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NYSE Arca Rulemaking: 2015
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read
How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Fourth Quarter |
Third Quarter |
Second Quarter |
First Quarter
NYSE Arca File Number List for 2015
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1999
| Release No. |
Date |
Details |
| Fourth Quarter |
SR-NYSEArca-2015-125 |
| 34-76798 |
Dec. 30, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF under NYSE Arca Equities Rule 8.600
Comments due: January 27, 2016
See also: Notice: Rel. No. 34-77522, Notice: Rel. No. 34-77184
Comments received are available for this proposal.
|
SR-NYSEArca-2015-107 |
| 34-76761 |
Dec. 23, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF under NYSE Arca Equities Rule 8.600
Comments due: January 20, 2016
See also: Notice: Rel. No. 34-76761, Order: Rel. No. 34-77463
Comments received are available for this proposal.
|
SR-NYSEArca-2015-99 |
| 34-76749 |
Dec. 23, 2015 |
Order Approving Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to These Service
See also: Notice: Rel. No. 34-76364
|
SR-NYSEArca-2015-73 |
| 34-76719 |
Dec. 21, 2015 |
Notice of Filing of Amendment Nos. 3, 4, 5, and 6 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, 4, 5 and 6, to List and Trade of Shares of the Guggenheim Total Return Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: January 19, 2016
See also: Notice: Rel. No. 34-76362, Notice: Rel. No. 34-75930
|
SR-NYSEArca-2015-121 |
| 34-76690 |
Dec. 18, 2015 |
Notice of Filing of Proposed Rule Change to Amend Rule 1.1(s) to Provide for Price Collar Thresholds for Trading Halt Auctions
Comments due: January 14, 2016
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-76994
Comments received are available for this proposal.
|
SR-NYSEArca-2015-104 |
| 34-76673 |
Dec. 17, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt a New Policy Relating to Trade Reports for Exchange Traded Products
See also: Notice: Rel. No. 34-77170, Notice: Rel. No. 34-76431
|
SR-NYSEArca-2015-122 |
| 34-76667 |
Dec. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions to Take Place at a Price that is Below $1 Per Option Contract Until January 5, 2017
Comments due: January 12, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-113 |
| 34-76646 |
Dec. 15, 2015 |
Notice of Filing of Proposed Rule Change Relating to the Index Underlying the WisdomTree Put Write Strategy Fund
Comments due: January 11, 2016
See also: Order: Rel. No. 34-77045
|
SR-NYSEArca-2015-74 |
| 34-76645 |
Dec. 15, 2015 |
Order Approving a Proposed Rule Change Regarding a Change to the Underlying Index of the Market Vectors Short High Yield Municipal Index ETF
See also: Notice: Rel. No. 34-76174, Notice: Rel. No. 34-75888
|
SR-NYSEArca-2015-119 |
| 34-76636 |
Dec. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: January 8, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-120 |
| 34-76629 |
Dec. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: January 7, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-118 |
| 34-76627 |
Dec. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: January 7, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-76 |
| 34-76630 |
Dec. 11, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Global Currency Gold Fund under NYSE Arca Equities Rule 8.201
Comments due: January 7, 2016
Rebuttal comments due: January 21, 2016
See also: Notice: Rel. No. 34-76291, Notice: Rel. No. 34-75900, Notice: Rel. No. 34-77337
|
SR-NYSEArca-2015-102 |
| 34-76616 |
Dec. 10, 2015 |
Notice of Filing of Proposed Rule Change to Its Rules to Provide that The Co-location Services Offered By the Exchange Include Three Time Feeds and Four Bundles of Co-location Services
Comments due: January 6, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-93 |
| 34-76590 |
Dec. 8, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: January 4, 2016
See also: Notice: Rel. No. 34-76955, 34-77340, Notice: Rel. No. 34-76590,
Notice: Rel. No. 34-78259
Comments received are available for this proposal.
|
SR-NYSEArca-2015-117 |
| 34-76578 |
Dec. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules to Prescribe the Securities Traders Examination as the Qualifying Examination for Employees of ETP Holders Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members
Comments due: January 4, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-116 |
| 34-76577 |
Dec. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: January 4, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-115 |
| 34-76549 |
Dec. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.44 and 7.44P to Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders that are Routed on Behalf of Introduced Retail Accounts that are Carried on a Fully Disclosed Basis
Comments due: December 30, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-114 |
| 34-76530 |
Nov. 30, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Market Vectors Dynamic Put Write ETF under NYSE Arca Equities Rule 8.600
Comments due: December 28, 2015
See also: Order: Rel. No. 34-76871
Comments received are available for this proposal.
|
SR-NYSEArca-2015-86 |
| 34-76493 |
Nov. 20, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Equity Trading Rules Relating to Auctions for Pillar, the Exchange’s New Trading Technology Platform
See also: Order: Rel. No. 34-76869, Notice: Rel. No. 34-76085
|
SR-NYSEArca-2015-92 |
| 34-76492 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others
Comments due: December 18, 2015
|
SR-NYSEArca-2015-110 |
| 34-76486 |
Nov. 20, 2015 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: December 18, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-77872, Notice: Rel. No. 34-77203, Notice: Rel. No. 34-76974, Notice: Rel. No. 34-76819
Comments received are available for this proposal.
|
SR-NYSEArca-2015-68 |
| 34-76472 |
Nov. 18, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
Comments due: December 15, 2015
Rebuttal comments due: days after publication in the Federal Register
See also: Notice: Rel. No. 34-77352, Notice: Rel. No. 34-75945, Notice: Rel. No. 34-75698, Notice: Rel. No. 34-77126
|
SR-NYSEArca-2015-112 |
| 34-76439 |
Nov. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Effective December , 2015
Comments due: December 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-108 |
| 34-76438 |
Nov. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: December 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-109 |
| 34-76429 |
Nov. 12, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE Arca Realtime Reference Price Market Data Product Offering
Comments due: December 9, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-104 |
| 34-76431 |
Nov. 12, 2015 |
Notice of Filing of Proposed Rule Change to Adopt a New Policy Relating to Trade Reports for Exchange Traded Products
Comments due: December 9, 2015
See also: Notice: Rel. No. 34-77170, Notice: Rel. No. 34-76673
Comments received are available for this proposal.
|
SR-NYSEArca-2015-111 |
| 34-76412 |
Nov. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600
Comments due: December 8, 2015
|
SR-NYSEArca-2015-103 |
| 34-76402 |
Nov. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Representations Relating to the NYSE Best Quote & Trades Data Feed
Comments due: December 8, 2015
|
SR-NYSEArca-2015-106 |
| 34-76395 |
Nov. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers ("LMMs") by Deleting Rule 6.83
Comments due: December 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-105 |
| 34-76372 |
Nov. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide that the Co-location Services Offered by the Exchange Include 40 Gigabit Internet Protocol Network Connections in the Exchange’s Data Center and to Amend the Exchange’s Price List to Implement Fees for the New Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-99 |
| 34-76364 |
Nov. 5, 2015 |
Notice of Filing of Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to These Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-76749
|
SR-NYSEArca-2015-73 |
| 34-76362 |
Nov. 5, 2015 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and 3, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-76719, Notice: Rel. No. 34-75930
|
SR-NYSEArca-2015-97 |
| 34-76349 |
Nov. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring OTP Holders to Participate in Business Continuity and Disaster Recovery Plans Testing in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-98 |
| 34-76347 |
Nov. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange’s Use of Data Feeds from National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: December 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-96 |
| 34-76342 |
Nov. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain ETP Holders to Participate in Business Continuity and Disaster Recovery Plans Testing in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-76 |
| 34-76291 |
Oct. 28, 2015 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Global Currency Gold Fund under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-75900, Notice: Rel. No. 34-76630, Notice: Rel. No. 34-77337 |
SR-NYSEArca-2015-85 |
| 34-76270 |
Oct. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Procedures and Credits in Connection with the Re-location of Equipment in the Exchange’s Data Center
Comments due: November 20, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-56 |
| 34-76267 |
Oct. 26, 2015 |
Order Approving Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 2 thereto, Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-75801, Notice: Rel. No. 34-75497
Comments due: November 20, 2015
|
SR-NYSEArca-2015-101 |
| 34-76246 |
Oct. 23, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Which Addresses How the Exchange Treats Obvious and Catastrophic Errors During Periods of Extreme Market Volatility to Coincide with the Pilot Period for the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS
Comments due: November 19, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-94 |
| 34-76224 |
Oct. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF’s Holdings
Comments due: November 18, 2015
|
SR-NYSEArca-2015-77 |
| 34-76202 |
Oct. 20, 2015 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the First Trust Heitman Global Prime Real Estate ETF Under NYSE Arca Equities Rule 8.600
Comments due: November 16, 2015
See also: Notice: Rel. No. 34-75901
|
SR-NYSEArca-2015-58 |
| 34-76198 |
Oct. 20, 2015 |
Order Approving Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 thereto, Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: November 16, 2015
See also: Notice: Rel. No. 34-75800, Notice: Rel. No. 34-75467, Federal Register Correction, Conforming Order
|
SR-NYSEArca-2015-02 |
| 34-76186 |
Oct. 19, 2015 |
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
See also: Notice: Rel. No. 34-74433, Notice: Rel. No. 34-74755, Notice: Rel. No. 34-75115, Notice: Rel. No. 34-75813
|
SR-NYSEArca-2015-74 |
| 34-76174 |
Oct. 16, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding a Change to the Reference Index of the Market Vectors Short High Yield Municipal Index ETF
See also: Notice: Rel. No. 34-75888, Order: Rel. No. 34-76645 |
SR-NYSEArca-2015-88 |
| 34-76161 |
Oct. 15, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Representations Regarding the Names and Principal Investments of Certain WBI SMID Funds Currently Listed and Traded on the Exchange under NYSE Arca Equities Rule 8.600
Comments due: November 12, 2015
|
SR-NYSEArca-2015-91 |
| 34-76124 |
Oct. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending the Exchange's Fee Schedule to Eliminate the Sponsor Fee In Connection with Listing a New Derivative Securities Product on the Exchange
Comments due: November 6, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-89 |
| 34-76114 |
Oct. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: November 5, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-90 |
| 34-76094 |
Oct. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.89 to Update a Cross-Reference to Exchange’s Recently Revised Rule Regarding Obvious Errors
Comments due: November 4, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-86 |
| 34-76085 |
Oct. 6, 2015 |
Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform
Comments due: November 3, 2015
See also: Order: Rel. No. 34-76869, Notice: Rel. No. 34-76493
See also: Notice: Rel. No. 34-76493
Comments received are available for this proposal.
|
SR-NYSEArca-2015-87 |
| 34-76084 |
Oct. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: November 3, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-81 |
| 34-76063A |
Oct. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Several Rules to Address Certain Order Handling Obligations on the Part of Its Floor Brokers
Comments due: October 28, 2015
Additional Materials: Exhibit 5
|
| Third Quarter |
SR-NYSEArca-2015-83 |
| 34-76023 |
Sep. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products
Comments due: October 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-82 |
| 34-76010 |
Sep. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Co-location Services to the NYSE Arca Options Fee Schedule and, the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and Modifying the Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: October 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-84 |
| 34-75994 |
Sep. 28, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange’s Retail Liquidity Program until March 31, 2016
Comments due: October 23, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-80 |
| 34-75979 |
Sep. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Secondary Benchmark Index Applicable to ®Shares of the PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
Comments due: October 21, 2015
|
SR-NYSEArca-2015-79 |
| 34-75978 |
Sep. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
Comments due: October 21, 2015
|
SR-NYSEArca-2015-68 |
| 34-75945 |
Sep. 18, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
See also: Notice: Rel. No. 34-77352, Notice: Rel. No. 34-75698, Notice: Rel. No. 34-76472, Notice: Rel. No. 34-77126
|
SR-NYSEArca-2015-73 |
| 34-75930 |
Sep. 16, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: October 13, 2015
See also: Notice: Rel. No. 34-76719, Notice: Rel. No. 34-76362
Comments received are available for this proposal.
|
SR-NYSEArca-2015-77 |
| 34-75901 |
Sep. 11, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.600: First Trust Heitman Global Prime Real Estate ETF
Comments due: October 8, 2015
Additional Materials:
Amendment No. 1
See also: Notice/Order: Rel. No. 34-76202
Comments received are available for this proposal.
|
SR-NYSEArca-2015-76 |
| 34-75900 |
Sep. 11, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Global Currency Gold Fund under NYSE Arca Equities Rule 8.201
Comments due: November 24, 2015
Additional Materials: Amendment No. 1
See also: Notice: Rel. No. 34-76291, Notice: Rel. No. 34-76630, Notice: Rel. No. 34-77337
Comments received are available for this proposal.
|
SR-NYSEArca-2015-74 |
| 34-75888 |
Sep. 10, 2015 |
Notice of Filing of Proposed Rule Regarding a Change to the Reference Index Relating to the Market Vectors Short High Yield Municipal Index ETF
Comments due: October 7, 2015
See also: Notice: Rel. No. 34-76174, Order: Rel. No. 34-76645
|
SR-NYSEArca-2015-75 |
| 34-75881 |
Sep. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: October 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-78 |
| 34-75846 |
Sep. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 to extend the effectiveness of the ETP Incentive Program for additional one-year pilot period, ending September 4, 2016
Comments due: October 1, 2015
|
SR-NYSEArca-2015-02 |
| 34-75813 |
Sep. 2, 2015 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change , as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
See also: Notice: Rel. No. 34-76186, Notice: Rel. No. 34-75115, Notice: Rel. No. 34-74755, Notice: Rel. No. 34-74433
|
SR-NYSEArca-2015-01 |
| 34-75811 |
Sep. 2, 2015 |
Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
See also: Notice: Rel. No. 34-75569, Notice: Rel. No. 34-74863, Notice: Rel. No. 34-74534, Notice: Rel. No. 34-74175
Comments due: September 21, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-56 |
| 34-75801 |
Sep. 1, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-76267, Notice: Rel. No. 34-75497
|
SR-NYSEArca-2015-58 |
| 34-75800 |
Sep. 1, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice/Order: Rel. No.34-76198, Notice: Rel. No. 34-75467, Federal Register Correction, Conforming Order
|
SR-NYSEArca-2015-72 |
| 34-75750 |
Aug. 21, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF
Comments due: September 17, 2015
|
SR-NYSEArca-2015-70 |
| 34-75722 |
Aug. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC
Comments due: September 14, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-71 |
| 34-75704 |
Aug. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: September 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-68 |
| 34-75698 |
Aug. 14, 2015 |
Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
Comments due: September 10, 2015
Additional Materials: Notice: Rel. No. 34-77352, Exhibit 2a; Exhibit 2b
See also: Notice: Rel. No. 34-76472, Notice: Rel. No. 34-75945, Notice: Rel. No. 34-77126
Comments received are available for this proposal.
|
SR-NYSEArca-2015-67 |
| 34-75662 |
Aug. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF
Comments due: September 8, 2015
|
SR-NYSEArca-2015-65 |
| 34-75641 |
Aug. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 to Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.79
Comments due: September 3, 2015
Additional Materials: Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5
|
SR-NYSEArca-2015-01 |
| 34-75569 |
Jul. 30, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
See also: Notice: Rel. No. 34-74175, Notice: Rel. No. 34-74534, Notice: Rel. No. 34-74863
|
SR-NYSEArca-2015-42 |
| 34-75566 |
Jul. 30, 2015 |
Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-75247
|
SR-NYSEArca-2015-50 |
| 34-75540 |
Jul. 28, 2015 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600
Comments due: August 25, 2015
See also: Notice: Rel. No. 34-75311
|
SR-NYSEArca-2015-66 |
| 34-75530 |
Jul. 27, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: August 21, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-56 |
| 34-75497 |
Jul. 21, 2015 |
Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: August 18, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-76267, Notice: Rel. No. 34-75801
Comments received are available for this proposal.
|
SR-NYSEArca-2015-43 |
| 34-75493 |
Jul. 20, 2015 |
Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Additional File No.: SR-NYSEMKT-2015-41
See also: Notice: Rel. No. 34-75096
|
SR-NYSEArca-2015-38 |
| 34-75494 |
Jul. 20, 2015 |
Order Approving a Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-75273, Notice: Rel. No. 34-74951
|
SR-NYSEArca-2015-63 |
| 34-75475 |
Jul. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund
Comments due: August 12, 2015
|
SR-NYSEArca-2015-62 |
| 34-75469 |
Jul. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: August 12, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-58 |
| 34-75467 |
Jul. 16, 2015 |
Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Comments due: August 12, 2015
Additional Materials: Exhibit 5
See also: Notice/Order: Rel. No.34-76198, Notice: Rel. No. 34-75800, Federal Register Correction, Conforming Order
Comments received are available for this proposal.
|
SR-NYSEArca-2015-25 |
| 34-75468 |
Jul. 16, 2015 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74730, Notice: Rel. No. 34-75093
|
SR-NYSEArca-2015-44 |
| 34-75461 |
Jul. 15, 2015 |
Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by ®Amendment Nos. 1, 2, and 3, to List and Trade Shares of the SPDR SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: August 11, 2015
See also: Notice: Rel. No. 34-75071
|
SR-NYSEArca-2015-55 |
| 34-75449 |
Jul. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: August 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-60 |
| 34-75440 |
Jul. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares that are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement is not Required
Comments due: August 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-57 |
| 34-75434 |
Jul. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities that are Eligible to be Routed Away from the Exchange
Comments due: August 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-61 |
| 34-75415 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-NYSEArca-2015-18 |
| 34-75376 |
Jul. 7, 2015 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
See also: Notice: Rel. No. 34-74701, Notice: Rel. No. 34-75042
|
SR-NYSEArca-2015-53 |
| 34-75357 |
Jul. 2, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Discontinue Certain Fees
Comments due: July 30, 2015
Additional Materials: Exhibit 5
|
| Second Quarter |
SR-NYSEArca-2015-17 |
| 34-75323 |
Jun. 29, 2015 |
Order Approving Proposed Rule Change Amending Rule 6.35 to Modify the Appointment Process Utilized by the Exchange
See also: Notice: Rel. No. 34-74635, Notice: Rel. No. 34-74635
|
SR-NYSEArca-2015-50 |
| 34-75311 |
Jun. 26, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF under NYSE Arca Equities Rule 8.600
Comments due: July 23, 2015
See also: Notice/Order: Rel. No. 34-75540
Comments received are available for this proposal.
|
SR-NYSEArca-2015-54 |
| 34-75289 |
Jun. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order to Eliminate Obsolete References
Comments due: July 21, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-52 |
| 34-75282 |
Jun. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order to Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and to Extend the Effectiveness of the Crowd Participant Program until June 23, 2016
Comments due: July 21, 2015
|
SR-NYSEArca-2015-51 |
| 34-75280 |
Jun. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2016
Comments due: July 21, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-38 |
| 34-75273 |
Jun. 23, 2015 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Order: Rel. No. 34-75494; Notice: Rel. No. 34-74951
|
SR-NYSEArca-2015-42 |
| 34-75247 |
Jun. 18, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: July 15, 2015
See also: Notice: Rel. No. 34-75566
Comments received are available for this proposal.
|
SR-NYSEArca-2015-23 |
| 34-75244 |
Jun. 18, 2015 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Relating to the Listing and Trading of Shares of the ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74839
|
SR-NYSEArca-2014-117 |
| 34-75191 |
Jun. 17, 2015 |
Order Disapproving Proposed Rule Change to Remove the Exchange’s Quote Mitigation Plan as Provided in Commentary .03 to Exchange Rule 6.86
See also: Notice: Rel. No. 34-73362, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-74088, Notice: Rel. No. 34-74705
|
SR-NYSEArca-2015-45 |
| 34-75156 |
Jun. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule to Provide a Price Protection for Market Maker Quotes Pursuant to Rule 6.61
Comments due: July 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-29 |
| 34-75155 |
Jun. 11, 2015 |
Order Approving Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange's Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
See also: Notice: Rel. No. 34-74824
|
SR-NYSEArca-2015-49 |
| 34-75123 |
Jun. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits for Mid-Point Passive Liquidity Orders
Comments due: July 6, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-02 |
| 34-75115 |
Jun. 5, 2015 |
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: July 2, 2015
Rebuttal comments due: July 16, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-76186, Notice: Rel. No. 34-74755, Notice: Rel. No. 34-74433
|
SR-NYSEArca-2015-48 |
| 34-75102 |
Jun. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify Certain of Its Posting Credits
Comments due: June 30, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-47 |
| 34-75100 |
Jun. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Representation Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF’s Holdings of American Depositary Receipts
Comments due: June 30, 2015
|
SR-NYSEArca-2015-43 |
| 34-75096 |
Jun. 2, 2015 |
Notice of Filing of Proposed Rule Change Amending Rule 6.91(c), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at least 500 Milliseconds; and Rule 6.47A, Order Exposure Requirements-OX to Add Use of the COA for a User to Satisfy the Order Exposure Requirement in Rule 6.47A and Delete the Reference in Rule 6.91(c) to the Order Exposure Requirements -OX Being Separate from the Duration of the COA Response Time Interval
Comments due: June 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75493
|
SR-NYSEArca-2015-25 |
| 34-75093 |
Jun. 2, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74730
|
SR-NYSEArca-2015-46 |
| 34-75087 |
Jun. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Representation Regarding Investment in Certain Mortgage-Related Securities by the AdvisorShares Sage Core Reserves ETF
Comments due: June 26, 2015
|
SR-NYSEArca-2015-44 |
| 34-75071 |
May 29, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: June 25, 2015
See also: Notice/Order: Rel. No. 34-75461
Comments received are available for this proposal.
|
SR-NYSEArca-2015-18 |
| 34-75042 |
May 26, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
See also: Notice: Rel. No. 34-74701
|
SR-NYSEArca-2015-17 |
| 34-75032 |
May 21, 2015 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
See also: Notice: Rel. No. 34-74635; Order: Rel. No. 34-75323
|
SR-NYSEArca-2014-100 |
| 34-75023 |
May 21, 2015 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74729, Notice: Rel. No. 34-74559A, Notice: Rel. No. 34-74559, Notice: Rel. No. 34-73914, Notice: Rel. No. 34-73515, Notice: Rel. No. 34-73141 |
SR-NYSEArca-2015-38 |
| 34-74951 |
May 13, 2015 |
Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: June 9, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-75494; Notice: Rel. No. 34-75273
|
SR-NYSEArca-2015-39 |
| 34-74947 |
May 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reduce Fees for Routing Certain Retail Orders to Away Market Centers
Comments due: June 9, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-33 |
| 34-74929 |
May 12, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-41 |
| 34-74921 |
May 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-40 |
| 34-74902 |
May 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 3, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-36 |
| 34-74901 |
May 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration.
Comments due: June 3, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-37 |
| 34-74877 |
May 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-15 |
| 34-74866 |
May 4, 2015 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to the List and Trade Shares of the Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74562
|
SR-NYSEArca-2015-34 |
| 34-74865 |
May 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: May 29, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-01 |
| 34-74863 |
May 4, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to the Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due: May 29, 2015
Rebuttal comments due: June 12, 2015
See also: Notice: Rel. No. 34-75569; Notice: Rel. No. 34-74534, Notice: Rel. No. 34-74175
Comments received are available for this proposal.
|
SR-NYSEArca-2015-32 |
| 34-74841 |
Apr. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or "Takedown" of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service.
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-23 |
| 34-74839 |
Apr. 29, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due: May 26, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2014-89 |
| 34-74842 |
Apr. 29, 2015 |
Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
Comments due: May 26, 2015
|
SR-NYSEArca-2015-29 |
| 34-74824 |
Apr. 28, 2015 |
Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange’s Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-107 |
| 34-74814 |
Apr. 27, 2015 |
Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF
Comments due: May 22, 2015
See also: Notice: Rel. No. 34-73810, Notice: Rel. No. 34-73512
|
SR-NYSEArca-2015-08 |
| 34-74796 |
Apr. 23, 2015 |
Order Granting Approval of Proposed Rule Change to Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to its Rule
See also: Notice: Rel. No. 34-74415
|
SR-NYSEArca-2015-31 |
| 34-74774 |
Apr. 21, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015
Comments due: May 18, 2015
|
SR-NYSEArca-2015-02 |
| 34-74755 |
Apr. 17, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
See also: Notice: Rel. No. 34-76186, Notice: Rel. No. 34-75115, Notice: Rel. No. 34-74433
|
SR-NYSEArca-2015-25 |
| 34-74730 |
Apr. 15, 2015 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 12, 2015
Additional Materials: Exhibit 3
Comments received are available for this proposal.
|
SR-NYSEArca-2014-100 |
| 34-74729 |
Apr. 15, 2015 |
Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
Comments due: May 12, 2015
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559, Notice: Rel. No. 34-73914, Notice: Rel. No. 34-73515, Notice: Rel. No. 34-73141
|
SR-NYSEArca-2015-30 |
| 34-74727 |
Apr. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 11, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-100 |
| 34-74559A |
April 13, 2015 |
Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600; Correction
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559, Notice: Rel. No. 73914, Notice: No. Rel. 34-73515, Notice: No. Rel. 34-73141
|
SR-NYSEArca-2015-24 |
| 34-74715 |
Apr. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide a Second Way to Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders that Provide Liquidity to the Exchange
Comments due: May 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-117 |
| 34-74705 |
Apr. 10, 2015 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.
See also: Order: Rel. No. 34-75191; Notice: Rel. No. 34-74088, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-73362
|
SR-NYSEArca-2015-18 |
| 34-74701 |
Apr. 10, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
Comments due: May 7, 2015
See also: Notice: Rel. No. 34-75042
|
SR-NYSEArca-2015-28 |
| 34-74694 |
Apr. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Adopt Fees for Certain Manual Transactions in Options Overlying IWM
Comments due: May 6, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-05 |
| 34-74675 |
Apr. 8, 2015 |
Order Approving a Proposed Rule Change to List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74290
|
SR-NYSEArca-2015-17 |
| 34-74635 |
Apr. 2, 2015 |
Notice of Filing of Proposed Rule Change Amending Rule 6.35 to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75032; Order: Rel. No. 34-75323
|
| First Quarter |
SR-NYSEArca-2015-21 |
| 34-74605 |
Mar. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to change the ETP Fee
Comments due: April 24, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-20 |
| 34-74604 |
Mar. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Specify that Affiliated Exchange ETP Holders May Request that the Exchange Aggregate Its Eligible Activity with Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume
Comments due: April 24, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-04 |
| 34-74595 |
Mar. 27, 2015 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74278
|
SR-NYSEArca-2015-22 |
| 34-74572 |
Mar. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity until September 30, 2015
Comments due: April 20, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-15 |
| 34-74562 |
Mar. 23, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
Comments due: April 17, 2015
See also: Order: Rel. No. 34-74562
Comments received are available for this proposal.
|
SR-NYSEArca-2014-100 |
| 34-74559 |
Mar. 20, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559A, Notice: Rel. No. 34-73914
|
SR-NYSEArca-2015-19 |
| 34-74544 |
Mar. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products
Comments due: April 15, 2015
|
SR-NYSEArca-2015-16 |
| 34-74541 |
Mar. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-01 |
| 34-74534 |
Mar. 19, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
See also: Notice: Rel. No. 34-75569; Order: Rel. No. 34-74863, Notice: Rel. No. 34-74175
|
SR-NYSEArca-2015-13 |
| 34-74492 |
Mar. 12, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers
Comments due: April 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-09 |
| 34-74436 |
Mar. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions
Comments due: March 31, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-02 |
| 34-74433 |
Mar. 4, 2015 |
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: March 31, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-76186, Notice: Rel. No. 34-75115, Notice: Rel. No. 34-74755
Comments received are available for this proposal.
|
SR-NYSEArca-2014-150 |
| 34-74441 |
Mar. 4, 2015 |
Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 6.60 and to Adopt Rule 6.61,Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes
See also: Notice: Rel. No. 34-74018
|
SR-NYSEArca-2015-08 |
| 34-74415 |
Mar. 3, 2015 |
Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31
Comments due: March 30, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74796
|
SR-NYSEArca-2015-11 |
| 34-74409 |
Mar. 2, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-89 |
| 34-74407 |
Mar. 2, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
See also: Notice: Rel. No. 34-73706, Notice: Rel. No. 34-73364, Notice: Rel. No. 34-72937
|
SR-NYSEArca-2015-10 |
| 34-74382 |
Feb. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 25, 2015
|
SR-NYSEArca-2014-143 |
| 34-74338 |
Feb. 20, 2015 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73958
|
SR-NYSEArca-2015-07 |
| 34-74308 |
Feb. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-05 |
| 34-74290 |
Feb. 18, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: March 17, 2015
See also: Order: Rel. No. 34-74675
|
SR-NYSEArca-2015-04 |
| 34-74278 |
Feb. 13, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ®IBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015
See also: Order: Rel. No. 34-74595
|
SR-NYSEArca-2015-06 |
| 34-74271 |
Feb. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015
|
SR-NYSEArca-2015-03 |
| 34-74219 |
Feb. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2014-107 |
| 34-74199 |
Feb. 3, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF
Comments due: March 2, 2015
Rebuttal comments due: March 16, 2015
See also: Notice: Rel. No. 34-73810, Notice: Rel. No. 34-73512
|
SR-NYSEArca-2014-139 |
| 34-74186 |
Feb. 2, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
See also: Notice: Rel. No. 34-73857
|
SR-NYSEArca-2015-01 |
| 34-74175 |
Jan. 29, 2015 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due: February 25, 2015
See also: Notice: Rel. No. 34-75569; Order: Rel. No. 34-74863, Notice: Rel. No. 34-74534
|
SR-NYSEArca-2014-134 |
| 34-74109 |
Jan. 21, 2015 |
Order Approving a Proposed Rule Change to List and Trade Shares of the IQ Wilshire Alternative Strategies ETF Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73716
|
SR-NYSEArca-2014-126 |
| 34-74093 |
Jan. 20, 2015 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73717
|
SR-NYSEArca-2014-117 |
| 34-74088 |
Jan. 16, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86
Comments due: February 13, 2015
Rebuttal comments due: February 27, 2015
See also: Order: Rel. No. 34-75191; Notice: Rel. No. 34-74705, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-73362
|
SR-NYSEArca-2014-114 |
| 34-74058 |
Jan. 15, 2015 |
Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due: February 12, 2015
See also: Notice: Rel. No. 34-73659, Notice: Rel. No. 34-73342
|
SR-NYSEArca-2014-151 |
| 34-74029 |
Jan. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: February 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-NYSEArca-2014-150 |
| 34-74018 |
Jan. 8, 2015 |
Notice of Filing of Proposed Rule Change to Amend Rule 6.60 and to Adopt Rule 6.61, Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes
Comments due: February 4, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74441
Comments received are available for this proposal.
|
SR-NYSEArca-2014-149 |
| 34-74011 |
Jan. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due: February 3, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-148 |
| 34-73998 |
Jan. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades
Comments due: February 2, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-147 |
| 34-73993 |
Jan. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for NYSE Arca Integrated Feed to Establish Eligibility Requirements for Redistribution
Comments due: February 2, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-142 |
| 34-73992 |
Jan. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders that Remove Liquidity from the Exchange and that Are Designated as "Retail" but which Are Not Executed in the Retail Liquidity Program
Comments due: February 2, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2014-152 |
| 34-73977 |
Jan. 2, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions To Take Place at a Price that is Below $1 Per Option Contract until January 5, 2016
Comments due: January 29, 2015
Additional Materials: Exhibit 5
|
| NYSE Arca File Number List for 2015 |
| Release No. |
Date |
Details |
SR-NYSEArca-2015-130 |
| 34-76890 |
Jan. 13, 2016 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Market Data Fees for the NYSE Arca Options Product
Comments due: February 10, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-125 |
| 34-77522 |
Apr. 5, 2016 |
Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.600
Comments due: May 2, 2016
|
| 34-77184 |
Feb. 19, 2016 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade of Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF Under NYSE Arca Equities Rule 8.600 |
| 34-76798 |
Dec. 30, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of RiverFront Dynamic Unconstrained Income ETF and RiverFront Dynamic Core Income ETF under NYSE Arca Equities Rule 8.600
Comments due: January 27, 2016
Comments received are available for this proposal.
|
SR-NYSEArca-2015-122 |
| 34-76667 |
Dec. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions to Take Place at a Price that is Below $1 Per Option Contract Until January 5, 2017
Comments due: January 12, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-121 |
| 34-76994 |
Jan. 28, 2016 |
Order Approving Proposed Rule Change to Provide for Price Collar Thresholds for Trading Halt Auctions
|
| 34-76690 |
Dec. 18, 2015 |
Notice of Filing of Proposed Rule Change to Amend Rule 1.1(s) to Provide for Price Collar Thresholds for Trading Halt Auctions
Comments due: January 14, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-120 |
| 34-76629 |
Dec. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: January 7, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-119 |
| 34-76636 |
Dec. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: January 8, 2016
Additional Materials: Exhibit 5
|
| SR-NYSEArca-2015-118 |
| 34-76627 |
Dec. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: January 7, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-117 |
| 34-76578 |
Dec. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rules to Prescribe the Securities Traders Examination as the Qualifying Examination for Employees of ETP Holders Engaged Solely in Proprietary Trading, and Amend Continuing Education Requirement Applicable to Such Members
Comments due: January 4, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-116 |
| 34-76577 |
Dec. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 to Establish the Securities Trader and Securities Trader Principal Registration Categories
Comments due: January 4, 2016
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-115 |
| 34-76549 |
Dec. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.44 and 7.44P to Distinguish Between Retail Orders Routed on Behalf of Other Broker-Dealers and Retail Orders that are Routed on Behalf of Introduced Retail Accounts that are Carried on a Fully Disclosed Basis
Comments due: December 30, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-114 |
| 34-76871 |
Jan. 11, 2016 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Market Vectors Dynamic Put Write ETF under NYSE Arca Equities Rule 8.600
Comments due: February 5, 2016
|
| 34-76530 |
Nov. 30, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Market Vectors Dynamic Put Write ETF under NYSE Arca Equities Rule 8.600
Comments due: December 28, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-113 |
| 34-77045 |
Feb. 3, 2016 |
Order Approving a Proposed Rule Change Relating to the Index Underlying the WisdomTree Put Write Strategy Fund
|
| 34-76646 |
Dec. 15, 2015 |
Notice of Filing of Proposed Rule Change Relating to the Index Underlying the WisdomTree Put Write Strategy Fund
Comments due: January 11, 2016
|
SR-NYSEArca-2015-112 |
| 34-76439 |
Nov. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule Effective December , 2015
Comments due: December 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-111 |
| 34-76412 |
Nov. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Listing and Trading of Shares of the RiverFront Strategic Income Fund under NYSE Arca Equities Rule 8.600
Comments due: December 8, 2015
|
SR-NYSEArca-2015-110 |
| 34-78397 |
Jul. 22, 2016 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 7 Thereto, Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares |
| 34-78016 |
Jun. 8, 2016 |
Notice of Filing of Amendment No. 6 to a Proposed Rule Change to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: June 29, 2016
Comments received are available for this proposal.
|
| 34-77872 |
May 20, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
|
| 34-77203 |
Feb. 22, 2016 |
Notice of Filing of Amendment No. 4 to, and Order Instituting Proceedings to Determine Whether to Approve or Disapprove, a Proposed Rule Change, as Modified by Amendment No. 4 Thereto, Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: March 18, 2016
Rebuttal comments due: April 1, 2016
Additional Materials: Exhibit 5
|
| 34-76974 |
Jan. 26, 2016 |
Notice of Filing of Amendment No. 2 to Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: February 16, 2016
Additional Materials: Exhibit 4, Exhibit 5
|
| 34-76819 |
Jan. 4, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt Generic Listing Standards for Managed Fund Shares
|
| 34-76486 |
Nov. 20, 2015 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: December 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-109 |
| 34-76429 |
Nov. 12, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Discontinue the NYSE Arca Realtime Reference Price Market Data Product Offering
Comments due: December 9, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-108 |
| 34-76438 |
Nov. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: December 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-107 |
| 34-77463 |
Mar. 29, 2016 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, and 4 Thereto, to List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF under NYSE Arca Equities Rule 8.600 |
| 34-77128 |
Feb. 12, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3 Thereto, to List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF under NYSE Arca Equities Rule 8.600
|
| 34-76761 |
Dec. 23, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the REX Gold Hedged S&P 500 ETF and the REX Gold Hedged FTSE Emerging Markets ETF under NYSE Arca Equities Rule 8.600
Comments due: January 20, 2016
Comments received are available for this proposal.
|
SR-NYSEArca-2015-106 |
| 34-76395 |
Nov. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt a Principles-Based Approach to Prohibit the Misuse of Material Nonpublic Information by Lead Market Makers ("LMMs") by Deleting Rule 6.83
Comments due: December 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-105 |
| 34-76372 |
Nov. 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Provide that the Co-location Services Offered by the Exchange Include 40 Gigabit Internet Protocol Network Connections in the Exchange’s Data Center and to Amend the Exchange’s Price List to Implement Fees for the New Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-104 |
| 34-77170 |
Feb. 18, 2016 |
Notice of Withdrawal of a Proposed Rule Change to Adopt a New Policy Relating to Trade Reports for Exchange Traded Products
|
| 34-76673 |
Dec. 17, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt a New Policy Relating to Trade Reports for Exchange Traded Products
|
| 34-76431 |
Nov. 12, 2015 |
Notice of Filing of Proposed Rule Change to Adopt a New Policy Relating to Trade Reports for Exchange Traded Products
Comments due: December 9, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-103 |
| 34-76402 |
Nov. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Making Certain Representations Relating to the NYSE Best Quote & Trades Data Feed
Comments due: December 8, 2015
|
SR-NYSEArca-2015-102 |
| 34-77070 |
Feb. 5, 2016 |
Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 2, to Provide that the Co-location Services Offered by the Exchange include Three Time Feeds and Four Partial Cabinet Bundle Options
Comments due: March 3, 2016
|
| 34-76616 |
Dec. 10, 2015 |
Notice of Filing of Proposed Rule Change to Its Rules to Provide that The Co-location Services Offered By the Exchange Include Three Time Feeds and Four Bundles of Co-location Services
Comments due: January 6, 2016
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-101 |
| 34-76246 |
Oct. 23, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Which Addresses How the Exchange Treats Obvious and Catastrophic Errors During Periods of Extreme Market Volatility to Coincide with the Pilot Period for the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS
Comments due: November 19, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-99 |
| 34-76749 |
Dec. 23, 2015 |
Order Approving Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to These Service
|
| 34-76364 |
Nov. 5, 2015 |
Notice of Filing of Proposed Rule Change to the Co-location Services Offered by the Exchange (the Offering of a Wireless Connection to Allow Users to Receive Market Data Feeds from Third Party Markets) and to Reflect Changes to the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges Related to These Services
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-98 |
| 34-76347 |
Nov. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange’s Use of Data Feeds from National Stock Exchange, Inc. for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: December 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-97 |
| 34-76349 |
Nov. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring OTP Holders to Participate in Business Continuity and Disaster Recovery Plans Testing in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-96 |
| 34-76342 |
Nov. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Requiring Certain ETP Holders to Participate in Business Continuity and Disaster Recovery Plans Testing in Connection with Regulation Systems Compliance and Integrity
Comments due: December 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-94 |
| 34-76224 |
Oct. 22, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF’s Holdings
Comments due: November 18, 2015
|
SR-NYSEArca-2015-93 |
| 34-78259 |
Jul. 8, 2016 |
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600 |
| 34-78003 |
Jun. 7, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600 |
| 34-77340 |
Mar. 10, 2016 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: April 6, 2016
Rebuttal comments due: 35 days after publication in the Federal Register |
| 34-76955 |
Jan. 21, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel No. 34-76955A
|
| 34-76590 |
Dec. 8, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Cumberland Municipal Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: January 4, 2016
Comments received are available for this proposal. |
SR-NYSEArca-2015-92 |
| 34-76492 |
Nov. 20, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adopting a Rule Relating to Fingerprint-Based Background Checks of Directors, Officers, Employees, and Others
Comments due: December 18, 2015
|
SR-NYSEArca-2015-91 |
| 34-76124 |
Oct. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending the Exchange's Fee Schedule to Eliminate the Sponsor Fee In Connection with Listing a New Derivative Securities Product on the Exchange
Comments due: November 6, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-90 |
| 34-76094 |
Oct. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.89 to Update a Cross-Reference to Exchange’s Recently Revised Rule Regarding Obvious Errors
Comments due: November 4, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-89 |
| 34-76114 |
Oct. 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: November 5, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-88 |
| 34-76161 |
Oct. 15, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Representations Regarding the Names and Principal Investments of Certain WBI SMID Funds Currently Listed and Traded on the Exchange under NYSE Arca Equities Rule 8.600
Comments due: November 12, 2015
|
SR-NYSEArca-2015-87 |
| 34-76084 |
Oct. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: November 3, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-86 |
| 34-76869 |
Jan. 11, 2016 |
Order Granting Approval of Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 3 Thereto, Relating to Auctions for Pillar, the Exchange’s New Trading Technology Platform
Comments due: February 5, 2016
|
| 34-76493 |
Nov. 20, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New Equity Trading Rules Relating to Auctions for Pillar, the Exchange’s New Trading Technology Platform
|
| 34-76085 |
Oct. 6, 2015 |
Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Auctions for Pillar, the Exchange's New Trading Technology Platform
Comments due: November 3, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-85 |
| 34-76270 |
Oct. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Procedures and Credits in Connection with the Re-location of Equipment in the Exchange’s Data Center
Comments due: November 20, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-84 |
| 34-75994 |
Sep. 28, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange’s Retail Liquidity Program until March 31, 2016
Comments due: October 23, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-83 |
| 34-76023 |
Sep. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying Certain Proprietary Options Data Products
Comments due: October 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-82 |
| 34-76010 |
Sep. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding Definitions Applicable to Co-location Services to the NYSE Arca Options Fee Schedule and, the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services and Modifying the Fee for Users that Host Their Customers at the Exchange's Data Center
Comments due: October 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-81 |
| 34-76063A |
Oct. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Several Rules to Address Certain Order Handling Obligations on the Part of Its Floor Brokers
Comments due: October 28, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-80 |
| 34-75979 |
Sep. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change to the Secondary Benchmark Index Applicable to ®Shares of the PIMCO Global Advantage Inflation-Linked Bond Active Exchange-Traded Fund
Comments due: October 21, 2015
|
SR-NYSEArca-2015-79 |
| 34-75978 |
Sep. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
Comments due: October 21, 2015
|
SR-NYSEArca-2015-78 |
| 34-75846 |
Sep. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Section 3 of NYSE Arca Equities Rule 8 to extend the effectiveness of the ETP Incentive Program for additional one-year pilot period, ending September 4, 2016
Comments due: October 1, 2015
|
SR-NYSEArca-2015-77 |
| 34-76202 |
Oct. 20, 2015 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the First Trust Heitman Global Prime Real Estate ETF Under NYSE Arca Equities Rule 8.600
Comments due: November 16, 2015
|
| 34-75901 |
Sep. 11, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Following Under NYSE Arca Equities Rule 8.600: First Trust Heitman Global Prime Real Estate ETF
Comments due: October 8, 2015
Additional Materials:
Amendment No. 1
Comments received are available for this proposal.
|
SR-NYSEArca-2015-76 |
| 34-77337 |
Mar. 10, 2016 |
Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the Global Currency Gold Fund under NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-76630, Notice: Rel. No. 34-76291, Notice: Rel. No. 34-76291
|
| 34-76630 |
Dec. 11, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Global Currency Gold Fund under NYSE Arca Equities Rule 8.201
Comments due: January 7, 2016
Rebuttal comments due: January 21, 2016
See also: Notice: Rel. No. 34-76291, Notice: Rel. No. 34-75900
|
| 34-76291 |
Oct. 28, 2015 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Global Currency Gold Fund under NYSE Arca Equities Rule 8.201
|
| 34-75900 |
Sep. 11, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the Global Currency Gold Fund under NYSE Arca Equities Rule 8.201
Comments due: November 24, 2015
Additional Materials: Amendment No. 1
Comments received are available for this proposal.
|
SR-NYSEArca-2015-75 |
| 34-75881 |
Sep. 10, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: October 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-74 |
| 34-76645 |
Dec. 15, 2015 |
Order Approving a Proposed Rule Change Regarding a Change to the Underlying Index of the Market Vectors Short High Yield Municipal Index ETF |
| 34-76174 |
Oct. 16, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Regarding a Change to the Reference Index of the Market Vectors Short High Yield Municipal Index ETF
|
| 34-75888 |
Sep. 10, 2015 |
Notice of Filing of Proposed Rule Regarding a Change to the Reference Index Relating to the Market Vectors Short High Yield Municipal Index ETF
Comments due: October 7, 2015
|
SR-NYSEArca-2015-73 |
| 34-76719 |
Dec. 21, 2015 |
Notice of Filing of Amendment Nos. 3, 4, 5, and 6 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 3, 4, 5 and 6, to List and Trade of Shares of the Guggenheim Total Return Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: January 19, 2016
|
| 34-76362 |
Nov. 5, 2015 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and 3, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF under NYSE Arca Equities Rule 8.600
|
| 34-75930 |
Sep. 16, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Guggenheim Total Return Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: October 13, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-72 |
| 34-75750 |
Aug. 21, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF
Comments due: September 17, 2015
|
SR-NYSEArca-2015-71 |
| 34-75704 |
Aug. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: September 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-70 |
| 34-75722 |
Aug. 18, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC
Comments due: September 14, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-68 |
| 34-77352 |
Mar. 11, 2016 |
Notice of Withdrawal of a Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
|
| 34-77126 |
Feb. 12, 2016 |
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
|
| 34-76472 |
Nov. 18, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
Comments due: December 10, 2015
Rebuttal comments due: days after publication in the Federal Register |
| 34-75945 |
Sep. 18, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares®
Euro Trust and the CurrencyShares®
Japanese Yen Trust |
| 34-75698 |
Aug. 14, 2015 |
Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
Comments due: September 10, 2015
Additional Materials: Exhibit 2a; Exhibit 2b
Comments received are available for this proposal.
|
SR-NYSEArca-2015-67 |
| 34-75662 |
Aug. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF
Comments due: September 8, 2015
|
SR-NYSEArca-2015-66 |
| 34-75530 |
Jul. 27, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: August 21, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-65 |
| 34-75641 |
Aug. 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 to Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.79
Comments due: September 3, 2015
Additional Materials: Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5
|
SR-NYSEArca-2015-63 |
| 34-75475 |
Jul. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund
Comments due: August 12, 2015
|
SR-NYSEArca-2015-62 |
| 34-75469 |
Jul. 16, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: August 12, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-61 |
| 34-75415 |
Jul. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due: August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5
|
SR-NYSEArca-2015-60 |
| 34-75440 |
Jul. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares that are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement is not Required
Comments due: August 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-58 |
| 34-76198 |
Oct. 20, 2015 |
Order Approving Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment No. 1 thereto, Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: November 16, 2015
See also: Federal Register Correction, Conforming Order
|
| 34-75800 |
Sep. 1, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
|
| 34-75467 |
Jul. 16, 2015 |
Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Comments due: August 12, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-57 |
| 34-75434 |
Jul. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities that are Eligible to be Routed Away from the Exchange
Comments due: August 7, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-56 |
| 34-76267 |
Oct. 26, 2015 |
Order Approving Proposed Rule Change, and Notice of Filing and Order Granting Accelerated Approval of Amendment Nos. 1 and 2 thereto, Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: November 20, 2015
|
| 34-75801 |
Sep. 1, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
|
| 34-75497 |
Jul. 21, 2015 |
Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: August 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-55 |
| 34-75449 |
Jul. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: August 10, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-54 |
| 34-75289 |
Jun. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order to Eliminate Obsolete References
Comments due: July 21, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-53 |
| 34-75357 |
Jul. 2, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Discontinue Certain Fees
Comments due: July 30, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-52 |
| 34-75282 |
Jun. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order to Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and to Extend the Effectiveness of the Crowd Participant Program until June 23, 2016
Comments due: July 21, 2015
|
SR-NYSEArca-2015-51 |
| 34-75280 |
Jun. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2016
Comments due: July 21, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-50 |
| 34-75540 |
Jul. 28, 2015 |
Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600
Comments due: August 25, 2015
|
| 34-75311 |
Jun. 26, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF under NYSE Arca Equities Rule 8.600
Comments due: July 23, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-49 |
| 34-75123 |
Jun. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits for Mid-Point Passive Liquidity Orders
Comments due: July 6, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-48 |
| 34-75102 |
Jun. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify Certain of Its Posting Credits
Comments due: June 30, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-47 |
| 34-75100 |
Jun. 3, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Representation Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF’s Holdings of American Depositary Receipts
Comments due: June 30, 2015
|
SR-NYSEArca-2015-46 |
| 34-75087 |
Jun. 1, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Representation Regarding Investment in Certain Mortgage-Related Securities by the AdvisorShares Sage Core Reserves ETF
Comments due: June 26, 2015
|
SR-NYSEArca-2015-45 |
| 34-75156 |
Jun. 11, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule to Provide a Price Protection for Market Maker Quotes Pursuant to Rule 6.61
Comments due: July 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-44 |
| 34-75461 |
Jul. 15, 2015 |
Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by ®Amendment Nos. 1, 2, and 3, to List and Trade Shares of the SPDR SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: August 11, 2015
|
| 34-75071 |
May 29, 2015 |
Notice of Filing of Proposed Rule Change to List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: June 25, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-43 |
| 34-75493 |
Jul. 20, 2015 |
Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Additional File No.: SR-NYSEMKT-2015-41
See also: Notice: Rel. No. 34-75096
|
| 34-75096 |
Jun. 2, 2015 |
Notice of Filing of Proposed Rule Change Amending Rule 6.91(c), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at least 500 Milliseconds; and Rule 6.47A, Order Exposure Requirements-OX to Add Use of the COA for a User to Satisfy the Order Exposure Requirement in Rule 6.47A and Delete the Reference in Rule 6.91(c) to the Order Exposure Requirements -OX Being Separate from the Duration of the COA Response Time Interval
Comments due: June 29, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-42 |
| 34-75566 |
Jul. 30, 2015 |
Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
|
| 34-75247 |
Jun. 18, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: July 15, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-41 |
| 34-74921 |
May 8, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-40 |
| 34-74902 |
May 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 3, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-39 |
| 34-74947 |
May 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reduce Fees for Routing Certain Retail Orders to Away Market Centers
Comments due: June 9, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-38 |
| 34-75494 |
Jul. 20, 2015 |
Order Approving a Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-75273, Notice: Rel. No. 34-74951
|
| 34-75273 |
Jun. 23, 2015 |
Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
|
| 34-74951 |
May 13, 2015 |
Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: June 9, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-37 |
| 34-74877 |
May 5, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-36 |
| 34-74901 |
May 7, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration.
Comments due: June 3, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-34 |
| 34-74865 |
May 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: May 29, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-33 |
| 34-74929 |
May 12, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-32 |
| 34-74841 |
Apr. 29, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or "Takedown" of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service.
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-31 |
| 34-74774 |
Apr. 21, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015
Comments due: May 18, 2015
|
SR-NYSEArca-2015-30 |
| 34-74727 |
Apr. 14, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: May 11, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-29 |
| 34-75155 |
Jun. 11, 2015 |
Order Approving Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange's Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange |
| 34-74824 |
Apr. 28, 2015 |
Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange’s Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
Comments due: May 26, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-28 |
| 34-74694 |
Apr. 9, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Adopt Fees for Certain Manual Transactions in Options Overlying IWM
Comments due: May 6, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-25 |
| 34-75468 |
Jul. 16, 2015 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3) |
| 34-75093 |
Jun. 2, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
|
| 34-74730 |
Apr. 15, 2015 |
Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 12, 2015
Additional Materials: Exhibit 3
Comments received are available for this proposal.
|
SR-NYSEArca-2015-24 |
| 34-74715 |
Apr. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide a Second Way to Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders that Provide Liquidity to the Exchange
Comments due: May 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-23 |
| 34-75244 |
Jun. 18, 2015 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Relating to the Listing and Trading of Shares of the ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600 |
| 34-74839 |
Apr. 29, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due: May 26, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-22 |
| 34-74572 |
Mar. 24, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity until September 30, 2015
Comments due: April 20, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-21 |
| 34-74605 |
Mar. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to change the ETP Fee
Comments due: April 24, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-20 |
| 34-74604 |
Mar. 30, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Specify that Affiliated Exchange ETP Holders May Request that the Exchange Aggregate Its Eligible Activity with Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume
Comments due: April 24, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-19 |
| 34-74544 |
Mar. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products
Comments due: April 15, 2015
|
SR-NYSEArca-2015-18 |
| 34-75376 |
Jul. 7, 2015 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund |
| 34-75042 |
May 26, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
|
| 34-74701 |
Apr. 10, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
Comments due: May 7, 2015
|
SR-NYSEArca-2015-17 |
| 34-75323 |
Jun. 29, 2015 |
Order Approving Proposed Rule Change Amending Rule 6.35 to Modify the Appointment Process Utilized by the Exchange
|
| 34-75032 |
May 21, 2015 |
Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
|
| 34-74635 |
Apr. 2, 2015 |
Notice of Filing of Proposed Rule Change Amending Rule 6.35 to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-16 |
| 34-74541 |
Mar. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-15 |
| 34-74866 |
May 4, 2015 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to the List and Trade Shares of the Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
|
| 34-74562 |
Mar. 23, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
Comments due: April 17, 2015
Comments received are available for this proposal.
|
SR-NYSEArca-2015-13 |
| 34-74492 |
Mar. 12, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers
Comments due: April 8, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-11 |
| 34-74409 |
Mar. 2, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-10 |
| 34-74382 |
Feb. 26, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 25, 2015
|
SR-NYSEArca-2015-09 |
| 34-74436 |
Mar. 4, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions
Comments due: March 31, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-08 |
| 34-74796 |
Apr. 23, 2015 |
Order Granting Approval of Proposed Rule Change to Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to its Rule
|
| 34-74415 |
Mar. 3, 2015 |
Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31
Comments due: March 30, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-07 |
| 34-74308 |
Feb. 19, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5
|
SR-NYSEArca-2015-06 |
| 34-74271 |
Feb. 13, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015
|
SR-NYSEArca-2015-05 |
| 34-74675 |
Apr. 8, 2015 |
Order Approving a Proposed Rule Change to List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74290
|
| 34-74290 |
Feb. 18, 2015 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: March 17, 2015
|
SR-NYSEArca-2015-04 |
| 34-74595 |
Mar. 27, 2015 |
Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74278
|
| 34-74278 |
Feb. 13, 2015 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ®IBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015
|
SR-NYSEArca-2015-03 |
| 34-74219 |
Feb. 6, 2015 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-02 |
| 34-76186 |
Oct. 19, 2015 |
Notice of Withdrawal of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
|
| 34-75813 |
Sep. 2, 2015 |
Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change , as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares |
| 34-75115 |
Jun. 5, 2015 |
Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: July 2, 2015
Rebuttal comments due: July 16, 2015
Additional Materials: Exhibit 5
|
| 34-74755 |
Apr. 17, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
|
| 34-74433 |
Mar. 4, 2015 |
Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: March 31, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2015-01 |
| 34-75811 |
Sep. 2, 2015 |
Notice of Filing of Amendment No. 1 to Proposed Rule Change to Amend NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due: September 21, 2015
Additional Materials: Exhibit 5
|
| 34-75569 |
Jul. 30, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
|
| 34-74863 |
May 4, 2015 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to the Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due: May 29, 2015
Rebuttal comments due: June 12, 2015
Comments received are available for this proposal.
|
| 34-74534 |
Mar. 19, 2015 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
|
| 34-74175 |
Jan. 29, 2015 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due: February 25, 2015
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/nysearca/nysearcaarchive/nysearca2015.shtml
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