NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSE Arca File Number List for 2019

Additional Archives

Chronological List for 2019

Release No. Date Details
Fourth Quarter
SR-NYSEArca-2019-61
34-87699 Dec. 9, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchanges' Co-Location Price Lists to Offer Co-Location Users Access to the NMS Network and Establish Associated Fees
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEAMER-2019-34
SR-NYSEArca-2019-85
34-87685 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-83
34-87610 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72-O to Extend the Penny Pilot
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-84
34-87623 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE American LLC
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-60
34-87589 Nov. 22, 2019 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 thereto, to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E
Comments due: December 20, 2019
Rebuttal comments due: January 3, 2020
SR-NYSEArca-2019-14
34-87576 Nov. 20, 2019 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF
SR-NYSEArca-2019-82
34-87556 Nov. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Listing and Trading of Shares of the Nationwide Risk-Managed Income ETF under NYSE Arca Rule 8.600-E
Comments due: December 13, 2019
SR-NYSEArca-2019-81
34-87542 Nov. 14, 2019 Notice of Filing of Proposed Rule Change to Establish Generic Listing Standards for Derivative Securities Products that are Permitted to Operate in Reliance on Rule 6c-11 under the Investment Company Act of 1940
Comments due: December 11, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-80
34-87519 Nov. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E to Delete Cross Orders
Comments due: December 10, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-78
34-87514 Nov. 13, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Innovator PTAM Core Bond ETF under NYSE Arca Rule 8.600-E
Comments due: December 10, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-79
34-87488 Nov. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: December 5, 2019
SR-NYSEArca-2019-71
34-87443 Nov. 1, 2019 Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange
Comments due: November 29, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-62
34-87437 Oct. 31, 2019 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator MSCI EAFE Power Buffer ETFs and Innovator MSCI Emerging Markets Power Buffer ETFs, Series of the Innovator ETFs Trust, Under NYSE Arca Rule 8.600-E
Comments due: November 27, 2019
SR-NYSEArca-2019-12
34-87434 Oct. 31, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E
Comments due: November 27, 2019
SR-NYSEArca-2019-33
34-87410 Oct. 28, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: November 22, 2019
SR-NYSEArca-2019-73
34-87409 Oct. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Continued Listing and Trading of the WisdomTree Emerging Markets Multifactor Fund and the WisdomTree International Multifactor Fund
Comments due: November 22, 2019
SR-NYSEArca-2019-61
34-87400 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Options and Equities Fee Schedules Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
SR-NYSEArca-2019-51
34-87385 Oct. 23, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange under NYSE Arca Rule 8.600-E
Comments due: November 18, 2019
Rebuttal comments due: December 3, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-04
34-87382 Oct. 22, 2019 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities
Comments due: November 18, 2019
SR-NYSEArca-2019-75
34-87355 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-63
34-87350 Oct. 18, 2019 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Retail Liquidity Program Pilot, Rule 7.44-E, Which is Set to Expire on October 31, 2019, Notice of Filing of Amendment No. 1, and Order Granting Limited Exemption Pursuant to Rule 612(c) of Regulation NMS
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-76
34-87346 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-58
34-87316 Oct. 16, 2019 Order Approving a Proposed Rule Change to Modify Rules 6.60-O and 6.65A-O Regarding the Treatment of Orders Subject to Trade Collar Protection
SR-NYSEArca-2019-72
34-87313 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-39
34-87301 Oct. 15, 2019 Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust under NYSE Arca Rule 8.201-E
Comments due: November 12, 2019
SR-NYSEArca-2019-70
34-87292 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-68
34-87278 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Shares under NYSE Arca Rule 8.600-E of the Overlay Shares Large Cap Equity ETF, Overlay Shares Small Cap Equity ETF, Overlay Shares Foreign Equity ETF, Overlay Shares Core Bond ETF and Overlay Shares Municipal Bond ETF
Comments due: November 7, 2019
SR-NYSEArca-2019-60
34-87277 Oct. 10, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 thereto, to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2019-01
34-87267 Oct. 9, 2019 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E
See also: Letter from the Secretary of the Commission to Michael Cavalier, Counsel and David De Gregorio, Senior Counsel, Intercontinental Exchange, NYSE, dated October 15, 2019
SR-NYSEArca-2019-55
34-87223 Oct. 4, 2019 Order Approving a Proposed Rule Change to Amend NYSE Arca Rule 8.700-E and to List and Trade Shares of the Dynamic Short Short-Term Volatility Futures ETF
SR-NYSEArca-2019-57
34-87190 Oct. 1, 2019 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the Franklin Liberty Systematic Style Premia ETF, a Series of the Franklin Templeton ETF Trust under NYSE Arca Rule 8.600-E
SR-NYSEArca-2019-64
34-87185 Oct. 1, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Revise the Options Regulatory Fee
Third Quarter
SR-NYSEArca-2019-67
34-87153 Sep. 30, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange Retail Liquidity Program until October 31, 2019
Comments due: October 25, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2013-107
34-87150 Sep. 27, 2019 Order Granting an Extension to Limited Exemptions From Rule 612(c) of Regulation NMS In Connection With the Exchange's Retail Liquidity Programs Until October 31, 2019
SR-NYSEArca-2019-49
34-87091 Sep. 24, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Modify the Options Regulatory Fee
SR-NYSEArca-2019-39
34-87071 Sep. 24, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule
Comments due: October 21, 2019
Rebuttal comments due: November 4, 2019
SR-NYSEArca-2019-14
34-87058 Sep. 23, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF
SR-NYSEArca-2019-65
34-87040 Sep. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Change in the Name and Benchmark Index for the SPDR Nuveen S&P High Yield Municipal Bond ETF
Comments due: October 17, 2019
SR-NYSEArca-2019-66
34-87017 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: October 16, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-64
34-86961 Sep. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: October 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-62
34-86948 Sep. 12, 2019 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Innovator MSCI EAFE Power Buffer ETFs and Innovator MSCI Emerging Markets Power Buffer ETFs, Series of the Innovator ETFs Trust, under NYSE Arca Rule 8.600-E
Comments due: October 9, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-12
34-86945 Sep. 12, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the iShares Commodity Curve Carry Strategy ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2019-63
34-86870 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Make Permanent Rule 7.44-E
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-61
34-86868 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-51
34-86855 Sep. 3, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange under NYSE Arca Rule 8.600-E
SR-NYSEArca-2019-38
34-86841 Aug. 30, 2019 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Amend the Listing Rule Applicable to Shares of the Aware Ultra-Short Duration Enhanced Income ETF
SR-NYSEArca-2019-49
34-86832 Aug. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: September 27, 2019
Rebuttal comments due: October 11, 2019
SR-NYSEArca-2019-58
34-86788 Aug. 28, 2019 Notice of Filing of Proposed Rule Change to Modify Rules 6.60-O and 6.65A-O Regarding the Treatment of Orders Subject to Trade Collar Protection
Comments due: September 25, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-33
34-86760 Aug. 26, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: September 20, 2019
Rebuttal comments due: October 4, 2019
SR-NYSEArca-2019-60
34-86752 Aug. 23, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E
Comments due: September 19, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-55
34-86714 Aug. 20, 2019 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.700-E and to List and Trade Shares of the Dynamic Short Short-Term Volatility Futures ETF
Comments due: September 16, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2018-83
34-86698 Aug. 16, 2019 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF
Comments due: September 12, 2019
SR-NYSEArca-2019-59
34-86697 Aug. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Reduce the Minimum Allowable Parameter for the Transaction- and Volume-Based Settings in the Risk Limitation Mechanism
Comments due: September 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-57
34-86659 Aug. 14, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Franklin Liberty Systematic Style Premia ETF, a Series of the Franklin Templeton ETF Trust under NYSE Arca Rule 8.600-E
Comments due: September 10, 2019
SR-NYSEArca-2019-04
34-86643 Aug. 13, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Rule 5.2-E(j)(3) To Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
SR-NYSEArca-2018-98
34-86636 Aug. 12, 2019 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to List and Trade Shares of the iShares Commodity Multi-Strategy ETF under NYSE Arca Rule 8.600-E
Comments due: September 6, 2019
SR-NYSEArca-2019-39
34-86631 Aug. 12, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2019-01
34-86629 Aug. 12, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2019-56
34-86620 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Adopt An Incremental Credit Under a Current Pricing Tier, Cross-Asset Tier 3
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-54
34-86547 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-02
34-86532 Jul. 31, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
SR-NYSEArca-2019-52
34-86458 Jul. 24, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 20, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-50
34-86423 Jul. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 9.21-O, Delete Current Rules 9.21-O through 9.25-O, and Amend Rule 10.9551
Comments due: August 16, 2019
SR-NYSEArca-2019-51
34-86417 Jul. 19, 2019 Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange under NYSE Arca Rule 8.600-E
Comments due: August 15, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-38
34-86414 Jul. 19, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding Investments of the Aware Ultra-Short Duration Enhanced Income ETF
SR-NYSEArca-2019-49
34-86390 Jul. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule by Revising the Options Regulatory Fee
Comments due: August 12, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-53
34-86377 Jul. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: August 9, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-36
34-86362 Jul. 12, 2019 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of JPMorgan Income Builder Blend ETF under NYSE Arca Rule 8.600-E
Comments due: August 8, 2019
SR-NYSEArca-2019-46
34-86300 Jul. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Update a Rule Cross Reference
Comments due: July 30, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-33
34-86299 Jul. 3, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Second Quarter
SR-NYSEArca-2019-14
34-86220 Jun. 27, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF
Comments due: July 24, 2019
Rebuttal comments due: August 7, 2019
Comments received are available for this proposal.
SR-NYSEArca-2018-83
34-86199 Jun. 26, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF
SR-NYSEArca-2019-45
34-86198 Jun. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange Retail Liquidity Program until September 30, 2019
Comments due: July 23, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-39
34-86195 Jun. 25, 2019 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust under NYSE Arca Rule 8.201-E
Comments due: July 22, 2019
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-12
34-86136 Jun. 18, 2019 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF
Comments due: July 15, 2019
Rebuttal comments due: July 29, 2019
SR-NYSEArca-2019-43
34-86122 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-42
34-86121 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-28
34-86112 Jun. 14, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2018-98
34-86104 Jun. 13, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the iShares Commodity Multi-Strategy ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2019-41
34-86062 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72-O in Order to Extend the Penny Pilot in Options Classes in Certain Issues
Comments due:  July 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-06
34-86017 Jun. 3, 2019 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Generic Listing Standards for Managed Fund Shares Applicable to Holdings of Fixed Income Securities
SR-NYSEArca-2019-40
34-85958 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-38
34-85955 May 29, 2019 Notice of Filing of Proposed Rule Change Regarding Investments of Aware Ultra-Short Duration Enhanced Income ETF, a Series of Tidal ETF Trust
Comments due: June 25, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-04
34-85946 May 28, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(3) and to Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities
Comments due: June 24, 2019
Rebuttal comments due: July 8, 2019
SR-NYSEArca-2019-35
34-85922 May 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.60-O
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-36
34-85899 May 21, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of JPMorgan Income Builder Blend ETF under NYSE Arca Rule 8.600-E
Comments due: June 18, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-33
34-85903 May 21, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: June 18, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-37
34-85888 May 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Adopt a Higher Credit for the Tier 2 Pricing Tier
Comments due: June 13, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-34
34-85872 May 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
Comments due: June 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-32
34-85871 May 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 6.15-O and Conforming Changes to Rule 6.46-O Governing the Give Up of a Clearing Broker
Comments due: June 12, 2019
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
SR-NYSEArca-2019-02
34-85860 May 15, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
Comments due: June 11, 2019
Rebuttal comments due: June 25, 2019
SR-NYSEArca-2019-01
34-85854 May 14, 2019 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust
Comments due: June 11, 2019
Rebuttal comments due:  June 25, 2019
SR-NYSEArca-2019-14
34-85829 May 10, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Certain Changes Regarding Investments of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E
SR-NYSEArca-2019-30
34-85820 May 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-12
34-85758 May 1, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2019-28
34-85751 Apr. 30, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF
Comments due: May 24, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-29
34-85724 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.11-E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-27
34-85697 Apr. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 8.800-E Setting Forth the Requirements for the NYSE Arca ETP Incentive Program
Comments due: May 16, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-24
34-85696 Apr. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Certain Credits
Comments due: May 16, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-06
34-85690 Apr. 18, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable to Holdings in Fixed Income Securities
SR-NYSEArca-2018-77
34-85646 Apr. 15, 2019 Notice of Withdrawal of Proposed Rule Change to Amend Rule 7.44-E to Expand and Modify the Exchange's Retail Liquidity Program
SR-NYSEArca-2019-15
34-85639 Apr. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliate NYSE American LLC
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-25
34-85620 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-22
34-85610 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-04
34-85573 Apr. 9, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
SR-NYSEArca-2019-23
34-85561 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 7.12-E, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-21
34-85532 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E, Clearly Erroneous Executions
Comments due: May 2, 2019

Additional Materials: Exhibit 5
SR-NYSEArca-2019-18
34-85494 Apr. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism
Comments due: April 30, 2019
Additional Materials: Exhibit 5
First Quarter
SR-NYSEArca-2019-01
34-85461 Mar. 29, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2019-07
34-85450 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-14
34-85430 Mar. 27, 2019 Notice of Filing of Proposed Rule Change Relating to Certain Changes Regarding Investments of the PGIM Ultra Short Bond ETF under NYSE Arca Rule 8.600-E
Comments due: April 23, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-17
34-85426 Mar. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis
Comments due: April 22, 2019
SR-NYSEArca-2018-43
34-85422 Mar. 26, 2019 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF
SR-NYSEArca-2019-02
34-85417 Mar. 26, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
SR-NYSEArca-2018-83
34-85385 Mar. 21, 2019 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF
Comments due: April 17, 2019
Rebuttal comments due: May 1, 2019
SR-NYSEArca-2018-98
34-85375 Mar. 20, 2019 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Commodity Multi-Strategy ETF under NYSE Arca Rule 8.600-E
Comments due: April 16, 2019
Rebuttal comments due: April 30, 2019
SR-NYSEArca-2019-13
34-85363 Mar. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 6.72-O to specify that replacement issues may be added to the Penny Pilot quarterly
Comments due: April 15, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-12
34-85312 Mar. 14, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF under NYSE Arca Rule 8.600-E
Comments due: April 10, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-10
34-85311 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce a New Pricing Tier, Step Up Tier 4
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-11
34-85306 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-08
34-85265 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16-E, 7.18-E, 7.31-E, 7.34-E, 7.35-E, and 7.38-E
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2018-82
34-85244 Mar. 4, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF
SR-NYSEArca-2019-06
34-85220 Feb. 28, 2019 Notice of Filing of Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable to Holdings in Fixed Income Securities
Comments due: March 27, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-04
34-85170 Feb. 21, 2019 Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
Comments due: March 20, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2018-54
34-85154 Feb. 15, 2019 Notice of Withdrawal of a Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares
SR-NYSEArca-2018-83
34-85117 Feb. 13, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF
SR-NYSEArca-2018-67
34-85110 Feb. 12, 2019 Notice of Withdrawal of a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I)
SR-NYSEArca-2019-02
34-85088 Feb. 11, 2019 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
Comments due: March 8, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-01
34-85093 Feb. 11, 2019 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: March 8, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-05
34-85094 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 8, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-03
34-85064 Feb. 6, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Relating to the Minimum Trade Size Modifier
Comments due: March 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2018-101
34-85035 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Regarding Credits Applicable to Lead Market Makers and to ETP Holders and Market Makers Affiliated with the LMM that Provide Displayed Liquidity to the NYSE Arca Book in Tape B Securities
Comments due: February 22, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2018-98
34-85033 Feb. 1, 2019 Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF under NYSE Arca Rule 8.600-E; and Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF under NYSE Arca Rule 8.600-E
Comments due: February 28, 2019
Comments received are available for this proposal.
SR-NYSEArca-2018-99
34-85029 Feb. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 22, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2018-54
34-85026 Feb. 1, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares
SR-NYSEArca-2018-40
34-85020 Jan. 31, 2019 Notice of Withdrawal of a Proposed Rule Change Regarding Investments of the REX BKCM ETF
SR-NYSEArca-2018-43
34-84990 Jan. 25, 2019 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF
SR-NYSEArca-2018-82
34-84987 Jan. 17, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF

NYSE Arca File Number List for 2019

Release No. Date Details
SR-NYSEArca-2019-85
34-87685 Dec. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-84
34-87623 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE American LLC
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-83
34-87610 Nov. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72-O to Extend the Penny Pilot
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-82
34-87556 Nov. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Listing and Trading of Shares of the Nationwide Risk-Managed Income ETF under NYSE Arca Rule 8.600-E
Comments due: December 13, 2019
SR-NYSEArca-2019-81
34-87542 Nov. 14, 2019 Notice of Filing of Proposed Rule Change to Establish Generic Listing Standards for Derivative Securities Products that are Permitted to Operate in Reliance on Rule 6c-11 under the Investment Company Act of 1940
Comments due: December 11, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-80
34-87519 Nov. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E to Delete Cross Orders
Comments due: December 10, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-79
34-87488 Nov. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify in Exchange Rules the Exchange's Use of Data Feeds from NYSE Chicago, Inc.
Comments due: December 5, 2019
SR-NYSEArca-2019-78
34-87514 Nov. 13, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Innovator PTAM Core Bond ETF under NYSE Arca Rule 8.600-E
Comments due: December 10, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-76
34-87346 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Permanent Certain Options Market Rules That Are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-75
34-87355 Oct. 18, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 14, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-73
34-87409 Oct. 28, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Permitting the Continued Listing and Trading of the WisdomTree Emerging Markets Multifactor Fund and the WisdomTree International Multifactor Fund
Comments due: November 22, 2019
SR-NYSEArca-2019-72
34-87313 Oct. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Intercontinental Exchange, Inc.
Comments due: November 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-71
34-87443 Nov. 1, 2019 Notice of Filing of Proposed Rule Change Regarding the Applicability and Functionality of Certain Order Types on the Exchange
Comments due: November 29, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-70
34-87292 Oct. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: November 7, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-68
34-87278 Oct. 10, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit the Listing and Trading of Shares under NYSE Arca Rule 8.600-E of the Overlay Shares Large Cap Equity ETF, Overlay Shares Small Cap Equity ETF, Overlay Shares Foreign Equity ETF, Overlay Shares Core Bond ETF and Overlay Shares Municipal Bond ETF
Comments due: November 7, 2019
SR-NYSEArca-2019-67
34-87153 Sep. 30, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange Retail Liquidity Program until October 31, 2019
Comments due: October 25, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-66
34-87017 Sep. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-65
34-87040 Sep. 20, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Change in the Name and Benchmark Index for the SPDR Nuveen S&P High Yield Municipal Bond ETF
Comments due: October 17, 2019
SR-NYSEArca-2019-64
34-87185 Oct. 1, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Revise the Options Regulatory Fee
34-86961 Sep. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: October 10, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-63
34-87350 Oct. 18, 2019 Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent the Retail Liquidity Program Pilot, Rule 7.44-E, Which is Set to Expire on October 31, 2019, Notice of Filing of Amendment No. 1, and Order Granting Limited Exemption Pursuant to Rule 612(c) of Regulation NMS
Comments due: November 14, 2019
Additional Materials: Exhibit 5
34-86870 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Make Permanent Rule 7.44-E
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-62
34-87437 Oct. 31, 2019 Notice of Filing of Amendment No. 1, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator MSCI EAFE Power Buffer ETFs and Innovator MSCI Emerging Markets Power Buffer ETFs, Series of the Innovator ETFs Trust, Under NYSE Arca Rule 8.600-E
Comments due: November 27, 2019
34-86948 Sep. 12, 2019 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Innovator MSCI EAFE Power Buffer ETFs and Innovator MSCI Emerging Markets Power Buffer ETFs, Series of the Innovator ETFs Trust, under NYSE Arca Rule 8.600-E
Comments due: October 9, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-61
34-87699 Dec. 9, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchanges' Co-Location Price Lists to Offer Co-Location Users Access to the NMS Network and Establish Associated Fees
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEAMER-2019-34
34-87400 Oct. 24, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Options and Equities Fee Schedules Related to Co-Location Services to Offer Access to a Network Providing Connection to the Three Equities and Options Feeds
34-86868 Sep. 4, 2019 Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: October 1, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-60
34-87589 Nov. 22, 2019 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 thereto, to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E
Comments due: December 20, 2019
Rebuttal comments due: January 3, 2020
34-87277 Oct. 10, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 thereto, to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E
34-86752 Aug. 23, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E
Comments due: September 19, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-59
34-86697 Aug. 16, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Reduce the Minimum Allowable Parameter for the Transaction- and Volume-Based Settings in the Risk Limitation Mechanism
Comments due: September 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-58
34-87316 Oct. 16, 2019 Order Approving a Proposed Rule Change to Modify Rules 6.60-O and 6.65A-O Regarding the Treatment of Orders Subject to Trade Collar Protection
34-86788 Aug. 28, 2019 Notice of Filing of Proposed Rule Change to Modify Rules 6.60-O and 6.65A-O Regarding the Treatment of Orders Subject to Trade Collar Protection
Comments due: September 25, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-57
34-87190 Oct. 1, 2019 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the Franklin Liberty Systematic Style Premia ETF, a Series of the Franklin Templeton ETF Trust under NYSE Arca Rule 8.600-E
34-86659 Aug. 14, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Franklin Liberty Systematic Style Premia ETF, a Series of the Franklin Templeton ETF Trust under NYSE Arca Rule 8.600-E
Comments due: September 10, 2019
SR-NYSEArca-2019-56
34-86620 Aug. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Adopt An Incremental Credit Under a Current Pricing Tier, Cross-Asset Tier 3
Comments due: September 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-55
34-87223 Oct. 4, 2019 Order Approving a Proposed Rule Change to Amend NYSE Arca Rule 8.700-E and to List and Trade Shares of the Dynamic Short Short-Term Volatility Futures ETF
34-86714 Aug. 20, 2019 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.700-E and to List and Trade Shares of the Dynamic Short Short-Term Volatility Futures ETF
Comments due: September 16, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-54
34-86547 Aug. 1, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: August 28, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-53
34-86377 Jul. 15, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: August 9, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-52
34-86458 Jul. 24, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 20, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-51
34-87385 Oct. 23, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange under NYSE Arca Rule 8.600-E
Comments due: November 18, 2019
Rebuttal comments due: December 3, 2019
Comments received are available for this proposal.
34-86855 Sep. 3, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange under NYSE Arca Rule 8.600-E
34-86417 Jul. 19, 2019 Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF Currently Listed and Traded on the Exchange under NYSE Arca Rule 8.600-E
Comments due: August 15, 2019
Comments received are available for this proposal. -->
SR-NYSEArca-2019-50
34-86423 Jul. 22, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Rule 9.21-O, Delete Current Rules 9.21-O through 9.25-O, and Amend Rule 10.9551
Comments due: August 16, 2019
SR-NYSEArca-2019-49
34-87091 Sep. 24, 2019 Notice of Withdrawal of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Modify the Options Regulatory Fee
34-86832 Aug. 30, 2019 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Modify the Options Regulatory Fee
Comments due: September 27, 2019
Rebuttal comments due: October 11, 2019
34-86390 Jul. 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule by Revising the Options Regulatory Fee
Comments due: August 12, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-46
34-86300 Jul. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Update a Rule Cross Reference
Comments due: July 30, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-45
34-86198 Jun. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange Retail Liquidity Program until September 30, 2019
Comments due: July 23, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-43
34-86122 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-42
34-86121 Jun. 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-41
34-86062 Jun. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72-O in Order to Extend the Penny Pilot in Options Classes in Certain Issues
Comments due:  July 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-40
34-85958 May 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: June 25, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-39
34-87301 Oct. 15, 2019 Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust under NYSE Arca Rule 8.201-E
Comments due: November 12, 2019
34-87071 Sep. 24, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule
Comments due: October 21, 2019
Rebuttal comments due: November 4, 2019
34-86631 Aug. 12, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust under NYSE Arca Rule 8.201-E
34-86195 Jun. 25, 2019 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust under NYSE Arca Rule 8.201-E
Comments due: July 22, 2019
Additional Materials: Exhibit 3, Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-38
34-86841 Aug. 30, 2019 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to Amend the Listing Rule Applicable to Shares of the Aware Ultra-Short Duration Enhanced Income ETF
34-86414 Jul. 19, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, Regarding Investments of the Aware Ultra-Short Duration Enhanced Income ETF
34-85955 May 29, 2019 Notice of Filing of Proposed Rule Change Regarding Investments of Aware Ultra-Short Duration Enhanced Income ETF, a Series of Tidal ETF Trust
Comments due: June 25, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-37
34-85888 May 17, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Adopt a Higher Credit for the Tier 2 Pricing Tier
Comments due: June 13, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-36
34-86362 Jul. 12, 2019 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of JPMorgan Income Builder Blend ETF under NYSE Arca Rule 8.600-E
Comments due: August 8, 2019
34-85899 May 21, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of JPMorgan Income Builder Blend ETF under NYSE Arca Rule 8.600-E
Comments due: June 18, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-35
34-85922 May 23, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.60-O
Comments due: June 20, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-34
34-85872 May 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow $1 Strike Price Intervals Above $200 on Options on the QQQ and IWM Exchange-Traded Funds
Comments due: June 12, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-33
34-87410 Oct. 28, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: November 22, 2019
34-86760 Aug. 26, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: September 20, 2019
Rebuttal comments due: October 4, 2019
34-86299 Jul. 3, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
34-85903 May 21, 2019 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Certain Changes to Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: June 18, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-32
34-85871 May 16, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify Rule 6.15-O and Conforming Changes to Rule 6.46-O Governing the Give Up of a Clearing Broker
Comments due: June 12, 2019
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 5
SR-NYSEArca-2019-30
34-85820 May 9, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-29
34-85724 Apr. 25, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.11-E, Limit Up-Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility
Comments due: May 22, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-28
34-86112 Jun. 14, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF under NYSE Arca Rule 8.600-E
34-85751 Apr. 30, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Virtus WMC Risk-Managed Alternative Equity ETF
Comments due: May 24, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-27
34-85697 Apr. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete NYSE Arca Rule 8.800-E Setting Forth the Requirements for the NYSE Arca ETP Incentive Program
Comments due: May 16, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-25
34-85620 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-24
34-85696 Apr. 19, 2019 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Certain Credits
Comments due: May 16, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-23
34-85561 Apr. 9, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to Rule 7.12-E, Trading Halts Due to Extraordinary Market Volatility
Comments due: May 6, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-22
34-85610 Apr. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot for Certain Options Market Rules that are Linked to the Equity Market Plan to Address Extraordinary Market Volatility
Comments due: May 8, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-21
34-85532 Apr. 5, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E, Clearly Erroneous Executions
Comments due: May 2, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-18
34-85494 Apr. 3, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Reduce the Minimum Allowable Parameter for the Percentage-Based Risk Limitation Mechanism
Comments due: April 30, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-17
34-85426 Mar. 26, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clarify Statements Made in a Recent Filing In Regards to the Six-Month Lookback Period for New Issues Added to the Penny Pilot on a Quarterly Basis
Comments due: April 22, 2019
SR-NYSEArca-2019-15
34-85639 Apr. 12, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Investigation, Disciplinary, Sanction, and Other Procedural Rules Modeled on the Rules of the Exchange's Affiliate NYSE American LLC
Comments due: May 9, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-14
34-87576 Nov. 20, 2019 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF
34-87058 Sep. 23, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF
34-86220 Jun. 27, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Permitted Investments of the PGIM Ultra Short Bond ETF
Comments due: July 24, 2019
Rebuttal comments due: August 7, 2019
Comments received are available for this proposal.
34-85829 May 10, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Certain Changes Regarding Investments of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E
34-85430 Mar. 27, 2019 Notice of Filing of Proposed Rule Change Relating to Certain Changes Regarding Investments of the PGIM Ultra Short Bond ETF under NYSE Arca Rule 8.600-E
Comments due: April 23, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-13
34-85363 Mar. 19, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Rule 6.72-O to specify that replacement issues may be added to the Penny Pilot quarterly
Comments due: April 15, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-12
34-87434 Oct. 31, 2019 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF Under NYSE Arca Rule 8.600-E
Comments due: November 27, 2019
34-86945 Sep. 12, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the iShares Commodity Curve Carry Strategy ETF under NYSE Arca Rule 8.600-E
34-86136 Jun. 18, 2019 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF
Comments due: July 15, 2019
Rebuttal comments due: July 29, 2019
34-85758 May 1, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF under NYSE Arca Rule 8.600-E
34-85312 Mar. 14, 2019 Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Commodity Curve Carry Strategy ETF under NYSE Arca Rule 8.600-E
Comments due: April 10, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-11
34-85306 Mar. 13, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: April 9, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-10
34-85311 Mar. 14, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce a New Pricing Tier, Step Up Tier 4
Comments due: April 10, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-08
34-85265 Mar. 7, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 7.16-E, 7.18-E, 7.31-E, 7.34-E, 7.35-E, and 7.38-E
Comments due: April 3, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-07
34-85450 Mar. 29, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: April 25, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-06
34-86017 Jun. 3, 2019 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Certain Generic Listing Standards for Managed Fund Shares Applicable to Holdings of Fixed Income Securities
34-85690 Apr. 18, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable to Holdings in Fixed Income Securities
34-85220 Feb. 28, 2019 Notice of Filing of Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Generic Listing Standards for Managed Fund Shares Applicable to Holdings in Fixed Income Securities
Comments due: March 27, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-05
34-85094 Feb. 11, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 8, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-04
34-87382 Oct. 22, 2019 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities
Comments due: November 18, 2019
34-86643 Aug. 13, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Rule 5.2-E(j)(3) To Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
34-85946 May 28, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(3) and to Adopt Generic Listing Standards for Investment Company Units Based on an Index or Portfolio of Municipal Securities
Comments due: June 24, 2019
Rebuttal comments due: July 8, 2019
34-85573 Apr. 9, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
34-85170 Feb. 21, 2019 Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
Comments due: March 20, 2019
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2019-03
34-85064 Feb. 6, 2019 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Relating to the Minimum Trade Size Modifier
Comments due: March 5, 2019
Additional Materials: Exhibit 5
SR-NYSEArca-2019-02
34-86532 Jul. 31, 2019 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
34-85860 May 15, 2019 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
Comments due: June 11, 2019
Rebuttal comments due: June 25, 2019
34-85417 Mar. 26, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
34-85088 Feb. 11, 2019 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
Comments due: March 8, 2019
Comments received are available for this proposal.
SR-NYSEArca-2019-01
34-87267 Oct. 9, 2019 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust Under NYSE Arca Rule 8.201-E
See also: Letter from the Secretary of the Commission to Michael Cavalier, Counsel and David De Gregorio, Senior Counsel, Intercontinental Exchange, NYSE, dated October 15, 2019
34-86629 Aug. 12, 2019 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
34-85854 May 14, 2019 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust
Comments due: June 11, 2019
Rebuttal comments due:  June 25, 2019
34-85461 Mar. 29, 2019 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
34-85093 Feb. 11, 2019 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: March 8, 2019
Comments received are available for this proposal.