NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

NYSE Arca File Number List for 2021

Additional Archives

Chronological List for 2021

(Search any column)
Release No. Date Details
Fourth Quarter
SR-NYSEArca-2021-73
34-93720 Dec. 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
SR-NYSEArca-2021-100
34-93686 Dec. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-99
34-93621 Nov. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: December 17, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-96
34-93590 Nov. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-98
34-93586 Nov. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64-O to Provide an Option for OTP Holders and OTP Firms to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: December 13, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-28
34-93575 Nov. 15, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
SR-NYSEArca-2021-29
34-93574 Nov. 15, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
SR-NYSEArca-2021-37
34-93570 Nov. 15, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-97
34-93564 Nov. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Regarding Colocation Services
Comments due: December 9, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-67
34-93553 Nov. 10, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-53
34-93534 Nov. 8, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
Comments due: December 6, 2021
Rebuttal comments due: December 20, 2021
SR-NYSEArca-2021-93
34-93528 Nov. 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Baskets of the Putnam Focused Large Cap Growth ETF, Putnam Focused Large Cap Value ETF, Putnam Sustainable Future ETF, and Putnam Sustainable Leaders ETF
Comments due: December 3, 2021
SR-NYSEArca-2021-94
34-93520 Nov. 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: December 1, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-90
34-93504 Nov. 2, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: November 29, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-31
34-93489 Nov. 1, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-91
34-93472 Oct. 29, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O
Comments due: November 26, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-68
34-93466 Oct. 29, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 6.91P-O
Comments due: November 24, 2021
Rebuttal comments due: December 9, 2021
SR-NYSEArca-2021-92
34-93450 Oct. 28, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: November 24, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-89
34-93445 Oct. 28, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
Comments due: November 24, 2021
SR-NYSEArca-2021-65
34-93434 Oct. 27, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: November 23, 2021
Rebuttal comments due: December 7, 2021
SR-NYSEArca-2021-87
34-93357 Oct. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 12, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-24
34-93333 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
SR-NYSEArca-2021-15
34-93332 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
SR-NYSEArca-2021-13
34-93331 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
SR-NYSEArca-2021-84
34-93264 Oct. 6, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Schwab Ariel ESG ETF
Comments due: November 3, 2021
SR-NYSEArca-2021-86
34-93228 Oct. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: October 28, 2021
Additional Materials: Exhibit 5
Third Quarter
SR-NYSEArca-2021-07
34-93214 Sep. 30, 2021 Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
See also: 
  • Letter from Assistant Secretary to Sarah Zgliniec, Senior Counsel, NYSE Group, Inc., New York Stock Exchange, dated October 8, 2021
  • Notice of Intention to Petition for Review, filed by Douglas W. Henkin, counsel for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc., dated October 7, 2021
  • Petition for Review, filed by Douglas W. Henkin, counsel for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc., dated October 14, 2021
SR-NYSEArca-2021-85
34-93186 Sep. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rules 7.2-E and 7.2-O
Comments due: October 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-47
34-93193 Sep. 29, 2021 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-57
34-93191 Sep. 29, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021
Rebuttal comments due: November 9, 2021
SR-NYSEArca-2021-73
34-93179 Sep. 29, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-67
34-93171 Sep. 29, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-24
34-93160 Sep. 28, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
SR-NYSEArca-2021-82
34-93132 Sep. 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to Be Known as the NYSE Options Open-Close Volume Summary
Comments due: October 22, 2021
SR-NYSEArca-2021-64
34-93120 Sep. 24, 2021 Order Granting Approval of a Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets
SR-NYSEArca-2021-81
34-93108 Sep. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: October 20, 2021
SR-NYSEArca-2021-15
34-93107 Sep. 23, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
SR-NYSEArca-2021-52
34-93066 Sep. 20, 2021 Notice of Withdrawal of a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
SR-NYSEArca-2021-68
34-93057 Sep. 20, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt New Rule 6.91P-O
SR-NYSEArca-2021-53
34-92999 Sep. 15, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E
SR-NYSEArca-2021-80
34-92982 Sep. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series
Comments due: October 12, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-77
34-92958 Sep. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Growth Opportunities ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: October 8, 2021
SR-NYSEArca-2021-78
34-92936 Sep. 10, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 7, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-79
34-92917 Sep. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: October 6, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-76
34-92909 Sep. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: October 9, 2021
SR-NYSEArca-2021-75
34-92887 Sep. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Arca Options Deep Market Data Product
Comments due: October 4, 2021
SR-NYSEArca-2021-74
34-92882 Sep. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 4, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-65
34-92867 Sep. 2, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
SR-NYSEArca-2021-73
34-92840 Sep. 1, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E
Comments due: September 29, 2021
SR-NYSEArca-2021-13
34-92795 Aug. 27, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
SR-NYSEArca-2021-57
34-92722 Aug. 23, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-37
34-92714 Aug. 20, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: September 16, 2021
Rebuttal comments due: September 30, 2021
SR-NYSEArca-2021-47
34-92696 Aug. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
SR-NYSEArca-2021-71
34-92657 Aug. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.34-E
Comments due: September 8, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-28
34-92651 Aug. 12, 2021 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021
Rebuttal comments due: September 22, 2021
SR-NYSEArca-2021-29
34-92650 Aug. 12, 2021 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021
Rebuttal comments due: September 22, 2021
SR-NYSEArca-2021-70
34-92648 Aug. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 8, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-69
34-92614 Aug. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 3, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-31
34-92610 Aug. 9, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: September 3, 2021
Rebuttal comments due: September 17, 2021
SR-NYSEArca-2021-64
34-92595 Aug. 6, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets
Comments due: September 2, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-52
34-92583 Aug. 5, 2021 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 1, 2021
Rebuttal comments due: September 15, 2021
SR-NYSEArca-2021-53
34-92573 Aug. 5, 2021 Notice of Filing of a Proposed Rule Change to List and Trade Shares of Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E
Comments due: September 1. 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-68
34-92563 Aug. 4, 2021 Notice of Filing of Proposed Rule Change New Rule 6.91P-O
Comments due: August 31, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-66
34-92536 Jul. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Basic Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: August 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-07
34-92531 Jul. 30, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
SR-NYSEArca-2021-65
34-92506 Jul. 26, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E
Comments due: August 20, 2021
SR-NYSEArca-2021-63
34-92453 Jul. 21, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-61
34-92449 Jul. 20, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing Shares of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Which are Listed and Traded on the Exchange
Comments due: August 16, 2021
SR-NYSEArca-2021-54
34-92439 Jul. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Cambiar Large Cap ETF, Cambiar Small Cap ETF and Cambiar SMID ETF
Comments due: August 13, 2021
SR-NYSEArca-2021-56
34-92405 Jul. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the NYSE Arca Equities listing fee schedule
Comments due: August 10, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-60
34-92400 Jul. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: August 10, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-57
34-92395 Jul. 13, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: August 9, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-24
34-92368 Jul. 9, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021
Rebuttal comments due: August 19, 2021
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
Comments received are available for this proposal.
SR-NYSEArca-2021-58
34-92337 Jul. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 3, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-55
34-92335 Jul. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.4-O to Limit Short Term Options Series Intervals
Comments due: August 3, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-37
34-92333 Jul. 7, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-29
34-92321 Jul. 2, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
SR-NYSEArca-2021-28
34-92320 Jul. 2, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Second Quarter
SR-NYSEArca-2021-47
34-92304 Jun. 30, 2021 Notice of Filing of Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: July 30, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-52
34-92291 Jun. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 27, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-31
34-92233 Jun. 22, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
SR-NYSEArca-2021-51
34-92132 Jun. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-50
34-92123 Jun. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-46
34-92104 Jun. 3, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: June 30, 2021
SR-NYSEArca-2021-24
34-92089 Jun. 2, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
SR-NYSEArca-2021-44
34-92052 May 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Sustainable Growth ETF
Comments due: June 24, 2021
SR-NYSEArca-2021-43
34-92053 May 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: June 24, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-13
34-92033 May 26, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021
Rebuttal comments due: July 7, 2021
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
SR-NYSEArca-2021-40
34-92016 May 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 22, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-37
34-91962 May 21, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: June 17, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-28
34-91949 May 20, 2021 Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-29
34-91952 May 20, 2021 Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-41
34-91936 May 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 15, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2020-54
34-91901 May 14, 2021 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Registered Investment Company
Comments due: June 10, 2021
SR-NYSEArca-2021-39
34-91895 May 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Putnam Focused Large Cap Growth ETF; Putnam Focused Large Cap Value ETF; Putnam Sustainable Future ETF; and Putnam Sustainable Leaders ETF
Comments due: June 9, 2021
SR-NYSEArca-2021-38
34-91861 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-07
34-91785 May 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due:June 2, 2021
Rebuttal comments due:June 16, 2021
Additional File Nos.: SR-NYSE-2021-05, SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
Comments received are available for this proposal.
SR-NYSEArca-2020-105
34-91786 May 6, 2021 Notice of Withdrawal of a Proposed Rule Change to List and Trade the Shares of the Teucrium Water Fund under NYSE Arca Rule 8.200-E, Commentary .02
SR-NYSEArca-2021-31
34-91771 May 6, 2021 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: June 2, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-09
34-91780 May 5, 2021 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
SR-NYSEArca-2021-26
34-91713 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Schedules
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-30
34-91707 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE Arca Rule 2.1210
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-25
34-91669 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the iShares® Gold Trust Micro under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: May 21, 2021
SR-NYSEArca-2021-27
34-91633 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 19, 2021
SR-NYSEArca-2021-24
34-91600 Apr. 16, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-21
34-91564 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-22
34-91551 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-11
34-91515 Apr. 8, 2021 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021
Additional File Nos.: SR-NYSE-2021-12, SR-NYSEAMER-2021-08, SR-NYSENAT-2021-03, SR-NYSECHX-2021-02
SR-NYSEArca-2021-23
34-91514 Apr. 8, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: May 5, 2021
SR-NYSEArca-2021-13
34-91490 Apr. 7, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
SR-NYSEArca-2021-20
34-91468 Apr. 2, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.90-O
Comments due: April 29, 2021
Additional Materials: Exhibit 5
First Quarter
SR-NYSEArca-2021-15
34-91388 Mar. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location
Comments due: April 19, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-19
34-91371 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fee Schedule and the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-18
34-91372 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-07
34-91360 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
SR-NYSEArca-2021-09
34-91354 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
Comments received are available for this proposal.
SR-NYSEArca-2021-17
34-91322 Mar. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading of Shares of the T. Rowe Price U.S. Equity Research ETF under NYSE Arca Rule 8.601-E
Comments due: April 9, 2021
SR-NYSEArca-2021-16
34-91319 Mar. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 8, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2020-54
34-91309 Mar. 12, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company
SR-NYSEArca-2020-77
34-91284 Mar. 9, 2021 Notice of Withdrawal of a Proposed Rule Change to Amend NYSE Arca Rule 8.601-E to Adopt Generic Listing Standards for Active Proxy Portfolio Shares
SR-NYSEArca-2020-105
34-91283 Mar. 9, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to List and Trade the Shares of the Teucrium Water Fund under NYSE Arca Rule 8.200-E, Commentary .02
Comments due: April 5, 2021
Rebuttal comments due: April 19, 2021
Comments received are available for this proposal.
SR-NYSEArca-2020-84
34-91281 Mar. 9, 2021 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.900-E to Adopt Generic Listing Standards for Managed Portfolio Shares
SR-NYSEArca-2020-104
34-91266 Mar. 5, 2021 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the Stance Equity ESG Large Cap Core ETF under NYSE Arca Rule 8.601-E
SR-NYSEArca-2020-56
34-91236 Mar. 2, 2021 Order Disapproving a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E
SR-NYSEArca-2021-13
34-91216 Feb. 26, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-14
34-91210 Feb. 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing and Trading Rule for Shares of the Alger 25 ETF
Comments due: March 24, 2021
SR-NYSEArca-2021-11
34-91156 Feb. 18, 2021 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-12
34-91147 Feb. 17, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-07
34-91044 Feb. 2, 2021 Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services
Comments due: March 1, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-09
34-91038 Feb. 1, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
Comments due: February 26, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-98
34-91031 Feb. 1, 2021 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust, and the iShares S&P GSCI Commodity-Indexed Trust
SR-NYSEArca-2021-04
34-90988 Jan. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges to Establish Annual fees for Exchange Traded Products
Comments due: February 22, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2020-104
34-90974 Jan. 22, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Stance Equity ESG Large Cap Core ETF under NYSE Arca Rule 8.601-E
SR-NYSEArca-2021-05
34-90953 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: February 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-06
34-90949 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding the Limits on Fees for Options Strategy Executions
Comments due: February 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2020-105
34-90927 Jan. 14, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of the Teucrium Water Fund under NYSE Arca Rule 8.200-E, Commentary .02

File Number List for 2021

Release No. Date Details
SR-NYSEArca-2021-100
34-93686 Dec. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O to Allow Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF ("IWM")
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-99
34-93621 Nov. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: December 17, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-98
34-93586 Nov. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.64-O to Provide an Option for OTP Holders and OTP Firms to Instruct the Exchange to Cancel Marketable Orders If a Series Is Not Opened Within a Specified Time Period
Comments due: December 13, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-97
34-93564 Nov. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Regarding Colocation Services
Comments due: December 9, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-96
34-93590 Nov. 16, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the Procedures for the Allocation of Cabinets and Power to its Colocated Users
Comments due: December 13, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-94
34-93520 Nov. 4, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: December 1, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-93
34-93528 Nov. 5, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Modification to the Permitted Components of the Tracking Baskets of the Putnam Focused Large Cap Growth ETF, Putnam Focused Large Cap Value ETF, Putnam Sustainable Future ETF, and Putnam Sustainable Leaders ETF
Comments due: December 3, 2021
SR-NYSEArca-2021-92
34-93450 Oct. 28, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Tier Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: November 24, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-91
34-93472 Oct. 29, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 6.87-O
Comments due: November 26, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-90
34-93504 Nov. 2, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of Grayscale Bitcoin Trust (BTC) under NYSE Arca Rule 8.201-E
Comments due: November 29, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-89
34-93445 Oct. 28, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Bitwise Bitcoin ETP Trust under NYSE Arca Rule 8.201-E
Comments due: November 24, 2021
SR-NYSEArca-2021-87
34-93357 Oct. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 12, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-86
34-93228 Oct. 1, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-Wide Circuit Breaker in Rule 7.12-E
Comments due: October 28, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-85
34-93186 Sep. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rules 7.2-E and 7.2-O
Comments due: October 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-84
34-93264 Oct. 6, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Schwab Ariel ESG ETF
Comments due: November 3, 2021
SR-NYSEArca-2021-82
34-93132 Sep. 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New Historical Market Data Product to Be Known as the NYSE Options Open-Close Volume Summary
Comments due: October 22, 2021
SR-NYSEArca-2021-81
34-93108 Sep. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing the Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: October 20, 2021
SR-NYSEArca-2021-80
34-92982 Sep. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Delete the Order Audit Trail System Rules in the Rule 6.7400-E Series
Comments due: October 12, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-79
34-92917 Sep. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: October 6, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-78
34-92936 Sep. 10, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 7, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-77
34-92958 Sep. 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Growth Opportunities ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: October 8, 2021
SR-NYSEArca-2021-76
34-92909 Sep. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 9261 and 9830
Comments due: October 9, 2021
SR-NYSEArca-2021-75
34-92887 Sep. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Arca Options Deep Market Data Product
Comments due: October 4, 2021
SR-NYSEArca-2021-74
34-92882 Sep. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 4, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-73
34-93720 Dec. 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
34-93179 Sep. 29, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E
34-92840 Sep. 1, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Franklin Responsibly Sourced Gold ETF under NYSE Arca Rule 8.201-E
Comments due: September 29, 2021
SR-NYSEArca-2021-71
34-92657 Aug. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.34-E
Comments due: September 8, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-70
34-92648 Aug. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 8, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-69
34-92614 Aug. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 3, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-68
34-93466 Oct. 29, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt New Exchange Rule 6.91P-O
Comments due: November 24, 2021
Rebuttal comments due: December 9, 2021
34-93057 Sep. 20, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt New Rule 6.91P-O
34-92563 Aug. 4, 2021 Notice of Filing of Proposed Rule Change New Rule 6.91P-O
Comments due: August 31, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-67
34-93553 Nov. 10, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
34-93171 Sep. 29, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the One River Carbon Neutral Bitcoin Trust under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-66
34-92536 Jul. 30, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reformat the Basic Rates Section of the NYSE Arca Equities Fees and Charges
Comments due: August 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-65
34-93434 Oct. 27, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: November 23, 2021
Rebuttal comments due: December 7, 2021
34-92867 Sep. 2, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
34-92506 Jul. 26, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Sprott ESG Gold ETF under NYSE Arca Rule 8.201-E
Comments due: August 20, 2021
SR-NYSEArca-2021-64
34-93120 Sep. 24, 2021 Order Granting Approval of a Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets
34-92595 Aug. 6, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 8.601-E (Active Proxy Portfolio Shares) to Provide for the Use of Custom Baskets
Comments due: September 2, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-63
34-92453 Jul. 21, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the Invesco QQQ TrustSM Series ("QQQ") ETF Trust
Comments due: August 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-61
34-92449 Jul. 20, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect an Amendment to the Application and Exemptive Order Governing Shares of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Which are Listed and Traded on the Exchange
Comments due: August 16, 2021
SR-NYSEArca-2021-60
34-92400 Jul. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: August 10, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-58
34-92337 Jul. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 3, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-57
34-93191 Sep. 29, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: October 26, 2021
Rebuttal comments due: November 9, 2021
34-92722 Aug. 23, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
34-92395 Jul. 13, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the NYDIG Bitcoin ETF under NYSE Arca Rule 8.201-E
Comments due: August 9, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-56
34-92405 Jul. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to amend the NYSE Arca Equities listing fee schedule
Comments due: August 10, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-55
34-92335 Jul. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 6.4-O to Limit Short Term Options Series Intervals
Comments due: August 3, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-54
34-92439 Jul. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Cambiar Large Cap ETF, Cambiar Small Cap ETF and Cambiar SMID ETF
Comments due: August 13, 2021
SR-NYSEArca-2021-53
34-93534 Nov. 8, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E, Commentary .02 (Trust Issued Receipts)
Comments due: December 6, 2021
Rebuttal comments due: December 20, 2021
34-92999 Sep. 15, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E
34-92573 Aug. 5, 2021 Notice of Filing of a Proposed Rule Change to List and Trade Shares of Teucrium Bitcoin Futures Fund under NYSE Arca Rule 8.200-E
Comments due: September 1, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-52
34-93066 Sep. 20, 2021 Notice of Withdrawal of a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
34-92583 Aug. 5, 2021 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: September 1, 2021
Rebuttal comments due: September 15, 2021
34-92291 Jun. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: July 27, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-51
34-92132 Jun. 9, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-50
34-92123 Jun. 7, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-47
34-92696 Aug. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
34-92304 Jun. 30, 2021 Notice of Filing of Proposed Rule Change for New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: July 30, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-47
34-93193 Sep. 29, 2021 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New Rules 6.1P-O, 6.37AP-O, 6.40P-O, 6.41P-O, 6.62P-O, 6.64P-O, 6.76P-O, and 6.76AP-O and Amendments to Rules 1.1, 6.1-O, 6.1A-O, 6.37-O, 6.65A-O and 6.96-O
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-46
34-92104 Jun. 3, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Nuveen Santa Barbara Dividend Growth ETF, Nuveen Small Cap Select ETF, and Nuveen Winslow Large-Cap Growth ESG ETF Under NYSE Arca Rule 8.601-E (Active Proxy Portfolio Shares)
Comments due: June 30, 2021
SR-NYSEArca-2021-44
34-92052 May 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the American Century Sustainable Growth ETF
Comments due: June 24, 2021
SR-NYSEArca-2021-43
34-92053 May 27, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: June 24, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-41
34-91936 May 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 15, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-40
34-92016 May 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 22, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-39
34-91895 May 13, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the Putnam Focused Large Cap Growth ETF; Putnam Focused Large Cap Value ETF; Putnam Sustainable Future ETF; and Putnam Sustainable Leaders ETF
Comments due: June 9, 2021
SR-NYSEArca-2021-38
34-91861 May 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Continue Offering Certain Connectivity Services That Have Been Suspended by the Securities and Exchange Commission
Comments due: June 8, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-37
34-93570 Nov. 15, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
34-92714 Aug. 20, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: September 16, 2021
Rebuttal comments due: September 30, 2021
34-92333 Jul. 7, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
34-91962 May 21, 2021 Notice of Filing of Proposed Rule Change to List and Trade Shares of the First Trust SkyBridge Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: June 17, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-31
34-93489 Nov. 1, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
34-92610 Aug. 9, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: September 3, 2021
Rebuttal comments due: September 17, 2021
34-92233 Jun. 22, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
34-91771 May 6, 2021 Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Valkyrie Bitcoin Fund under NYSE Arca Rule 8.201-E
Comments due: June 2, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-30
34-91707 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Effective Date in Commentary .10 under NYSE Arca Rule 2.1210
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-29
34-93574 Nov. 15, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
34-92650 Aug. 12, 2021 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021
Rebuttal comments due: September 22, 2021
34-92321 Jul. 2, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
34-91952 May 20, 2021 Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares 1x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-28
34-93575 Nov. 15, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
34-92651 Aug. 12, 2021 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: September 8, 2021
Rebuttal comments due: September 22, 2021
34-92320 Jul. 2, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
34-91949 May 20, 2021 Notice of Filing of Proposed Rule Change to List and Trade the Shares of ConvexityShares Daily 1.5x SPIKES Futures ETF under NYSE Arca Rule 8.200-E (Trust Issued Receipts)
Comments due: June 16, 2021
Comments received are available for this proposal.
SR-NYSEArca-2021-27
34-91633 Apr. 22, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Expiration Date of the Temporary Amendments to Rules 10.9261 and 10.9830
Comments due: May 19, 2021
SR-NYSEArca-2021-26
34-91713 Apr. 29, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Schedules
Comments due: May 26, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-25
34-91669 Apr. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Shares of the iShares® Gold Trust Micro under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares)
Comments due: May 21, 2021
SR-NYSEArca-2021-24
34-93333 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
34-93160 Sep. 28, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
34-92368 Jul. 9, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Comments due: August 5, 2021
Rebuttal comments due: August 19, 2021
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
Comments received are available for this proposal.
34-92089 Jun. 2, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Fee Schedule to Add Meet-Me-Room Connectivity Services Available at the Mahwah Data Center
Additional File Nos.: SR-NYSE-2021-25, SR-NYSEAMER-2021-21, SR-NYSECHX-2021-07, SR-NYSENAT-2021-09
34-91600 Apr. 16, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless, Circuits, and Non-Colocation Connectivity Services Available at the Mahwah Data Center
Comments due: May 13, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-23
34-91514 Apr. 8, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change List and Trade Shares of the: Fidelity Women's Leadership ETF and Fidelity Sustainability U.S. Equity ETF
Comments due: May 5, 2021
SR-NYSEArca-2021-22
34-91551 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2021-21
34-91564 Apr. 14, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E
Comments due: May 11, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-20
34-91468 Apr. 2, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.90-O
Comments due: April 29, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-19
34-91371 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Proprietary Market Data Fee Schedule and the NYSE Arca Options Proprietary Market Data Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-18
34-91372 Mar. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 15, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-17
34-91322 Mar. 15, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading of Shares of the T. Rowe Price U.S. Equity Research ETF under NYSE Arca Rule 8.601-E
Comments due: April 9, 2021
SR-NYSEArca-2021-16
34-91319 Mar. 12, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 8. 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-15
34-93332 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
34-93107 Sep. 23, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Each of the Exchange's Fee Schedules Related to Co-Location
Additional File Nos.: SR-NYSE-2021-15, SR-NYSEAMER-2021-13, SR-NYSENAT-2021-05, SR-NYSECHX-2021-04
34-91388 Mar. 23, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-Location
Comments due: April 19, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-14
34-91210 Feb. 25, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Listing and Trading Rule for Shares of the Alger 25 ETF
Comments due: March 24, 2021
SR-NYSEArca-2021-13
34-93331 Oct. 14, 2021 Notice of Withdrawal of Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Connectivity Services Available at the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-92795 Aug. 27, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-92033 May 26, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: June 23, 2021
Rebuttal comments due: July 7, 2021
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-91490 Apr. 7, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Additional File Nos.: SR-NYSE-2021-14, SR-NYSEAMER-2021-10, SR-NYSECHX-2021-03, SR-NYSENAT-2021-04
34-91216 Feb. 26, 2021 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Circuits for Connectivity Into and Out of the Data Center in Mahwah, New Jersey
Comments due: March 25, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-12
34-91147 Feb. 17, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-11
34-91515 Apr. 8, 2021 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of Proposed Rule Changes, Each as Modified by Amendment Nos. 1 and 2, to Establish Procedures for the Allocation of Power in Co-Location When Availability Falls Below Certain Thresholds
Comments due: May 5, 2021
Additional File Nos.: SR-NYSE-2021-12, SR-NYSEAMER-2021-08, SR-NYSENAT-2021-03, SR-NYSECHX-2021-02
34-91156 Feb. 18, 2021 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Power to Its Co-located Users
Comments due: March 17, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-09
34-91780 May 5, 2021 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
34-91354 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
34-91038 Feb. 1, 2021 Notice of Filing of Proposed Rule Change to Amend Rule 6.86-O to Eliminate the Use of Dark Series on the Exchange
Comments due: February 26, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-07
34-93214 Sep. 30, 2021 Order Disapproving Proposed Rule Changes, as Modified by Partial Amendment No. 1, to Amend Each Exchange’s Fee Schedule to Add Two Partial Cabinet Bundles Available in Co-location and Establish Associated Fees
Additional File No.: SR-NYSE-2021-05,SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
See also: 
  • Letter from Assistant Secretary to Sarah Zgliniec, Senior Counsel, NYSE Group, Inc., New York Stock Exchange, dated October 8, 2021
  • Notice of Intention to Petition for Review, filed by Douglas W. Henkin, counsel for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc., dated October 7, 2021
  • Petition for Review, filed by Douglas W. Henkin, counsel for New York Stock Exchange LLC, NYSE American LLC, NYSE Arca, Inc., NYSE Chicago, Inc., and NYSE National, Inc., dated October 14, 2021
34-92531 Jul. 30, 2021 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
34-91785 May 6, 2021 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Amend the Exchange’s Price List Related to Co-location to Establish Two Additional Partial Cabinet Solution Bundles
Comments due: June 2, 2021
Rebuttal comments due: June 16, 2021
Additional File Nos.: SR-NYSE-2021-05, SR-NYSEAMER-2021-04, SR-NYSECHX-2021-01, SR-NYSENAT-2021-01
Comments received are available for this proposal.
34-91360 Mar. 18, 2021 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services and Fee Schedule to Add Two Partial Cabinet Solution Bundles
34-91044 Feb. 2, 2021 Notice of Filing of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services
Comments due: March 1, 2021
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2021-06
34-90949 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding the Limits on Fees for Options Strategy Executions
Comments due: February 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-05
34-90953 Jan. 19, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: February 16, 2021
Additional Materials: Exhibit 5
SR-NYSEArca-2021-04
34-90988 Jan. 26, 2021 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges to Establish Annual fees for Exchange Traded Products
Comments due: February 22, 2021
Additional Materials: Exhibit 5