NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Fourth Quarter |  Third Quarter |  Second Quarter | First Quarter

NYSE Arca File Number List for 2017

Additional Archives

Chronological List for 2017

Release No. Date Details
Fourth Quarter
SR-NYSEArca-2017-131
34-82116 Nov. 17, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Sprott Physical Gold and Silver Trust under NYSE Arca Rule 8.201-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2017-69
34-82105 Nov. 16, 2017 Notice of Filing of Amendment No. 2, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Rule 8.200-E
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-81746, Notice: Rel. No. 34-81388
SR-NYSEArca-2017-129
34-82099 Nov. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for NYSE Arca BBO and NYSE Arca Trades to Lower the Enterprise Fee for those Products
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-128
34-82094 Nov. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O (Series of Options Open for Trading)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-130
34-82100 Nov. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to the NYSE Arca Equities Proprietary Market Data Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-86
34-82080 Nov. 15, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the JPMorgan Managed Futures ETF under NYSE Arca Rule 8.600-E
See also: Notice: Rel. No. 34-81766
SR-NYSEArca-2017-125
34-82083 Nov. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. to Make Them More Consistent with the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f
SR-NYSEArca-2017-85
34-82066 Nov. 13, 2017 Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Rule 8.700-E and to List and Trade Shares of the ProShares European Volatility Futures ETF
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-81373, Notice: Rel. No. 34-81721
SR-NYSEArca-2017-52
34-82049 Nov. 9, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
See also: Notice: Rel. No. 34-80698, Order: Rel. No. 34-81067
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
SR-NYSEArca-2017-107
34-82044 Nov. 9, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02
See also: Notice: Rel. No. 34-81681
SR-NYSEArca-2017-112
34-82031 Nov. 8, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the GraniteShares Palladium Trust under NYSE Arca Rule 8.201-E
See also: Notice: Rel. No. 34-81737
SR-NYSEArca-2017-111
34-82040 Nov. 8, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the GraniteShares Silver Trust under NYSE Arca Rule 8.201-E
See also: Notice: Rel. No. 34-81699
SR-NYSEArca-2017-110
34-82026 Nov. 7, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the GraniteShares Platinum Trust under NYSE Arca Rule 8.201-E
See also: Notice: Rel. No. 34-81675
SR-NYSEArca-2017-124
34-82016 Nov. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges Schedule and the NYSE Arca Equities Fees and Charges Schedule Relating to Co-location Services to Reflect the Name Change of a Third Party Data Feed
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2017-126
34-82004 Nov. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rules 7.31-E and 7.35-E
Comments due: November 29, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-127
34-81985 Oct. 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exchange Calculation of the Intraday Indicative Value for Specified Exchange-Traded Products
Comments due: November 27, 2017
SR-NYSEArca-2017-36
34-81977 Oct. 30, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
See also: Notice: Rel. No. 34-81267, Notice: Rel. No. 34-80935, Notice: Rel. No. 34-80553
SR-NYSEArca-2017-99
34-81944 Oct. 25, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF under NYSE Arca Rule 8.600-E
Comments due: November 21, 2017
SR-NYSEArca-2017-122
34-81929 Oct. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Users with Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds
Comments due: November 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-98
34-81918 Oct. 23, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of The Gold Trust under NYSE Arca Rule 8.201-E
See also: Notice: Rel. No. 34-81568
SR-NYSEArca-2017-90
34-81915 Oct. 20, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Hartford Municipal Opportunities ETF under NYSE Arca Rule 8.600-E
See also: Notice: Rel. No. 34-81505
SR-NYSEArca-2017-121
34-81901 Oct. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: November 15, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-119
34-81894 Oct. 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 1.1 and Rule 7.35-E to Make Technical and Conforming Updates in Connection with the Recent Merger of NYSE Arca Equities, Inc.
Comments due: November 14, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-NYSEArca-2017-120
34-81890 Oct. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Certain Representations Relating to Five PIMCO Exchange-Traded Funds Currently Listed under NYSE Arca Rule 8.600-E
Comments due: November 13, 2017
SR-NYSEArca-2017-118
34-81888 Oct. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.76A-O to Adopt Additional Self-Trade Prevention Modifiers
Comments due: November 13, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-88
34-81848 Oct. 11, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund - Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027 under NYSE Arca Equities Rule 8.200, Commentary .02
See also: Notice: Rel. No. 34-81453
SR-NYSEArca-2017-87
34-81842 Oct. 10, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPMorgan Equity Long/Short ETF under NYSE Arca Rule 8.600-E
Comments due: November 6, 2017
SR-NYSEArca-2017-105
34-81796 Oct. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees and Charges Relating to the Listing Fees Applicable to Exchange Traded Products
Comments due: October 27, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-113
34-81792 Oct. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change to the Administrator for the London Bullion Market Association Silver Price to ICE Benchmark Administration
Comments due: October 27, 2017
SR-NYSEArca-2017-56
34-81794 Oct. 2, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Pursuant to NYSE Arca Rule 5.2-E(j)(3) Twelve Series of Investment Company Units
Comments due: October 27, 2017
Rebuttal comments due: November 13, 2017
See also: Notice: Rel. No. 34-81400, Notice: Rel. No. 34-81062
Comments received are available for this proposal.
Third Quarter
SR-NYSEArca-2017-86
34-81766 Sep. 29, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPMorgan Managed Futures ETF under NYSE Arca Rule 8.600-E
Comments due: October 26, 2017
See also: Notice: Rel. No. 34-82080
Comments received are available for this proposal.
SR-NYSEArca-2017-114
34-81767 Sep. 29, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: October 26, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-115
34-81775 Sep. 29, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date for Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
Comments due: October 26, 2017
SR-NYSEArca-2017-69
34-81746 Sep. 28, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of ProShares QuadPro Funds under Commentary .02 to NYSE Arca Equities Rule 8.200
See also: Notice: Rel. No. 34-81388, Notice: Rel. No. 34-82105
SR-NYSEArca-2017-06
34-81747 Sep. 28, 2017 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80729, Notice: Rel. No. 34-80502, Notice: Rel. No. 34-80297, Notice: Rel. No. 34-79955, Notice: Rel. No. 34-81201
SR-NYSEArca-2017-84
34-81738 Sep. 27, 2017 Notice of Withdrawal of a Proposed Rule Change to Extend the Implementation Date For Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
See also: Notice: Rel. No. 34-81411
SR-NYSEArca-2017-112
34-81737 Sep. 27, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Palladium Trust under NYSE Arca Rule 8.201-E.
Comments due: October 24, 2017
See also: Notice: Rel. No. 4-82031
Comments received are available for this proposal.
SR-NYSEArca-2017-85
34-81721 Sep. 26, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and to List and Trade Shares of the ProShares European Volatility Futures ETF
See also: Notice: Rel. No. 34-81373, Notice: Rel. No. 34-82066
SR-NYSEArca-2017-109
34-81713 Sep. 25, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 14.2 to Make Technical and Conforming Updates in Connection With the Recent Merger of NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: October 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-96
34-81717 Sep. 25, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Allow Certain Order Types to Be Excluded from the Risk Limitation Mechanism
Comments due: October 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-111
34-81699 Sep. 25, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Silver Trust under NYSE Arca Equities Rule 8.201
Comments due: October 20, 2017
See also: Notice: Rel. No. 34-82040
Comments received are available for this proposal.
SR-NYSEArca-2017-05
34-81686 Sep. 22, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
See also: Notice: Rel. No. 34-81224, Notice: Rel. No. 34-80606, Notice: Rel. No. 34-79916
SR-NYSEArca-2017-103
34-81682 Sep. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Certain Changes Applicable to IQ Municipal Insured ETF, IQ Municipal Intermediate ETF, and IQ Municipal Short Duration ETF
Comments due: October 19, 2017
SR-NYSEArca-2017-107
34-81681 Sep. 22, 2017 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of  Shares of Breakwave Dry Bulk Shipping ETF under NYSE Arca Rule 8.200-E, Commentary .02
Comments due: October 19, 2017
See also: Notice: Rel. No. 34-82044
SR-NYSEArca-2017-110
34-81675 Sep. 21, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Platinum Trust under NYSE Arca Equities Rule 8.201
Comments due: October 18, 2017
See also: Notice: Rel. No. 34-82026
Comments received are available for this proposal.
SR-NYSEArca-2016-177
34-81655 Sep. 19, 2017 Notice of Filing of Amendment No. 4, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 4, Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Rule 8.200-E
Comments due: October 16, 2017
See also: Notice: Rel. No. 34-81177, Notice: Rel. No. 34-80486, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-79793
SR-NYSEArca-2017-108
34-81652 Sep. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules and the NYSE Arca Options Fees and Charges Schedule In Connection With the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC
Comments due: October 16, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
SR-NYSEArca-2017-102
34-81603 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 7.35-E, NYSE Arca Rule 7.31-E and NYSE Arca Rule 7.23-E
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-104
34-81601 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-101
34-81580 Sep. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-O and Rule 6.65-O
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-97
34-81573 Sep. 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 6, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-98
34-81568 Sep. 11, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of The Gold Trust under NYSE Arca Rule 8.201-E
Comments due: October 6, 2017
See also: Order: Rel. No. 34-81918
Comments received are available for this proposal.
SR-NYSEArca-2017-93
34-81539 Sep. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Commentary .06 to NYSE Arca Rule 6.91-O to Enhance the Price Protections for Complex Orders Executed on the Exchange
Comments due: October 3, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2016-176
34-81538 Sep. 6, 2017 Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-81155, Order: Rel. No. 34-80501, Notice: Rel. No. 34-80094, Notice: Rel. No. 34-79792
SR-NYSEArca-2017-59
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also:  Notice: Rel. No. 34-80791
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-NYSEArca-2017-57
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Notice: Rel. No. 34-80800
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-NYSEArca-2017-90
34-81505 Aug. 30, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hartford Municipal Opportunities ETF under NYSE Arca Rule 8.600-E
Comments due: September 27, 2017
See also: Notice: Rel. No. 34-81915
Comments received are available for this proposal.
SR-NYSEArca-2017-60
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80781
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEMKT-2017-31
SR-NYSEArca-2017-88
34-81453 Aug. 22, 2017 Notice of Filing of Proposed Rule Change to List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund - Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027 under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: September 18, 2017
See also: Notice: Rel. No. 34-81848
Comments received are available for this proposal.
SR-NYSEArca-2017-54
34-81442 Aug. 18, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Generic Listing Criteria Applicable to Equity Index-Linked Securities
Comments due: September 14, 2017
See also: Notice: Rel. No. 34-81081, Notice: Rel. No. 34-80707
SR-NYSEArca-2017-40
34-81419 Aug. 17, 2017 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: September 13, 2017
See also: Notice: Rel. No. 34-81294, Notice: Rel. No. 34-80929
SR-NYSEArca-2017-84
34-81411 Aug. 16, 2017 Notice of Filing of Proposed Rule Change to Extend the Implementation Date For Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
Comments due: September 12, 2017
See also: Notice: Rel. No. 34-81738
Comments received are available for this proposal.
SR-NYSEArca-2017-56
34-81400 Aug. 15, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-81062, Order: Rel. No. 34-81794
SR-NYSEArca-2017-89
34-81392 Aug. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Fees and Credits for Routing Certain Orders to NYSE American LLC
Comments due: September 8, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-69
34-81388 Aug. 14, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Equities Rule 8.200
Comments due: September 8, 2017
See also: Notice: Rel. No. 34-81746, Notice: Rel. No. 34-82105
Comments received are available for this proposal.
SR-NYSEArca-2017-85
34-81373 Aug. 10, 2017 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and to List and Trade Shares of the ProShares European Volatility Futures ETF
Comments due: September 6, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81721, Notice: Rel. No. 34-82066
Comments received are available for this proposal.
SR-NYSEArca-2017-82
34-81325 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-83
34-81303 Aug. 3, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.37
Comments due: August 30, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-40
34-81294 Aug. 2, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
See also: Notice: Rel. No. 34-81419, Notice: Rel. No. 34-80929
SR-NYSEArca-2017-79
34-81268 Jul. 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 25, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-36
34-81267 Jul. 31, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: August 25, 2017
Rebuttal comments due:  September 8, 2017
See also: Notice: Rel. No. 34-80935, Notice: Rel. No. 34-80553, Notice: Rel. No. 34-81977
Comments received are available for this proposal.
SR-NYSEArca-2017-05
34-81224 Jul. 27, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-81686, Order: Rel. No. 34-80606, Notice: Rel. No. 34-79916
SR-NYSEArca-2017-06
34-81201 Jul. 25, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80729, Notice: Rel. No. 34-80502, Notice: Rel. No. 34-80297, Notice: Rel. No. 34-79955, Notice: Rel. No. 34-81747
SR-NYSEArca-2017-46
34-81197 Jul. 24, 2017 Order Approving a Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation
See also: Notice: Rel. No. 34-80866
SR-NYSEArca-2017-78
34-81185 Jul. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Low Duration Active Exchange-Traded Fund
Comments due: August 17, 2017
SR-NYSEArca-2016-177
34-81177 Jul. 20, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 3, Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-80486, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-79793, Notice: Rel. No. 34-81655
SR-NYSEArca-2016-176
34-81155 Jul. 17, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-81538; Order: Rel. No. 34-80501, Notice: Rel. No. 34-80094, Notice: Rel. No. 34-79792, Notice: Rel. No. 34-81655
SR-NYSEArca-2017-59
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80791, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-NYSEArca-2017-57
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
See also: Notice: Rel. No. 34-80800, Notice: Rel. No. 34-81499
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
SR-NYSEArca-2017-73
34-81142 Jul. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 7.38 to Specify the Ranking of an Odd Lot Order that has a Display Price that is Better than its Working Price
Comments due: August 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-77
34-81140 Jul. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: August 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-72
34-81134 Jul. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Adopt a New Pricing Tier, Tape A and Tape C Tier
Comments due: August 8, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-76
34-81129 Jul. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: August 8, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-NYSEArca-2017-60
34-81113 Jul. 10, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-80781
SR-NYSEArca-2017-54
34-81081 Jul. 6, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Generic Listing Criteria Applicable to Index-Linked Securities
See also: Notice: Rel. No. 34-81442, Notice: Rel. No. 34-80707
SR-NYSEArca-2017-55
34-81077 Jul. 5, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80730
Second Quarter
SR-NYSEArca-2017-52
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
See also: Notice: Rel. No. 34-80698, Notice: Rel. No. 34-82049
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
SR-NYSEArca-2017-56
34-81062 Jun. 30, 2017 Notice of Filing of Proposed Rule Change to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: July 28, 2017
See also: Notice: Rel. No. 34-81400, Order: Rel. No. 34-81794
Comments received are available for this proposal.
SR-NYSEArca-2017-70
34-81061 Jun. 30, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify in Exchange Rules the Exchange's Primary and Secondary Sources of Data Feeds from NYSE MKT LLC
Comments due: July 28, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-62
34-81013 Jun. 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to its NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds
Comments due: July 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-68
34-80988 Jun. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2017
Comments due: July 18, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-67
34-80990 Jun. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: July 18, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-36
34-80935 Jun. 15, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
See also: Notice: Rel. No. 34-80553, Notice: Rel. No. 34-81267, Notice: Rel. No. 34-81977
SR-NYSEArca-2017-40
34-80929 Jun. 14, 2017 Notice of Filing of Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: July 11, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j
See also:  Notice: Rel. No. 34-81419, Notice: Rel. No. 34-81294
Comments received are available for this proposal.
SR-NYSEArca-2017-64
34-80920 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-66
34-80903 Jun. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Authority to Grant Exemptions from the OATS Requirements
Comments due: July 7, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-44
34-80885 Jun. 8, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade of Shares of the IQ Municipal Insured ETF, IQ Municipal Short Duration ETF, and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-80584
SR-NYSEArca-2017-46
34-80866 Jun. 6, 2017 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation
Comments due: July 3, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-81197
SR-NYSEArca-2017-48
34-80865 Jun. 6, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-80541
SR-NYSEArca-2017-63
34-80851 Jun. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2017
Comments due: June 29, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-33
34-80840 Jun. 1, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80457
SR-NYSEArca-2017-61
34-80838 Jun. 1, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: June 28, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-53
34-80806 May 30, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Rule 11.21and NYSE Arca Equities Rule 5220, NYSE Arca Rule 10.18 and NYSE Arca Equities Rule 10.16, and Amending NYSE Arca Rule 10.17 and NYSE Arca Equities 10.15
Comments due: June 26, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-57
34-80800 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 23, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-NYSEArca-2017-59
34-80791 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81145, Notice: Rel. No. 34-81499
Comments received are available for this proposal.
SR-NYSEArca-2017-60
34-80781 May 26, 2017 Notice of Filing of Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
Comments due: June 22, 2017
Additional Materials: Exhibit 5
See also:  Order: Rel. No. 34-81500, Notice: Rel. No. 34-81113
Comments received are available for this proposal.
SR-NYSEArca-2017-30
34-80777 May 25, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
See also: Notice: Rel. No. 34-80415
SR-NYSEArca-2016-120
34-80770 May 25, 2017 Order Scheduling Filing of Statements on Review
See also: Notice: Rel. No. 34-80579, Notice: Rel. No. 34-79914, Notice: Rel. No. 34-79550, Notice: Rel. No. 34-79201
SR-NYSEArca-2017-29
34-80752 May 24, 2017 Order Approving Proposed Rule Changes to Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc.
See also: Notice: Rel. No. 34-80418
Additional File Nos.: SR-NYSE-2017-13, SR-NYSEMKT-2017-17, SR-NYSENAT-2017-01
SR-NYSEArca-2017-06
34-80729 May 19, 2017 Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017
Additional Materials: Exhibit 3
See also: Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80502, Notice: Rel. No. 34-80297, Notice: Rel. No. 34-79955, Notice: Rel. No. 34-81747
SR-NYSEArca-2017-55
34-80730 May 19, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-54
34-80707 May 17, 2017 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6) Relating to Equity Index-Linked Securities
Comments due: June 13, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-81442, Notice: Rel. No. 34-81081
Comments received are available for this proposal.
SR-NYSEArca-2017-52
34-80698 May 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, and the NYSE Arca Schedule of Options Fees and Charges to Adopt the Fees for Industry Members related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 12, 2017
Additional Materials: Appendix, Exhibit 5A
See also: Order: Rel. No. 34-81067, Notice: Rel. No. 34-82049
Comments received are available for this proposal.
SR-NYSEArca-2017-09
34-80657 May 11, 2017 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
Comments due: June 7, 2017
See also: Notice: Rel. No. 34-80346, Notice: Rel. No. 34-80028
SR-NYSEArca-2017-51
34-80665 May 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-49
34-80651 May 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 6, 2017
Additional Materials: , Exhibit 5
SR-NYSEArca-2017-50
34-80632 May 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  June 5, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-24
34-80615 May 5, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 6.80 to Make Permanent a Program that Allows Cabinet Trade Transactions to Take Place at a Price Below $1 Per Option Contract
Comments due: June 1, 2017
See also: Notice: Rel. No. 34-80271
SR-NYSEArca-2017-05
34-80606 May 5, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: June 12, 2017
Rebuttal comments due: June 26, 2017
See also: Order: Rel. No. 34-81686, Notice: Rel. No. 34-81224, Notice: Rel. No. 34-79916
SR-NYSEArca-2017-44
34-80584 May 3, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the IQ Municipal Insured ETF; IQ Municipal Short Duration ETF; and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600
Comments due: May 30, 2017
See also: Order: Rel. No. 34-80885
Comments received are available for this proposal.
SR-NYSEArca-2016-120
34-80579 May 2, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund under Commentary .02 to NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-80770; Notice: Rel. No. 34-79914, Notice: Rel. No. 34-79550, Notice: Rel. No. 34-79201
SR-NYSEArca-2017-47
34-80576 May 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35 to Specify Order Handling for an IPO Auction
Comments due: May 30, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-36
34-80553 Apr. 28, 2017 Notice of Filing of Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: May 25, 2017
Additional Materials: Exhibit 5
See also: , Notice: Rel. No. 34-81267, Notice: Rel. No. 34-81977
Comments received are available for this proposal.
SR-NYSEArca-2017-48
34-80541 Apr. 27, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: May 24, 2017
See also: Order: Rel. No. 34-80865
Comments received are available for this proposal.
SR-NYSEArca-2017-41
34-80534 Apr. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes in the Name of, the Investment Objective for, and the Means of Achieving the Investment Objective Applicable to the PIMCO Total Return Active Exchange-Traded Fund
Comments due: May 23, 2017
SR-NYSEArca-2017-43
34-80516 Apr. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: May 19, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-45
34-80515 Apr. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change in the Index Methodology Applicable to the Virtus Enhanced U.S. Equity ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 19, 2017
SR-NYSEArca-2017-06
34-80502 Apr. 21, 2017 Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: May 18, 2017
Rebuttal comments due: June 1, 2017
Additional Materials: Exhibit 3
See also: Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80729, Notice: Rel. No. 34-80297, Notice: Rel. No. 34-79955, Notice: Rel. No. 34-81747
SR-NYSEArca-2016-176
34-80501 Apr. 21, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
Comments due: May 18, 2017
Rebuttal comments due: June 1, 2017
See also:  Notice: Rel. No. 34-81538; Notice: Rel. No. 34-81155, Notice: Rel. No. 34-80094, Notice: Rel. No. 34-79792
Comments received are available for this proposal.
SR-NYSEArca-2017-42
34-80496 Apr. 20, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87
Comments due: May 17, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2016-177
34-80486 Apr. 19, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
Comments due: May 16, 2017
Rebuttal comments due: May 30, 2017
See also: Notice: Rel. No. 34-81177, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-79793, Notice: Rel. No. 34-81655
Comments received are available for this proposal.
SR-NYSEArca-2017-33
34-80457 Apr. 13, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: May 10, 2017
See also: Order: Rel. No. 34-80840
Comments received are available for this proposal.
SR-NYSEArca-2017-35
34-80441 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-38
34-80440 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2016-173
34-80427 Apr. 11, 2017 Order Approving a Proposed Rule Change, as Modified by Amendments No. 2 and No. 3 Thereto, to List and Trade Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund under NYSE Arca Equities Rule 8.200, Commentary .02
See also: Notice: Rel. No. 34-80079, Notice: Rel. No. 34-79742
SR-NYSEArca-2017-29
34-80418 Apr. 10, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: May 5, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
See also: Order: Rel. No. 34-80752
Comments received are available for this proposal.
SR-NYSEArca-2017-30
34-80415 Apr. 10, 2017 Notice of Filing of Proposed Rule Change to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
Comments due: May 5, 2017
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-80777
Comments received are available for this proposal.
SR-NYSEArca-2017-13
34-80363 Apr. 3, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Charges
Comments due: April 28, 2017
Additional Materials: Exhibit 5
First Quarter
SR-NYSEArca-2017-09
34-80346 Mar. 30, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-80028, Order/Notice: Rel. No. 34-80657
SR-NYSEArca-2017-17
34-80329 Mar. 29, 2017 Order Approving Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations, Including to Adopt a Market Maker Light Only Quotation
See also: Notice: Rel. No. 34-80072
SR-NYSEArca-2016-101
34-80319 Mar. 28, 2017 Order Disapproving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the SolidX Bitcoin Trust under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-80099, Notice: Rel. No. 34-79726, Order: Rel. No. 34-79171, Notice: Rel. No. 34-78770, Notice: Rel. No. 34-78426
SR-NYSEArca-2016-89
34-80310 Mar. 24, 2017 Notice of Filing of Partial Amendment No. 4 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 through 4, to Amend the Co-location Services Offered by the Exchange to Add Certain Access and Connectivity Fees
Comments due: April 20, 2017
See also: Notice: Rel. No. 34-80076, Notice: Rel. No. 34-79673, Notice: Rel. No. 34-79379, Notice: Rel. No. 34-78967, Notice: Rel. No. 34-78628
SR-NYSEArca-2017-06
34-80297 Mar. 22, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80729, Notice/Order: Rel. No. 34-80502, Notice: Rel. No. 34-79955, Notice: Rel. No. 34-81747
SR-NYSEArca-2017-07
34-80296 Mar. 22, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, and 4 Thereto, to List and Trade Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
See also: Notice: Rel. No. 34-79917
SR-NYSEArca-2017-27
34-80285 Mar. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 17, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-24
34-80271 Mar. 17, 2017 Notice of Filing of Proposed Rule Change Amending Rule 6.80 to Make Permanent A Program that Allows Transactions to Take Place at A Price that is below $1 Per Option Contract
Comments due: April 13, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80615
Comments received are available for this proposal.
SR-NYSEArca-2017-28
34-80258 Mar. 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 12, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-03 and SR-NYSEArca-2017-04
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
See also: Notice: Rel. No. 34-79909
Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-04; SR-NYSEMKT-2017-02; SR-NSX-2017-03
SR-NYSEArca-2016-96
34-80254 Mar. 15, 2017 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Equities Rule 8.700 and to List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700
Comments due: April 11, 2017
See also: Notice: Rel. No. 34-78345, Notice: Rel. No. 34-78727, Notice: Rel. No. 34-79802, Notice: Rel. No. 34-79111
SR-NYSEArca-2017-26
34-80252 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-01
34-80189 Mar. 9, 2017 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: April 5, 2017
See also: Notice: Rel. No. 34-79834
SR-NYSEArca-2016-177
34-80180 Mar. 8, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
See also:  Notice: Rel. No. 34-81177, Order: Rel. No. 34-80486, Notice: Rel. No. 34-79793, Notice: Rel. No. 34-81655
SR-NYSEArca-2017-19
34-80175 Mar. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 4, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-25
34-80173 Mar. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Fee Schedule
Comments due: April 4, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2016-103
34-80154 Mar. 3, 2017 Order Approving Proposed Rule Changes to Extend the Time Within Which a Member, Member Organization, an ATP Holder, OTP Holder, or OTP Firm Must File a Uniform Termination Notice for Securities Industry Registration (“Form U5”)
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File No.: SR-NYSEMKT-2016-52
See also: Notice: Rel. No. 34-79645, Notice: Rel. No. 34-79055, Notice: Rel. No. 34-78598, Notice: Rel. No. 34-78198
SR-NYSEArca-2017-15
34-80140 Mar. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX
Comments due: March 29, 2017
SR-NYSEArca-2016-149
34-80138 Mar. 1, 2017 Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Amend NYSE Arca Rule 6.91
Comments due: March 28, 2017
See also: Notice: Rel. No. 34-79759, Notice: Rel. No. 34-79404
SR-NYSEArca-2017-18
34-80116 Feb. 28, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data
Comments due: March 27, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2016-101
34-80099 Feb. 24, 2017 Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust under NYSE Arca Equities Rule 8.201
Comments due: March 16, 2017
See also: Order: Rel. No. 34-80319; Notice: Rel. No. 34-79726, Notice: Rel. No. 34-79171, Notice: Rel. No. 34-78770, Notice: Rel. No. 34-78426
SR-NYSEArca-2016-176
34-80094 Feb. 23, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust Under NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-81538; Notice: Rel. No. 34-81155, Order: Rel. No. 34-80501, Notice: Rel. No. 34-79792
SR-NYSEArca-2017-14
34-80082 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.
Comments due: March 20, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-NYSEArca-2016-173
34-80079 Feb. 22, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States 3x Short Oil Fund under NYSE Arca Equities Rule 8.200
See also: Order: Rel. No. 34-80427, Notice: Rel. No. 34-79742
SR-NYSEArca-2016-89
34-80076 Feb. 22, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 - 4, to Amend the Co-location Services Offered by the Exchange to Add Certain Access and Connectivity Fees
See also: Order: Rel. No. 34-80310, Notice: Rel. No. 34-79673, Notice: Rel. No. 34-79379, Notice: Rel. No. 34-78967, Notice: Rel. No. 34-78628
SR-NYSEArca-2017-17
34-80072 Feb. 21, 2017 Notice of Filing of Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations
Comments due: March 20, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80329
SR-NYSEArca-2017-16
34-80059 Feb. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 6.62, 6.73 and Make a Conforming Change to Rule 6.47A
Comments due: March 17, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-10
34-80032 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: March 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-12
34-80029 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 10, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-09
34-80028 Feb. 13, 2017 Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Short Duration Income ETF under NYSE Arca Equities Rule 8.600
Comments due: March 10, 2017
See also: Notice: Rel. No. 34-80346, Order/Notice: Rel. No. 34-80657
Comments received are available for this proposal.
SR-NYSEArca-2017-02
34-79976 Feb. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Related to Flexible Exchange Options
Comments due: March 3, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-08
34-79975 Feb. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6)(v) to Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset
Comments due: March 3, 2017
SR-NYSEArca-2017-06
34-79955 Feb. 3, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: March 2, 2017
See also:  Notice: Rel. No. 34-81201, Notice: Rel. No. 34-80729, Notice/Order: Rel. No. 34-80502, Order: Rel. No. 34-80297, Notice: Rel. No. 34-80729, Notice: Rel. No. 34-81747
Comments received are available for this proposal.
SR-NYSEArca-2017-07
34-79917 Feb. 1, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017
See also: Order: Rel. No. 34-80296
Comments received are available for this proposal.
SR-NYSEArca-2017-05
34-79916 Feb. 1, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017
See also: Order: Rel. No. 34-81686, Notice: Rel. No. 34-81224, Order: Rel. No. 34-80606
Comments received are available for this proposal.
SR-NYSEArca-2016-120
34-79914 Feb. 1, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ForceShares Daily 4X US Market Futures Long Fund and ForceShares Daily 4X US Market Futures Short Fund under Commentary .02 to NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017
Rebuttal comments due: March 14, 2017
See also: Order: Rel. No. 34-80770; Order No. 34-80579, Notice: Rel. No. 34-79550, Notice: Rel. No. 34-79201
SR-NYSEArca-2017-03
34-79909 Jan. 31, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 11.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
Comments received are available for this proposal.
SR-NYSEArca-2017-04
34-79908 Jan. 31, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 6.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-80256
Comments received are available for this proposal.
SR-NYSEArca-2016-167
34-79901 Jan. 30, 2017 Order Approving Proposed Rule Changes, Each as Modified by Amendment No. 1 Thereto, in Connection with the Proposed Acquisition of National Stock Exchange, Inc. by the NYSE Group, Inc.
Additional File Nos.: SR-NYSE-2016-90, SR-NYSEMKT-2016-122
See also: Notice: Rel. No. 34-79678
SR-NYSEArca-2016-100
34-79885 Jan. 26, 2017 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1, No. 2, and No. 3, to List and Trade Shares of the Direxion Daily Municipal Bond Taxable Bear 1X Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-79211, Notice: Rel. No. 34-78840, Notice: Rel. No. 34-78433
SR-NYSEArca-2016-97
34-79864 Jan. 23, 2017 Notice of Withdrawal of a Proposed Rule Change Relating to the Listing and Trading of Shares of the PowerShares Government Collateral Pledge Portfolio under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-79131, Notice: Rel. No. 34-78750, Notice: Rel. No. 34-78373
SR-NYSEArca-2016-130
34-79846 Jan. 19, 2017 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Amending NYSE Arca Equities Rules 7.35 (Auctions), 7.10 (Clearly Erroneous Executions), 7.31 (Orders and Modifiers), and 7.11 (Limit Up — Limit Down Plan and Trading Pauses in Individual Securities Due to Extraordinary Market Volatility)
See also: Notice: Rel. No. 34-79480, Notice: Rel. No. 34-79107
SR-NYSEArca-2017-01
34-79834 Jan. 18, 2017 Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: February 15, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2016-96
34-79802 Jan. 13, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to Amend NYSE Arca Equities Rule 8.700 and to List and Trade Shares of the Managed Emerging Markets Trust Under Proposed Amended NYSE Arca Equities Rule 8.700
See also: Notice: Rel. No. 34-79111, Notice: Rel. No. 34-78727, Notice: Rel. No. 34-78345
SR-NYSEArca-2016-177
34-79793 Jan. 13, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the USCF Canadian Crude Oil Index Fund under NYSE Arca Equities Rule 8.200
Comments due: February 13, 2017
See also:  Notice: Rel. No. 34-81177, Order: Rel. No. 34-80486, Notice: Rel. No. 34-80180, Notice: Rel. No. 34-81655
Comments received are available for this proposal.
SR-NYSEArca-2016-176
34-79792 Jan. 13, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the EtherIndex Ether Trust under NYSE Arca Equities Rule 8.201
Comments due: February 13, 2017
See also:  Notice: Rel. No. 34-81538; Notice: Rel. No. 34-81155, Order: Rel. No. 34-80501, Notice: Rel. No. 34-80094
Comments received are available for this proposal.
SR-NYSEArca-2016-62
34-79767 Jan. 10, 2017 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to a Change to the Underlying Index for the PowerShares Build America Bond Portfolio
See also: Notice: Rel. No. 34-79173, Notice: Rel. No. 34-78564, Notice: Rel. No. 34-78157, Notice: Rel. No. 34-77849
SR-NYSEArca-2016-149
34-79759 Jan. 9, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Rule 6.91
See also: Notice: Rel. No. 34-79404
SR-NYSEArca-2016-173
34-79742 Jan. 5, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the United States 3x Oil Fund and United States -3x Short Oil Fund under NYSE Arca Equities Rule 8.200
Comments due:  February 1, 2017
See also: Order: Rel. No. 34-80427, Notice: Rel. No. 34-80079
Comments received are available for this proposal.
SR-NYSEArca-2016-145
34-79732 Jan. 4, 2017 Order Granting Approval of a Proposed Rule Change to Conform to Proposed Amendment to Rule 15c6-1(a) under the Securities Exchange Act of 1934 to Shorten the Standard Settlement Cycle from Three Business Days after the Trade Date ("T+3") to Two Business Days after the Trade Date ("T+2")
See also: Notice: Rel. No. 34-79337
SR-NYSEArca-2016-172
34-79729 Jan. 4, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to Co-location Services to Increase LCN and IP Network Fees and Add a Description of Access to Trading and Execution Services and Connectivity to Included Data Products
Comments due:  January 31, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2016-101
34-79726 Jan. 3, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of SolidX Bitcoin Trust under NYSE Arca Equities Rule 8.201
See also: Order: Rel. No. 34-80319; Notice: Rel. No. 34-80099, Order: Rel. No. 34-79171, Notice: Rel. No. 34-78770, Notice: Rel. No. 34-78426
SR-NYSEArca-2016-143
34-79719 Jan. 3, 2017 Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Introducing NYSE OptX
See also: Notice: Rel. No. 34-79327

NYSE Arca File Number List for 2017

Release No. Date Details
SR-NYSEArca-2017-131
34-82116 Nov. 17, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Sprott Physical Gold and Silver Trust under NYSE Arca Rule 8.201-E
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2017-130
34-82100 Nov. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Changes to the NYSE Arca Equities Proprietary Market Data Fees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-129
34-82099 Nov. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for NYSE Arca BBO and NYSE Arca Trades to Lower the Enterprise Fee for those Products
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-128
34-82094 Nov. 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.4-O (Series of Options Open for Trading)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-127
34-81985 Oct. 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Exchange Calculation of the Intraday Indicative Value for Specified Exchange-Traded Products
Comments due: November 27, 2017
SR-NYSEArca-2017-126
34-82004 Nov. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rules 7.31-E and 7.35-E
Comments due: November 29, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-125
34-82083 Nov. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Governing Documents of Its Intermediate Parent Companies Intercontinental Exchange Holdings, Inc., NYSE Holdings LLC and NYSE Group, Inc. to Make Them More Consistent with the Governing Documents of Their Ultimate Parent Intercontinental Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f
SR-NYSEArca-2017-124
34-82016 Nov. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fees and Charges Schedule and the NYSE Arca Equities Fees and Charges Schedule Relating to Co-location Services to Reflect the Name Change of a Third Party Data Feed
Comments due: 21 days after publication in the Federal Register
SR-NYSEArca-2017-122
34-81929 Oct. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide Users with Access to Five Additional Third Party Systems and Connectivity to Two Additional Third Party Data Feeds
Comments due: November 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-121
34-81901 Oct. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: November 15, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-120
34-81890 Oct. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to Certain Representations Relating to Five PIMCO Exchange-Traded Funds Currently Listed under NYSE Arca Rule 8.600-E
Comments due: November 13, 2017
SR-NYSEArca-2017-119
34-81894 Oct. 18, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 1.1 and Rule 7.35-E to Make Technical and Conforming Updates in Connection with the Recent Merger of NYSE Arca Equities, Inc.
Comments due: November 14, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-NYSEArca-2017-118
34-81888 Oct. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.76A-O to Adopt Additional Self-Trade Prevention Modifiers
Comments due: November 13, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-115
34-81775 Sep. 29, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date for Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
Comments due: October 26, 2017
SR-NYSEArca-2017-114
34-81767 Sep. 29, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: October 26, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-113
34-81792 Oct. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change to the Administrator for the London Bullion Market Association Silver Price to ICE Benchmark Administration
Comments due: October 27, 2017
SR-NYSEArca-2017-112
34-82031 Nov. 8, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the GraniteShares Palladium Trust under NYSE Arca Rule 8.201-E
34-81737 Sep. 27, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Palladium Trust under NYSE Arca Rule 8.201-E.
Comments due: October 24, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-111
34-82040 Nov. 8, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the GraniteShares Silver Trust under NYSE Arca Rule 8.201-E
34-81699 Sep. 25, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Silver Trust under NYSE Arca Equities Rule 8.201
Comments due: October 20, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-110
34-82026 Nov. 7, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the GraniteShares Platinum Trust under NYSE Arca Rule 8.201-E
34-81675 Sep. 21, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the GraniteShares Platinum Trust under NYSE Arca Equities Rule 8.201
Comments due: October 18, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-109
34-81713 Sep. 25, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 14.2 to Make Technical and Conforming Updates in Connection With the Recent Merger of NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: October 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-108
34-81652 Sep. 19, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules and the NYSE Arca Options Fees and Charges Schedule In Connection With the Name Change of Its Affiliate NYSE MKT LLC to NYSE American LLC
Comments due: October 16, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c
SR-NYSEArca-2017-107
34-82044 Nov. 9, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Breakwave Dry Bulk Shipping ETF Under NYSE Arca Rule 8.200-E, Commentary .02
34-81681 Sep. 22, 2017 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of  Shares of Breakwave Dry Bulk Shipping ETF under NYSE Arca Rule 8.200-E, Commentary .02
Comments due: October 19, 2017
SR-NYSEArca-2017-105
34-81796 Oct. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Schedule of Fees and Charges Relating to the Listing Fees Applicable to Exchange Traded Products
Comments due: October 27, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-104
34-81601 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-103
34-81682 Sep. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Certain Changes Applicable to IQ Municipal Insured ETF, IQ Municipal Intermediate ETF, and IQ Municipal Short Duration ETF
Comments due: October 19, 2017
SR-NYSEArca-2017-102
34-81603 Sep. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Rule 7.35-E, NYSE Arca Rule 7.31-E and NYSE Arca Rule 7.23-E
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-101
34-81580 Sep. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87-O and Rule 6.65-O
Comments due: October 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-99
34-81944 Oct. 25, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hartford Schroders Tax-Aware Bond ETF under NYSE Arca Rule 8.600-E
Comments due: November 21, 2017
SR-NYSEArca-2017-98
34-81918 Oct. 23, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of The Gold Trust under NYSE Arca Rule 8.201-E
34-81568 Sep. 11, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of The Gold Trust under NYSE Arca Rule 8.201-E
Comments due: October 6, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-97
34-81573 Sep. 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Fees and Charges
Comments due: October 6, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-96
34-81717 Sep. 25, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.40-O to Allow Certain Order Types to Be Excluded from the Risk Limitation Mechanism
Comments due: October 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-93
34-81539 Sep. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Commentary .06 to NYSE Arca Rule 6.91-O to Enhance the Price Protections for Complex Orders Executed on the Exchange
Comments due: October 3, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-90
34-81915 Oct. 20, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Hartford Municipal Opportunities ETF under NYSE Arca Rule 8.600-E
34-81505 Aug. 30, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the Hartford Municipal Opportunities ETF under NYSE Arca Rule 8.600-E
Comments due: September 27, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-89
34-81392 Aug. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Fees and Credits for Routing Certain Orders to NYSE American LLC
Comments due: September 8, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-88
34-81848 Oct. 11, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund - Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027 under NYSE Arca Equities Rule 8.200, Commentary .02
34-81453 Aug. 22, 2017 Notice of Filing of Proposed Rule Change to List and Trade the Shares of the U.S. Equity Cumulative Dividends Fund - Series 2027 and the U.S. Equity Ex-Dividend Fund - Series 2027 under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: September 18, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-87
34-81842 Oct. 10, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPMorgan Equity Long/Short ETF under NYSE Arca Rule 8.600-E
Comments due: November 6, 2017
SR-NYSEArca-2017-86
34-82080 Nov. 15, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the JPMorgan Managed Futures ETF under NYSE Arca Rule 8.600-E
34-81766 Sep. 29, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the JPMorgan Managed Futures ETF under NYSE Arca Rule 8.600-E
Comments due: October 26, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-85
34-82066 Nov. 13, 2017 Notice of Filing of Amendment No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Amend NYSE Arca Rule 8.700-E and to List and Trade Shares of the ProShares European Volatility Futures ETF
Comments due: 21 days after publication in the Federal Register
34-81721 Sep. 26, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and to List and Trade Shares of the ProShares European Volatility Futures ETF
34-81373 Aug. 10, 2017 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 8.700 to Reference EURO STOXX 50 Volatility Index Futures and to List and Trade Shares of the ProShares European Volatility Futures ETF
Comments due: September 6, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-84
34-81738 Sep. 27, 2017 Notice of Withdrawal of a Proposed Rule Change to Extend the Implementation Date For Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
34-81411 Aug. 16, 2017 Notice of Filing of Proposed Rule Change to Extend the Implementation Date For Certain Changes to the NYSE Arca Rule 5 and Rule 8 Series
Comments due: September 12, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-83
34-81303 Aug. 3, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.37
Comments due: August 30, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-82
34-81325 Aug. 7, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change in Connection with the September 5, 2017 Compliance Date for the Shortening of the Standard Settlement Cycle from Three Business Days After the Trade Date to Two Business Days After the Trade Date
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
SR-NYSEArca-2017-79
34-81268 Jul. 31, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule
Comments due: August 25, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-78
34-81185 Jul. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Low Duration Active Exchange-Traded Fund
Comments due: August 17, 2017
SR-NYSEArca-2017-77
34-81140 Jul. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: August 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-76
34-81129 Jul. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: August 8, 2017
Additional Materials: Exhibit 3, Exhibit 5
SR-NYSEArca-2017-73
34-81142 Jul. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 7.38 to Specify the Ranking of an Odd Lot Order that has a Display Price that is Better than its Working Price
Comments due: August 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-72
34-81134 Jul. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Adopt a New Pricing Tier, Tape A and Tape C Tier
Comments due: August 8, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-70
34-81061 Jun. 30, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Specify in Exchange Rules the Exchange's Primary and Secondary Sources of Data Feeds from NYSE MKT LLC
Comments due: July 28, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-69
34-82105 Nov. 16, 2017 Notice of Filing of Amendment No. 2, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Rule 8.200-E
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
34-81746 Sep. 28, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of ProShares QuadPro Funds under Commentary .02 to NYSE Arca Equities Rule 8.200
34-81388 Aug. 14, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of ProShares QuadPro Funds under NYSE Arca Equities Rule 8.200
Comments due: September 8, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-68
34-80988 Jun. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Commentary .02 to Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2017
Comments due: July 18, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-67
34-80990 Jun. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: July 18, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-66
34-80903 Jun. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Exchange's Authority to Grant Exemptions from the OATS Requirements
Comments due: July 7, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-64
34-80920 Jun. 14, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: July 11, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-63
34-80851 Jun. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Pilot Period for the Exchange's Retail Liquidity Program Until December 31, 2017
Comments due: June 29, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-62
34-81013 Jun. 23, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to its NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add Access for Users to Two Third Party Systems and Connectivity to Six Additional Third Party Data Feeds
Comments due: July 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-61
34-80838 Jun. 1, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: June 28, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-60
34-81500 Aug. 30, 2017 Order Approving Proposed Rule Changes, as Modified by Amendments, to Adopt a Consolidated Audit Trail Fee Dispute Resolution Process
See also: Notice: Rel. No. 34-80781
Additional File Nos.: SR-BatsBYX-2017-13, SR-BatsBZX-2017-39, SR-BatsEDGA-2017-14, SR-BatsEDGX-2017-24, SR-BOX-2017-19, SR-CBOE-2017-043, SR-IEX-2017-21, SR-ISE-2017-52, SR-MRX-2017-08, SR-MIAX-2017-24, SR-NASDAQ-2017-059, SR-BX-2017-029, SR-GEMX-2017-24, SR-Phlx-2017-47, SR-NYSE-2017-24, SR-NYSEMKT-2017-31
34-81113 Jul. 10, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
34-80781 May 26, 2017 Notice of Filing of Proposed Rule Change for a New NYSE Arca Rule 11.6900 and a New NYSE Arca Equities Rule 6.6900 to Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-59
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-57, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80791 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 22, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-57
34-81499 Aug. 30, 2017 Notice of Filing of Amendment No. 1 by Bats BZX Exchange, Inc.; Bats EDGX Exchange, Inc.; BOX Options Exchange LLC; C2 Options Exchange, Incorporated; Chicago Board Options Exchange, Incorporated; Financial Industry Regulatory Authority, Inc.; Investors Exchange LLC; New York Stock Exchange LLC; NYSE Arca, Inc.; NYSE MKT LLC, of Amendment Nos. 1 and 2 by International Securities Exchange, LLC; The NASDAQ Stock Market LLC; NASDAQ BX, Inc.; and NASDAQ PHLX LLC, of Amendment No. 2 by MIAX PEARL, LLC, and of Amendment No. 3 by Miami International Securities Exchange LLC; Order Instituting Proceedings to Determine Whether to Approve or Disapprove the Proposed Rule Changes, as Modified by Amendments Thereto, to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: 21 days after publication in the Federal Register
Rebuttal comments due: 35 days after publication in the Federal Register
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-ISE-2017-46, SR-IEX-2017-18, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-Phlx-2017-43, SR-NYSE-2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-81145 Jul. 14, 2017 Notice of Designation of Longer Period for Commission Action on Proposed Rule Changes to Eliminate Requirements that Will Be Duplicative of CAT
Additional File Nos.: SR-BatsBZX-2017-37, SR-BatsEDGX-2017-23, SR-BOX-2017-17, SR-C2-2017-018, SR-CBOE-2017-041, SR-FINRA-2017-013, SR-IEX-2017-18, SR-ISE-2017-46, SR-MIAX-2017-20, SR-PEARL-2017-23, SR-NASDAQ-2017-055, SR-BX-2017-027, SR-PHLX-2017-43, SR-NYSE- 2017-23, SR-NYSEArca-2017-59, SR-NYSEMKT-2017-29, SR-NYSEMKT-2017-30
34-80800 May 26, 2017 Notice of Filing of Proposed Rule Change to Eliminate Requirements That Will Be Duplicative of CAT
Comments due: June 23, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-56
34-81794 Oct. 2, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Pursuant to NYSE Arca Rule 5.2-E(j)(3) Twelve Series of Investment Company Units
Comments due: October 27, 2017
Rebuttal comments due: November 13, 2017
Comments received are available for this proposal.
34-81400 Aug. 15, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
34-81062 Jun. 30, 2017 Notice of Filing of Proposed Rule Change to Facilitate the Listing and Trading of Certain Series of Investment Company Units Listed Pursuant to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: July 28, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-55
34-81077 Jul. 5, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201
34-80730 May 19, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the GraniteShares Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-54
34-81442 Aug. 18, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend the Generic Listing Criteria Applicable to Equity Index-Linked Securities
Comments due: September 14, 2017
34-81081 Jul. 6, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Amend the Generic Listing Criteria Applicable to Index-Linked Securities
34-80707 May 17, 2017 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6) Relating to Equity Index-Linked Securities
Comments due: June 13, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-53
34-80806 May 30, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting New NYSE Arca Rule 11.21and NYSE Arca Equities Rule 5220, NYSE Arca Rule 10.18 and NYSE Arca Equities Rule 10.16, and Amending NYSE Arca Rule 10.17 and NYSE Arca Equities 10.15
Comments due: June 26, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-52
34-82049 Nov. 9, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Additional File Nos.: SR-BatsBYX-2017-11, SR-BatsBZX-2017-38, SR-BatsEDGA-2017-13, SR-BatsEDGX-2017-22, SR-BOX-2017-16, SR-BX-2017-023, SR-C2-2017-017, SR-CBOE-2017-040, SR-CHX-2017-08, SR-FINRA-2017-011, SR-GEMX-2017-17, SR-IEX-2017-16, SR-ISE-2017-45, SR-MIAX-2017-18, SR-MRX-2017-04, SR-NASDAQ-2017-046, SR-NYSE-2017-22, SR-NYSEMKT-2017-26, SR-PEARL-2017-20, SR-Phlx-2017-37
34-81067 Jun. 30, 2017 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Establish Fees for Industry Members to Fund the Consolidated Audit Trail
Comments due: July 28, 2017
Rebuttal comments due: August 11, 2017
Additional File Nos.: SR-BatsBYX-2017-11; SR-BatsBZX-2017-38; SR-BatsEDGA-2017-13; SR-BatsEDGX-2017-22; SR-BOX-2017-16; SR-BX-2017-023; SR-C2-2017-017; SR-CBOE-2017-040; SR-CHX-2017-08; SR-FINRA-2017-011; SR-GEMX-2017-17; SR-IEX-2017-16; SR-ISE-2017-45; SR-MIAX-2017-18; SR-MRX-2017-04; SR-NASDAQ-2017-046; SR-NYSE-2017-22; SR-NYSEArca-2017-52; SR-NYSEMKT-2017-26; SR-PEARL-2017-20; SR-PHLX-2017-37
Comments received are available for this proposal.
34-80698 May 16, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, and the NYSE Arca Schedule of Options Fees and Charges to Adopt the Fees for Industry Members related to the National Market System Plan Governing the Consolidated Audit Trail
Comments due: June 12, 2017
Additional Materials: Appendix, Exhibit 5A
Comments received are available for this proposal.
SR-NYSEArca-2017-51
34-80665 May 11, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: June 7, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-50
34-80632 May 9, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  June 5, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-49
34-80651 May 10, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: June 6, 2017
Additional Materials: , Exhibit 5
SR-NYSEArca-2017-48
34-80865 Jun. 6, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600
34-80541 Apr. 27, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Franklin Liberty Intermediate Municipal Opportunities ETF and Franklin Liberty Municipal Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: May 24, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-47
34-80576 May 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.35 to Specify Order Handling for an IPO Auction
Comments due: May 30, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-46
34-81197 Jul. 24, 2017 Order Approving a Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation
34-80866 Jun. 6, 2017 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Equities Rule 13.2, Liability of Corporation
Comments due: July 3, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-45
34-80515 Apr. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change in the Index Methodology Applicable to the Virtus Enhanced U.S. Equity ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 19, 2017
SR-NYSEArca-2017-44
34-80885 Jun. 8, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade of Shares of the IQ Municipal Insured ETF, IQ Municipal Short Duration ETF, and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600
34-80584 May 3, 2017 Notice of Filing of Proposed Rule Change to List and Trade Shares of the IQ Municipal Insured ETF; IQ Municipal Short Duration ETF; and IQ Municipal Intermediate ETF under NYSE Arca Equities Rule 8.600
Comments due: May 30, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-43
34-80516 Apr. 24, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: May 19, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-42
34-80496 Apr. 20, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87
Comments due: May 17, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-41
34-80534 Apr. 26, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes in the Name of, the Investment Objective for, and the Means of Achieving the Investment Objective Applicable to the PIMCO Total Return Active Exchange-Traded Fund
Comments due: May 23, 2017
SR-NYSEArca-2017-40
34-81419 Aug. 17, 2017 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: September 13, 2017
34-81294 Aug. 2, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
34-80929 Jun. 14, 2017 Notice of Filing of Proposed Rule Change in Connection with the Proposed Merger of Its Wholly Owned Subsidiary NYSE Arca Equities, Inc. With and Into the Exchange
Comments due: July 11, 2017
Additional Materials: Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e, Exhibit 5f, Exhibit 5g, Exhibit 5h, Exhibit 5i, Exhibit 5j
Comments received are available for this proposal.
SR-NYSEArca-2017-38
34-80440 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-36
34-81977 Oct. 30, 2017 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
34-81267 Jul. 31, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900 to Permit Listing and Trading of Managed Portfolio Shares and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: August 25, 2017
Rebuttal comments due:  September 8, 2017
Comments received are available for this proposal.
34-80935 Jun. 15, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF, Royce Premier ETF, and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
34-80553 Apr. 28, 2017 Notice of Filing of Proposed Rule Change to Adopt a New NYSE Arca Equities Rule 8.900 and to List and Trade Shares of the Royce Pennsylvania ETF; Royce Premier ETF; and Royce Total Return ETF under Proposed NYSE Arca Equities Rule 8.900
Comments due: May 25, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-35
34-80441 Apr. 12, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 9, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-33
34-80840 Jun. 1, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 2 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201
34-80457 Apr. 13, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Euro Gold Trust, Pound Gold Trust, and the Yen Gold Trust under NYSE Arca Equities Rule 8.201
Comments due: May 10, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-30
34-80777 May 25, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
34-80415 Apr. 10, 2017 Notice of Filing of Proposed Rule Change to Amend Commentary .01 and Commentary.02 to NYSE Arca Equities Rule 5.2(j)(3) to Provide for the Inclusion of Cash in an Index Underlying a Series of Investment Company Units
Comments due: May 5, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-29
34-80752 May 24, 2017 Order Approving Proposed Rule Changes to Amend the Certificate and Bylaws of Their Ultimate Parent Company, Intercontinental Exchange, Inc.
Additional File Nos.: SR-NYSE-2017-13, SR-NYSEMKT-2017-17, SR-NYSENAT-2017-01
34-80418 Apr. 10, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Amending the Certificate of Incorporation and Bylaws of Its Ultimate Parent Company, Intercontinental Exchange, Inc.
Comments due: May 5, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
Comments received are available for this proposal.
SR-NYSEArca-2017-28
34-80258 Mar. 16, 2017 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 12, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-27
34-80285 Mar. 21, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: April 17, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-26
34-80252 Mar. 15, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule
Comments due: April 11, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-25
34-80173 Mar. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Fee Schedule
Comments due: April 4, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-24
34-80615 May 5, 2017 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule 6.80 to Make Permanent a Program that Allows Cabinet Trade Transactions to Take Place at a Price Below $1 Per Option Contract
Comments due: June 1, 2017
See also: Notice: Rel. No. 34-80271
34-80271 Mar. 17, 2017 Notice of Filing of Proposed Rule Change Amending Rule 6.80 to Make Permanent A Program that Allows Transactions to Take Place at A Price that is below $1 Per Option Contract
Comments due: April 13, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-19
34-80175 Mar. 8, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 7.46 to Modify the Date of Appendix B Website Data Publication Pursuant to the Regulation NMS Plan to Implement a Tick Size Pilot Program
Comments due: April 4, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-18
34-80116 Feb. 28, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Co-location Services Offered by the Exchange Adding a Wireless Connection to Toronto Stock Exchange (TSX) Third Party Data
Comments due: March 27, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-17
34-80329 Mar. 29, 2017 Order Approving Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations, Including to Adopt a Market Maker Light Only Quotation
34-80072 Feb. 21, 2017 Notice of Filing of Proposed Rule Change to Amend Rule 6.37B Regarding Market Maker Quotations
Comments due: March 20, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-16
34-80059 Feb. 17, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 6.62, 6.73 and Make a Conforming Change to Rule 6.47A
Comments due: March 17, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-15
34-80140 Mar. 2, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Renaming NYSE OptX
Comments due: March 29, 2017
SR-NYSEArca-2017-14
34-80082 Feb. 22, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Eighth Amended and Restated Certificate of Incorporation of Intercontinental Exchange Holdings, Inc. and the Fifth Amended and Restated Certificate of Incorporation of NYSE Group, Inc.
Comments due: March 20, 2017
Additional Materials: Exhibit 5a, Exhibit 5b
SR-NYSEArca-2017-13
34-80363 Apr. 3, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Schedule of Fees and Charges
Comments due: April 28, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-12
34-80029 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 10, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-10
34-80032 Feb. 13, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: March 10, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-09
34-80657 May 11, 2017 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
Comments due: June 7, 2017
See also: Notice: Rel. No. 34-80346, Notice: Rel. No. 34-80028
34-80346 Mar. 30, 2017 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Regarding Investments of the Janus Short Duration Income ETF Listed Under NYSE Arca Equities Rule 8.600
34-80028 Feb. 13, 2017 Notice of Filing of Proposed Rule Change Regarding Investments of the Janus Short Duration Income ETF under NYSE Arca Equities Rule 8.600
Comments due: March 10, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-08
34-79975 Feb. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(6)(v) to Add the EURO STOXX 50 Volatility Futures to the Definition of Futures Reference Asset
Comments due: March 3, 2017
SR-NYSEArca-2017-07
34-80296 Mar. 22, 2017 Order Approving a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, and 4 Thereto, to List and Trade Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
34-79917 Feb. 1, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the ProShares UltraPro 3x Crude Oil ETF and ProShares UltraPro 3x Short Crude Oil ETF under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-06
34-81747 Sep. 28, 2017 Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
34-81201 Jul. 25, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
34-80729 May 19, 2017 Notice of Filing of Amendment No. 2 to a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: June 15, 2017
Additional Materials: Exhibit 3
34-80502 Apr. 21, 2017 Notice of Filing of Amendment No. 1, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: May 18, 2017
Rebuttal comments due: June 1, 2017
Additional Materials: Exhibit 3
34-80297 Mar. 22, 2017 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to the Listing and Trading of Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
34-79955 Feb. 3, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading Shares of the Bitcoin Investment Trust under NYSE Arca Equities Rule 8.201
Comments due: March 2, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-05
34-81686 Sep. 22, 2017 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
34-81224 Jul. 27, 2017 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
34-80606 May 5, 2017 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: June 12, 2017
Rebuttal comments due: June 26, 2017
See also: Notice: Rel. No. 34-79916
34-79916 Feb. 1, 2017 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the Direxion Daily Crude Oil Bull 3x Shares and Direxion Daily Crude Oil Bear 3x Shares under NYSE Arca Equities Rule 8.200
Comments due: February 28, 2017
Comments received are available for this proposal.
SR-NYSEArca-2017-04
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-03; SR-NYSEMKT-2017-02; SR-NSX-2017-03
34-79908 Jan. 31, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 6.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-03
34-80256 Mar. 15, 2017 Order Approving Proposed Rule Changes to Adopt Consolidated Audit Trail Compliance Rules
Additional File Nos.: SR-BatsBYX-2017-02; SR-BatsBZX-2017-08; SR- BatsEDGA-2017-03; SR-BatsEDGX-2017-08; SR-BOX-2017-07; SR-C2-2017-007; SR-CBOE-2017-012; SR-CHX-2017-03; SR-ISE-2017-08; SR-IEX-2017-04; SR-ISEGemini-2017-04; SR-ISEMercury-2017-03; SR-MIAX-2017-03; SR-PEARL-2017-04; SR-NASDAQ-2017-008; SR-BX-2017-007; SR-PHLX-2017-07; SR-NYSE-2017-01; SR-NYSEArca-2017-04; SR-NYSEMKT-2017-02; SR-NSX-2017-03
34-79909 Jan. 31, 2017 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Adopt the Rule 11.6800 Series to Implement the Compliance Rule Regarding the National Market System Plan Governing the Consolidated Audit Trail
Comments due: February 27, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.
SR-NYSEArca-2017-02
34-79976 Feb. 6, 2017 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Certain Rules Related to Flexible Exchange Options
Comments due: March 3, 2017
Additional Materials: Exhibit 5
SR-NYSEArca-2017-01
34-80189 Mar. 9, 2017 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: April 5, 2017
34-79834 Jan. 18, 2017 Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Rule 5 and Rule 8 Series
Comments due: February 15, 2017
Additional Materials: Exhibit 5
Comments received are available for this proposal.