| 34-93120 | Sep. 24, 2021 | Order Granting Approval of a Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets |
| SR-NYSEArca-2021-81 | ||
| 34-93108 | Sep. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: October 20, 2021 |
| SR-NYSEArca-2021-15 | ||
| 34-93107 | Sep. 23, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| SR-NYSEArca-2021-52 | ||
| 34-93066 | Sep. 20, 2021 | Notice of Withdrawal of a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges |
| SR-NYSEArca-2021-68 | ||
| 34-93057 | Sep. 20, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt New Rule 6.91P-O |
| SR-NYSEArca-2021-53 | ||
| 34-92999 | Sep. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E |
| SR-NYSEArca-2021-80 | ||
| 34-92982 | Sep. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-77 | ||
| 34-92958 | Sep. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Growth Opportunities ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: October 8, 2021 |
| SR-NYSEArca-2021-78 | ||
| 34-92936 | Sep. 10, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 7, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-79 | ||
| 34-92917 | Sep. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: October 6, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-76 | ||
| 34-92909 | Sep. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: October 9, 2021 |
| SR-NYSEArca-2021-75 | ||
| 34-92887 | Sep. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Arca Options Deep Market Data Product
Comments due: October 4, 2021 |
| SR-NYSEArca-2021-74 | ||
| 34-92882 | Sep. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 4, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-65 | ||
| 34-92867 | Sep. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| SR-NYSEArca-2021-73 | ||
| 34-92840 | Sep. 1, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E
Comments due: September 29, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-13 | ||
| 34-92795 | Aug. 27, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| SR-NYSEArca-2021-57 | ||
| 34-92722 | Aug. 23, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-37 | ||
| 34-92714 | Aug. 20, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: September 16, 2021 Rebuttal comments due: September 30, 2021 |
| SR-NYSEArca-2021-47 | ||
| 34-92696 | Aug. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O |
| SR-NYSEArca-2021-71 | ||
| 34-92657 | Aug. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.34-E
Comments due: September 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-28 | ||
| 34-92651 | Aug. 12, 2021 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021 Rebuttal comments due: September 22, 2021 |
| SR-NYSEArca-2021-29 | ||
| 34-92650 | Aug. 12, 2021 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021 Rebuttal comments due: September 22, 2021 |
| SR-NYSEArca-2021-70 | ||
| 34-92648 | Aug. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-69 | ||
| 34-92614 | Aug. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-31 | ||
| 34-92610 | Aug. 9, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: September 3, 2021 Rebuttal comments due: September 17, 2021 |
| SR-NYSEArca-2021-64 | ||
| 34-92595 | Aug. 6, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets
Comments due: September 2, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-52 | ||
| 34-92583 | Aug. 5, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 1, 2021 Rebuttal comments due: September 15, 2021 |
| SR-NYSEArca-2021-53 | ||
| 34-92573 | Aug. 5, 2021 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E
Comments due: September 1. 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-68 | ||
| 34-92563 | Aug. 4, 2021 | Notice of Filing of Proposed Rule Change New Rule 6.91P-O
Comments due: August 31, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-66 | ||
| 34-92536 | Jul. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Basic Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: August 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-07 | ||
| 34-92531 | Jul. 30, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles |
| SR-NYSEArca-2021-65 | ||
| 34-92506 | Jul. 26, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E
Comments due: August 20, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-63 | ||
| 34-92453 | Jul. 21, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-61 | ||
| 34-92449 | Jul. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing Shares of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Which are Listed and Traded on the Exchange
Comments due: August 16, 2021 |
| SR-NYSEArca-2021-54 | ||
| 34-92439 | Jul. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Cambiar Large Cap ETF, Cambiar Small Cap ETF and Cambiar SMID ETF
Comments due: August 13, 2021 |
| SR-NYSEArca-2021-56 | ||
| 34-92405 | Jul. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the NYSE Arca Equities listing fee schedule
Comments due: August 10, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-60 | ||
| 34-92400 | Jul. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: August 10, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-57 | ||
| 34-92395 | Jul. 13, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: August 9, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-24 | ||
| 34-92368 | Jul. 9, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021 Rebuttal comments due: August 19, 2021 Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 Comments received are available for this proposal. |
| SR-NYSEArca-2021-58 | ||
| 34-92337 | Jul. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-55 | ||
| 34-92335 | Jul. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.4-O to Limit Short Term Options Series Intervals
Comments due: August 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-37 | ||
| 34-92333 | Jul. 7, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-29 | ||
| 34-92321 | Jul. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| SR-NYSEArca-2021-28 | ||
| 34-92320 | Jul. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| Second Quarter | ||
| SR-NYSEArca-2021-47 | ||
| 34-92304 | Jun. 30, 2021 | Notice of Filing of Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: July 30, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-52 | ||
| 34-92291 | Jun. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 27, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-31 | ||
| 34-92233 | Jun. 22, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E |
| SR-NYSEArca-2021-51 | ||
| 34-92132 | Jun. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-50 | ||
| 34-92123 | Jun. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-46 | ||
| 34-92104 | Jun. 3, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: June 30, 2021 |
| SR-NYSEArca-2021-24 | ||
| 34-92089 | Jun. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| SR-NYSEArca-2021-44 | ||
| 34-92052 | May 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Sustainable Growth ETF
Comments due: June 24, 2021 |
| SR-NYSEArca-2021-43 | ||
| 34-92053 | May 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: June 24, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-13 | ||
| 34-92033 | May 26, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021 Rebuttal comments due: July 7, 2021 Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| SR-NYSEArca-2021-40 | ||
| 34-92016 | May 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 22, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-37 | ||
| 34-91962 | May 21, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: June 17, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-28 | ||
| 34-91949 | May 20, 2021 | Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-29 | ||
| 34-91952 | May 20, 2021 | Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-41 | ||
| 34-91936 | May 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2020-54 | ||
| 34-91901 | May 14, 2021 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company
Comments due: June 10, 2021 |
| SR-NYSEArca-2021-39 | ||
| 34-91895 | May 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Putnam Focused Large Cap Growth ETF; Putnam Focused Large Cap Value ETF; Putnam Sustainable Future ETF; and Putnam Sustainable Leaders ETF
Comments due: June 9, 2021 |
| SR-NYSEArca-2021-38 | ||
| 34-91861 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-07 | ||
| 34-91785 | May 6, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due:June 2, 2021 Rebuttal comments due:June 16, 2021 Additional File Nos.: SR-NYSE-2021-05, SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 Comments received are available for this proposal. |
| SR-NYSEArca-2020-105 | ||
| 34-91786 | May 6, 2021 | Notice of Withdrawal of a Proposed Rule Change to List and Trade the Shares of the Teucrium Water Fund under NYSE Arca Rule 8.200-E, Commentary .02 |
| SR-NYSEArca-2021-31 | ||
| 34-91771 | May 6, 2021 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: June 2, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-09 | ||
| 34-91780 | May 5, 2021 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange |
| SR-NYSEArca-2021-26 | ||
| 34-91713 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Schedules
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-30 | ||
| 34-91707 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE Arca Rule 2.1210
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-25 | ||
| 34-91669 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the iShares® Gold Trust Micro under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: May 21, 2021 |
| SR-NYSEArca-2021-27 | ||
| 34-91633 | Apr. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 19, 2021 |
| SR-NYSEArca-2021-24 | ||
| 34-91600 | Apr. 16, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-21 | ||
| 34-91564 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E
Comments due: May 11, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-22 | ||
| 34-91551 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-11 | ||
| 34-91515 | Apr. 8, 2021 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021 Additional File Nos.: SR-NYSE-2021-12, SR-NYSEAMER-2021-08, SR-NYSENAT-2021-03, SR-NYSECHX-2021-02 |
| SR-NYSEArca-2021-23 | ||
| 34-91514 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: May 5, 2021 |
| SR-NYSEArca-2021-13 | ||
| 34-91490 | Apr. 7, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| SR-NYSEArca-2021-20 | ||
| 34-91468 | Apr. 2, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.90-O
Comments due: April 29, 2021 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-NYSEArca-2021-15 | ||
| 34-91388 | Mar. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location
Comments due: April 19, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-19 | ||
| 34-91371 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fee Schedule and the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-18 | ||
| 34-91372 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-07 | ||
| 34-91360 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles |
| SR-NYSEArca-2021-09 | ||
| 34-91354 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
Comments received are available for this proposal. |
| SR-NYSEArca-2021-17 | ||
| 34-91322 | Mar. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading of Shares of the T. Rowe Price U.S. Equity Research ETF under NYSE Arca Rule 8.601-E
Comments due: April 9, 2021 |
| SR-NYSEArca-2021-16 | ||
| 34-91319 | Mar. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2020-54 | ||
| 34-91309 | Mar. 12, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company |
| SR-NYSEArca-2020-77 | ||
| 34-91284 | Mar. 9, 2021 | Notice of Withdrawal of a Proposed Rule Change to Amend NYSE Arca Rule 8.601-E to Adopt Generic Listing Standards for Active Proxy Portfolio Shares |
| SR-NYSEArca-2020-105 | ||
| 34-91283 | Mar. 9, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to List and Trade the Shares of the Teucrium Water Fund under NYSE Arca Rule 8.200-E, Commentary .02
Comments due: April 5, 2021 Rebuttal comments due: April 19, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2020-84 | ||
| 34-91281 | Mar. 9, 2021 | Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.900-E to Adopt Generic Listing Standards for Managed Portfolio Shares |
| SR-NYSEArca-2020-104 | ||
| 34-91266 | Mar. 5, 2021 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Stance Equity ESG Large Cap Core ETF under NYSE Arca Rule 8.601-E |
| SR-NYSEArca-2020-56 | ||
| 34-91236 | Mar. 2, 2021 | Order Disapproving a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E |
| SR-NYSEArca-2021-13 | ||
| 34-91216 | Feb. 26, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-14 | ||
| 34-91210 | Feb. 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing and Trading Rule for Shares of the Alger 25 ETF
Comments due: March 24, 2021 |
| SR-NYSEArca-2021-11 | ||
| 34-91156 | Feb. 18, 2021 | Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-12 | ||
| 34-91147 | Feb. 17, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-07 | ||
| 34-91044 | Feb. 2, 2021 | Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services
Comments due: March 1, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-09 | ||
| 34-91038 | Feb. 1, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
Comments due: February 26, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2020-98 | ||
| 34-91031 | Feb. 1, 2021 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust, and the iShares S&P GSCI Commodity-Indexed Trust |
| SR-NYSEArca-2021-04 | ||
| 34-90988 | Jan. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges to Establish Annual fees for Exchange Traded Products
Comments due: February 22, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2020-104 | ||
| 34-90974 | Jan. 22, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Stance Equity ESG Large Cap Core ETF under NYSE Arca Rule 8.601-E |
| SR-NYSEArca-2021-05 | ||
| 34-90953 | Jan. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: February 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-06 | ||
| 34-90949 | Jan. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding the Limits on Fees for Options Strategy Executions
Comments due: February 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2020-105 | ||
| 34-90927 | Jan. 14, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the Teucrium Water Fund under NYSE Arca Rule 8.200-E, Commentary .02 |
File Number List for 2021
| Release No. | Date | Details |
|---|---|---|
| SR-NYSEArca-2021-109 | ||
| 34-93960 | Jan. 12, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: February 9, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-107 | ||
| 34-93918 | Jan. 6, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: February 2, 2022 |
| SR-NYSEArca-2021-106 | ||
| 34-93899 | Jan. 5, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022 |
| SR-NYSEArca-2021-105 | ||
| 34-93833 | Dec. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O (Position Limits)
Comments due: January 18, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-104 | ||
| 34-93900 | Jan. 5, 2022 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022 |
| SR-NYSEArca-2021-103 | ||
| 34-93770 | Dec. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: January 10, 2022 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-100 | ||
| 34-93686 | Dec. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: December 28, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-99 | ||
| 34-93621 | Nov. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: December 17, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-98 | ||
| 34-93586 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64-O to Provide an Option for OTP Holders and OTP Firms to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-97 | ||
| 34-95196 | Jul. 5, 2022 | Notice of Withdrawal of Proposed Rule Changes to Amend their Respective Fee Schedules to Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEAMER-2021-43, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 |
| 34-94899 | May 12, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEAMER-2021-43, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 |
| 34-93810 | Dec. 17, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Comments due: January 13, 2022 Rebuttal comments due: January 27, 2022 Additional File Nos.: SR-NYSE-2021-67, SR-NYSEAMER-2021-43, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23 Comments received are available for this proposal. |
| 34-93564 | Nov. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Regarding Colocation Services
Comments due: December 9, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-96 | ||
| 34-93590 | Nov. 16, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-94 | ||
| 34-93520 | Nov. 4, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: December 1, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-93 | ||
| 34-93528 | Nov. 5, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Baskets of the Putnam Focused Large Cap Growth ETF, Putnam Focused Large Cap Value ETF, Putnam Sustainable Future ETF, and Putnam Sustainable Leaders ETF
Comments due: December 3, 2021 |
| SR-NYSEArca-2021-92 | ||
| 34-93450 | Oct. 28, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: November 24, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-91 | ||
| 34-93818 | Dec. 17, 2021 | Order Approving a Proposed Rule Change to Amend Rule 6.87-O |
| 34-93472 | Oct. 29, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O
Comments due: November 26, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-90 | ||
| 34-95180 | Jun. 29, 2022 | Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Grayscale Bitcoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-94844 | May 4, 2022 | Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: 21 days after publication in the Federal Register |
| 34-94151 | Feb. 4, 2022 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: March 3, 2022 Rebuttal comments due: March 17, 2022 Comments received are available for this proposal. |
| 34-93788 | Dec. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E |
| 34-93504 | Nov. 2, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: November 29, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-89 | ||
| 34-95179 | Jun. 29, 2022 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-94781 | Apr. 22, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
Additional Materials: Exhibit 3a; Exhibit 3b |
| 34-94126 | Feb. 1, 2022 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
Comments due: February 28, 2022 Rebuttal comments due: March 14, 2022 Comments received are available for this proposal. |
| 34-93790 | Dec. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E |
| 34-93445 | Oct. 28, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
Comments due: November 24, 2021 Additional Materials: Exhibit 3a; Exhibit 3b Comments received are available for this proposal. |
| SR-NYSEArca-2021-87 | ||
| 34-93357 | Oct. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-86 | ||
| 34-93228 | Oct. 1, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: October 28, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-85 | ||
| 34-93186 | Sep. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rules 7.2-E and 7.2-O
Comments due: October 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-84 | ||
| 34-93264 | Oct. 6, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Schwab Ariel ESG ETF
Comments due: November 3, 2021 |
| SR-NYSEArca-2021-82 | ||
| 34-93132 | Sep. 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to Be Known as the NYSE Options Open-Close Volume Summary
Comments due: October 22, 2021 |
| SR-NYSEArca-2021-81 | ||
| 34-93108 | Sep. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: October 20, 2021 |
| SR-NYSEArca-2021-80 | ||
| 34-92982 | Sep. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series
Comments due: October 12, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-79 | ||
| 34-92917 | Sep. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: October 6, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-78 | ||
| 34-92936 | Sep. 10, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 7, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-77 | ||
| 34-92958 | Sep. 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Growth Opportunities ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: October 8, 2021 |
| SR-NYSEArca-2021-76 | ||
| 34-92909 | Sep. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: October 9, 2021 |
| SR-NYSEArca-2021-75 | ||
| 34-92887 | Sep. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Arca Options Deep Market Data Product
Comments due: October 4, 2021 |
| SR-NYSEArca-2021-74 | ||
| 34-92882 | Sep. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 4, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-73 | ||
| 34-94746 | Apr. 19, 2022 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: May 16, 2022 |
| 34-94302 | Feb. 23, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-93720 | Dec. 6, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: January 3, 2022 Rebuttal comments due: January 17, 2022 |
| 34-93179 | Sep. 29, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E |
| 34-92840 | Sep. 1, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E
Comments due: September 29, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-71 | ||
| 34-92657 | Aug. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.34-E
Comments due: September 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-70 | ||
| 34-92648 | Aug. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-69 | ||
| 34-92614 | Aug. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-68 | ||
| 34-94637 | Apr. 7, 2022 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt New Exchange Rule 6.91P-O
Comments due: May 4, 2022 |
| 34-94141 | Feb. 3, 2022 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New NYSE Arca Rule 6.91P-O |
| 34-93466 | Oct. 29, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 6.91P-O
Comments due: November 24, 2021 Rebuttal comments due: December 9, 2021 |
| 34-93057 | Sep. 20, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt New Rule 6.91P-O |
| 34-92563 | Aug. 4, 2021 | Notice of Filing of Proposed Rule Change New Rule 6.91P-O
Comments due: August 31, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-67 | ||
| 34-94999 | May 27, 2022 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-94475 | Mar. 18, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E |
| 34-93840 | Dec. 21, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
Comments due: January 18, 2022 Rebuttal comments due: February 1, 2022 |
| 34-93553 | Nov. 10, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E |
| 34-93171 | Sep. 29, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-66 | ||
| 34-92536 | Jul. 30, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Basic Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: August 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-65 | ||
| 34-94518 | Mar. 25, 2022 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: April 21, 2022 |
| 34-94003 | Jan. 19, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-93434 | Oct. 27, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: November 23, 2021 Rebuttal comments due: December 7, 2021 |
| 34-92867 | Sep. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-92506 | Jul. 26, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E
Comments due: August 20, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-64 | ||
| 34-93120 | Sep. 24, 2021 | Order Granting Approval of a Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets |
| 34-92595 | Aug. 6, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets
Comments due: September 2, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-63 | ||
| 34-92453 | Jul. 21, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-61 | ||
| 34-92449 | Jul. 20, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing Shares of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Which are Listed and Traded on the Exchange
Comments due: August 16, 2021 |
| SR-NYSEArca-2021-60 | ||
| 34-92400 | Jul. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: August 10, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-58 | ||
| 34-92337 | Jul. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-57 | ||
| 34-94395 | Mar. 10, 2022 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-93893 | Jan. 4, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E |
| 34-93191 | Sep. 29, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021 Rebuttal comments due: November 9, 2021 |
| 34-92722 | Aug. 23, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E |
| 34-92395 | Jul. 13, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: August 9, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-56 | ||
| 34-92405 | Jul. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the NYSE Arca Equities listing fee schedule
Comments due: August 10, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-55 | ||
| 34-92335 | Jul. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.4-O to Limit Short Term Options Series Intervals
Comments due: August 3, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-54 | ||
| 34-92439 | Jul. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Cambiar Large Cap ETF, Cambiar Small Cap ETF and Cambiar SMID ETF
Comments due: August 13, 2021 |
| SR-NYSEArca-2021-53 | ||
| 34-94620 | Apr. 6, 2022 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) |
| 34-94054 | Jan. 25, 2022 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts) |
| 34-93534 | Nov. 8, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
Comments due: December 6, 2021 Rebuttal comments due: December 20, 2021 |
| 34-92999 | Sep. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E |
| 34-92573 | Aug. 5, 2021 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E
Comments due: September 1, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-52 | ||
| 34-93066 | Sep. 20, 2021 | Notice of Withdrawal of a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges |
| 34-92583 | Aug. 5, 2021 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 1, 2021 Rebuttal comments due: September 15, 2021 |
| 34-92291 | Jun. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 27, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-51 | ||
| 34-92132 | Jun. 9, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-50 | ||
| 34-92123 | Jun. 7, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-47 | ||
| 34-94072 | Jan. 26, 2022 | Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: February 22, 2022 |
| 34-93797 | Dec. 16, 2021 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O |
| 34-93193 | Sep. 29, 2021 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| 34-92696 | Aug. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O |
| 34-92304 | Jun. 30, 2021 | Notice of Filing of Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: July 30, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-46 | ||
| 34-92104 | Jun. 3, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: June 30, 2021 |
| SR-NYSEArca-2021-44 | ||
| 34-92052 | May 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Sustainable Growth ETF
Comments due: June 24, 2021 |
| SR-NYSEArca-2021-43 | ||
| 34-92053 | May 27, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: June 24, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-41 | ||
| 34-91936 | May 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-40 | ||
| 34-92016 | May 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 22, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-39 | ||
| 34-91895 | May 13, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Putnam Focused Large Cap Growth ETF; Putnam Focused Large Cap Value ETF; Putnam Sustainable Future ETF; and Putnam Sustainable Leaders ETF
Comments due: June 9, 2021 |
| SR-NYSEArca-2021-38 | ||
| 34-91861 | May 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-37 | ||
| 34-94006 | Jan. 20, 2022 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E |
| 34-93570 | Nov. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E |
| 34-92714 | Aug. 20, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: September 16, 2021 Rebuttal comments due: September 30, 2021 |
| 34-92333 | Jul. 7, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E |
| 34-91962 | May 21, 2021 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: June 17, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-31 | ||
| 34-93859 | Dec. 22, 2021 | Order Disapproving a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) |
| 34-93489 | Nov. 1, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E |
| 34-92610 | Aug. 9, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: September 3, 2021 Rebuttal comments due: September 17, 2021 |
| 34-92233 | Jun. 22, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E |
| 34-91771 | May 6, 2021 | Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: June 2, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-30 | ||
| 34-91707 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE Arca Rule 2.1210
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-29 | ||
| 34-94025 | Jan. 21, 2022 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| 34-93574 | Nov. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| 34-92650 | Aug. 12, 2021 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021 Rebuttal comments due: September 22, 2021 |
| 34-92321 | Jul. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| 34-91952 | May 20, 2021 | Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-28 | ||
| 34-94024 | Jan. 21, 2022 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| 34-93575 | Nov. 15, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| 34-92651 | Aug. 12, 2021 | Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021 Rebuttal comments due: September 22, 2021 |
| 34-92320 | Jul. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts) |
| 34-91949 | May 20, 2021 | Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021 Comments received are available for this proposal. |
| SR-NYSEArca-2021-27 | ||
| 34-91633 | Apr. 22, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 19, 2021 |
| SR-NYSEArca-2021-26 | ||
| 34-91713 | Apr. 29, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Schedules
Comments due: May 26, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-25 | ||
| 34-91669 | Apr. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the iShares® Gold Trust Micro under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: May 21, 2021 |
| SR-NYSEArca-2021-24 | ||
| 34-93333 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| 34-93160 | Sep. 28, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| 34-92368 | Jul. 9, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021 Rebuttal comments due: August 19, 2021 Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 Comments received are available for this proposal. |
| 34-92089 | Jun. 2, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09 |
| 34-91600 | Apr. 16, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-23 | ||
| 34-91514 | Apr. 8, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: May 5, 2021 |
| SR-NYSEArca-2021-22 | ||
| 34-91551 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-21 | ||
| 34-91564 | Apr. 14, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E
Comments due: May 11, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-20 | ||
| 34-91468 | Apr. 2, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.90-O
Comments due: April 29, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-19 | ||
| 34-91371 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fee Schedule and the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-18 | ||
| 34-91372 | Mar. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 15, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-17 | ||
| 34-91322 | Mar. 15, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading of Shares of the T. Rowe Price U.S. Equity Research ETF under NYSE Arca Rule 8.601-E
Comments due: April 9, 2021 |
| SR-NYSEArca-2021-16 | ||
| 34-91319 | Mar. 12, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 8. 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-15 | ||
| 34-93332 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| 34-93107 | Sep. 23, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04 |
| 34-91388 | Mar. 23, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location
Comments due: April 19, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-14 | ||
| 34-91210 | Feb. 25, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing and Trading Rule for Shares of the Alger 25 ETF
Comments due: March 24, 2021 |
| SR-NYSEArca-2021-13 | ||
| 34-93331 | Oct. 14, 2021 | Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-92795 | Aug. 27, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-92033 | May 26, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021 Rebuttal comments due: July 7, 2021 Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-91490 | Apr. 7, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04 |
| 34-91216 | Feb. 26, 2021 | Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-12 | ||
| 34-91147 | Feb. 17, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-11 | ||
| 34-91515 | Apr. 8, 2021 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021 Additional File Nos.: SR-NYSE-2021-12, SR-NYSEAMER-2021-08, SR-NYSENAT-2021-03, SR-NYSECHX-2021-02 |
| 34-91156 | Feb. 18, 2021 | Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-09 | ||
| 34-91780 | May 5, 2021 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange |
| 34-91354 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange |
| 34-91038 | Feb. 1, 2021 | Notice of Filing of Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
Comments due: February 26, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-07 | ||
| 34-93214 | Sep. 30, 2021 | Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 See also:
|
| 34-92531 | Jul. 30, 2021 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles |
| 34-91785 | May 6, 2021 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021 Rebuttal comments due: June 16, 2021 Additional File Nos.: SR-NYSE-2021-05, SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01 Comments received are available for this proposal. |
| 34-91360 | Mar. 18, 2021 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles |
| 34-91044 | Feb. 2, 2021 | Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services
Comments due: March 1, 2021 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2021-06 | ||
| 34-90949 | Jan. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding the Limits on Fees for Options Strategy Executions
Comments due: February 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-05 | ||
| 34-90953 | Jan. 19, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: February 16, 2021 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2021-04 | ||
| 34-90988 | Jan. 26, 2021 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges to Establish Annual fees for Exchange Traded Products
Comments due: February 22, 2021 Additional Materials: Exhibit 5 |