NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NYSE Arca File Number List for 2019
Additional Archives
2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
Chronological List for 2019
| Release No. | Date | Details |
|---|---|---|
| First Quarter | ||
| SR-NYSEArca-2019-04 | ||
| 34-85170 | Feb. 21, 2019 | Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2018-54 | ||
| 34-85154 | Feb. 15, 2019 | Notice of Withdrawal of a Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares |
| SR-NYSEArca-2018-83 | ||
| 34-85117 | Feb. 13, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Investments of the iShares Bloomberg Roll Select Commodity Strategy ETF |
| SR-NYSEArca-2018-67 | ||
| 34-85110 | Feb. 12, 2019 | Notice of Withdrawal of a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Equity Index-Linked Securities Listing Standards Set Forth in NYSE Arca Rule 5.2-E(j)(6)(B)(I) |
| SR-NYSEArca-2019-02 | ||
| 34-85088 | Feb. 11, 2019 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
Comments due: 21 days after publication in the Federal Register |
| SR-NYSEArca-2019-01 | ||
| 34-85093 | Feb. 11, 2019 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: 21 days after publication in the Federal Register Comments received are available for this proposal. |
| SR-NYSEArca-2019-05 | ||
| 34-85094 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2019-03 | ||
| 34-85064 | Feb. 6, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Relating to the Minimum Trade Size Modifier
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2018-101 | ||
| 34-85035 | Feb. 1, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges Regarding Credits Applicable to Lead Market Makers and to ETP Holders and Market Makers Affiliated with the LMM that Provide Displayed Liquidity to the NYSE Arca Book in Tape B Securities
Comments due: February 22, 2019 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2018-98 | ||
| 34-85033 | Feb. 1, 2019 | Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF under NYSE Arca Rule 8.600-E; and Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of the iShares Commodity Multi-Strategy ETF under NYSE Arca Rule 8.600-E
Comments due: February 28, 2019 |
| SR-NYSEArca-2018-99 | ||
| 34-85029 | Feb. 1, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: February 22, 2019 Additional Materials: Exhibit 5 |
| SR-NYSEArca-2018-54 | ||
| 34-85026 | Feb. 1, 2019 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Commentary .01 to NYSE Arca Rule 8.600-E Relating to Certain Generic Listing Standards for Managed Fund Shares |
| SR-NYSEArca-2018-40 | ||
| 34-85020 | Jan. 31, 2019 | Notice of Withdrawal of a Proposed Rule Change Regarding Investments of the REX BKCM ETF |
| SR-NYSEArca-2018-43 | ||
| 34-84990 | Jan. 25, 2019 | Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Regarding Investments of the First Trust TCW Unconstrained Plus Bond ETF |
| SR-NYSEArca-2018-82 | ||
| 34-84987 | Jan. 17, 2019 | Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Regarding Certain Changes Relating to Investments of the PGIM Active High Yield Bond ETF |
NYSE Arca File Number List for 2019
| Release No. | Date | Details |
|---|---|---|
| SR-NYSEArca-2019-05 | ||
| 34-85094 | Feb. 11, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2019-04 | ||
| 34-85170 | Feb. 21, 2019 | Notice of Filing of Proposed Rule Change Amending NYSE Arca Rule 5.2-E(j)(3) to Adopt Generic Listing Standards for Investment Company Units Based on an Index of Municipal Bond Securities
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2019-03 | ||
| 34-85064 | Feb. 6, 2019 | Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31-E Relating to the Minimum Trade Size Modifier
Comments due: 21 days after publication in the Federal Register Additional Materials: Exhibit 5 |
| SR-NYSEArca-2019-02 | ||
| 34-85088 | Feb. 11, 2019 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the ProShares UltraPro 3x Natural Gas ETF and ProShares UltraPro 3x Short Natural Gas ETF under NYSE Arca Rule 8.200-E
Comments due: 21 days after publication in the Federal Register |
| SR-NYSEArca-2019-01 | ||
| 34-85093 | Feb. 11, 2019 | Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitwise Bitcoin ETF Trust under NYSE Arca Rule 8.201-E
Comments due: 21 days after publication in the Federal Register Comments received are available for this proposal. |