NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Third Quarter |
Second Quarter | First Quarter
NYSE Arca File Number List for 2017
Additional Archives
2017 | 2016 |2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Chronological List for 2017
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| SR-NYSEArca-2016-177 | ||
| 34-81655 | Sep. 19, 2017 | Notice of Filing of Amendment No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Rule 8.200-E
Comments due: 21 days after publication in the Federal Register See also: Notice: Rel. No. 34-81177, Notice: Rel. No. 34-80486, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-79793 |
| SR-NYSEArca-2017-108 | ||
| 34-81652 | Sep. 19, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules and the NYSE Arca Options Fees and Charges Schedule In Connection With the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c |
| SR-NYSEArca-2017-102 | ||
| 34-81603 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 7.35-E, NYSE Arca Rule 7.31-E and NYSE Arca Rule 7.23-E
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-104 | ||
| 34-81601 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-101 | ||
| 34-81580 | Sep. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-O and Rule 6.65-O
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-97 | ||
| 34-81573 | Sep. 11, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 6, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-98 | ||
| 34-81568 | Sep. 11, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of The Gold Trust under NYSE Arca Rule 8.201-E
Comments due: October 6, 2017 |
| SR-NYSEArca-2017-93 | ||
| 34-81539 | Sep. 6, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Commentary .06 to NYSE Arca Rule 6.91-O to Enhance the Price Protections for Complex Orders Executed on the Exchange
Comments due: October 3, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2016-176 | ||
| 34-81538 | Sep. 6, 2017 | Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-81155, Order: Rel. No. 34-80501, Notice: Rel. No. 34-80094, Notice: Rel. No. 34-79792 |
| SR-NYSEArca-2017-59 | ||
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See also: Notice: Rel. No. 34-80791 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-NYSEArca-2017-57 | ||
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register See also: Notice: Rel. No. 34-80800 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-NYSEArca-2017-90 | ||
| 34-81505 | Aug. 30, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hartford Municipal Opportunities ETF under NYSE Arca Rule 8.600-E
Comments due: September 27, 2017 |
| SR-NYSEArca-2017-60 | ||
| 34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80781 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEMKT-2017-31 |
| SR-NYSEArca-2017-88 | ||
| 34-81453 | Aug. 22, 2017 | Notice of Filing of Proposed Rule Change to List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund - Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027 under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: September 18, 2017 |
| SR-NYSEArca-2017-54 | ||
| 34-81442 | Aug. 18, 2017 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Generic Listing Criteria Applicable to Equity Index-Linked Securities
Comments due: September 14, 2017 See also: Notice: Rel. No. 34-81081, Notice: Rel. No. 34-80707 |
| SR-NYSEArca-2017-40 | ||
| 34-81419 | Aug. 17, 2017 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: September 13, 2017 See also: Notice: Rel. No. 34-81294, Notice: Rel. No. 34-80929 |
| SR-NYSEArca-2017-84 | ||
| 34-81411 | Aug. 16, 2017 | Notice of Filing of Proposed Rule Change to Extend the Implementation Date For Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
Comments due: September 12, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-56 | ||
| 34-81400 | Aug. 15, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-81062 |
| SR-NYSEArca-2017-89 | ||
| 34-81392 | Aug. 14, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Fees and Credits for Routing Certain Orders to NYSE American LLC
Comments due: September 8, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-69 | ||
| 34-81388 | Aug. 14, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Equities Rule 8.200
Comments due: September 8, 2017 |
| SR-NYSEArca-2017-85 | ||
| 34-81373 | Aug. 10, 2017 | Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and to List and Trade Shares of the ProShares European Volatility Futures ETF
Comments due: September 6, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-82 | ||
| 34-81325 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-83 | ||
| 34-81303 | Aug. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.37
Comments due: August 30, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-40 | ||
| 34-81294 | Aug. 2, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
See also: Notice: Rel. No. 34-81419, Notice: Rel. No. 34-80929 |
| SR-NYSEArca-2017-79 | ||
| 34-81268 | Jul. 31, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 25, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-36 | ||
| 34-81267 | Jul. 31, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: August 25, 2017 Rebuttal comments due: September 8, 2017 See also: Notice: Rel. No. 34-80935, Notice: Rel. No. 34-80553 |
| SR-NYSEArca-2017-05 | ||
| 34-81224 | Jul. 27, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-80606, Notice: Rel. No. 34-79916 |
| SR-NYSEArca-2017-06 | ||
| 34-81201 | Jul. 25, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80729, Notice: Rel. No. 34-80502, Notice: Rel. No. 34-80297, Notice: Rel. No. 34-79955 |
| SR-NYSEArca-2017-46 | ||
| 34-81197 | Jul. 24, 2017 | Order Approving a Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation
See also: Notice: Rel. No. 34-80866 |
| SR-NYSEArca-2017-78 | ||
| 34-81185 | Jul. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Low Duration Active Exchange-Traded Fund
Comments due: August 17, 2017 |
| SR-NYSEArca-2016-177 | ||
| 34-81177 | Jul. 20, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-80486, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-79793, Notice: Rel. No. 34-81655 |
| SR-NYSEArca-2016-176 | ||
| 34-81155 | Jul. 17, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-81538; Order: Rel. No. 34-80501, Notice: Rel. No. 34-80094, Notice: Rel. No. 34-79792, Notice: Rel. No. 34-81655 |
| SR-NYSEArca-2017-59 | ||
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80791, Notice: Rel. No. 34-81499 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-NYSEArca-2017-57 | ||
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80800, Notice: Rel. No. 34-81499 Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| SR-NYSEArca-2017-73 | ||
| 34-81142 | Jul. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 7.38 to Specify the Ranking of an Odd Lot Order that has a Display Price that is Better than its Working Price
Comments due: August 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-77 | ||
| 34-81140 | Jul. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: August 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-72 | ||
| 34-81134 | Jul. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Adopt a New Pricing Tier, Tape A and Tape C Tier
Comments due: August 8, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-76 | ||
| 34-81129 | Jul. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: August 8, 2017 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-NYSEArca-2017-60 | ||
| 34-81113 | Jul. 10, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-80781 |
| SR-NYSEArca-2017-54 | ||
| 34-81081 | Jul. 6, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Generic Listing Criteria Applicable to Index-Linked Securities
See also: Notice: Rel. No. 34-81442, Notice: Rel. No. 34-80707 |
| SR-NYSEArca-2017-55 | ||
| 34-81077 | Jul. 5, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80730 |
| Second Quarter | ||
| SR-NYSEArca-2017-52 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 See also: Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| SR-NYSEArca-2017-56 | ||
| 34-81062 | Jun. 30, 2017 | Notice of Filing of Proposed Rule Change to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: July 28, 2017 See also: Notice: Rel. No. 34-81400 Comments received are available for this proposal. |
| SR-NYSEArca-2017-70 | ||
| 34-81061 | Jun. 30, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify in Exchange Rules the Exchange's Primary and Secondary Sources of Data Feeds from NYSE MKT LLC
Comments due: July 28, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-62 | ||
| 34-81013 | Jun. 23, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to its NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds
Comments due: July 20, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-68 | ||
| 34-80988 | Jun. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2017
Comments due: July 18, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-67 | ||
| 34-80990 | Jun. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: July 18, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-36 | ||
| 34-80935 | Jun. 15, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
See also: Notice: Rel. No. 34-80553, Notice: Rel. No. 34-81267 |
| SR-NYSEArca-2017-40 | ||
| 34-80929 | Jun. 14, 2017 | Notice of Filing of Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: July 11, 2017 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j See also: Notice: Rel. No. 34-81419, Notice: Rel. No. 34-81294 Comments received are available for this proposal. |
| SR-NYSEArca-2017-64 | ||
| 34-80920 | Jun. 14, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: July 11, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-66 | ||
| 34-80903 | Jun. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Authority to Grant Exemptions from the OATS Requirements
Comments due: July 7, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-44 | ||
| 34-80885 | Jun. 8, 2017 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade of Shares of the IQ Municipal Insured ETF, IQ Municipal Short Duration ETF, and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-80584 |
| SR-NYSEArca-2017-46 | ||
| 34-80866 | Jun. 6, 2017 | Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation
Comments due: July 3, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81197 |
| SR-NYSEArca-2017-48 | ||
| 34-80865 | Jun. 6, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-80541 |
| SR-NYSEArca-2017-63 | ||
| 34-80851 | Jun. 2, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2017
Comments due: June 29, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-33 | ||
| 34-80840 | Jun. 1, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80457 |
| SR-NYSEArca-2017-61 | ||
| 34-80838 | Jun. 1, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: June 28, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-53 | ||
| 34-80806 | May 30, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Rule 11.21and NYSE Arca Equities Rule 5220, NYSE Arca Rule 10.18 and NYSE Arca Equities Rule 10.16, and Amending NYSE Arca Rule 10.17 and NYSE Arca Equities 10.15
Comments due: June 26, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-57 | ||
| 34-80800 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 23, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499 Comments received are available for this proposal. |
| SR-NYSEArca-2017-59 | ||
| 34-80791 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499 Comments received are available for this proposal. |
| SR-NYSEArca-2017-60 | ||
| 34-80781 | May 26, 2017 | Notice of Filing of Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
Comments due: June 22, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-81500, Notice: Rel. No. 34-81113 Comments received are available for this proposal. |
| SR-NYSEArca-2017-30 | ||
| 34-80777 | May 25, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
See also: Notice: Rel. No. 34-80415 |
| SR-NYSEArca-2016-120 | ||
| 34-80770 | May 25, 2017 | Order Scheduling Filing of Statements on Review
See also: Notice: Rel. No. 34-80579, Notice: Rel. No. 34-79914, Notice: Rel. No. 34-79550, Notice: Rel. No. 34-79201 |
| SR-NYSEArca-2017-29 | ||
| 34-80752 | May 24, 2017 | Order Approving Proposed Rule Changes to Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc.
See also: Notice: Rel. No. 34-80418 Additional File Nos.: SR-NYSE-2017-13, SR-NYSEMKT-2017-17, SR-NYSENAT-2017-01 |
| SR-NYSEArca-2017-06 | ||
| 34-80729 | May 19, 2017 | Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017 Additional Materials: Exhibit 3 See also: Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80502, Notice: Rel. No. 34-80297, Notice: Rel. No. 34-79955 |
| SR-NYSEArca-2017-55 | ||
| 34-80730 | May 19, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-54 | ||
| 34-80707 | May 17, 2017 | Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6) Relating to Equity Index-Linked Securities
Comments due: June 13, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-81442, Notice: Rel. No. 34-81081 Comments received are available for this proposal. |
| SR-NYSEArca-2017-52 | ||
| 34-80698 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, and the NYSE Arca Schedule of Options Fees and Charges to Adopt the Fees for Industry Members related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 12, 2017 Additional Materials: Appendix, Exhibit 5A See also: Order: Rel. No. 34-81067 Comments received are available for this proposal. |
| SR-NYSEArca-2017-09 | ||
| 34-80657 | May 11, 2017 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
Comments due: June 7, 2017 See also: Notice: Rel. No. 34-80346, Notice: Rel. No. 34-80028 |
| SR-NYSEArca-2017-51 | ||
| 34-80665 | May 11, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments due: June 7, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-49 | ||
| 34-80651 | May 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 6, 2017 Additional Materials: , Exhibit 5 |
| SR-NYSEArca-2017-50 | ||
| 34-80632 | May 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: June 5, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-24 | ||
| 34-80615 | May 5, 2017 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 6.80 to Make Permanent a Program that Allows Cabinet Trade Transactions to Take Place at a Price Below $1 Per Option Contract
Comments due: June 1, 2017 See also: Notice: Rel. No. 34-80271 |
| SR-NYSEArca-2017-05 | ||
| 34-80606 | May 5, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: June 12, 2017 Rebuttal comments due: June 26, 2017 See also: Notice: Rel. No. 34-81224, Notice: Rel. No. 34-79916 |
| SR-NYSEArca-2017-44 | ||
| 34-80584 | May 3, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the IQ Municipal Insured ETF; IQ Municipal Short Duration ETF; and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600
Comments due: May 30, 2017 See also: Order: Rel. No. 34-80885 Comments received are available for this proposal. |
| SR-NYSEArca-2016-120 | ||
| 34-80579 | May 2, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund under Commentary .02 to NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-80770; Notice: Rel. No. 34-79914, Notice: Rel. No. 34-79550, Notice: Rel. No. 34-79201 |
| SR-NYSEArca-2017-47 | ||
| 34-80576 | May 2, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35 to Specify Order Handling for an IPO Auction
Comments due: May 30, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-36 | ||
| 34-80553 | Apr. 28, 2017 | Notice of Filing of Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: May 25, 2017 Additional Materials: Exhibit 5 See also: , Notice: Rel. No. 34-81267 Comments received are available for this proposal. |
| SR-NYSEArca-2017-48 | ||
| 34-80541 | Apr. 27, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: May 24, 2017 See also: Order: Rel. No. 34-80865 Comments received are available for this proposal. |
| SR-NYSEArca-2017-41 | ||
| 34-80534 | Apr. 26, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes in the Name of, the Investment Objective for, and the Means of Achieving the Investment Objective Applicable to the PIMCO Total Return Active Exchange-Traded Fund
Comments due: May 23, 2017 |
| SR-NYSEArca-2017-43 | ||
| 34-80516 | Apr. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: May 19, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-45 | ||
| 34-80515 | Apr. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change in the Index Methodology Applicable to the Virtus Enhanced U.S. Equity ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 19, 2017 |
| SR-NYSEArca-2017-06 | ||
| 34-80502 | Apr. 21, 2017 | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: May 18, 2017 Rebuttal comments due: June 1, 2017 Additional Materials: Exhibit 3 See also: Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80729, Notice: Rel. No. 34-80297, Notice: Rel. No. 34-79955 |
| SR-NYSEArca-2016-176 | ||
| 34-80501 | Apr. 21, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
Comments due: May 18, 2017 Rebuttal comments due: June 1, 2017 See also: Notice: Rel. No. 34-81538; Notice: Rel. No. 34-81155, Notice: Rel. No. 34-80094, Notice: Rel. No. 34-79792 Comments received are available for this proposal. |
| SR-NYSEArca-2017-42 | ||
| 34-80496 | Apr. 20, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87
Comments due: May 17, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2016-177 | ||
| 34-80486 | Apr. 19, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
Comments due: May 16, 2017 Rebuttal comments due: May 30, 2017 See also: Notice: Rel. No. 34-81177, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-79793, Notice: Rel. No. 34-81655 Comments received are available for this proposal. |
| SR-NYSEArca-2017-33 | ||
| 34-80457 | Apr. 13, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: May 10, 2017 See also: Order: Rel. No. 34-80840 Comments received are available for this proposal. |
| SR-NYSEArca-2017-35 | ||
| 34-80441 | Apr. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-38 | ||
| 34-80440 | Apr. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2016-173 | ||
| 34-80427 | Apr. 11, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3 Thereto, to List and Trade Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund under NYSE Arca Equities Rule 8.200, Commentary .02
See also: Notice: Rel. No. 34-80079, Notice: Rel. No. 34-79742 |
| SR-NYSEArca-2017-29 | ||
| 34-80418 | Apr. 10, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: May 5, 2017 Additional Materials: Exhibit 5a, Exhibit 5b See also: Order: Rel. No. 34-80752 Comments received are available for this proposal. |
| SR-NYSEArca-2017-30 | ||
| 34-80415 | Apr. 10, 2017 | Notice of Filing of Proposed Rule Change to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
Comments due: May 5, 2017 Additional Materials: Exhibit 5 See also: Notice: Rel. No. 34-80777 Comments received are available for this proposal. |
| SR-NYSEArca-2017-13 | ||
| 34-80363 | Apr. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Charges
Comments due: April 28, 2017 Additional Materials: Exhibit 5 |
| First Quarter | ||
| SR-NYSEArca-2017-09 | ||
| 34-80346 | Mar. 30, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-80028, Order/Notice: Rel. No. 34-80657 |
| SR-NYSEArca-2017-17 | ||
| 34-80329 | Mar. 29, 2017 | Order Approving Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations, Including to Adopt a Market Maker Light Only Quotation
See also: Notice: Rel. No. 34-80072 |
| SR-NYSEArca-2016-101 | ||
| 34-80319 | Mar. 28, 2017 | Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the SolidX Bitcoin Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80099, Notice: Rel. No. 34-79726, Order: Rel. No. 34-79171, Notice: Rel. No. 34-78770, Notice: Rel. No. 34-78426 |
| SR-NYSEArca-2016-89 | ||
| 34-80310 | Mar. 24, 2017 | Notice of Filing of Partial Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 through 4, to Amend the Co-location Services Offered by the Exchange to Add Certain Access and Connectivity Fees
Comments due: April 20, 2017 See also: Notice: Rel. No. 34-80076, Notice: Rel. No. 34-79673, Notice: Rel. No. 34-79379, Notice: Rel. No. 34-78967, Notice: Rel. No. 34-78628 |
| SR-NYSEArca-2017-06 | ||
| 34-80297 | Mar. 22, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80729, Notice/Order: Rel. No. 34-80502, Notice: Rel. No. 34-79955 |
| SR-NYSEArca-2017-07 | ||
| 34-80296 | Mar. 22, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, and 4 Thereto, to List and Trade Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
See also: Notice: Rel. No. 34-79917 |
| SR-NYSEArca-2017-27 | ||
| 34-80285 | Mar. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 17, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-24 | ||
| 34-80271 | Mar. 17, 2017 | Notice of Filing of Proposed Rule Change Amending Rule 6.80 to Make Permanent A Program that Allows Transactions to Take Place at A Price that is below $1 Per Option Contract
Comments due: April 13, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80615 Comments received are available for this proposal. |
| SR-NYSEArca-2017-28 | ||
| 34-80258 | Mar. 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 12, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-03 and SR-NYSEArca-2017-04 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79909 Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-04; SR-NYSEMKT-2017-02; SR-NSX-2017-03 |
| SR-NYSEArca-2016-96 | ||
| 34-80254 | Mar. 15, 2017 | Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Equities Rule 8.700 and to List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700
Comments due: April 11, 2017 See also: Notice: Rel. No. 34-78345, Notice: Rel. No. 34-78727, Notice: Rel. No. 34-79802, Notice: Rel. No. 34-79111 |
| SR-NYSEArca-2017-26 | ||
| 34-80252 | Mar. 15, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: April 11, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-01 | ||
| 34-80189 | Mar. 9, 2017 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: April 5, 2017 See also: Notice: Rel. No. 34-79834 |
| SR-NYSEArca-2016-177 | ||
| 34-80180 | Mar. 8, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
See also: Notice: Rel. No. 34-81177, Order: Rel. No. 34-80486, Notice: Rel. No. 34-79793, Notice: Rel. No. 34-81655 |
| SR-NYSEArca-2017-19 | ||
| 34-80175 | Mar. 8, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 4, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-25 | ||
| 34-80173 | Mar. 8, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Fee Schedule
Comments due: April 4, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2016-103 | ||
| 34-80154 | Mar. 3, 2017 | Order Approving Proposed Rule Changes to Extend the Time Within Which a Member, Member Organization, an ATP Holder, OTP Holder, or OTP Firm Must File a Uniform Termination Notice for Securities Industry Registration (“Form U5â€)
Rebuttal comments due: 35 days after publication in the Federal Register Additional File No.: SR-NYSEMKT-2016-52 See also: Notice: Rel. No. 34-79645, Notice: Rel. No. 34-79055, Notice: Rel. No. 34-78598, Notice: Rel. No. 34-78198 |
| SR-NYSEArca-2017-15 | ||
| 34-80140 | Mar. 2, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX
Comments due: March 29, 2017 |
| SR-NYSEArca-2016-149 | ||
| 34-80138 | Mar. 1, 2017 | Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend NYSE Arca Rule 6.91
Comments due: March 28, 2017 See also: Notice: Rel. No. 34-79759, Notice: Rel. No. 34-79404 |
| SR-NYSEArca-2017-18 | ||
| 34-80116 | Feb. 28, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data
Comments due: March 27, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2016-101 | ||
| 34-80099 | Feb. 24, 2017 | Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust under NYSE Arca Equities Rule 8.201
Comments due: March 16, 2017 See also: Order: Rel. No. 34-80319; Notice: Rel. No. 34-79726, Notice: Rel. No. 34-79171, Notice: Rel. No. 34-78770, Notice: Rel. No. 34-78426 |
| SR-NYSEArca-2016-176 | ||
| 34-80094 | Feb. 23, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-81538; Notice: Rel. No. 34-81155, Order: Rel. No. 34-80501, Notice: Rel. No. 34-79792 |
| SR-NYSEArca-2017-14 | ||
| 34-80082 | Feb. 22, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.
Comments due: March 20, 2017 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-NYSEArca-2016-173 | ||
| 34-80079 | Feb. 22, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund under NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-80427, Notice: Rel. No. 34-79742 |
| SR-NYSEArca-2016-89 | ||
| 34-80076 | Feb. 22, 2017 | Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 - 4, to Amend the Co-location Services Offered by the Exchange to Add Certain Access and Connectivity Fees
See also: Order: Rel. No. 34-80310, Notice: Rel. No. 34-79673, Notice: Rel. No. 34-79379, Notice: Rel. No. 34-78967, Notice: Rel. No. 34-78628 |
| SR-NYSEArca-2017-17 | ||
| 34-80072 | Feb. 21, 2017 | Notice of Filing of Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations
Comments due: March 20, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80329 |
| SR-NYSEArca-2017-16 | ||
| 34-80059 | Feb. 17, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 6.62, 6.73 and Make a Conforming Change to Rule 6.47A
Comments due: March 17, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-10 | ||
| 34-80032 | Feb. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: March 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-12 | ||
| 34-80029 | Feb. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 10, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-09 | ||
| 34-80028 | Feb. 13, 2017 | Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Short Duration Income ETF under NYSE Arca Equities Rule 8.600
Comments due: March 10, 2017 See also: Notice: Rel. No. 34-80346, Order/Notice: Rel. No. 34-80657 Comments received are available for this proposal. |
| SR-NYSEArca-2017-02 | ||
| 34-79976 | Feb. 6, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Related to Flexible Exchange Options
Comments due: March 3, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-08 | ||
| 34-79975 | Feb. 6, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6)(v) to Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset
Comments due: March 3, 2017 |
| SR-NYSEArca-2017-06 | ||
| 34-79955 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: March 2, 2017 See also: Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80729, Notice/Order: Rel. No. 34-80502, Order: Rel. No. 34-80297, Notice: Rel. No. 34-80729 Comments received are available for this proposal. |
| SR-NYSEArca-2017-07 | ||
| 34-79917 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017 See also: Order: Rel. No. 34-80296 Comments received are available for this proposal. |
| SR-NYSEArca-2017-05 | ||
| 34-79916 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017 See also: Notice: Rel. No. 34-81224, Order: Rel. No. 34-80606 Comments received are available for this proposal. |
| SR-NYSEArca-2016-120 | ||
| 34-79914 | Feb. 1, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund under Commentary .02 to NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017 Rebuttal comments due: March 14, 2017 See also: Order: Rel. No. 34-80770; Order No. 34-80579, Notice: Rel. No. 34-79550, Notice: Rel. No. 34-79201 |
| SR-NYSEArca-2017-03 | ||
| 34-79909 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 11.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 Comments received are available for this proposal. |
| SR-NYSEArca-2017-04 | ||
| 34-79908 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 6.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017 Additional Materials: Exhibit 5 See also: Order: Rel. No. 34-80256 Comments received are available for this proposal. |
| SR-NYSEArca-2016-167 | ||
| 34-79901 | Jan. 30, 2017 | Order Approving Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, in Connection with the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc.
Additional File Nos.: SR-NYSE-2016-90, SR-NYSEMKT-2016-122 See also: Notice: Rel. No. 34-79678 |
| SR-NYSEArca-2016-100 | ||
| 34-79885 | Jan. 26, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, to List and Trade Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-79211, Notice: Rel. No. 34-78840, Notice: Rel. No. 34-78433 |
| SR-NYSEArca-2016-97 | ||
| 34-79864 | Jan. 23, 2017 | Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Government Collateral Pledge Portfolio under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-79131, Notice: Rel. No. 34-78750, Notice: Rel. No. 34-78373 |
| SR-NYSEArca-2016-130 | ||
| 34-79846 | Jan. 19, 2017 | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up — Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility)
See also: Notice: Rel. No. 34-79480, Notice: Rel. No. 34-79107 |
| SR-NYSEArca-2017-01 | ||
| 34-79834 | Jan. 18, 2017 | Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: February 15, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2016-96 | ||
| 34-79802 | Jan. 13, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend NYSE Arca Equities Rule 8.700 and to List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700
See also: Notice: Rel. No. 34-79111, Notice: Rel. No. 34-78727, Notice: Rel. No. 34-78345 |
| SR-NYSEArca-2016-177 | ||
| 34-79793 | Jan. 13, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
Comments due: February 13, 2017 See also: Notice: Rel. No. 34-81177, Order: Rel. No. 34-80486, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-81655 Comments received are available for this proposal. |
| SR-NYSEArca-2016-176 | ||
| 34-79792 | Jan. 13, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust under NYSE Arca Equities Rule 8.201
Comments due: February 13, 2017 See also: Notice: Rel. No. 34-81538; Notice: Rel. No. 34-81155, Order: Rel. No. 34-80501, Notice: Rel. No. 34-80094 Comments received are available for this proposal. |
| SR-NYSEArca-2016-62 | ||
| 34-79767 | Jan. 10, 2017 | Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio
See also: Notice: Rel. No. 34-79173, Notice: Rel. No. 34-78564, Notice: Rel. No. 34-78157, Notice: Rel. No. 34-77849 |
| SR-NYSEArca-2016-149 | ||
| 34-79759 | Jan. 9, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 6.91
See also: Notice: Rel. No. 34-79404 |
| SR-NYSEArca-2016-173 | ||
| 34-79742 | Jan. 5, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States -3x Short Oil Fund under NYSE Arca Equities Rule 8.200
Comments due: February 1, 2017 See also: Order: Rel. No. 34-80427, Notice: Rel. No. 34-80079 Comments received are available for this proposal. |
| SR-NYSEArca-2016-145 | ||
| 34-79732 | Jan. 4, 2017 | Order Granting Approval of a Proposed Rule Change to Conform to Proposed Amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934 to Shorten the Standard Settlement Cycle from Three Business Days after the Trade Date ("T+3") to Two Business Days after the Trade Date ("T+2")
See also: Notice: Rel. No. 34-79337 |
| SR-NYSEArca-2016-172 | ||
| 34-79729 | Jan. 4, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to Co-location Services to Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products
Comments due: January 31, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2016-101 | ||
| 34-79726 | Jan. 3, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust under NYSE Arca Equities Rule 8.201
See also: Order: Rel. No. 34-80319; Notice: Rel. No. 34-80099, Order: Rel. No. 34-79171, Notice: Rel. No. 34-78770, Notice: Rel. No. 34-78426 |
| SR-NYSEArca-2016-143 | ||
| 34-79719 | Jan. 3, 2017 | Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX
See also: Notice: Rel. No. 34-79327 |
NYSE Arca File Number List for 2017
| Release No. | Date | Details |
|---|---|---|
| SR-NYSEArca-2017-108 | ||
| 34-81652 | Sep. 19, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules and the NYSE Arca Options Fees and Charges Schedule In Connection With the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c |
| SR-NYSEArca-2017-104 | ||
| 34-81601 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-102 | ||
| 34-81603 | Sep. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 7.35-E, NYSE Arca Rule 7.31-E and NYSE Arca Rule 7.23-E
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-101 | ||
| 34-81580 | Sep. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-O and Rule 6.65-O
Comments due: October 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-98 | ||
| 34-81568 | Sep. 11, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of The Gold Trust under NYSE Arca Rule 8.201-E
Comments due: October 6, 2017 |
| SR-NYSEArca-2017-97 | ||
| 34-81573 | Sep. 11, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 6, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-93 | ||
| 34-81539 | Sep. 6, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Commentary .06 to NYSE Arca Rule 6.91-O to Enhance the Price Protections for Complex Orders Executed on the Exchange
Comments due: October 3, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-90 | ||
| 34-81505 | Aug. 30, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hartford Municipal Opportunities ETF under NYSE Arca Rule 8.600-E
Comments due: September 27, 2017 |
| SR-NYSEArca-2017-89 | ||
| 34-81392 | Aug. 14, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Fees and Credits for Routing Certain Orders to NYSE American LLC
Comments due: September 8, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-88 | ||
| 34-81453 | Aug. 22, 2017 | Notice of Filing of Proposed Rule Change to List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund - Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027 under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: September 18, 2017 |
| SR-NYSEArca-2017-85 | ||
| 34-81373 | Aug. 10, 2017 | Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and to List and Trade Shares of the ProShares European Volatility Futures ETF
Comments due: September 6, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-84 | ||
| 34-81411 | Aug. 16, 2017 | Notice of Filing of Proposed Rule Change to Extend the Implementation Date For Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
Comments due: September 12, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-83 | ||
| 34-81303 | Aug. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.37
Comments due: August 30, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-82 | ||
| 34-81325 | Aug. 7, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-79 | ||
| 34-81268 | Jul. 31, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 25, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-78 | ||
| 34-81185 | Jul. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Low Duration Active Exchange-Traded Fund
Comments due: August 17, 2017 |
| SR-NYSEArca-2017-77 | ||
| 34-81140 | Jul. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: August 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-76 | ||
| 34-81129 | Jul. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: August 8, 2017 Additional Materials: Exhibit 3, Exhibit 5 |
| SR-NYSEArca-2017-73 | ||
| 34-81142 | Jul. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 7.38 to Specify the Ranking of an Odd Lot Order that has a Display Price that is Better than its Working Price
Comments due: August 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-72 | ||
| 34-81134 | Jul. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Adopt a New Pricing Tier, Tape A and Tape C Tier
Comments due: August 8, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-70 | ||
| 34-81061 | Jun. 30, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify in Exchange Rules the Exchange's Primary and Secondary Sources of Data Feeds from NYSE MKT LLC
Comments due: July 28, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-69 | ||
| 34-81388 | Aug. 14, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Equities Rule 8.200
Comments due: September 8, 2017 |
| SR-NYSEArca-2017-68 | ||
| 34-80988 | Jun. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2017
Comments due: July 18, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-67 | ||
| 34-80990 | Jun. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: July 18, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-66 | ||
| 34-80903 | Jun. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Authority to Grant Exemptions from the OATS Requirements
Comments due: July 7, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-64 | ||
| 34-80920 | Jun. 14, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: July 11, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-63 | ||
| 34-80851 | Jun. 2, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2017
Comments due: June 29, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-62 | ||
| 34-81013 | Jun. 23, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to its NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds
Comments due: July 20, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-61 | ||
| 34-80838 | Jun. 1, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: June 28, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-60 | ||
| 34-81500 | Aug. 30, 2017 | Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80781 Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEMKT-2017-31 |
| 34-81113 | Jul. 10, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members |
| 34-80781 | May 26, 2017 | Notice of Filing of Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
Comments due: June 22, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-59 | ||
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-80791 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-57 | ||
| 34-81499 | Aug. 30, 2017 | Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register Rebuttal comments due: 35 days after publication in the Federal Register Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-81145 | Jul. 14, 2017 | Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30 |
| 34-80800 | May 26, 2017 | Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 23, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-56 | ||
| 34-81400 | Aug. 15, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3) |
| 34-81062 | Jun. 30, 2017 | Notice of Filing of Proposed Rule Change to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: July 28, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-55 | ||
| 34-81077 | Jul. 5, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201 |
| 34-80730 | May 19, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-54 | ||
| 34-81442 | Aug. 18, 2017 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Generic Listing Criteria Applicable to Equity Index-Linked Securities
Comments due: September 14, 2017 |
| 34-81081 | Jul. 6, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Generic Listing Criteria Applicable to Index-Linked Securities |
| 34-80707 | May 17, 2017 | Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6) Relating to Equity Index-Linked Securities
Comments due: June 13, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-53 | ||
| 34-80806 | May 30, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Rule 11.21and NYSE Arca Equities Rule 5220, NYSE Arca Rule 10.18 and NYSE Arca Equities Rule 10.16, and Amending NYSE Arca Rule 10.17 and NYSE Arca Equities 10.15
Comments due: June 26, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-52 | ||
| 34-81067 | Jun. 30, 2017 | Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017 Rebuttal comments due: August 11, 2017 Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37 Comments received are available for this proposal. |
| 34-80698 | May 16, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, and the NYSE Arca Schedule of Options Fees and Charges to Adopt the Fees for Industry Members related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 12, 2017 Additional Materials: Appendix, Exhibit 5A Comments received are available for this proposal. |
| SR-NYSEArca-2017-51 | ||
| 34-80665 | May 11, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Comments due: June 7, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-50 | ||
| 34-80632 | May 9, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: June 5, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-49 | ||
| 34-80651 | May 10, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 6, 2017 Additional Materials: , Exhibit 5 |
| SR-NYSEArca-2017-48 | ||
| 34-80865 | Jun. 6, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600 |
| 34-80541 | Apr. 27, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: May 24, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-47 | ||
| 34-80576 | May 2, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35 to Specify Order Handling for an IPO Auction
Comments due: May 30, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-46 | ||
| 34-81197 | Jul. 24, 2017 | Order Approving a Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation |
| 34-80866 | Jun. 6, 2017 | Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation
Comments due: July 3, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-45 | ||
| 34-80515 | Apr. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change in the Index Methodology Applicable to the Virtus Enhanced U.S. Equity ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 19, 2017 |
| SR-NYSEArca-2017-44 | ||
| 34-80885 | Jun. 8, 2017 | Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade of Shares of the IQ Municipal Insured ETF, IQ Municipal Short Duration ETF, and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600 |
| 34-80584 | May 3, 2017 | Notice of Filing of Proposed Rule Change to List and Trade Shares of the IQ Municipal Insured ETF; IQ Municipal Short Duration ETF; and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600
Comments due: May 30, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-43 | ||
| 34-80516 | Apr. 24, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: May 19, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-42 | ||
| 34-80496 | Apr. 20, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87
Comments due: May 17, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-41 | ||
| 34-80534 | Apr. 26, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes in the Name of, the Investment Objective for, and the Means of Achieving the Investment Objective Applicable to the PIMCO Total Return Active Exchange-Traded Fund
Comments due: May 23, 2017 |
| SR-NYSEArca-2017-40 | ||
| 34-81419 | Aug. 17, 2017 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: September 13, 2017 |
| 34-81294 | Aug. 2, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange |
| 34-80929 | Jun. 14, 2017 | Notice of Filing of Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: July 11, 2017 Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j Comments received are available for this proposal. |
| SR-NYSEArca-2017-38 | ||
| 34-80440 | Apr. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Comments due: May 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-36 | ||
| 34-81267 | Jul. 31, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: August 25, 2017 Rebuttal comments due: September 8, 2017 See also: Notice: Rel. No. 34-80935, Notice: Rel. No. 34-80553 |
| 34-80935 | Jun. 15, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900 |
| 34-80553 | Apr. 28, 2017 | Notice of Filing of Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: May 25, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-35 | ||
| 34-80441 | Apr. 12, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 9, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-33 | ||
| 34-80840 | Jun. 1, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201 |
| 34-80457 | Apr. 13, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: May 10, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-30 | ||
| 34-80777 | May 25, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units |
| 34-80415 | Apr. 10, 2017 | Notice of Filing of Proposed Rule Change to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
Comments due: May 5, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-29 | ||
| 34-80752 | May 24, 2017 | Order Approving Proposed Rule Changes to Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc.
Additional File Nos.: SR-NYSE-2017-13, SR-NYSEMKT-2017-17, SR-NYSENAT-2017-01 |
| 34-80418 | Apr. 10, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: May 5, 2017 Additional Materials: Exhibit 5a, Exhibit 5b Comments received are available for this proposal. |
| SR-NYSEArca-2017-28 | ||
| 34-80258 | Mar. 16, 2017 | Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 12, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-27 | ||
| 34-80285 | Mar. 21, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 17, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-26 | ||
| 34-80252 | Mar. 15, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: April 11, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-25 | ||
| 34-80173 | Mar. 8, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Fee Schedule
Comments due: April 4, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-24 | ||
| 34-80615 | May 5, 2017 | Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 6.80 to Make Permanent a Program that Allows Cabinet Trade Transactions to Take Place at a Price Below $1 Per Option Contract
Comments due: June 1, 2017 See also: Notice: Rel. No. 34-80271 |
| 34-80271 | Mar. 17, 2017 | Notice of Filing of Proposed Rule Change Amending Rule 6.80 to Make Permanent A Program that Allows Transactions to Take Place at A Price that is below $1 Per Option Contract
Comments due: April 13, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-19 | ||
| 34-80175 | Mar. 8, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 4, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-18 | ||
| 34-80116 | Feb. 28, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data
Comments due: March 27, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-17 | ||
| 34-80329 | Mar. 29, 2017 | Order Approving Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations, Including to Adopt a Market Maker Light Only Quotation |
| 34-80072 | Feb. 21, 2017 | Notice of Filing of Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations
Comments due: March 20, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-16 | ||
| 34-80059 | Feb. 17, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 6.62, 6.73 and Make a Conforming Change to Rule 6.47A
Comments due: March 17, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-15 | ||
| 34-80140 | Mar. 2, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX
Comments due: March 29, 2017 |
| SR-NYSEArca-2017-14 | ||
| 34-80082 | Feb. 22, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.
Comments due: March 20, 2017 Additional Materials: Exhibit 5a, Exhibit 5b |
| SR-NYSEArca-2017-13 | ||
| 34-80363 | Apr. 3, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Charges
Comments due: April 28, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-12 | ||
| 34-80029 | Feb. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 10, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-10 | ||
| 34-80032 | Feb. 13, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: March 10, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-09 | ||
| 34-80657 | May 11, 2017 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
Comments due: June 7, 2017 See also: Notice: Rel. No. 34-80346, Notice: Rel. No. 34-80028 |
| 34-80346 | Mar. 30, 2017 | Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600 |
| 34-80028 | Feb. 13, 2017 | Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Short Duration Income ETF under NYSE Arca Equities Rule 8.600
Comments due: March 10, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-08 | ||
| 34-79975 | Feb. 6, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6)(v) to Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset
Comments due: March 3, 2017 |
| SR-NYSEArca-2017-07 | ||
| 34-80296 | Mar. 22, 2017 | Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, and 4 Thereto, to List and Trade Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200 |
| 34-79917 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-06 | ||
| 34-81201 | Jul. 25, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201 |
| 34-80729 | May 19, 2017 | Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017 Additional Materials: Exhibit 3 |
| 34-80502 | Apr. 21, 2017 | Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: May 18, 2017 Rebuttal comments due: June 1, 2017 Additional Materials: Exhibit 3 |
| 34-80297 | Mar. 22, 2017 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201 |
| 34-79955 | Feb. 3, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: March 2, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-05 | ||
| 34-81224 | Jul. 27, 2017 | Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200 |
| 34-80606 | May 5, 2017 | Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: June 12, 2017 Rebuttal comments due: June 26, 2017 See also: Notice: Rel. No. 34-79916 |
| 34-79916 | Feb. 1, 2017 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017 Comments received are available for this proposal. |
| SR-NYSEArca-2017-04 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-03; SR-NYSEMKT-2017-02; SR-NSX-2017-03 |
| 34-79908 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 6.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-03 | ||
| 34-80256 | Mar. 15, 2017 | Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-04; SR-NYSEMKT-2017-02; SR-NSX-2017-03 |
| 34-79909 | Jan. 31, 2017 | Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 11.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |
| SR-NYSEArca-2017-02 | ||
| 34-79976 | Feb. 6, 2017 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Related to Flexible Exchange Options
Comments due: March 3, 2017 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2017-01 | ||
| 34-80189 | Mar. 9, 2017 | Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: April 5, 2017 |
| 34-79834 | Jan. 18, 2017 | Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: February 15, 2017 Additional Materials: Exhibit 5 Comments received are available for this proposal. |