NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

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NYSE Arca File Number List for 2020

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Chronological List for 2020

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Release No. Date Details
Fourth Quarter
SR-NYSEArca-2020-100
34-90529 Nov. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Perth Mint Physical Gold ETF
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2020-80
34-90528 Nov. 30, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E
SR-NYSEArca-2020-98
34-90443 Nov. 17, 2020 Notice of Filing of Proposed Rule Change Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust under NYSE Arca Rule 8.201-E and the iShares S&P GSCI Commodity-Indexed Trust under Rule 8.203-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2020-84
34-90418 Nov. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.900-E to Adopt Generic Listing Standards for Managed Portfolio Shares
SR-NYSEArca-2020-96
34-90414 Nov. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule regarding the Criteria to Qualify for a Posting Credit on certain Customer Volume
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-95
34-90409 Nov. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades by Modifying the Application of the Access Fee and Amending the Fees for NYSE Arca Trades by Adopting a Waiver Applicable to the Redistribution Fee
Comments due: December 9, 2020
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 5
SR-NYSEArca-2020-97
34-90334 Nov. 4, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges to Adopt an Alternative Method to Qualify for the Tier 2 Pricing Tier
Comments due: December 1, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-82
34-90326 Nov. 3, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
SR-NYSEArca-2020-94
34-90323 Nov. 3, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF under Rule 8.900-E
Comments due: November 30, 2020
SR-NYSEArca-2020-92
34-90311 Nov. 2, 2020 Notice of Filing of Proposed Rule Change to Amend Rule 7.31-E
Comments due: November 27, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-77
34-90296 Oct. 30, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 8.601-E to Adopt Generic Listing Standards for Active Proxy Portfolio Shares
SR-NYSEArca-2020-54
34-90297 Oct. 30, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company
SR-NYSEArca-2020-80
34-90286 Oct. 29, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E, Managed Portfolio Shares
SR-NYSEArca-2020-93
34-90266 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: November 19, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-59
34-90216 Oct. 16, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the Wilshire wShares Enhanced Gold Trust Under Amended NYSE Arca Rule 8.201-E
Comments due: November 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-08 and SR-NYSEArca-2020-15
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: November 12, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
SR-NYSEArca-2020-90
34-90191 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee
Comments due: November 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-88
34-90155 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 9, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-89
34-90136 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 7.12-E
Comments due: November 4, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-87
34-90113 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Temporary Commentary .10 under NYSE Arca Rule 2.1210
Comments due: November 4, 2020
SR-NYSEArca-2020-84
34-90104 Oct. 7, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Rule 8.900-E to Adopt Generic Listing Standards for Managed Portfolio Shares
Comments due: November 3, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-85
34-90088 Oct. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.
Comments due: October 30, 2020
SR-NYSEArca-2020-56
34-90075 Oct. 2, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E
Comments due: October 29, 2020
Rebuttal comments due: November 12, 2020
Third Quarter
SR-NYSEArca-2020-46
34-89898 Sep. 16, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities
Comments due: October 13, 2020
Rebuttal comments due: October 27, 2020
SR-NYSEArca-2020-82
34-89883 Sep. 16, 2020 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
Comments due: October 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-80
34-89869 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E, Managed Portfolio Shares
Comments due: October 13, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-77
34-89874 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.601-E to Adopt Generic Listing Standards for Active Proxy Portfolio Shares
Comments due: October 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-54
34-89834 Sep. 11, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exempt Issuers of Certain Derivative and Special Purpose Securities From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company
Comments due: October 8, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-83
34-89824 Sep. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Update the Exchange's Source of Data Feeds from MIAX PEARL, LLC
Comments due: October 7, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020- 81
34-89797 Sep. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 6, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-78
34-89787 Sep. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: October 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-79
34-89741 Sep. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 29, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-59
34-89724 Sep. 1, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E
SR-NYSEArca-2020-76
34-89694 Aug. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 23, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-48
34-89663 Aug. 25, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares
SR-NYSEArca-2020-74
34-89652 Aug. 25, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: September 21, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-77
34-89608 Aug. 19, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2020-75
34-89607 Aug. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: September 14, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-56
34-89584 Aug. 17, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E
SR-NYSEArca-2020-08
34-89532 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03
SR-NYSEArca-2020-15
34-89531 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
SR-NYSEArca-2020-72
34-89511 Aug. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the Underlying Benchmark for the ProShares Ultra Bloomberg Crude Oil ETF and ProShares UltraShort Bloomberg Crude Oil ETF
Comments due: September 4, 2020
SR-NYSEArca-2020-69
34-89480 Aug. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 1, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-15
34-89460 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
SR-NYSEArca-2020-08
34-89455 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
SR-NYSEArca-2020-51
34-89438 Jul. 31, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF under NYSE Arca Rule 8.601-E
SR-NYSEArca-2020-71
34-89432 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rule 11.6800 Series
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-70
34-89427 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O to Increase Position Limits for Options on Certain Exchange-Traded Funds
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-66
34-89415 Jul. 28, 2020 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 10.9217
Comments due: August 24, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-46
34-89412 Jul. 28, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities
SR-NYSEArca-2020-67
34-89387 Jul. 23, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Add the Data Source for MEMX
Comments due: August 19, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-61
34-89366 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-68
34-89359 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the NYSE Arca Options Fee Schedule
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-59
34-89310 Jul. 14, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E
Comments due: August 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-48
34-89279 Jul. 9, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares
SR-NYSEArca-2020-62
34-89274 Jul. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges to Adopt Listing and Annual Fees for Actively Managed Proxy Shares Listed under Rule 8.601-E and Managed Portfolio Shares Listed under Rule 8.900-E
Comments due: August 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-64
34-89255 Jul. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-60
34-89242 Jul. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Second Quarter
SR-NYSEArca-2020-56
34-89197 Jun. 30, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E and 8.900-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-96
34-89192 Jun. 30, 2020 Notice of Filing of Amendment No. 5 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 5, to List and Trade Two Series of Active Proxy Portfolio Shares Issued by the American Century ETF Trust Under NYSE Arca Rule 8.601-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2019-92
34-89191 Jun. 30, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Four Series of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under NYSE Arca Rule 8.601-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2020-58
34-89174 Jun. 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2019-95
34-89185 Jun. 29, 2020 Notice of Filing of Amendment No. 6 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 6, to Adopt NYSE Arca Rule 8.601-E to Permit the Listing and Trading of Active Proxy Portfolio Shares and To List and Trade Shares of the Natixis U.S. Equity Opportunities ETF Under Proposed NYSE Arca Rule 8.601-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-51
34-89127 Jun. 23, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of the Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF under Proposed NYSE Arca Rule 8.601-E
Comments due: July 20, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-57
34-89129 Jun. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Continued Listing and Trading of the WisdomTree Mortgage Plus Bond Fund
Comments due: July 20, 2020
SR-NYSEArca-2020-01
34-89107 Jun. 19, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Amend Consolidated Audit Trail Compliance Rules
Comments due: July 16, 2020
SR-NYSEArca-2020-46
34-89073 Jun. 16, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities
Comments due: July 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-37
34-89068 Jun. 15, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Make Certain Changes Regarding the Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
SR-NYSEArca-2020-55
34-89061 Jun. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume
Comments due: July 9, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-77
34-89057 Jun. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2020-52
34-89038 Jun. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: July 7, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-31
34-89008 Jun. 4, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection
SR-NYSEArca-2020-49
34-88980 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: June 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-48
34-88970 May 28, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares
Comments due: June 24, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-47
34-88961 May 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: June 23, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-50
34-88943 May 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.72-O to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 22, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-07
34-88924 May 21, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
Comments due: June 18, 2020
SR-NYSEArca-2020-42
34-88912 May 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Representations Relating to the Redemption Procedures Applicable to the Sprott Physical Gold Trust and the Sprott Physical Silver Trust
Comments due: June 17, 2020
SR-NYSEArca-2020-43
34-88904 May 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19-E
Comments due: June 16, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-08 and SR-NYSEArca-2020-15
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
Comments received are available for SR-NYSEArca-2020-08.
Comments received are available for SR-NYSEArca-2020-15.
SR-NYSEArca-2020-44
34-88873 May 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-61
34-88837 May 7, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEAMER-2019-34
SR-NYSEArca-2020-39
34-88833 May 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 3, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-37
34-88822 May 6, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
Comments due: June 2, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-38
34-88812 May 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 1, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-17
34-88793 May 1, 2020 Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market
Additional File Nos.: SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEAMER-2020-12, SR-NYSECHX-2020-06
SR-NYSEArca-2020-35
34-88764 Apr. 28, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges
Comments due: May 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-34
34-88761 Apr. 28, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Modify the Definition of "UTP Derivative Securities Product" and Rule 5.1-E(a) to Incorporate the Modified Definition of "UTP Exchange Traded Product"
Comments due: May 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-36
34-88755 Apr. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O Relating to the Risk Limitation Mechanism
Comments due: May 22, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-31
34-88737 Apr. 24, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection
Comments due: May 21, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-07
34-88738 Apr. 24, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
Comments due: May 21, 2020
Rebuttal comments due: June 4, 2020
SR-NYSEArca-2020-33
34-88709 Apr. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: May 18, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-01
34-88696 Apr. 20, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: May 15, 2020
Rebuttal comments due: May 29, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-32
34-88648 Apr. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E
Comments due: May 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-81
34-88625 Apr. 13, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt NYSE Arca Rule 5.2-E(j)(8) Governing the Listing and Trading of Exchange-Traded Fund Shares
Comments due: May 8, 2020
SR-NYSEArca-2020-28
34-88621 Apr. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: May 6, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-30
34-88610 Apr. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange's Source of Data Feeds from the Long-Term Stock Exchange, Inc.
Comments due: May 6, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-29
34-88596 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-25
34-88590 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-27
34-88576 Apr. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: May 4, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-15
34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSECHX-2020-05, SR-NYSEAMER-2020-10, SR-NYSENAT-2020-08
SR-NYSEArca-2020-08
34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSECHX-2020-02, SR-NYSEAMER-2020-05, SR-NYSENAT-2020-03
First Quarter
SR-NYSEArca-2019-92
34-88535 Apr. 1, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Four Series of Active Proxy Portfolio Shares Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E
Comments due: April 28, 2020
Rebuttal comments due: May 12, 2020
Comments received are available for this proposal.
SR-NYSEArca-2019-96
34-88534 Apr. 1, 2020 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Two Series of Active Proxy Portfolio Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.601-E
Comments due: April 28, 2020
Rebuttal comments due: May 12, 2020
Comments received are available for this proposal.
SR-NYSEArca-2019-95
34-88533 Apr. 1, 2020 Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt NYSE Arca Rule 8.601-E to Permit the Listing and Trading of Active Proxy Portfolio Shares and to List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.601-E
Comments due: April 28, 2020
Rebuttal comments due: May 12, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-26
34-88520 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-21
34-88436 Mar. 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 16, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-23
34-88414 Mar. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12-E Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt
Comments due: April 14, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-20
34-88404 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust TCW Securitized Plus ETF under NYSE Arca Rule 8.600-E
Comments due: April 13, 2020
SR-NYSEArca-2020-22
34-88398 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-location Hot Hands Fee
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-77
34-88378 Mar. 13, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E
Comments due:April 9, 2020. Rebuttal comments by April 23, 2020
Rebuttal comments due: 35 days after publication in the Federal Register
Comments received are available for this proposal.
SR-NYSEArca-2020-17
34-88369 Mar. 12, 2020 Notice of Filing of Proposed Rule Change Amending Rule 7.31-E (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.35-E, 7.36-E, and 7.38-E
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-07
34-88364 Mar. 12, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2020-18
34-88345 Mar. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 3, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-01
34-88330 Mar. 5, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
SR-NYSEArca-2019-61
34-88319 Mar. 4, 2020 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Exchanges' Co-Location Services to Offer Co-Location Users Access to the NMS Network
Additional File Nos.: SR-NYSE-2019-46, SR-NYSENAT-2019-19, SR-NYSEAMER-2019-34
SR-NYSEArca-2019-39
34-88284 Feb. 26, 2020 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to List and Trade Shares of the United States Bitcoin and Treasury Investment Trust Under NYSE Arca Rule 8.201-E
SR-NYSEArca-2019-60
34-88255 Feb. 20, 2020 Notice of Filing of Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, to List and Trade Shares of the KFA Global Carbon ETF under NYSE Arca Rule 8.600-E
Comments due: March 18, 2020
SR-NYSEArca-2020-15
34-88239 Feb. 19, 2020 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: March 17, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-13
34-88230 Feb. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services
Comments due: March 16, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-81
34-88204 Feb. 13, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Establish Generic Listing Standards for Derivative Securities Products that are Permitted to Operate in Reliance on Rule 6c-11 under the Investment Company Act of 1940
Comments due: March 12, 2020
Rebuttal comments due: March 26, 2020
Additional Materials: Exhibit 4, Exhibit 5
SR-NYSEArca-2019-95
34-88199 Feb. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Rule 8.602-E to Permit the Listing and Trading of Actively Managed Solution Shares and to List and Trade Shares of the Natixis ETF Under Proposed NYSE Arca Rule 8.602-E
SR-NYSEArca-2019-96
34-88198 Feb. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Rule 8.602-E to Permit the Listing and Trading of Actively Managed Solution Shares and to List and Trade Two Series of Actively Managed Solution Shares Issued by the American Century ETF Trust Under Proposed NYSE Arca Rule 8.602-E
SR-NYSEArca-2019-92
34-88197 Feb. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Rule 8.601-E to Permit the Listing and Trading of Managed Portfolio Securities and to List and Trade Four Series of Managed Portfolio Securities Issued by T. Rowe Price Exchange-Traded Funds, Inc. Under Proposed NYSE Arca Rule 8.601-E
SR-NYSEArca-2020-12
34-88194 Feb. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-11
34-88182 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 11, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-10
34-88181 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 11, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-08
34-88170 Feb. 11, 2020 Notice of Filing of Proposed Rule Change to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections
Comments due: March 10, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-77
34-88066 Jan. 28, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2020-07
34-88031 Jan. 24, 2020 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
Comments due: February 20, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-06
34-88009 Jan. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges to Remove the Ineligibility for Certain Discounts
Comments due: February 18, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-05
34-87994 Jan. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce Two New Pricing Tiers, Retail Order Step-Up Tier 3 and Retail Order Step-Up Tier 4
Comments due: February 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-01
34-87987 Jan. 16, 2020 Notice of Filing of Proposed Rule Change to Amend the Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-03
34-87978 Jan. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce a New Lead Market Maker Credit
Comments due: February 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-51
34-87963 Jan. 14, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Henderson Mortgage-Backed Securities ETF
Comments due: February 11, 2020
SR-NYSEArca-2019-61
34-87928 Jan. 9, 2020 Notice of Filing of Amendment No. 1 to Proposed Rule Change Amending the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services in the Mahwah, New Jersey Data Center
Comments due: February 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-93
34-87917 Jan. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Schedule of Fees and Charges to Modify the Annual Fees Applicable to Exchange Traded Products and Managed Fund Shares and Managed Trust Securities
Comments due: February 5, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-04
34-87901 Jan. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Regarding the Floor Broker Prepayment Program
Comments due: February 3, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2019-78
34-87885 Jan. 3, 2020 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Innovator PTAM Core Bond Fund ETF Under NYSE Arca Rule 8.600-E

File Number List for 2020

Release No. Date Details
SR-NYSEArca-2020-100
34-90529 Nov. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Perth Mint Physical Gold ETF
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2020-98
34-90443 Nov. 17, 2020 Notice of Filing of Proposed Rule Change Regarding the Availability of Information for the iShares Gold Trust, the iShares Silver Trust under NYSE Arca Rule 8.201-E and the iShares S&P GSCI Commodity-Indexed Trust under Rule 8.203-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2020-97
34-90334 Nov. 4, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges to Adopt an Alternative Method to Qualify for the Tier 2 Pricing Tier
Comments due: December 1, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-96
34-90414 Nov. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule regarding the Criteria to Qualify for a Posting Credit on certain Customer Volume
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-95
34-90409 Nov. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades by Modifying the Application of the Access Fee and Amending the Fees for NYSE Arca Trades by Adopting a Waiver Applicable to the Redistribution Fee
Comments due: December 9, 2020
Additional Materials: Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 5
SR-NYSEArca-2020-94
34-90323 Nov. 3, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of the AdvisorShares Q Portfolio Blended Allocation ETF and AdvisorShares Q Dynamic Growth ETF under Rule 8.900-E
Comments due: November 30. 2020
SR-NYSEArca-2020-93
34-90266 Oct. 23, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: November 19, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-92
34-90311 Nov. 2, 2020 Notice of Filing of Proposed Rule Change to Amend Rule 7.31-E
Comments due: Novemner 27, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-90
34-90191 Oct. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee
Comments due: November 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-89
34-90136 Oct. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Related to the Market-wide Circuit Breaker in Rule 7.12-E
Comments due: November 4, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-88
34-90155 Oct. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: November 9, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-87
34-90113 Oct. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Temporary Commentary .10 under NYSE Arca Rule 2.1210
Comments due: November 4, 2020
SR-NYSEArca-2020-85
34-90088 Oct. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830 with Recent Changes by the Financial Industry Regulatory Authority, Inc.
Comments due: October 30, 2020
SR-NYSEArca-2020-84
34-90418 Nov. 13, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 8.900-E to Adopt Generic Listing Standards for Managed Portfolio Shares
34-90104 Oct. 7, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Rule 8.900-E to Adopt Generic Listing Standards for Managed Portfolio Shares
Comments due: November 3, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-83
34-89824 Sep. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Update the Exchange's Source of Data Feeds from MIAX PEARL, LLC
Comments due: October 7, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-82
34-90326 Nov. 3, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Exchange's Co-Location Services to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
34-89883 Sep. 16, 2020 Notice of Filing of Proposed Rule Change to Establish Procedures for the Allocation of Cabinets to its Co-Located Users
Comments due: October 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020- 81
34-89797 Sep. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 6, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-80
34-90528 Nov. 30, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E
34-90286 Oct. 29, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E, Managed Portfolio Shares
34-89869 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Alger Mid Cap 40 ETF and Alger 25 ETF under Rule 8.900-E, Managed Portfolio Shares
Comments due: October 13, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-79
34-89741 Sep. 2, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 29, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-78
34-89787 Sep. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: October 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-77
34-90296 Oct. 30, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 8.601-E to Adopt Generic Listing Standards for Active Proxy Portfolio Shares
34-89874 Sep. 15, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.601-E to Adopt Generic Listing Standards for Active Proxy Portfolio Shares
Comments due: October 13, 2020
Additional Materials: Exhibit 5
34-89608 Aug. 19, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the AdvisorShares Pure US Cannabis ETF under NYSE Arca Rule 8.600-E
SR-NYSEArca-2020-76
34-89694 Aug. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 23, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-75
34-89607 Aug. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Fees and Charges
Comments due: September 14, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-74
34-89652 Aug. 25, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: September 21, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-72
34-89511 Aug. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Certain Changes Regarding the Underlying Benchmark for the ProShares Ultra Bloomberg Crude Oil ETF and ProShares UltraShort Bloomberg Crude Oil ETF
Comments due: September 4, 2020
SR-NYSEArca-2020-71
34-89432 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Rule 11.6800 Series
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-70
34-89427 Jul. 30, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.8-O to Increase Position Limits for Options on Certain Exchange-Traded Funds
Comments due: August 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-69
34-89480 Aug. 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: September 1, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-68
34-89359 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update the NYSE Arca Options Fee Schedule
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-67
34-89387 Jul. 23, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Add the Data Source for MEMX
Comments due: August 19, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-66
34-89415 Jul. 28, 2020 Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change to Add the Consolidated Audit Trail Industry Member Compliance Rules to the List of Minor Rule Violations in Rule 10.9217
Comments due: August 24, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-64
34-89255 Jul. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-62
34-89274 Jul. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges to Adopt Listing and Annual Fees for Actively Managed Proxy Shares Listed under Rule 8.601-E and Managed Portfolio Shares Listed under Rule 8.900-E
Comments due: August 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-61
34-89366 Jul. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Include Active Proxy Portfolio Shares, Tracking Fund Shares, Proxy Portfolio Shares, and Index Fund Shares
Comments due: August 17, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-60
34-89242 Jul. 7, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-59
34-90216 Oct. 16, 2020 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the Wilshire wShares Enhanced Gold Trust Under Amended NYSE Arca Rule 8.201-E
Comments due: November 12, 2020
Additional Materials: Exhibit 5
34-89724 Sep. 1, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E
34-89310 Jul. 14, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) and to Permit the Listing and Trading of Shares of the United States Gold and Treasury Investment Trust Under NYSE Arca Rule 8.201-E
Comments due: August 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-58
34-89174 Jun. 29, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-57
34-89129 Jun. 23, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Permit the Continued Listing and Trading of the WisdomTree Mortgage Plus Bond Fund
Comments due: July 20, 2020
SR-NYSEArca-2020-56
34-90075 Oct. 2, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E
Comments due: October 29, 2020
Rebuttal comments due: November 12, 2020
34-89584 Aug. 17, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E, and 8.900-E
34-89197 Jun. 30, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 5.2-E(j)(3), 5.2-E(j)(8), 5.5-E(g)(2), 8.600-E and 8.900-E
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2020-55
34-89061 Jun. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume
Comments due: July 9, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-54
34-90297 Oct. 30, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exempt Registered Investment Companies that List Certain Categories of the Securities Defined as Derivative and Special Purpose Securities under NYSE Arca Rules From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company
34-89834 Sep. 11, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.3-E to Exempt Issuers of Certain Derivative and Special Purpose Securities From Having to Obtain Shareholder Approval Prior to the Issuance of Securities in Connection with Certain Acquisitions of the Stock or Assets of an Affiliated Company
Comments due: October 8. 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-52
34-89038 Jun. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: July 7, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-51
34-89438 Jul. 31, 2020 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF under NYSE Arca Rule 8.601-E
34-89127 Jun. 23, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of the Shares of Natixis Vaughan Nelson Select ETF and Natixis Vaughan Nelson MidCap ETF under Proposed NYSE Arca Rule 8.601-E
Comments due: July 20, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-50
34-89059 Jun. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify Temporarily the Auction Collars for Exchange-Facilitated Core Open Auctions Under Rule 7.35C
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
34-88943 May 26, 2020 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 6.72-O to Conform the Rule to Section 3.1 of the Plan for the Purpose of Developing and Implementing Procedures Designed to Facilitate the Listing and Trading of Standardized Options
Comments due: June 22, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-49
34-88980 Jun. 1, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges and the NYSE Arca Equities Fees and Charges Related to Co-location Services
Comments due: June 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-48
34-89663 Aug. 25, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares
34-89279 Jul. 9, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares
34-88970 May 28, 2020 Notice of Filing of Proposed Rule Change to List and Trade Shares of Gabelli ETFs under Rule 8.900-E, Managed Portfolio Shares
Comments due: June 24, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-47
34-88961 May 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Temporary Waiver of the Co-location Hot Hands Fee
Comments due: June 23, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-46
34-89898 Sep. 16, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities
Comments due: October 13, 2020
Rebuttal comments due: October 27, 2020
34-89412 Jul. 28, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities
34-89073 Jun. 16, 2020 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rule 5.2-E(j)(6) Relating to Options-Linked Securities
Comments due: July 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-44
34-88873 May 14, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule Regarding Pricing Incentives for Certain Posted Volume
Comments due: June 10, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-43
34-88904 May 19, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules to Add New Rule 7.19-E
Comments due: June 16, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-42
34-88912 May 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Representations Relating to the Redemption Procedures Applicable to the Sprott Physical Gold Trust and the Sprott Physical Silver Trust
Comments due: June 17, 2020
SR-NYSEArca-2020-39
34-88833 May 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: June 3, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-38
34-88812 May 5, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: June 1, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-37
34-89068 Jun. 15, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Make Certain Changes Regarding the Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
34-88822 May 6, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the PIMCO Enhanced Short Maturity Active ESG Exchange-Traded Fund
Comments due: June 2, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-36
34-88755 Apr. 27, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O Relating to the Risk Limitation Mechanism
Comments due: May 22, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-35
34-88764 Apr. 28, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Charges
Comments due: May 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-34
34-88761 Apr. 28, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 1.1 to Modify the Definition of "UTP Derivative Securities Product" and Rule 5.1-E(a) to Incorporate the Modified Definition of "UTP Exchange Traded Product"
Comments due: May 26, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-33
34-88709 Apr. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: May 18, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-32
34-88648 Apr. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a New NYSE Arca Rule 8.900-E
Comments due: May 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-31
34-89008 Jun. 4, 2020 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection
34-88737 Apr. 24, 2020 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to Modify Rule 6.60-O Regarding the Treatment of Orders Subject to Trade Collar Protection
Comments due: May 21, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-30
34-88610 Apr. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37-E to Specify the Exchange's Source of Data Feeds from the Long-Term Stock Exchange, Inc.
Comments due: May 6. 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-29
34-88596 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-28
34-88621 Apr. 10, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: May 6, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-27
34-88576 Apr. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: May 4, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-26
34-88520 Mar. 31, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change for an Extension of the Temporary Waiver of the Co-location "Hot Hands" Fee
Comments due: April 27, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-25
34-88590 Apr. 8, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Current Pilot Program Related to Rule 7.10-E
Comments due: May 5, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-23
34-88414 Mar. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.12-E Concerning the Resumption of Trading following a Level 3 Market-wide Circuit Breaker Halt
Comments due: April 14, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-22
34-88398 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change of a Temporary Waiver of the Co-location Hot Hands Fee
Comments due: April 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-21
34-88436 Mar. 20, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: April 16, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-20
34-88404 Mar. 17, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust TCW Securitized Plus ETF under NYSE Arca Rule 8.600-E
Comments due: April 13, 2020
SR-NYSEArca-2020-18
34-88345 Mar. 9, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: April 3, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-17
34-88793 May 1, 2020 Order Granting Approval of Proposed Rule Changes Relating to Repricing of Depth-of-Book Orders In Response to a Locked or Crossed Market
Additional File Nos.: SR-NYSE-2020-13, SR-NYSENAT-2020-09, SR-NYSEAMER-2020-12, SR-NYSECHX-2020-06
34-88369 Mar. 12, 2020 Notice of Filing of Proposed Rule Change Amending Rule 7.31-E (Orders and Modifiers) Relating to How Orders are Repriced and Make Related Changes to Rules 7.35-E, 7.36-E, and 7.38-E
Comments due: April 8, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-15
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: November 12, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
34-89531 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
34-89460 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSECHX-2020-05, SR-NYSEAMER-2020-10, SR-NYSENAT-2020-08
34-88540 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Additional File Nos.: SR-NYSE-2020-11, SR-NYSECHX-2020-05, SR-NYSEAMER-2020-10, SR-NYSENAT-2020-08
34-88239 Feb. 19, 2020 Notice of Filing of Proposed Rule Change to Amend the Schedule of Wireless Connectivity Fees and Charges to Add Wireless Connectivity Services
Comments due: March 17, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-13
34-88230 Feb. 18, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges and the NYSE Arca Options Fees and Charges Related to Co-location Services
Comments due: March 16, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-12
34-88194 Feb. 13, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-11
34-88182 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 11, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-10
34-88181 Feb. 12, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: March 11, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-08
34-90209 Oct. 15, 2020 Notice of Filings of Partial Amendment No. 3 and Order Granting Accelerated Approval to Proposed Rule Changes, each as Modified by Partial Amendment No. 3, to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections
Comments due: November 12, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSE-2020-11, SR-NYSEAMER-2020-10, SR-NYSECHX-2020-05, SR-NYSENAT-2020-08
34-89532 Aug. 12, 2020 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes, as Modified by Amendment No. 1, to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03
34-89455 Aug. 3, 2020 Notice of Filing of Partial Amendment No. 1 to Proposed Rule Change to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Associated Fees
Comments due: August 28, 2020
Additional Materials: Exhibit 4a, Exhibit 4b, Exhibit 5a, Exhibit 5b
34-88901 May 18, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish a Wireless Fee Schedule Setting Forth Available Wireless Bandwidth Connections and Wireless Market Data Connections and Associated Fees
Comments due: June 12, 2020
Rebuttal comments due: June 26, 2020
Additional File Nos.: SR-NYSE-2020-05, SR-NYSEAMER-2020-05, SR-NYSEArca-2020-08, SR-NYSECHX-2020-02, SR-NYSENAT-2020-03, SR-NYSEAMER-2020-10, SR-NYSEArca-2020-15, SR-NYSECHX-2020-05, SR-NYSENAT- 2020-08
34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSECHX-2020-02, SR-NYSEAMER-2020-05, SR-NYSENAT-2020-03
34-88539 Apr. 1, 2020 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections between the Mahwah, New Jersey Data Center and Other Data Centers
Additional File Nos.: SR-NYSE-2020-05, SR-NYSECHX-2020-02, SR-NYSEAMER-2020-05, SR-NYSENAT-2020-03
34-88170 Feb. 11, 2020 Notice of Filing of Proposed Rule Change to Establish a Schedule of Wireless Connectivity Fees and Charges with Wireless Connections
Comments due: March 10, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2020-07
34-88924 May 21, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
Comments due: June 18, 2020
34-88738 Apr. 24, 2020 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
Comments due: May 21, 2020
Rebuttal comments due: June 4, 2020
34-88364 Mar. 12, 2020 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
34-88031 Jan. 24, 2020 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSGA Responsible Reserves ESG ETF under NYSE Arca Rule 8.600-E
Comments due: February 20, 2020
Comments received are available for this proposal.
SR-NYSEArca-2020-06
34-88009 Jan. 21, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees and Charges to Remove the Ineligibility for Certain Discounts
Comments due: February 18, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-05
34-87994 Jan. 16, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce Two New Pricing Tiers, Retail Order Step-Up Tier 3 and Retail Order Step-Up Tier 4
Comments due: February 13, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-04
34-87901 Jan. 7, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Regarding the Floor Broker Prepayment Program
Comments due: February 3, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-03
34-87978 Jan. 15, 2020 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges to Introduce a New Lead Market Maker Credit
Comments due: February 12, 2020
Additional Materials: Exhibit 5
SR-NYSEArca-2020-01
34-89107 Jun. 19, 2020 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Amend Consolidated Audit Trail Compliance Rules
Comments due: July 16, 2020
34-88696 Apr. 20, 2020 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the NYSE Arca Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: May 15, 2020
Rebuttal comments due: May 29, 2020
Comments received are available for this proposal.
34-88330 Mar. 5, 2020 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend the Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
34-87987 Jan. 16, 2020 Notice of Filing of Proposed Rule Change to Amend the Rule 11.6800 Series, the Exchange's Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 13, 2020
Additional Materials: Exhibit 5
Comments received are available for this proposal.