Comments on NYSE Arca Rulemaking

Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exempt Issuers of Certain Derivative and Special Purpose Securities From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company

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Date Received
Date Letter Type Commenter Name
Public Comment Martha Redding, Associate General Counsel, Assistant, Secretary, NYSE
Public Comment Martha Redding, Associate General Counsel, Assistant, Secretary, NYSE

Last Reviewed or Updated: Dec. 18, 2025

File Number
SR-NYSEArca-2020-54
Release Number
34-89834
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