NYSE Arca Rulemaking

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NYSE Arca Rulemaking File Number List for 2022

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Chronological List for 2022

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Release No. Date Details
Fourth Quarter
SR-NYSEARCA-2022-78
34-96374 Nov. 22, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-77
34-96333 Nov. 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend 6.41P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-76
34-96322 Nov. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-75
34-96305 Nov. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-72
34-96289 Nov. 9, 2022 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add Violations of Rule 2.1210 to the Exchange's Minor Rule Violation Plan for the Equities and Options Markets
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-73
34-96261 Nov. 8, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-74
34-96252 Nov. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-31
34-96242 Nov. 4, 2022 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-61
34-96213 Nov. 2, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the Breakwave Tanker Shipping ETF
SR-NYSEARCA-2022-69
34-96151 Oct. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .01 of NYSE Arca Rule 2.1210
Comments due: November 21, 2022
SR-NYSEARCA-2022-70
34-96111 Oct. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44-E
Comments due: November 16, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-68
34-96086 Oct. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges
Comments due: November 10, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-71
34-96085 Oct. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: November 10, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-65
34-96068 Oct. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee
Comments due: November 9, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEARCA-2022-66
34-95976 Oct. 4, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: November 1, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-64
34-95969 Oct. 4, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments due: November 1, 2022
Additional Materials: Exhibit 5
Third Quarter
SR-NYSEARCA-2022-61
34-95853 Sep. 21, 2022 Notice of Filing of Proposed Rule Change to List and Trade the Shares of the Breakwave Tanker Shipping ETF
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-63
34-95820 Sep. 19, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-62
34-95827 Sep. 19, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-59
34-95760 Sep. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-58
34-95752 Sep. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the iShares® Gold Trust Micro
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-56
34-95698 Sep. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transfer the Services and Fees Related to Colocation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-57
34-95687 Sep. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.62P-O (a)(4)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-55
34-95644 Aug. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-54
34-95584 Aug. 23, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-31
34-95581 Aug. 23, 2022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Comments received are available for this proposal.
SR-NYSEARCA-2022-51
34-95526 Aug. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Thrivent Small-Mid Cap ESG ETF under NYSE Arca Rule 8.601-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-52
34-95501 Aug. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEARCA-2022-49
34-95481 Aug. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Proprietary Market Data Fees To Adopt an Enterprise Fee for Broker-Dealer Subscribers of NYSE ArcaBook
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEARCA-2022-44
34-95475 Aug. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-50
34-95471 Aug. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-25
34-95428 Aug. 4, 2022 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Arca Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-47
34-95412 Aug. 3, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-45
34-95411 Aug. 2, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-43
34-95386 Jul. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-41
34-95360 Jul. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-39
34-95339 Jul. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to colocation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-42
34-95303 Jul. 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E (Clearly Erroneous Executions)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-40
34-95297 Jul. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Non-Substantive Change to Rule 7.31-E(a)(2)(B) Regarding Limit Order Price Protection
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-38
34-95273 Jul. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-37
34-95201 Jul. 6, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-97
34-95196 Jul. 5, 2022 Notice of Withdrawal of Proposed Rule Changes to Amend their Respective Fee Schedules to Offer Colocation Users Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEAMER-2021-43, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23
Second Quarter
SR-NYSEArca-2021-90
34-95180 Jun. 29, 2022 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Grayscale Bitcoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
SR-NYSEArca-2021-89
34-95179 Jun. 29, 2022 Order Disapproving a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
SR-NYSEArca-2022-13
34-95154 Jun. 24, 2022 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 7.31-E(h)(3) Relating to Discretionary Pegged Orders
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-31
34-95150 Jun. 24, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 6.64P-O
SR-NYSEArca-2022-36
34-95142 Jun. 23, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-35
34-95129 Jun. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-25
34-95116 Jun. 16, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify Rule 7.31-E to Add Subparagraph (f)(4) Regarding Directed Orders
SR-NYSEArca-2022-34
34-95088 Jun. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.40P-O and 6.41P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-32
34-95065 Jun. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2021-67
34-94999 May 27, 2022 Order Disapproving a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
SR-NYSEArca-2022-30
34-94961 May 23, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Use of Custom Baskets by Certain Series of Active Proxy Portfolio Shares Listed and Traded on the Exchange Pursuant to NYSE Arca Rule 8.601-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-31
34-94959 May 23, 2022 Notice of Filing of Proposed Rule Change to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-27
34-94917 May 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-28
34-94908 May 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Principal Real Estate Active Opportunities ETF Under NYSE Arca Rule 8.601 (Active Proxy Portfolio Shares)
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-29
34-94902 May 12, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the IQ Winslow Large Cap Growth ETF and IQ Winslow Focused Large Cap Growth ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2021-97
34-94899 May 12, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Offer Wireless Connectivity to CME Group Data and Establish Associated Fees
Additional File Nos.: SR-NYSE-2021-67, SR-NYSEAMER-2021-43, SR-NYSECHX-2021-17, SR-NYSENAT-2021-23
SR-NYSEArca-2022-26
34-94895 May 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-13
34-94869 May 9, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 7.31-E(h)(3)
SR-NYSEArca-2021-90
34-94844 May 4, 2022 Notice of Filing of Amendment No. 1 to, and Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-25
34-94843 May 4, 2022 Notice of Filing of Proposed Rule Change to Modify Rule 7.31-E to Add Subparagraph (f)(4) Regarding Directed Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-24
34-94798 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Representation Regarding the Sprott ESG Gold ETF
Comments due: May 24, 2022
Comments received are available for this proposal.
SR-NYSEArca-2021-89
34-94781 Apr. 22, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2022-22
34-94764 Apr. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37AP-O
Comments due: May 17, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-73
34-94746 Apr. 19, 2022 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: May 16, 2022
SR-NYSEArca-2022-18
34-94663 Apr. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 6, 2022
Comments received are available for this proposal.
SR-NYSEArca-2022-21
34-94640 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-68
34-94637 Apr. 7, 2022 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Adopt New Exchange Rule 6.91P-O
Comments due: May 4, 2022
SR-NYSEArca-2022-17
34-94629 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the FMC Excelsior Focus Equity ETF under Rule 8.900-E (Managed Portfolio Shares)
Comments due: May 4, 2022
SR-NYSEArca-2021-53
34-94620 Apr. 6, 2022 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
SR-NYSEArca-2022-20
34-94578 Apr. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-15
34-94575 Apr. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 28, 2022
Additional Materials: Exhibit 5
First Quarter
SR-NYSEArca-2022-16
34-94569 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the DoubleLine Shiller CAPE U.S. Equities ETF under Rule 8.900-E (Managed Portfolio Shares)
Comments due: April 27, 2022
SR-NYSEArca-2022-19
34-94568 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers
Comments due: April 27, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-65
34-94518 Mar. 25, 2022 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: April 21, 2022
SR-NYSEArca-2022-13
34-94490 Mar. 22, 2022 Notice of Filing of Proposed Rule Change to Amend Rule 7.31-E(h)(3)
Comments due: April 18, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-14
34-94486 Mar. 22, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Columbia Seligman Semiconductor and Technology ETF Under NYSE Arca Rule 8.601 (Active Proxy Portfolio Shares)
Comments due: April 18, 2022
SR-NYSEArca-2021-67
34-94475 Mar. 18, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2022-12
34-94417 Mar. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: April 11, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-57
34-94395 Mar. 10, 2022 Order Disapproving a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
SR-NYSEArca-2022-09
34-94336 Mar. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: March 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-10
34-94319 Feb. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: March 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-73
34-94302 Feb. 23, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
SR-NYSEArca-2022-08
34-94233 Feb. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 10, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-90
34-94151 Feb. 4, 2022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: March 3, 2022
Rebuttal comments due: March 17, 2022
Comments received are available for this proposal.
SR-NYSEArca-2021-68
34-94141 Feb. 3, 2022 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New NYSE Arca Rule 6.91P-O
SR-NYSEArca-2021-89
34-94126 Feb. 1, 2022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
Comments due: February 28, 2022
Rebuttal comments due: March 14, 2022
Comments received are available for this proposal.
SR-NYSEArca-2022-05
34-94125 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-07
34-94121 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Subparagraph (i)(4) to Rule 7.31-E
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-04
34-94095 Jan. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 24, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-47
34-94072 Jan. 26, 2022 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: February 22, 2022
SR-NYSEArca-2021-53
34-94054 Jan. 25, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
SR-NYSEArca-2022-01
34-94050 Jan. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rules 10.9120 and 10.9560
Comments due: February 22, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-29
34-94025 Jan. 21, 2022 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
SR-NYSEArca-2021-28
34-94024 Jan. 21, 2022 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
SR-NYSEArca-2022-03
34-94017 Jan. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Cap Certain Port Fees
Comments due: February 16, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-02
34-94015 Jan. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 16, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-37
34-94006 Jan. 20, 2022 Order Disapproving a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-65
34-94003 Jan. 19, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
SR-NYSEArca-2021-109
34-93960 Jan. 12, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: February 9, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2021-107
34-93918 Jan. 6, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: February 2, 2022
SR-NYSEArca-2021-104
34-93900 Jan. 5, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022
SR-NYSEArca-2021-106
34-93899 Jan. 5, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges with Respect to a Regulatory Fee Related to the Central Registration Depository
Comments due: February 1, 2022
SR-NYSEArca-2021-57
34-93893 Jan. 4, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E

File Number List for 2022

Release No. Date Details
SR-NYSEARCA-2022-78
34-96374 Nov. 22, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-77
34-96333 Nov. 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend 6.41P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-76
34-96322 Nov. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-75
34-96305 Nov. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-74
34-96252 Nov. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-73
34-96261 Nov. 8, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-72
34-96289 Nov. 9, 2022 Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change to Add Violations of Rule 2.1210 to the Exchange's Minor Rule Violation Plan for the Equities and Options Markets
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-71
34-96085 Oct. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: November 10, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-70
34-96111 Oct. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.44-E
Comments due: November 16, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-69
34-96151 Oct. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .01 of NYSE Arca Rule 2.1210
Comments due: November 21, 2022
SR-NYSEARCA-2022-68
34-96086 Oct. 14, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amend the NYSE Arca Equities Fees and Charges
Comments due: November 10, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-66
34-95976 Oct. 4, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: November 1, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-65
34-96068 Oct. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Concerning the Options Regulatory Fee
Comments due: November 9, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEARCA-2022-64
34-95969 Oct. 4, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments due: November 1, 2022
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-63
34-95820 Sep. 19, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-62
34-95827 Sep. 19, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.10-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-61
34-96213 Nov. 2, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the Breakwave Tanker Shipping ETF
34-95853 Sep. 21, 2022 Notice of Filing of Proposed Rule Change to List and Trade the Shares of the Breakwave Tanker Shipping ETF
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-59
34-95760 Sep. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-58
34-95752 Sep. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the iShares® Gold Trust Micro
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-57
34-95687 Sep. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.62P-O (a)(4)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-56
34-95698 Sep. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Transfer the Services and Fees Related to Colocation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-55
34-95644 Aug. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.78-O and Adopt New Rules Related Thereto and Delete Paragraph (d) to Rule 6.69-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-54
34-95584 Aug. 23, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-52
34-95501 Aug. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEARCA-2022-51
34-95526 Aug. 17, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Thrivent Small-Mid Cap ESG ETF under NYSE Arca Rule 8.601-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-50
34-95471 Aug. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-49
34-95481 Aug. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the NYSE Arca Equities Proprietary Market Data Fees To Adopt an Enterprise Fee for Broker-Dealer Subscribers of NYSE ArcaBook
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEARCA-2022-47
34-95412 Aug. 3, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-45
34-95411 Aug. 2, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEARCA-2022-44
34-95475 Aug. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-43
34-95386 Jul. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-42
34-95303 Jul. 18, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E (Clearly Erroneous Executions)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-41
34-95360 Jul. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-40
34-95297 Jul. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make a Non-Substantive Change to Rule 7.31-E(a)(2)(B) Regarding Limit Order Price Protection
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-39
34-95339 Jul. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to colocation
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-38
34-95273 Jul. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-37
34-95201 Jul. 6, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-36
34-95142 Jun. 23, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-35
34-95129 Jun. 21, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-34
34-95088 Jun. 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.40P-O and 6.41P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-32
34-95065 Jun. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to the Exchange's Rules Regarding Continuing Education Requirements
Comments due: 21 days after publication in the Federal Register
SR-NYSEARCA-2022-31
34-96242 Nov. 4, 2022 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
34-95581 Aug. 23, 2022 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Comments received are available for this proposal.
34-95150 Jun. 24, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 6.64P-O
34-94959 May 23, 2022 Notice of Filing of Proposed Rule Change to Amend Rule 6.64P-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-30
34-94961 May 23, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Use of Custom Baskets by Certain Series of Active Proxy Portfolio Shares Listed and Traded on the Exchange Pursuant to NYSE Arca Rule 8.601-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-29
34-94902 May 12, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the IQ Winslow Large Cap Growth ETF and IQ Winslow Focused Large Cap Growth ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-28
34-94908 May 13, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Principal Real Estate Active Opportunities ETF Under NYSE Arca Rule 8.601 (Active Proxy Portfolio Shares)
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2022-27
34-94917 May 16, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-26
34-94895 May 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-25
34-95428 Aug. 4, 2022 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Add Subparagraph (f)(4) Regarding Directed Orders to NYSE Arca Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
34-95116 Jun. 16, 2022 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify Rule 7.31-E to Add Subparagraph (f)(4) Regarding Directed Orders
34-94843 May 4, 2022 Notice of Filing of Proposed Rule Change to Modify Rule 7.31-E to Add Subparagraph (f)(4) Regarding Directed Orders
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal. -
SR-NYSEArca-2022-24
34-94798 Apr. 27, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend a Representation Regarding the Sprott ESG Gold ETF
Comments due: May 24, 2022
Comments received are available for this proposal.
SR-NYSEArca-2022-22
34-94764 Apr. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.37AP-O
Comments due: May 17, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-21
34-94640 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: May 4, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-20
34-94578 Apr. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-19
34-94568 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt on a Permanent Basis the Pilot Program for Market-Wide Circuit Breakers
Comments due: April 27, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-18
34-94663 Apr. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 6, 2022
Comments received are available for this proposal.
SR-NYSEArca-2022-17
34-94629 Apr. 7, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the FMC Excelsior Focus Equity ETF under Rule 8.900-E (Managed Portfolio Shares)
Comments due: May 4, 2022
SR-NYSEArca-2022-16
34-94569 Mar. 31, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the DoubleLine Shiller CAPE U.S. Equities ETF under Rule 8.900-E (Managed Portfolio Shares)
Comments due: April 27, 2022
SR-NYSEArca-2022-15
34-94575 Apr. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-14
34-94486 Mar. 22, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Columbia Seligman Semiconductor and Technology ETF Under NYSE Arca Rule 8.601 (Active Proxy Portfolio Shares)
Comments due: April 18, 2022
SR-NYSEArca-2022-13
34-95154 Jun. 24, 2022 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend Rule 7.31-E(h)(3) Relating to Discretionary Pegged Orders
Comments due: 21 days after publication in the Federal Register
34-94869 May 9, 2022 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Rule 7.31-E(h)(3)
34-94490 Mar. 22, 2022 Notice of Filing of Proposed Rule Change to Amend Rule 7.31-E(h)(3)
Comments due: April 18, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-12
34-94417 Mar. 15, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: April 11, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-10
34-94319 Feb. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: March 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-09
34-94336 Mar. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: March 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-08
34-94233 Feb. 11, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 10, 2022
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2022-07
34-94121 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Subparagraph (i)(4) to Rule 7.31-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2022-05
34-94125 Feb. 1, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 28, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-04
34-94095 Jan. 28, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 24, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-03
34-94017 Jan. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Cap Certain Port Fees
Comments due: February 16, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-02
34-94015 Jan. 20, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 16, 2022
Additional Materials: Exhibit 5
SR-NYSEArca-2022-01
34-94050 Jan. 25, 2022 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Non-Substantive Conforming Changes to Rules 10.9120 and 10.9560
Comments due: February 22, 2022
Additional Materials: Exhibit 5