NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

NYSE Arca File Number List for 2018

Additional Archives

Chronological List for 2018

Release No. Date Details
Third Quarter
SR-NYSEArca-2018-57
34-83845 Aug. 14, 2018 Notice of Filing of Proposed Rule Change, as Modified By Amendment No. 1, to List and Trade Shares of the Amplify BlackSwan Growth & Treasury Core ETF under Commentary .02 to NYSE Arca Rule 5.2-E(j)(3)
Comments due: 21 days after publication in the Federal Register
Comments received are available for this proposal.
SR-NYSEArca-2018-40
34-83844 Aug. 14, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the REX BKCM ETF
SR-NYSEArca-2018-59
34-83837 Aug. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.4-O and 6.4A-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2018-58
34-83828 Aug. 10, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce a New Pricing Tier
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2018-56
34-83780 Aug. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 31, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-55
34-83765 Aug. 2, 2018 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Gold MiniBAR Trust
Comments due: August 29, 2018
SR-NYSEArca-2018-54
34-83759 Aug. 1, 2018 Notice of Filing of Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares
Comments due: August 28, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-25
34-83733 Jul. 27, 2018 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding the Continued Listing and Trading of Shares of the Natixis Loomis Sayles Short Duration Income ETF
Comments due: August 23, 2018
Rebuttal comments due: September 6, 2018
SR-NYSEArca-2018-43
34-83720 Jul. 26, 2018 Notice of Filing of Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: August 22, 2018
SR-NYSEArca-2018-53
34-83716 Jul. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services in Connection with a Proposed Transaction with the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc.
Comments due: August 22, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-52
34-83708 Jul. 25, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges
Comments due: August 21, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-50
34-83695 Jul. 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the Columbia Multi-Sector Municipal Income ETF
Comments due: August 20, 2018
SR-NYSEArca-2018-38
34-83694 Jul. 24, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Continued Listing Criteria Applicable to the Indexes Underlying the iShares California AMTFree Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
SR-NYSEArca-2018-04
34-83692 Jul. 24, 2018 Notice of Withdrawal of a Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
SR-NYSEArca-2018-04
34-83676 Jul. 20, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
SR-NYSEArca-2018-02
34-83661 Jul. 18, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares under NYSE Arca Rule 8.200-E
SR-NYSEArca-2018-51
34-83616 Jul. 10, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 6, 2018
Additional Materials: Exhibit 5
Second Quarter
SR-NYSEArca-2018-49
34-83554 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: July 26, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-40
34-83546 Jun. 28, 2018 Notice of Filing of Proposed Rule Change Regarding Investments of the REX BKCM ETF
Comments due: July 24, 2018
SR-NYSEArca-2018-46
34-83538 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-48
34-83512 Jun. 25, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72-O in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2018
Comments due: July 20, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2017-139
34-83452 Jun. 15, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF under NYSE Arca Rule 8.200-E, Commentary .02
SR-NYSEArca-2018-39
34-83447 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes in the Description of the Investments of the USCF Canadian Crude Oil Index Fund
Comments due: July 11, 2018
SR-NYSEArca-2018-41
34-83418 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-44
34-83413 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .06 to Rule 6.8-O
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-42
34-83410 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Extend the Effectiveness of the Decommission Extension Fee until September 2018
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-36
34-83403 Jun. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services in Connection with the Re-launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-location Services
Comments due: July 6, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-25
34-83385 Jun. 5, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Short Duration Income ETF
SR-NYSEArca-2018-38
34-83381 Jun. 5, 2018 Notice of Filing of Proposed Rule Change Relating to the Index Methodology Applicable to Indexes Underlying iShares California AMTFree Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
Comments due: July 2, 2018
SR-NYSEArca-2018-37
34-83352 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E and Rule 7.45-E with Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors
Comments due: June 27, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-27
34-83343 May 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-31
34-83324 May 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exclude Certain Categories of Issuers from the Exchange's Annual Meeting Requirement
Comments due: June 21, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-35
34-83320 May 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Peritus High Yield ETF
Comments due: June 21, 2018
SR-NYSEArca-2018-15
34-83319 May 24, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Continue Listing and Trading Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E
SR-NYSEArca-2018-34
34-83268 May 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 13, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-32
34-83248 May 15, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proposed Operation of the Perth Mint Physical Gold ETF Trust
Comments due: June 11, 2018
SR-NYSEArca-2018-28
34-83218 May 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Users with Connectivity to Three Additional Third Party Data Feeds and Change the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to these Co-location Services
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-29
34-83202 May 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-15
34-83174 May 4, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Continue Listing and Trading Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E
SR-NYSEArca-2018-26
34-83160 May 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
Comments due: May 29, 2018
Additional Materials: Exhibit 5a
SR-NYSEArca-2018-25
34-83122 Apr. 27, 2018 Notice of Filing of Proposed Rule Change Regarding the Natixis Loomis Sayles Short Duration Income ETF
Comments due: May 24, 2018
Comments received are available for this proposal.
SR-NYSEArca-2018-04
34-83120 Apr. 26, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Rule 8.900-E
Comments due: May 23, 2018
Rebuttal comments due: June 6, 2018
Comments received are available for this proposal.
SR-NYSEArca-2018-02
34-83094 Apr. 23, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E
Comments due: May 18, 2018
Rebuttal comments due: June 1, 2018
Comments received are available for this proposal.
SR-NYSEArca-2018-24
34-83074 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-23
34-83066 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.8-O, Commentary .06 to Expand Position Limits for Options on Certain Exchange-Traded Funds
Comments due: May 16, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-20
34-83032 Apr. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: May 8, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-17
34-83000 Apr. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Short VIX Short-Term Futures ETF and ProShares Ultra VIX Short-Term Futures ETF
Comments due: May 2, 2018
SR-NYSEArca-2018-19
34-82993 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule With Respect to the Options Regulatory Fee
Comments due: May 1, 2018
Additional Materials: Exhibit 5
FirstQuarter
SR-NYSEArca-2017-99
34-82973 Mar. 30, 2018 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF under NYSE Arca Rule 8.600-E
Comments due: April 26, 2018
SR-NYSEArca-2017-139
34-82939 Mar. 23, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF under NYSE Arca Rule 8.200-E, Commentary .02
Comments due: April 19, 2018
Rebuttal comments due: May 3, 2018
SR-NYSEArca-2018-18
34-82924 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation
Comments due: April 17, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-08
34-82907 Mar. 20, 2018 Order Approving a Proposed Rule Change to Amend NYSE Arca Rule 1.1(ll) to Establish How the Official Closing Price Would Be Determined for an Exchange-Listed Security That Is a Derivative Securities Product If the Exchange Does Not Conduct a Closing Auction or If a Closing Auction Trade Is Less Than a Round Lot
SR-NYSEArca-2018-15
34-82899 Mar. 19, 2018 Notice of Filing of Proposed Rule Change Regarding Investments of the PGIM Ultra Short Bond ETF, a Series of PGIM ETF Trust under NYSE Arca Rule 8.600-E
Comments due: April 13, 2018
Comments received are available for this proposal.
SR-NYSEArca-2018-14
34-82857 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due:  April 6, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-16
34-82851 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5.3-O
Comments due:  April 5, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2017-69
34-82850 Mar. 9, 2018 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Rule 8.200-E
SR-NYSEArca-2018-04
34-82824 Mar. 7, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
SR-NYSEArca-2018-02
34-82795 Mar. 1, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E
SR-NYSEArca-2018-13
34-82788 Feb. 27, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Wilshire Micro-Cap ETF
Comments due:  March 26, 2018
SR-NYSEArca-2018-12
34-82716 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Amend Rule 7.35-E(a)(8) Relating to the Auction Reference Price for the Trading Halt Auction for ProShares Short VIX Short-Term Futures ETF
Comments due: March 14, 2018
SR-NYSEArca-2017-69
34-82684 Feb. 9, 2018 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Rule 8.200-E
SR-NYSEArca-2018-10
34-82661 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-09
34-82638 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain of the Governing /Documents of its Intermediate Parent Companies
Comments due: March 5, 2018
Additional Materials: Exhibit 5a
SR-NYSEArca-2018-11
34-82625 Feb. 2, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027
Comments due: March 1, 2018
SR-NYSEArca-2018-06
34-82617 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Users with Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed
Comments due: February 28, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2018-08
34-82608 Jan. 31, 2018 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 1.1(ll) to Establish How the Official Closing Price Would Be Determined for an Exchange-Listed Security That Is a Derivative Securities Product If the Exchange Does Not Conduct a Closing Auction or If a Closing Auction Trade Is Less Than a Round Lot
Comments due: February 27, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-139
34-82602 Jan. 30, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the ProShares Bitcoin ETF and the ProShares Short Bitcoin ETF under NYSE Arca Rule 8.200-E, Commentary .02
SR-NYSEArca-2017-140
34-82593 Jan. 26, 2018 Order Approving a Proposed Rule Change to List and Trade Shares of the Perth Mint Physical Gold ETF Trust Pursuant to NYSE Arca Rule 8.201-E
SR-NYSEArca-2017-99
34-82592 Jan. 26, 2018 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF under NYSE Arca Rule 8.600-E
Comments due: February 22, 2018
Rebuttal comments due: March 8, 2018
Comments received are available for this proposal.
SR-NYSEArca-2018-05
34-82587 Jan. 25, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Guggenheim Ultra Short Duration ETF and the Guggenheim Total Return Bond ETF
Comments due: February 21, 2018
SR-NYSEArca-2018-04
34-82549 Jan. 19, 2018 Notice of Filing of Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
Comments due: February 16, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2018-02
34-82532 Jan. 18, 2018 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares under NYSE Arca Rule 8.200-E
Comments due: February 14, 2018
SR-NYSEArca-2017-59
SR-NYSEArca-2017-57
34-82524 Jan. 17, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-NYSEArca-2017-52
34-82503 Jan. 16, 2018 Notice of Withdrawal of Proposed Rule Changes, as Modified by Amendments, to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-NYSEArca-2018-01
34-82504 Jan. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Relating to Mid-Point Liquidity Orders and the Minimum Trade Size Modifier and Rule 7.36-E to Add a Definition of "Aggressing Order"
Comments due: February 12, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-87
34-82492 Jan. 12, 2018 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 6, to List and Trade Shares of the JPMorgan Long/Short ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2017-138
34-82487 Jan. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade the Shares of the Goldman Sachs Access Emerging Markets Local Currency Bond ETF under Commentary .02 to NYSE Arca Rule 5.2-E(j)(3)
Comments due: February 8, 2018
SR-NYSEArca-2017-131
34-82448 Jan. 5, 2018 Notice of Filing of Amendment No. 2 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Sprott Physical Gold and Silver Trust under NYSE Arca Rule 8.201-E
Comments due: February 1, 2018

NYSE Arca File Number List for 2018

Release No. Date Details
SR-NYSEArca-2018-59
34-83837 Aug. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.4-O and 6.4A-O
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2018-58
34-83828 Aug. 10, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce a New Pricing Tier
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2018-57
34-83845 Aug. 14, 2018 Notice of Filing of Proposed Rule Change, as Modified By Amendment No. 1, to List and Trade Shares of the Amplify BlackSwan Growth & Treasury Core ETF under Commentary .02 to NYSE Arca Rule 5.2-E(j)(3)
Comments due: 21 days after publication in the Federal Register
Comments received are available for this proposal.
SR-NYSEArca-2018-56
34-83780 Aug. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 31, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-55
34-83765 Aug. 2, 2018 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Gold MiniBAR Trust
Comments due: August 29, 2018
SR-NYSEArca-2018-54
34-83759 Aug. 1, 2018 Notice of Filing of Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares
Comments due: August 28, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-53
34-83716 Jul. 26, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services in Connection with a Proposed Transaction with the Chicago Stock Exchange, Inc. Exchange and Its Parent, CHX Holdings, Inc.
Comments due: August 22, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-52
34-83708 Jul. 25, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges
Comments due: August 21, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-51
34-83616 Jul. 10, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 6, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-50
34-83695 Jul. 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the Columbia Multi-Sector Municipal Income ETF
Comments due: August 20, 2018
SR-NYSEArca-2018-49
34-83554 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: July 26, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-48
34-83512 Jun. 25, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72-O in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2018
Comments due: July 20, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-46
34-83538 Jun. 28, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2018
Comments due: July 24, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-44
34-83413 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .06 to Rule 6.8-O
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-43
34-83720 Jul. 26, 2018 Notice of Filing of Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF
Comments due: August 22, 2018
SR-NYSEArca-2018-42
34-83410 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Extend the Effectiveness of the Decommission Extension Fee until September 2018
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-41
34-83418 Jun. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 9, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-40
34-83844 Aug. 14, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the REX BKCM ETF
34-83546 Jun. 28, 2018 Notice of Filing of Proposed Rule Change Regarding Investments of the REX BKCM ETF
Comments due: July 24, 2018
SR-NYSEArca-2018-39
34-83447 Jun. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes in the Description of the Investments of the USCF Canadian Crude Oil Index Fund
Comments due: July 11, 2018
SR-NYSEArca-2018-38
34-83694 Jul. 24, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Continued Listing Criteria Applicable to the Indexes Underlying the iShares California AMTFree Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
34-83381 Jun. 5, 2018 Notice of Filing of Proposed Rule Change Relating to the Index Methodology Applicable to Indexes Underlying iShares California AMTFree Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
Comments due: July 2, 2018
SR-NYSEArca-2018-37
34-83352 May 31, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E and Rule 7.45-E with Respect to NYSE National's Reopening of Trading and Reactivating Connection to the Securities Information Processors
Comments due: June 27, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-36
34-83403 Jun. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services in Connection with the Re-launch of Trading on NYSE National, Inc. and Proposed NYSE National Co-location Services
Comments due: July 6, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-35
34-83320 May 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Peritus High Yield ETF
Comments due: June 21, 2018
SR-NYSEArca-2018-34
34-83268 May 17, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 13, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-32
34-83248 May 15, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Proposed Operation of the Perth Mint Physical Gold ETF Trust
Comments due: June 11, 2018
SR-NYSEArca-2018-31
34-83324 May 24, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exclude Certain Categories of Issuers from the Exchange's Annual Meeting Requirement
Comments due: June 21, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-29
34-83202 May 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: June 5, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-28
34-83218 May 11, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Users with Connectivity to Three Additional Third Party Data Feeds and Change the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to these Co-location Services
Comments due: June 7, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-27
34-83343 May 30, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Intercontinental Exchange, Inc. Director Independence Policy
Comments due: June 26, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-26
34-83160 May 3, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation of Its Parent Company NYSE Group, Inc.
Comments due: May 29, 2018
Additional Materials: Exhibit 5a
SR-NYSEArca-2018-25
34-83733 Jul. 27, 2018 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change as Modified by Amendment No. 1 Thereto Regarding the Continued Listing and Trading of Shares of the Natixis Loomis Sayles Short Duration Income ETF
Comments due: August 23, 2018
Rebuttal comments due: September 6, 2018
34-83385 Jun. 5, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Natixis Loomis Sayles Short Duration Income ETF
34-83122 Apr. 27, 2018 Notice of Filing of Proposed Rule Change Regarding the Natixis Loomis Sayles Short Duration Income ETF
Comments due: May 24, 2018
Comments received are available for this proposal.
SR-NYSEArca-2018-24
34-83074 Apr. 20, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: May 17, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-23
34-83066 Apr. 19, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Rule 6.8-O, Commentary .06 to Expand Position Limits for Options on Certain Exchange-Traded Funds
Comments due: May 16, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-20
34-83032 Apr. 11, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: May 8, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-19
34-82993 Apr. 4, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule With Respect to the Options Regulatory Fee
Comments due: May 1, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-18
34-82924 Mar. 22, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Certificate of Incorporation
Comments due: April 17, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-17
34-83000 Apr. 5, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the ProShares Short VIX Short-Term Futures ETF and ProShares Ultra VIX Short-Term Futures ETF
Comments due: May 2, 2018
SR-NYSEArca-2018-16
34-82851 Mar. 9, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 5.3-O
Comments due:  April 5, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-15
34-83319 May 24, 2018 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Continue Listing and Trading Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E
34-83174 May 4, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Continue Listing and Trading Shares of the PGIM Ultra Short Bond ETF Under NYSE Arca Rule 8.600-E
34-82899 Mar. 19, 2018 Notice of Filing of Proposed Rule Change Regarding Investments of the PGIM Ultra Short Bond ETF, a Series of PGIM ETF Trust under NYSE Arca Rule 8.600-E
Comments due: April 13, 2018
Comments received are available for this proposal.
SR-NYSEArca-2018-14
34-82857 Mar. 12, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Expand the Short Term Options Series Program
Comments due:  April 6, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-13
34-82788 Feb. 27, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Wilshire Micro-Cap ETF
Comments due:  March 26, 2018
SR-NYSEArca-2018-12
34-82716 Feb. 14, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Temporarily Amend Rule 7.35-E(a)(8) Relating to the Auction Reference Price for the Trading Halt Auction for ProShares Short VIX Short-Term Futures ETF
Comments due: March 14, 2018
SR-NYSEArca-2018-11
34-82625 Feb. 2, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the U.S. Equity Cumulative Dividends Fund-Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027
Comments due: March 1, 2018
SR-NYSEArca-2018-10
34-82661 Feb. 8, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 7, 2018
Additional Materials: Exhibit 5
SR-NYSEArca-2018-09
34-82638 Feb. 6, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain of the Governing /Documents of its Intermediate Parent Companies
Comments due: March 5, 2018
Additional Materials: Exhibit 5a
SR-NYSEArca-2018-08
34-82907 Mar. 20, 2018 Order Approving a Proposed Rule Change to Amend NYSE Arca Rule 1.1(ll) to Establish How the Official Closing Price Would Be Determined for an Exchange-Listed Security That Is a Derivative Securities Product If the Exchange Does Not Conduct a Closing Auction or If a Closing Auction Trade Is Less Than a Round Lot
34-82608 Jan. 31, 2018 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 1.1(ll) to Establish How the Official Closing Price Would Be Determined for an Exchange-Listed Security That Is a Derivative Securities Product If the Exchange Does Not Conduct a Closing Auction or If a Closing Auction Trade Is Less Than a Round Lot
Comments due: February 27, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2018-06
34-82617 Feb. 1, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Users with Access to Two Additional Third Party Systems and Connectivity to One Additional Third Party Data Feed
Comments due: February 28, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2018-05
34-82587 Jan. 25, 2018 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Guggenheim Ultra Short Duration ETF and the Guggenheim Total Return Bond ETF
Comments due: February 21, 2018
SR-NYSEArca-2018-04
34-83692 Jul. 24, 2018 Notice of Withdrawal of a Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
34-83676 Jul. 20, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
34-83120 Apr. 26, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Rule 8.900-E
Comments due: May 23, 2018
Rebuttal comments due: June 6, 2018
Comments received are available for this proposal.
34-82824 Mar. 7, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
34-82549 Jan. 19, 2018 Notice of Filing of Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900-E
Comments due: February 16, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2018-02
34-83661 Jul. 18, 2018 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares under NYSE Arca Rule 8.200-E
34-83094 Apr. 23, 2018 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E
Comments due: May 18, 2018
Rebuttal comments due: June 1, 2018
Comments received are available for this proposal.
34-82795 Mar. 1, 2018 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares Under NYSE Arca Rule 8.200-E
34-82532 Jan. 18, 2018 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Direxion Daily Bitcoin Bear 1X Shares, Direxion Daily Bitcoin 1.25X Bull Shares, Direxion Daily Bitcoin 1.5X Bull Shares, Direxion Daily Bitcoin 2X Bull Shares and Direxion Daily Bitcoin 2X Bear Shares under NYSE Arca Rule 8.200-E
Comments due: February 14, 2018
SR-NYSEArca-2018-01
34-82504 Jan. 16, 2018 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Relating to Mid-Point Liquidity Orders and the Minimum Trade Size Modifier and Rule 7.36-E to Add a Definition of "Aggressing Order"
Comments due: February 12, 2018
Additional Materials: Exhibit 5
Comments received are available for this proposal.

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